Common use of INDEX OF DEFINED TERMS Clause in Contracts

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee) Personal Data 3.22(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Dell Technologies Inc), Agreement and Plan of Merger (Vmware, Inc.), Agreement and Plan of Merger (Dell Technologies Inc)

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INDEX OF DEFINED TERMS. (ContinuedTerm Reference 2000 Plan 5.9(a)(ii) Definition Location Person 8.3(ee2006 Plan 5.9(a)(ii) Personal Data 3.22(a401(k) Pivotal Plans 5.9(g) Accepting Directors 5.13 Acquisition 7.3(b)(iv) Acquisition Proposal 5.3(g)(i) Affiliate 8.3(b) Agreement Preamble Pivotal Acquirer 3.19(iAnnual Meeting Matters 5.1 Approval 2.2(d)(ii) Pivotal Board Assumed Option 5.9(a)(iii) Assumed RSU 5.9(c) Bankruptcy and Equity Exception 2.3(a) Book Entry Shares 1.7(c) Briefings 5.6(b) business day 8.3(a) CCC Recitals Pivotal Bylaws 3.1(bCertificates 1.7(c) Pivotal Change of Recommendation 5.3(d)(i) Change of Recommendation Notice 5.3(d)(i)(2) Charter 3.1(bAmendment 3.18 CIC Plan 4.1(b)(xv) Pivotal Class A Stockholder Approval 3.4(aClosing 1.2 Closing Date 1.2 Code Recitals Company Preamble Company Balance Sheet 2.4(b) Pivotal Data 8.3(ffCompany Benefit Plan 2.12(a)(i) Pivotal Company Charter Documents 2.1(b) Company Common Stock 1.6(a) Company Current Employees 5.9(f) Company Designated SEC Reports 8.3(c) Company Disclosure Letter Schedule Article III Pivotal II Company Employee 2.12(a)(ii) Company Employee Agreement 2.12(a)(iv) Company ESPP 2.3(e5.9(d) Pivotal Company Environmental Permits 2.14(d) Company Financials 2.4(b) Company IP 2.7(a)(i) Company IP Contract 2.7(a)(ii) Company Lease 2.13(a) Company Leased Property 2.13(a) Company Licensed IP 2.7(a)(iii) Company Material Contract 2.15(a) Company Necessary Consents 2.3(c) Company Options 2.2(c) Company Permits 2.8(b) Company Preferred Stock 2.2(a) Company Products 2.7(a)(iv) Company Registered Intellectual Property 8.3(gg2.7(a)(v) Pivotal Intellectual Property Registrations 8.3(hhCompany Restricted Stock 2.2(b) Pivotal IPO Date 8.3(iiCompany Restricted Stock Unit 2.2(b) Pivotal MTA 8.3(ggCompany SEC Reports 2.4(a) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Term Reference Company Stock Plans 2.3(a2.2(c) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Company Termination Fee 7.3(b7.3(b)(i) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Company Third Party IP Contract 2.7(a)(vi), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Divx Inc), Agreement and Plan of Merger (Sonic Solutions/Ca/), Agreement and Plan of Merger (Divx Inc)

INDEX OF DEFINED TERMS. (ContinuedCapitalized terms in this Agreement shall have the defined meanings that appear in the provisions of the Agreement listed below. Section Acceptance Time 5.2(b) Definition Location Person 8.3(eeAcquisition Proposal 5.2(a) Personal Data 3.22(aAdverse Recommendation Change 5.2(c) Pivotal Affiliate 3.3(d) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.2(c) Pivotal Assignee 9.5(a) award 3.3(b) Book-Entry Share 2.1(c) business day 9.10(b) CERCLA 3.18(b) Certificate of Merger 1.4 Certificate 2.1(c) Closing 1.5 Closing Amount Recitals Closing Date 1.5 Code 2.6 Company Preamble Company Balance Sheet 3.6(a) Company Board of Directors Recitals Pivotal Bylaws 3.1(bCompany Disclosure Letter SECTION 3 Company Joint Venture 3.4(c) Pivotal Charter 3.1(bCompany’s knowledge 9.10(b) Pivotal Class A Company Material Adverse Effect 3.1(a) Company Option 2.4(a) Company Preferred Stock 3.3(a) Company Quarterly Balance Sheet 3.7 Company Restricted Share 2.4(b) Company Restricted Stock 2.4(b) Company Rights 3.3(a) Company Rights Agreement 3.3(a) Company SEC Reports 3.5 Company Stockholder Approval 6.1 Company Stock Plans 2.4(a) Company Subsidiary 3.4(a) Pivotal Data 8.3(ffConfidentiality Agreement 1.2(c) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eContinuing Employee 6.11(b) Pivotal Intellectual Property 8.3(ggCPR Recitals CPR Agreement Recitals Index of Defined Terms, continued Section Current D&O Insurance 6.8(b) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option Delisting Period 6.3 DGCL Recitals Dissenting Shares 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(iDSU 2.4(c) Pivotal Effective Time 1.4 Employee Release 6.11(d) Environmental Laws 3.18(e)(i) ERISA 3.16(a) ERISA Affiliate 3.16(b) Exchange Act 1.1(a) Exchange Fund 2.2(a) Expiration Date 1.1(a) FCPA 3.9(c) FDA 3.9(d) Good Clinical Practices 3.9(h) Good Laboratory Practices 3.9(h) Good Manufacturing Practices 3.9(i) Governmental Entity 9.10(b) Hazardous Materials 3.18(e)(ii) HSR Act 3.19 IC Plans 6.11(a) Incentive Compensation Plan 6.11(a) Indemnified Parties 6.8(a) Independent Directors 6.9(a) IRS 3.16(a) Laws 3.9(b) Layoff Laws 3.17(b) Maximum Premium 6.8(b) Merger 1.3(a) Merger Agreement Annex I Merger Consideration 2.1(c) Minimum Condition Annex I Notice Period 5.2(d) OECD Convention 3.9(c) Offer Recitals Offer Condition 1.1(a) Offer Documents 1.1(c) Offer Price Recitals Offer to Purchase 1.1(a) on a fully diluted basis 9.10(b) Outside Date 8.1(b)(ii) Parent Preamble Paying Agent 2.2(a) Index of Defined Terms, continued Section Performance-Based DSU 2.4(c) Permits 3.9 person 9.10(b) Plans 3.16(a) Post-Closing SEC Reports 6.3 Principal Stockholders Recitals Prior Plan 6.11(c) Program 3.9(k) Prohibited Payment 3.9(c) Proprietary Rights 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 1.8(a)(ii) Real Property 3.12(b) Regulation M-A 1.1(c) Release 3.18(e)(iii) Representatives 5.2(a) Required VMware Filing 5.3(cReporting Tail Endorsement 6.8(b) Rollover Option 2.3(a)(iiRestraints 8.1(b)(i) Rollover RSU 2.3(c)(iiRights Agent Recitals Sales Incentive Compensation Plan 6.11(a) Xxxxxxxx-Xxxxx Act 3.6(a3.6(b) Schedule 13E-3 3.8 14D-9 1.2(b) Schedule TO 1.1(b) SEC Article III 1.1(a) Securities Act 3.5(b3.11(c) Software 8.3(ooSeverance 6.11(d) Standards Organizations 3.19(eShares Recitals Special Meeting 1.8(a)(i) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiSub Preamble Sub Common Stock 2.1 Successor Plan 6.11(c) Superior Proposal 5.2(j)(iii5.2(b) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n1.3(a) Takeover Laws 3.25 Tax 3.15(a) Taxable 3.15(a) Tax Return 8.3(qq3.15(a) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uuTender Completion Time 6.2 Tender and Voting Agreements Recitals Terminated Employee 6.11(d) Termination Fee 7.3(b8.2(b) Top Customers 3.21 Trade Secrets 8.3(vvTime-Vested DSU 2.4(c) Trademarks 8.3(wwTop-Up Option 1.10(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiTop-Up Shares 1.10(a) Voting Agreement Recitals WARN UK Bribery Act 3.13(c3.9(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), ) dated as of August 22October 24, 20192011 is among CUBIST PHARMACEUTICALS, is between VMware, Inc.INC. (“Parent”), a Delaware corporation corporation, FRD ACQUISITION CORPORATION (“VMwareSub”), Raven Transaction Sub, Inc., a newly-formed Delaware corporation and a direct or indirect wholly-owned Subsidiary subsidiary of VMware Parent, and ADOLOR CORPORATION (the Merger SubCompany”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”)corporation.

Appears in 3 contracts

Samples: Agreement and Plan of Merger (Cubist Pharmaceuticals Inc), Agreement and Plan of Merger (Adolor Corp), Agreement and Plan of Merger (Cubist Pharmaceuticals Inc)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 5.4(b) Personal Data 3.22(aAcquisition Proposal 5.4(g)(i) Pivotal Action 3.9 Adverse Recommendation Change 5.4(c) Affiliate 8.3(a) Agreement Preamble Pivotal Acquirer 3.19(iAML Laws 3.25(d) Pivotal Anticorruption Laws 3.25(a) Antitrust Laws 3.25(e) Book-Entry Shares 2.3(b) Business Day 8.3(b) Certificate of Merger 1.3 Certificates 2.3(b) Closing 1.2 Closing Date 1.2 Code 2.4 Company Preamble Company Board Recitals Pivotal 3.3 Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal Company Employee 5.8(a) Company Equity Plans 2.2(a) Company ESPP 2.2(g) Company IP 3.18(a) Company Plan 3.11(a) Company PRSU 2.2(c) Company Recommendation Recitals Company Registered IP 3.18(a) Company Released Parties 7.3(b) Company RSU 2.2(b) Company SEC Documents 3.5(a) Company Stock Awards 2.2(f) Company Stock Option 2.2(a) Company Stockholder Approval 3.3 Company Stockholders Meeting 5.5(b) Company Subsidiary Securities 3.1(c) Confidentiality Agreement 5.6(b) Consents 5.7(b) Contract 3.4(a) control 8.3(c) Delaware Secretary of State 1.3 DGCL 1.1 Dissenting Shares 2.5 DTC 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiDTC Payment 2.3(e) Effective Time 1.3 Environmental Laws 3.13(c)(i) Environmental Permits 3.13(c)(ii) ERISA 3.11(a) ERISA Affiliates 3.11(b)(ix) Exchange Act 3.4(b) Export Control Laws 3.25(c) Facilities 3.17 First Extension Time 7.1(b)(i) GAAP 3.5(b) Governmental Entity 3.4(b) Guaranteed Obligations 5.2 Guarantor Preamble HSR Act 3.4(b) Indebtedness 5.17 Indemnified Parties 5.12(a) Intellectual Property 3.18(f) Intervening Event 5.4(g)(ii) IRS 3.11(a) knowledge 8.3(d) Law 3.4(a) Liens 3.2(a) Material Adverse Effect 3.1(a) Material Contract 3.15 Materials of Environmental Concern 3.13(c)(iii) Measurement Date 3.2(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preamble NYSE 3.4(b) Parent Preamble Parent Disclosure Letter Section 4.6 Parent Material Adverse Effect 4.1(a) Parent Plan 5.8(c) Parent Released Parties 7.3(c) Parent Termination Fee 7.3(c) Paying Agent 2.3(a) Payment Fund 2.3(a) Permits 3.10 Person 8.3(e) Preferred Stock 3.2(a) INDEX OF DEFINED TERMS (Continued) Definition Location Proxy Statement 3.7 Release 3.13(c)(iv) Representatives 5.4(a) Restraint 7.1(b)(ii) Sanctioned Country 3.25(b)(i) Sanctioned Person 3.25(b)(ii) Sanctions 3.25(b)(iii) SEC 3.5(a) Second Extension Time 7.1(b)(i) Securities Act 3.5(a) Seven Hills 3.1(c) Seven Hills Interest 3.1(c) Shares Recitals Subsidiary 8.3(f) Superior Proposal 5.2(j)(iii5.4(g)(ii) Support Agreement Recitals Superior Proposal Notice 5.4(d)(A) Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 3.19 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rrReturns 3.14(l)(ii) Taxes 8.3(ss3.14(l)(i) Taxing Authority 8.3(tt) Technology 8.3(uuTermination Date 7.1(b)(i) Termination Fee 7.3(b) Top Customers 3.21 3.24 Top Suppliers 3.23 Trade Secrets 8.3(vv3.18(f) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c3.12(c) Works of Authorship 8.3(xx) Table of Contents Willful Breach 7.2 AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of August 22November 12, 2019, is between VMwareCertainTeed Gypsum and Ceilings USA, Inc., a Delaware corporation (“VMwareParent”), Raven Transaction Cupertino Merger Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareContinental Building Products, Inc., a Delaware corporation (the PivotalCompany”), and solely for purposes of Section 5.2 and, to the extent related thereto, Article VIII, Compagnie de Saint-Gobain S.A., a société anonyme organized under the laws of France (the “Guarantor”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Continental Building Products, Inc.), Agreement and Plan of Merger (Continental Building Products, Inc.)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference 401(k) Definition Location Person 8.3(eePlans 6.10(f) Personal Data 3.22(aAgreement Preamble Alternate Financing 6.4(d) Pivotal Alternative Acquisition Agreement 5.3(b) Annual Bonus 6.10(e) Anti-Corruption Laws 3.24 Anti-Money Laundering Laws 3.25 Capitalization Date 3.7(a) Cash Replacement Company PSU Amounts 2.8(c)(ii) Cash Replacement Company RSU Amounts 2.8(b)(ii) Cash Replacement Option Amounts 2.8(a)(ii) Certificate of Merger 2.2 Certificates 2.9(c) Chosen Courts 9.10 Closing 2.3 Closing Date 2.3 Commitment Letters 4.12(a) Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(d)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan 6.10(e) Pivotal Intellectual Property 8.3(ggCompany Plans 6.10(c) Pivotal Intellectual Property Registrations 8.3(hhCompany Related Parties 8.3(f)(ii) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Company Securities Act 3.5(b3.7(d) Software 8.3(ooConfidentiality Agreement 9.4 Copyrights 1.1(aaa) Standards Organizations 3.19(eDGCL Recitals D&O Insurance 6.9(c) Subsidiary 8.3(ppData Protection Requirements 3.21 Debt Commitment Letter 4.12(a) Substituted Option 2.3(a)(iiDebt Financing 4.12(a) Table of Contents INDEX OF DEFINED TERMS (ContinuedDissenting Company Shares 2.7(c) Definition Location Substituted RSU 2.3(c)(iiDTC 2.9(d) Superior Proposal 5.2(j)(iiiEffective Time 2.2 Electronic Delivery 9.14 Equity Commitment Letters 4.12(a) Support Agreement Term Section Reference Equity Financing 4.12(a) Export/Import Laws 3.26 FCPA 3.24 Final Exercise Date 2.8(e) Financing 4.12(a) Financing Sources 4.12(a) Guarantee Recitals Surviving Corporation 1.1 Systems 3.19(nGuarantor Recitals HMT 1.1(ooo) Takeover Laws 3.25 Tax Return 8.3(qqIndemnified Persons 6.9(a) Tax Sharing Agreement 8.3(rrInformation Statement 6.3(b)(i) Taxes 8.3(ssInternational Employee Plans 3.18(a) Taxing Authority 8.3(ttIP Contracts 3.16(d) Technology 8.3(uuKaseya Parent 1.1(d) Termination Fee 7.3(bLease 3.14 Leased Real Property 3.14 Marks 1.1(aaa) Top Customers 3.21 Trade Secrets 8.3(vvMaximum Annual Premium 6.9(c) Trademarks 8.3(wwMerger Recitals Merger Sub Preamble New Plan 6.10(d) Transaction Litigation 5.7 VMware No-Shop Period Start Date 5.3(a) Notice Period 5.3(e)(ii)(3) OFAC 1.1(ooo) Old Plans 6.10(d) Owned Company Shares 2.7(a)(iii) Owned Real Property 3.14 Parent Preamble VMware Board Recitals VMware Charter Recitals VMware Parent Breach Notice Period 8.1(g) Parent Disclosure Letter Article IV Parent Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii7.3(a) Voting Agreement Recitals WARN Act 3.13(cParent Related Parties 8.3(f)(i) Works of Authorship 8.3(xxParty Preamble Patents 1.1(aaa) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Payment Agent 2.9(a) Payment Fund 2.9(b) Per Share Price 2.7(a)(ii) Personal Information 3.21 Preferred Equity Commitment Letter 4.12(a) Preferred Equity Financing 4.12(a) Preferred Equity Investors 4.12(a) Real Property 3.14 Representatives 5.3(a) Required Amount 4.12(c) Requisite Stockholder Approval 3.4 Term Section Reference Sanctioned Persons 3.25 Surviving Corporation 2.1 Termination Date 8.1(c) Parent Termination Fee 8.3(c)(i) Third Party Financing 4.12(a) Uncertificated Shares 2.9(c) Unvested Company Option 2.8(a)(ii) Unvested Company PSU 2.8(c)(ii) Unvested Company RSU 2.8(b)(ii) Vested Equity Award Consideration 2.8(c)(i) Vested Option Consideration 2.8(a)(i) Vested PSU Consideration 2.8(c)(i) Vested RSU Consideration 2.8(b)(i) Written Consent 3.4

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Datto Holding Corp.), Agreement and Plan of Merger (Datto Holding Corp.)

INDEX OF DEFINED TERMS. (ContinuedThe following terms have the meanings ascribed to them, as indicated below: Term Section 2010 Health Care Law 4.12(d) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 10.01(a) Personal Data 3.22(aAcceptance Time 1.04(a) Pivotal accredited investor 1.03(c) Acquisition Agreement 6.02(e) Adverse Recommendation Change 6.02(e) Affiliate 10.01(b) Agreement Preamble Pivotal Acquirer 3.19(iArticles of Merger 2.03 Authorizations 4.10(a) Pivotal Board Actions 4.04(c) business day 10.01(c) Certificate 3.01(c) Code 1.01(i) Committee of Disinterested Directors 4.04(b) Company Preamble Company 401(k) Plan 4.03(a) Company Articles of Incorporation 4.01 Company Benefit Agreement 4.12(p) Company Benefit Plan 4.12(p) Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company By-Laws 4.01 Company Common Stock Recitals Company Disclosure Letter Article III Pivotal ESPP 2.3(e10.01(d) Pivotal Company DSUs 4.03(a) Company Employee 7.05(a) Company Equity Awards 4.03(a) Company Executive Team 10.01(e) Company Incentive Plans 4.03(a) Company Intellectual Property 8.3(gg10.01(f) Pivotal Intellectual Property Registrations 8.3(hhCompany Noncompete Restrictions 4.09(a)(v) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a4.03(a) Pivotal Products 8.3(kkCompany PSUs 4.03(a) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Company Restricted Stock Awards 3.2(e4.03(a) Pivotal Company RSUs 4.03(a) Company Stock Plans 2.3(aOptions 4.03(a) Pivotal Stockholder Approvals 3.4(aCompany Swaps 4.22 Term Section Compensation Committee 4.12(g) Pivotal Stockholders Meeting 5.3(bConfidentiality Agreement 10.01(g) Pivotal Technology 8.3(mmContract 4.05 Current Premium 7.06(a) Pivotal Training Data 8.3(nnDissenters’ Rights 3.01(d) Privacy Laws 3.22(cDissenting Shares 3.01(d) Processing 3.22(cEffective Time 2.03 Environmental Claims 4.16(b) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(aEnvironmental Law 4.16(b) Required VMware Filing 5.3(cEquity Award Amounts 3.04(f) Rollover Option 2.3(a)(iiERISA 4.12(a) Rollover RSU 2.3(c)(iiERISA Affiliate 4.12(e) Xxxxxxxx-Xxxxx Exchange Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”1.01(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Popeyes Louisiana Kitchen, Inc.), Agreement and Plan of Merger (Restaurant Brands International Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Acceptable Confidentiality Agreement 8.1(a) Definition Location Person 8.3(eeAffiliate 8.1(b) Personal Data 3.22(aAffiliate Transactions 3.24 Agreement Preamble Alternate Terms and Conditions 5.12(a) Pivotal Anticorruption Laws 8.1(c) Applicable Exchange 8.1(d) Articles of Merger 1.3 Balance Sheet Date 3.12(a) Book-Entry Shares 2.1(c)(ii) Business Day 8.1(e) Certificates 2.1(c)(ii) Chosen Courts 8.5(a) Closing 1.2 Closing Date 1.2 Code 8.1(f) Common Stock 8.1(g) Company Preamble Pivotal Acquirer 3.19(i) Pivotal Company Assets 3.7 Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Board Recommendation Recitals Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Employee Benefits 3.16(a) Pivotal Intellectual Property 8.3(ggCompany Equity Plan 8.1(h) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Financial Advisor 3.25 Company Material Adverse Effect 3.7 Company Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(iCompany Performance Stock Award 2.3(d) Pivotal Plans 3.12(aCompany Permits 3.22(a) Pivotal Preferred Company Proxy Statement 3.6(b) Company Related Parties 8.1(j) Company Restricted Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU Award 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(iCompany RSUs 2.3(e) Pivotal Company SAR 2.3(b) Company SEC Documents 3.6(aReports 3.10(a) Pivotal Software 8.3(llCompany Severance Plan 5.6(b) Pivotal Special Committee Recitals Pivotal Company Stock Awards 3.2(eAward 2.3(d) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Company Stockholders Meeting 3.6(b) Company Termination Fee 7.6(c) Confidentiality Agreements 5.3(b) Pivotal Technology 8.3(mmContinuation Period 5.6(a) Pivotal Training Data 8.3(nnContract 8.1(k) Privacy Laws 3.22(cConveyance Taxes 5.11 Damages 5.7(b) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Term Section

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Perry Ellis International, Inc), Agreement and Plan of Merger (Feldenkreis George)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Affiliate 8.1(a) Definition Location Person 8.3(eeAgreement Preamble Balance Sheet Date 3.12(a) Personal Data 3.22(aBankruptcy and Equity Exception 3.3 Book-Entry Shares 2.1(c)(ii) Pivotal Business Day 8.1(b) Certificate of Merger 1.3 Closing 1.2 Closing Date 1.2 Code 2.2(f) Communications Act 3.16(a) Communications Laws 3.16(a) Company Preamble Pivotal Acquirer 3.19(iCompany Assets 3.7(b) Pivotal Company Benefit Plans 3.17(a) Company Board Recitals Pivotal Bylaws 3.1(bCompany Common Stock 2.1(b) Pivotal Charter 3.1(bCompany Confidential Information 3.21(d) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Excluded Shares 2.1(b) Pivotal Company Financial Advisors 3.28 Company Group 3.19(a) Company Intellectual Property 8.3(gg3.21(a) Pivotal Intellectual Property Registrations 8.3(hhCompany IP Licenses 3.21(b) Pivotal IPO Date 8.3(iiCompany Material Adverse Effect 8.1(c) Pivotal MTA 8.3(ggCompany Material Contracts 3.15(a) Pivotal Company Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(iCompany Organizational Documents 3.4 Company Owned Intellectual Property 3.21(a) Pivotal Plans 3.12(aCompany Permits 3.23(a) Pivotal Company Preferred Stock 3.2(a3.8(a) Pivotal Products 8.3(kkCompany SEC Reports 3.10 Company Stock Award 2.3(b) Pivotal Returns 3.15(aCompany Termination Fee 7.6(b) Pivotal RSU 2.3(cConfidentiality Agreement 5.3(b) Pivotal RSU Cash Out Amount 2.3(c)(iContinuation Period 5.6(a) Pivotal SEC Documents 3.6(aContract 8.1(f) Pivotal Software 8.3(llConversion Ratio 2.3(d) Pivotal Special Committee Converted Stock Award 2.3(d) Damages 5.7(b) DGCL Recitals Pivotal Stock Awards 3.2(eTerm Section Dissenting Shares 2.4(a) Pivotal Stock Plans Effective Time 1.3 End Date 7.2(a) Environmental Law 3.20(a) ERISA 3.17(a) Exchange Act 3.6(b) Exercise Price 2.3(a) Pivotal Stockholder Approvals 3.4(aExpenses 5.12 Fiber Route 3.31(a) Pivotal Stockholders Meeting 5.3(bFinancing 5.14 GAAP 3.11(a)(ii) Pivotal Technology 8.3(mmGovernmental Authority 8.1(j) Pivotal Training Data 8.3(nnGovernmental Authorizations 3.6 Hazardous Substances 8.1(k) Privacy Laws 3.22(cHSR Act 3.6(c) Processing 3.22(cILEC Agreements 3.15(a)(ix) Proxy Indemnified Parties 5.7(a) Information Statement 3.8 Related Person 3.26 Representatives 5.2(a5.5(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Intellectual Property 8.1(l), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Itc Deltacom Inc), Agreement and Plan of Merger (Earthlink Inc)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee409A Authorities 3.11(b)(ix) Personal Data 3.22(aAcquisition Agreement 5.4(b) Pivotal Acquisition Proposal 8.3(a) Action 3.9 Adverse Recommendation Change 5.4(b) Affiliate 8.3(b) Agreement Preamble Pivotal Acquirer 3.19(iAJCA 3.11(b)(ix) Pivotal Alternative Financing 5.16(c) Alternative Merger 5.15(d) Antitrust Law 8.3(c) Articles of Merger 1.3 Black-Out Days 8.3(d) Book-Entry Shares 2.3(b) Business 8.3(e) Business Day 8.3(f) Certificates 2.3(b) Closing 1.2 Closing Date 1.2 Code 2.4 Company Preamble Company Board Recitals Pivotal Company Board Recommendation 5.4(c) Company Bylaws 3.1(b3.1(c) Pivotal Company Causation Exception 7.3(d) Company Charter 3.1(b3.1(c) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Employee 5.8(a) Pivotal Company Intellectual Property 8.3(gg8.3(g) Pivotal Intellectual Property Registrations 8.3(hhCompany Plans 3.11(a) Pivotal IPO Date 8.3(iiCompany Registered IP 8.3(h) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a3.5(a) Pivotal Software 8.3(llCompany Stock Option 2.2(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Company Stock Plans 2.3(a8.3(i) Pivotal Company Stock Right 2.2(b) Company Stockholder Approvals 3.4(aApproval 3.3 Company Stockholders’ Meeting 5.5(b) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Company Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vvConfidentiality Agreement 5.6(b) Trademarks 8.3(wwConsent Solicitation 5.15(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Consent Solicitation Statement 5.15(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (PNK Entertainment, Inc.), Agreement and Plan of Merger (Pinnacle Entertainment Inc.)

INDEX OF DEFINED TERMS. (ContinuedSection Acceptance Time 1.1(a) Definition Location Person 8.3(eeAcquisition Proposal 5.2(a) Personal Data 3.22(aAdverse Recommendation Change 5.2(c) Pivotal Affiliate 3.3(c) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.2(c) Pivotal Assignee 9.5(a) Book-Entry Shares 2.1(c) CERCLA 3.18(b) Certificate of Merger 1.4 Certificate 2.1(c) Closing 1.5 Closing Date 1.5 Code 2.6 Commencement Date 1.1(a) Company Preamble Company Balance Sheet 3.6(a) Company Board of Directors Recitals Pivotal Bylaws 3.1(bCompany Board Recommendation 3.20(a) Pivotal Charter 3.1(bCompany Disclosure Schedule SECTION 3 Company Joint Venture 3.4(c) Pivotal Class A Company’s knowledge 9.12(b) Company Material Adverse Effect 3.1(a) Company Option 2.4(a) Company-Owned Proprietary Rights 3.12(a)(iii) Company Preferred Stock 3.3(a) Company Registered Intellectual Property 3.12(a)(i) Company RSU 2.4(b) Company SEC Reports 3.5 Company Stockholder Approval 6.1 Company Stock Plans 2.4(a) Company Subsidiary 3.4(a) Pivotal Data 8.3(ffConfidentiality Agreement 1.2(c) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eContinuing Employees 6.11(a) Pivotal Current D&O Insurance 6.8(b) Delisting Period 6.3 DGCL Recitals Dissenting Shares 2.3(a) Effective Time 1.4 Environmental Laws 3.18(e)(i) ERISA 3.16(a) ERISA Affiliate 3.16(b) Exchange Act 1.1(a) Exchange Fund 2.2(a) Expiration Date 1.1(a) FCPA 3.9(c) FDA 3.9(d) Good Clinical Practices 3.9(g) Good Laboratory Practices 3.9(g) Index of Defined Terms, continued Section Good Manufacturing Practices 3.9(h) Governmental Entity 9.12(b) Hazardous Materials 3.18(e)(ii) HSR Act 3.19 Indemnified Parties 6.8(a) Independent Directors 6.9(a) IRS 3.16(c) Intellectual Property 8.3(ggRights 3.12(a)(ii) Pivotal Intellectual Property Registrations 8.3(hhLaws 3.9(b) Pivotal IPO Material Contract 3.11(a) Maximum Premium 6.8(b) Merger 1.3(a) Merger Agreement Annex I Merger Consideration 2.1(c) Minimum Condition Annex I Notice Period 5.2(d) OECD Convention 3.9(c) Offer Recitals Offer Conditions 1.1(a) Offer Documents 1.1(d) Offer Price Recitals Offer to Purchase 1.1(a) on a fully diluted basis 9.12(b) Outside Date 8.3(ii8.1(b)(ii) Pivotal MTA 8.3(ggParent Preamble Paying Agent 2.2(a) Pivotal Option 2.3(aPermits 3.9(a) Pivotal Option Cash Out Amount 2.3(a)(iperson 9.12(b) Pivotal Plans 3.16(a) Post-Closing SEC Reports 6.3 Principal Stockholders Recitals Programs 3.9(j) Prohibited Payment 3.9(c) Proprietary Rights 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 1.8(a)(ii) Real Property 3.12(b) Regulation M-A 1.1(d) Release 3.18(e)(iii) Reporting Tail Endorsement 6.8(b) Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(iiRestraints 8.1(b)(i) Xxxxxxxx-Xxxxx Act 3.6(a3.6(b) Schedule 13E-3 3.8 14D-9 1.2(b) Schedule TO 1.1(d) SEC Article III 1.1(b) Section 409A 3.16(h) Securities Act 3.5(b3.11(c) Software 8.3(ooShares Recitals Special Meeting 1.8(a)(i) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table Index of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Defined Terms, continued Section Sub Preamble Sub Common Stock 2.1 Superior Proposal 5.2(j)(iii5.2(d) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n1.3(a) Takeover Laws 3.25 Tax 3.15(a) Taxable 3.15(a) Tax Return 8.3(qq3.15(a) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Tender Completion Time 6.2 Tender and Voting Agreements Recitals Termination Fee 7.3(b8.2(b) Top Customers 3.21 Trade Secrets 8.3(vvTop-Up Option 1.10(a) Trademarks 8.3(wwTop-Up Shares 1.10(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), ) dated as of August 22May 7, 2019, 2009 is between VMware, Inc., a Delaware corporation among Covidien Group S.a.r.l. (“VMwareParent”), Raven Transaction a Luxembourg company, Covidien Delaware Corp. (“Sub, Inc.”), a newly-formed Delaware corporation and a direct or indirect wholly-owned Subsidiary subsidiary of VMware Parent, and VNUS Medical Technologies, Inc. (the Merger SubCompany”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).corporation. R E C I T A L S WHEREAS, Parent and the Board of Directors of each of Sub and the Company has approved the acquisition of the Company by Parent on the terms and conditions set forth in this Agreement;

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Covidien Group S.a.r.l.), Agreement and Plan of Merger (Covidien PLC)

INDEX OF DEFINED TERMS. (Continued2021 First Lien Notes 8.6 2021 First Lien Notes Indenture 8.6 2021 First Lien Notes Trustee 8.6 2023 Company RSU 2.4(e) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 8.6 affiliate 8.6 agent 8.6 Agreement Preamble Alternate Debt Financing 5.13(d) Personal Data 3.22(aAlternative Arrangement Contract 3.4(c) Pivotal Anti-Corruption Laws 3.9(i) Anti-Money Laundering Laws 8.6 Approval 8.6 BofA Securities 3.20 Book Entry Shares 2.6(c) Burdensome Condition 5.5(d) Business Day 8.6 Cancelled Shares 2.1(a) Capital Expenditure Budget 5.1(a)(xi) CARES Act 8.6 Certificate of Merger 1.3 Certificates 2.6(b) Change of Recommendation 5.4(b) Change of Recommendation Notice 5.4(f) Claims 8.6 Closing 1.2 Closing Date 1.2 Code 3.11(e) Collective Bargaining Agreement 8.6 Commitment Letters 4.9(a) Common Stock 2.1 Company Preamble Pivotal Acquirer 3.19(i) Pivotal Company Acquisition Proposal 8.6 Company Board Recitals Pivotal Bylaws 3.1(bCompany Disclosure Schedule Article III Company Employees 3.12(a) Pivotal Charter 3.1(bCompany IP 3.14(a) Pivotal Class A Company LTI Awards 2.4(f) Company Option Award 2.4(a) Company Recommendation 3.3(b) Company Related Party 8.6 Company Reports 3.5(a) Company Severance Plan 5.6(b) Company Stock Plan 2.4(a) Company Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal 3.19 Company Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mmCompany Superior Proposal 8.6 Company Termination Fee 8.6 Company Warrant 2.2 Compliance Requirements 8.6 Confidentiality Agreement 8.6 Continuing Employees 5.6(a) Pivotal Training Contract 8.6 control 8.6 Converted Award 2.4(e) Copyrights 8.6, 8.6 COVID-19 8.6 COVID-19 Actions 8.6 COVID-19 Measures 8.6 Credit Agreement 8.6 Credit Agreement Payoff Amount 5.17(a) D&O Insurance 5.7(b) Data 8.3(nnProtection Obligations 3.14(i) Debt Commitment Letter 4.9(a) Debt Financing 4.9(a) DGCL 1.1 Dissenting Shares 2.5(a) DPA 4.11 Effect 8.6 Effective Time 1.3 End Date 7.1(c) Environmental Laws 3.15(b)(i) Equity Commitment Letter 4.9(a) Equity Financing 4.9(a) Equity Syndication 5.18 ERISA 3.12(a) ERISA Affiliates 3.12(c) Exchange Act 3.5(a) Exempted Person 8.6 Expense and Interest Payments 7.2(e) Extended End Date 7.1(c) Families First Act 8.6 Fee Letter 4.9(a) Financing 4.9(a) - iv - Foreign Benefit Plan 3.12(g) Foreign Regulatory Filings 5.5(a) Foreign Regulatory Laws 3.4(a) Government Official 3.9(i) Governmental Entity 8.6 Guarantor 8.6 HSR Act 3.4(a) Indemnified Parties 5.7(a) Indenture Redemption Amount 5.17(b) Infringing 8.6 Initial End Date 7.1(c) Insurance Amount 5.7(b) Insurance Policies 3.17 Intellectual Property 8.6 International Trade Laws 8.6 Intervening Event 8.6 IT Assets 3.14(m)(i) knowledge 8.6 Law 8.6 Leases 3.16(b) Legal Requirement 8.6 Lender Related Party 8.6 Lenders 8.6 Liens 8.6 Limited Guarantee Recitals LTI Award Consideration 2.4(f) Marketing Period 8.6 Marks 8.6, 8.6 Material Adverse Effect 8.6 Material Contract 3.10(a) Materials of Environmental Concern 8.6 Merger Recitals Merger Consideration 2.1(b) Merger Sub Preamble Misconduct 3.13(e) Money Transfer Agent 8.6 Money Transfer Change of Control Filings 5.5(a) Money Transmitter License 8.6 Money Transmitter Requirements 8.6 NASDAQ 8.6 New Approval 5.18 New Debt Commitment Letters 5.13(d) Notice Period 5.4(e)(iii) OFAC 8.6 Open Source License 8.6 Open Source Software 3.14(g) Order 8.6 Parent Preamble Parent Disclosure Schedule Article IV Parent Liability Limitation 7.2(e) Parent Material Adverse Effect 8.6 Parent Plans 5.6(c) Parent Related Party 8.6 Parent Termination Fee 8.6 Patents 8.6, 8.6 Paying Agent 2.6(a) PBGC 3.12(e) Permitted Co-Investor 8.6 Permitted Lien 8.6 Permitted LP 8.6 Permitted Preferred Purchaser 8.6 person 8.6 Personal Data 3.14(m)(ii) Plan 3.12(a) Pre-2023 Company Performance Cash Award 2.4(d) Pre-2023 Company Performance-Based RSU Award 2.4(c) Pre-2023 Company Time-Based RSU Award 2.4(b) Prior Bidder 5.4(a) Privacy Laws 3.22(c3.14(m)(iii) Processing 3.22(cPrivacy Policy 3.14(m)(iv) Prohibited LP 8.6 Protection Period 5.6(a) Proxy Statement 3.8 3.4(a) Registered IP 3.14(a) Related Person 3.26 Software 8.6 Representatives 5.2(a) Required VMware Filing 5.3(cFinancial Information 8.6 Required Financing Amount 4.9(d) Rollover Option 2.3(a)(iiRequired Money Transfer Approval 6.2(c) Rollover RSU 2.3(c)(iiSanctions 3.9(g) Sanctions Authority 3.9(g) Xxxxxxxx-Xxxxx Act 3.6(a3.5(a) Schedule 13E-3 3.8 SEC Article III 8.6 Securities Act 3.5(b3.5(a) Security Incident 3.14(l) Securityholder 8.6 Shares 2.1 Software 8.3(oo8.6 Solicitation Period End Date 5.4(a) Standards Organizations 3.19(e) Standstill Agreement 8.6 Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 8.6 Superior Proposal 5.2(j)(iiiNotice 5.4(e)(ii) Support Agreement Recitals Surviving Corporation Company 1.1 Systems 3.19(nTax 3.11(q)(i) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww3.11(q)(ii) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals Documents 8.6 U.S. GAAP 8.6 WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents Warrant Consideration 2.2 Willful and Material Breach 8.6 AGREEMENT AND PLAN OF MERGER This Agreement and Plan AGREEMENT AND PLAN OF MERGER, dated as of Merger February 14, 2022 (as amended, supplemented or otherwise modified from time to time, this “Agreement”), dated as of August 22, 2019, is between VMware, Inc.entered into by and among Mobius Parent Corp., a Delaware corporation Corporation (“VMwareParent”), Raven Transaction Mobius Merger Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareMoneyGram International, Inc., a Delaware corporation (the PivotalCompany”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Moneygram International Inc), Agreement and Plan of Merger (Moneygram International Inc)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Acceptable Confidentiality Agreement 8.1 Acceptance Time 1.1(d) Definition Location Person 8.3(eeAdverse Recommendation Change 5.4(d) Personal Data 3.22(aAffiliate 8.1 Agreement Preamble Alternate Financing 5.17(b) Pivotal Antitrust Condition Exhibit A Applicable Exchange 8.1 Balance Sheet Date 3.11(a)(i) Bank Marketing Period 5.17(f) Book-Entry Shares 2.1(c)(ii) Borrower 4.7 Business Day 8.1 Businesses 8.1 Certificate of Merger 1.7 Certificates 2.1(c)(ii) CFIA 8.1 Chosen Courts 8.5 Closing 1.6 Closing Date 1.6 Code 3.15(b) Commitment Letter 4.7 Common Stock Recitals Company Preamble Pivotal Acquirer 3.19(iCompany Acquisition Agreement 5.4(a) Pivotal Company Assets 3.7 Company Benefit Plans 3.15(a) Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Board Recommendation Recitals Company Credit Agreement 8.1 Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Equity Awards 2.3(c) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Financial Advisor 3.26 Company Material Adverse Effect 8.1 Company Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(iCompany Organizational Documents 8.1 Company Permits 3.21(a) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal Company RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(iCompany SAR 2.3(b) Pivotal Company SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Reports 3.9 Company Stock Plans 8.1 Company Termination Fee 7.6(a) Confidentiality Agreement 5.3(c) iv Continuing Directors 1.3 Contract 8.1 Damages 5.6(b) DGCL Recitals Dissenting Shares 2.4(a) DOJ 5.8(b) Effective Time 1.7 Employee 5.5(a) Environmental Law 3.18 ERISA 3.15(a) ERISA Affiliate 8.1 Exchange Act 1.1(a) Excluded Shares 2.1(b) Expenses 5.10 FDA 8.1 Fee Letter 4.7 Financing 4.7 Financing Letters 4.7 Financing Sources 8.1 Food and Drug Act 3.23(a) Food Laws 3.23(a) FTC 5.8(b) Fully Diluted Shares Exhibit A GAAP 3.10(a)(ii) Governmental Authority 8.1 Governmental Authorizations 3.6 Hazardous Substances 8.1 HSR Act 3.6(d) Indemnified Parties 5.6(a) Intellectual Property 8.1 Intervening Event 8.1 IRS 3.15(b) Knowledge 8.1 Law 8.1 Legal Actions 3.13 Lender 4.7 Liabilities 3.11(a) Licensed Intellectual Property 8.1 Liens 8.1 Material Contracts 3.14(a) Maximum Premium 5.6(c) Measurement Date 3.8(a) Merger Recitals Merger Consideration 2.1(c)(i) Merger Sub Preamble Minimum Tender Condition Exhibit A New Commitment Letter 5.17(b) New Plans 5.5(c) Non-Party Affiliates 8.1 Offer Recitals Offer Conditions 1.1(b) Offer Documents 1.2(a) Offer Price Recitals Old Plans 5.5(c) Option Consideration 2.3(a) Pivotal Stockholder Approvals 3.4(aOrders 8.1 Outside Date 7.2(a) Pivotal Stockholders Meeting 5.3(bOwned Intellectual Property 8.1 Parent Preamble Parent Assets 4.5(b) Pivotal Technology 8.3(mmParent Contracts 4.5(c) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Parent Material Adverse Effect 4.1 VMware Special Committee 8.1 Participant 3.15(a) Paying Agent 2.2(a) Payment Fund 2.2(b) Permits 3.21(a) Permitted Lien 8.1 Person 8.1 Preferred Stock 3.8(a) Products 3.21(c) Representatives 8.1 Required Bank Information 5.17(f) Rights or rights 8.1 Schedule 14D-9 1.4(b) SEC 1.1(a) Securities Act 1.4(a) Seller Related Party 8.1 Stockholder List Date 1.4(e) Subsidiary 8.1 Superior Proposal 8.1 Suppliers 3.21(c) Surviving Bylaws 1.10 Surviving Charter 1.9 Surviving Corporation 1.5 Takeover Laws 3.27 Takeover Proposal 8.1 Tax Returns 8.1 Taxes 8.1 Transactions Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents USDA 8.1 Willful and Material Breach 7.5 AGREEMENT AND PLAN OF MERGER This Agreement and Plan AGREEMENT AND PLAN OF MERGER, dated as of Merger November 24, 2015 (this “Agreement”), dated as of August 22, 2019, is between VMware, by and among Pinnacle Foods Inc., a Delaware corporation (“VMwareParent”), Raven Transaction Sub, Slope Acquisition Inc., a Delaware corporation and a wholly-wholly owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareBoulder Brands, Inc., a Delaware corporation (the PivotalCompany”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Pinnacle Foods Inc.), Agreement and Plan of Merger (Boulder Brands, Inc.)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 8.3(a) Personal Data 3.22(aAcquisition Proposal 5.2(f)(i) Pivotal Action 3.9 Adverse Recommendation Change 5.2(b) Affiliate 8.3(b) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.2(b) Pivotal Antitrust Conditions 8.3(c) Antitrust Laws 8.3(d) Articles of Merger 1.3 Benefit Plans 3.13(a) Book-Entry Shares 2.3(b) Business Day 8.3(e) Certificates 2.3(b) Closing 1.2 Closing Date 1.2 Code 2.4 Company Preamble Company Board Recitals Pivotal 8.3(f) Company Board Recommendation 3.4(b) Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aCompany Credit Agreement 8.3(g) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal Company Equity Award Schedule 3.2(b) Company Equity Plans 2.2(a) Company ESPP 2.3(e2.2(a) Pivotal Intellectual Property 8.3(ggCompany Minority Interest Business 3.3 Company Parties 7.3(b) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a) Pivotal Products 8.3(kkCompany Recent Filings Article III Company Registered IP 3.20(a) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a) Pivotal Software 8.3(llCompany Terminating Breach 7.1(c)(i) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eConfidentiality Agreement 5.4(b) Pivotal Stock Plans 2.3(aContinuing Employee 5.9(a) Pivotal Stockholder Approvals 3.4(aContract 8.3(h) Pivotal Stockholders Meeting 5.3(bcontrol 8.3(i) Pivotal Technology 8.3(mmControlled Substances 8.3(j) Pivotal Training Data 8.3(nnConvertible Debt 8.3(k) Privacy Laws 3.22(cConvertible Debt Indenture 8.3(l) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiConvertible Note Hedge 8.3(m) Superior Proposal 5.2(j)(iiiCopyrights 8.3(x) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nDevice 8.3(n) Takeover Laws 3.25 Tax Return 8.3(qqDivestiture Action 5.5(b) Tax Sharing Agreement 8.3(rrDOL 3.13(d) Taxes 8.3(ssDomain Name Registrations 8.3(x) Taxing Authority 8.3(ttDrug 8.3(o) Technology 8.3(uuEffective Time 1.3 Employees 3.13(a) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Environmental Law 3.15(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (PSS World Medical Inc), Agreement and Plan of Merger (McKesson Corp)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeExcluded Shares 2.1(a)(ii) Personal Data 3.22(aFERC 3.27(b) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Filed Company SEC Documents Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Filed Parent SEC Documents 3.6(aArticle IV First Certificate of Merger 1.1(a) Pivotal Software 8.3(llFirst Company Merger Recitals Form S-4 5.3(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eFraud 8.3(o) Pivotal Stock Plans 2.3(aGAAP 3.6(b) Pivotal Stockholder Approvals 3.4(aGovernmental Entity 3.5(b) Pivotal Stockholders Meeting 5.3(bHazardous Materials 3.14(e)(iv) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities HSR Act 3.5(b) Software 8.3(ooHydrocarbons 8.3(p) Standards Organizations 3.19(eIndebtedness 8.3(q) Subsidiary 8.3(ppIndemnified Persons 5.8(a) Substituted Option 2.3(a)(iiIntegrated Mergers Recitals Intellectual Property 8.3(r) Table Intervening Event 5.2(j)(iii) IRS 3.12(b) Joint Proxy Statement 5.3(a) knowledge 8.3(s) Law 3.5(a) Liens 3.2(b) Material Adverse Effect 8.3(t) Measurement Date 3.2(a) Merger Consideration 2.2(a)(i) Merger Sub Inc. Preamble Merger Sub LLC Preamble Mergers Recitals Natural Gas Act 3.27(b) New Board Designee 1.7 Nonqualified Deferred Compensation Plan 3.12(e) Oil and Gas Leases 8.3(u) Oil and Gas Properties 8.3(v) Opco Certificate of Contents Merger 1.1(b) Opco Exchange Ratio 2.2(a)(i) Opco LLC Preamble Opco LLC Agreement 1.4(a) Opco LLC Stapled Unit 2.2(a)(i) Opco LLC Unit Recitals Opco Merger Recitals Opco Merger Consideration 2.2(a)(i) INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiOpco Merger Sub LLC Preamble Opco Schedule 2.2(a)(i) Superior Proposal 5.2(j)(iiiOpco Surviving Company Recitals Opco Unitholder Approval Recitals Outside Date 7.1(b)(i) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nParent Preamble Parent 401(k) Takeover Laws 3.25 Tax Return 8.3(qqPlan 5.15(d) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Parent Affiliate 8.13 Parent Affiliate Transaction Litigation 5.7 VMware Preamble VMware 4.22 Parent Board Recitals VMware Parent Bylaws 4.1(b) Parent Charter 4.1(b) Parent Common Stock Recitals VMware Parent Convertible Notes 8.3(w) Parent Disclosure Letter Article IV Parent Expenses 7.3(d)(i) Parent Financial Advisors 4.28 Parent Independent Petroleum Engineers 4.25(a) Parent Intellectual Property 4.19 Parent Material Adverse Effect 4.1 VMware Special Committee 8.3(y) Parent Material Contract 4.16(a) Parent Officer’s Tax Certificate 5.11(c) Parent Organizational Documents 4.1(b) Parent Parties Article IV Parent Plans 4.12(b) Parent Preferred Stock 4.2(a) Parent Property 4.18(a) Parent PRSU Award 8.3(y) Parent Recommendation Recitals VMware Parent Reserve Report Letter 4.25(a) Parent Restricted Stock 2.3(a)(iiAward 8.3(z) Voting Agreement Parent RSU Award 8.3(aa) Parent SEC Documents 4.6(a) Parent Stock Option 8.3(bb) Parent Stockholder Approval 4.4(a) Parent Stockholders Recitals WARN Act 3.13(cParent Stockholders Meeting 5.3(a) Works of Authorship 8.3(xxParent Termination Fee 8.3(cc) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Parties Preamble PBGC 3.12(c)(iv) Pension Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).3.12(a) Permits 3.11

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Parsley Energy, Inc.), Agreement and Plan of Merger (Pioneer Natural Resources Co)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Acceptable Confidentiality Agreement Section 1.1(a) Acquisition Proposal Section 1.1(c) Acquisition Transaction Section 1.1(d) Affiliate Section 1.1(e) Agreement Preamble Alternative Acquisition Agreement Section 5.3(a) Antitrust Laws Section 1.1(f) Audited Company Balance Sheet Section 1.1(g) Business Day Section 1.1(h) Cash Consideration Section 2.7(a)(iii)(1) Cash Election Section 2.7(b)(ii) Cash Election Stock Section 2.7(b)(ii) Certificate of Merger Section 2.2 Certificates Section 2.9(d) Chosen Courts Section 9.10 Closing Section 2.3 Closing Date Section 2.3 Code Section 1.1(q) Collective Bargaining Agreement Section 3.19(a) Company Preamble Company 401(k) Plan Section 6.9(c) Company Board Section 1.1(r) Company Board Recommendation Change Section 5.3(c)(i) Company Capital Stock Section 1.1(s) Company Common Stock Section 1.1(t) Company Director RSU Section 2.8(c) Company Equity Plans Section 1.1(u) Company ESPP Section 1.1(v) Company Intellectual Property Section 1.1(w) Company Loan Agreement Section 1.1(x) Company Material Adverse Effect Section 1.1(y) Company Personal Information Section 3.16(l) Company Preferred Stock Section 1.1(z) Company PSUs Section 1.1(aa) Company Registered Intellectual Property Section 1.1(bb) Company Related Parties Section 8.3(f)(i) Company RSUs Section 1.1(cc) Company Software Section 3.16(e) Company Stockholder Meeting Section 6.4(a) Company Stockholders Section 1.1(dd) Company Termination Fee Section 1.1(ee) Confidentiality Agreement Section 9.4 Continuing Employees Section 1.1(ff) Contract Section 1.1(gg) Controlled Group Liability Section 1.1(ii) Copyrights Section 1.1(mmm) COVID-19 Section 1.1(kk) Customs & Trade Laws Section 1.1(ll) D&O Insurance Section 6.8(c) DGCL Recitals Dissenting Company Shares Section 2.7(f) DTC Section 2.9(e) DTC Payment Section 2.9(e) Effect Section 1.1(y) Effective Time Section 2.2 Elected Share Consideration Section 2.7(c) Election Section 2.7(b)(ii) Election Deadline Section 2.7(b)(i) Election Form Section 2.7(b)(i) Electronic Delivery Section 9.13 Employee Plan Section 1.1(uu) Environmental Law Section 1.1(vv) Environmental Permits Section 1.1(ww) ERISA Section 1.1(xx) ERISA Affiliate Section 1.1(yy) Excess Amount Section 2.7(c) Exchange Act Section 1.1(zz) Exchange Agent Section 2.9(a) Exchange Fund Section 2.9(b) Final Purchase Period Section 2.8(d) Foreign Investment Laws Section 1.1(ccc) Foreign Plan Section 3.18(j) Form F-4 Section 6.3(b) GAAP Section 1.1(ddd) Governmental Authority Section 1.1(eee) Governmental Authorization Section 1.1(hhh) Group Section 1.1(iii) Hazardous Substance Section 1.1(jjj) HSR Act Section 1.1(kkk) Improvements Section 3.14(c) Indebtedness Section 1.1(mmm) Indemnified Person Section 6.8(a) Indemnified Persons Section 6.8(a) Intellectual Property Section 1.1(mmm) Intervening Event Section 1.1(ooo) IRS Section 1.1(ppp) Knowledge Section 1.1(qqq) Law Section 1.1(rrr) Legal Proceeding Section 1.1(sss) Mailing Date Section 2.7(b)(i) Marks Section 1.1(mmm) Material Contract Section 1.1(ttt) Maximum Annual Premium Section 6.8(c) Maximum Stock Amount Section 1.1(uuu) Merger Recitals Merger Sub Preamble Mixed Consideration Section 2.7(a)(iii)(3) Mixed Consideration Exchange Ratio Section 1.1(uuu) Mixed Election Section 2.7(b)(ii) Mixed Election Stock Section 2.7(b)(ii) Multiemployer Plan Section 3.18(b) NASDAQ Section 1.1(vvv) Notice Period Section 5.3(d)(ii)(3) Open Source Definition Location Section 1.1(aaaa) Open Source License Section 1.1(aaaa) Order Section 1.1(bbbb) Organizational Documents Section 1.1(cccc) Other Required Filing Section 6.3(c) Owned Real Property Section 3.14(a) Parent ADSs Section 2.7(a)(iii)(3) Parent Material Adverse Effect Section 1.1(dddd) Parent Related Parties Section 8.3(f)(ii) Parent RSU Section 2.8(a) Parent Termination Fee Section 1.1(ffff) Party Preamble Patents Section 1.1(mmm) Payoff Letters Section 6.16 Permitted Liens Section 1.1(gggg) Person 8.3(eeSection 1.1(hhhh) Personal Data 3.22(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nnInformation Section 1.1(iiii) Privacy Laws 3.22(c) Processing 3.22(cSection 1.1(hhhh) Proxy Statement 3.8 Related Person 3.26 Section 6.3(a) Real Property Leases Section 3.14(b) 22 Registered Intellectual Property Section 1.1(kkkk) Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(iiSection 1.1(mmmm) Xxxxxxxx-Xxxxx Act 3.6(aSection 1.1(rrrr) Schedule 13E-3 3.8 SEC Article III Section 1.1(ssss) Securities Act 3.5(bSection 1.1(tttt) Share Consideration Section 2.7(a)(iii)(2) Share Consideration Exchange Ratio Section 1.1(ssss) Share Election Section 2.7(b)(ii) Share Election Stock Section 2.7(b)(ii) Software 8.3(oo) Standards Organizations 3.19(eSection 1.1(tttt) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiSection 1.1(yyyy) Superior Proposal 5.2(j)(iiiSection 1.1(zzzz) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nSection 2.1 Surviving Corporation 401(k) Takeover Laws 3.25 Plan Section 6.9(c) Tax Section 1.1(aaaaa) Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uuSection 1.1(ccccc) Termination Fee 7.3(bDate Section 8.1(c) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(wwTransaction Section 1.1(ddddd) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiSection 1.1(eeeee) Voting Agreement Recitals Treasury Regulations Section 1.1(fffff) Uncertificated Shares Section 2.9(d) United States Section 1.1(ggggg) VDR Section 1.3(q) WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Section 1.1(hhhhh), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Infinera Corp), Agreement and Plan of Merger (Nokia Corp)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Agreement Preamble Alternative Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAnti-Money Laundering Laws 3.27 Capex Budget 5.2(k) Personal Data 3.22(aCapitalization Date 3.7(a) Pivotal Cash Replacement Company RSU Amounts 2.8(a)(ii) Certificate of Merger 2.2 Certificates 2.10(c) Chosen Courts 9.10(a) Closing 2.3 Closing Date 2.3 Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(e)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Plans 6.11(c) Pivotal Intellectual Property 8.3(ggCompany Related Parties 8.3(f) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(aArticle III Company Securities 3.7(d) Pivotal Software 8.3(llCompany Stockholder Meeting 6.5 Continuation Period 6.11(c) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eD&O Insurance 6.10(c) Pivotal Stock DGCL Recital Dissenting Company Shares 2.7(c) DTC 2.10(d) Effective Time 2.2 Electronic Delivery 9.14 Enforceability Exceptions 3.2 Enforcement Expenses 8.3(e) Equity Award Holders 2.8(b) FCPA 3.25(a) Foreign Employee Plan 3.18(h) Indemnified Person 6.10(a) Indemnified Persons 6.10(a) Information Security Reviews 3.21(c) Lease 3.14(a) Leased Real Property 3.14(a) Licenses In 3.16(a) Licenses Out 3.16(a) Maximum Annual Premium 6.10(c) Merger Recital Merger Sub Preamble New Plan 6.11(d) Notice Period 5.3(d)(ii)(3) Official 3.25(a) Old Plans 2.3(a6.11(d) Pivotal Stockholder Approvals 3.4(aOther Indemnified Persons 6.10(e) Pivotal Stockholders Meeting 5.3(bOther Required Company Filing 6.4(b) Pivotal Technology 8.3(mmOwned Company Shares 2.7(a)(iii) Pivotal Training Data 8.3(nnParent Preamble Parent Material Adverse Effect 7.3(a) 20 Party Preamble Payment Agent 2.10(a) Payment Fund 2.10(b) Per Share Price 2.7(a)(ii) POCA 3.25(a) Privacy Laws 3.22(c) Processing 3.22(cRequirements 3.21(a) Proxy Statement 3.8 Related Person 3.26 6.4(a) Representatives 5.2(a5.3(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Requisite Stockholder Approval 3.4 Surviving Corporation 1.1 Systems 3.19(n2.1 Termination Date 8.1(c) Takeover Third Party IP 3.16(b)(iii) Trade Approvals 3.26(a) Trade Laws 3.25 Tax Return 8.3(qq3.26(a) Tax Sharing Agreement 8.3(rrUKBA 3.25(a) Taxes 8.3(ssUncertificated Shares 2.10(c) Taxing Authority 8.3(ttUnvested Company RSU 2.8(a)(ii) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiVested RSU Consideration 2.8(a)(i) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Agreements Recital Warrant Consideration 2.9(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Kaleyra, Inc.)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Acquisition Proposal Notice Period 5.3(c)(ii)(2) Definition Location Person 8.3(eeAffiliate Arrangements 6.20 Agreement Preamble Alternate Debt Financing 6.5(d) Personal Data 3.22(aAlternative Acquisition Agreement 5.3(a) Pivotal Bring Forward Awards 2.8(e)(i) Term Section Reference Burdensome Condition 6.2(c) Capitalization Date 3.7(a) Certificate of Merger 2.2 Certificates 2.9(c) CFIUS 6.2(c) CFIUS Approval 6.2(c) CFIUS Notice 6.2(c) Chosen Courts 9.10(a) Closing 2.3 Closing Date 2.3 Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(d)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Phantom Stock Award Consideration 2.8(a) Pivotal Intellectual Property 8.3(ggCompany PSU Consideration 2.8(d) Pivotal Intellectual Property Registrations 8.3(hhCompany Related Parties 8.3(e) Pivotal IPO Date 8.3(iiCompany Restricted Share Consideration 2.8(d) Pivotal MTA 8.3(ggCompany RSU Consideration 2.8(b) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Company Securities Act 3.5(b3.7(c) Software 8.3(ooCompany Stockholder Meeting 6.4(a) Standards Organizations 3.19(eCopyrights 1.1(hhh) Subsidiary 8.3(ppD&O Insurance 6.10(c) Substituted Option 2.3(a)(iiData Protection Laws 3.21(c) Table of Contents INDEX OF DEFINED TERMS (ContinuedDebt Commitment Letter 4.11(a) Definition Location Substituted RSU 2.3(c)(iiDebt Financing 4.11(a) Superior Proposal 5.2(j)(iiiDGCL Recitals Dissenting Company Shares 2.7(c) Support Agreement DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.14 Enforceability Exceptions 3.2 Equity Award Consideration 2.8(d) Equity Award Holders 2.8(e) Equity Commitment Letters 4.11(a) Equity Financing 4.11(a) Fee Letter 4.11(a) Financing 4.11(a) Financing Letters 4.11(a) Finance Source Related Parties 8.3(e) Financing Sources 8.4 Financing Sources Protection Provisions 8.4 Term Section Reference Foreign Employee Plans 3.18(h) Guarantees Recitals Surviving Corporation 1.1 Systems 3.19(nGuarantors Recitals Indemnified Persons 6.10(a) Takeover Laws 3.25 Tax Return 8.3(qqIntervening Event Notice Period 5.3(c)(i)(1) Tax Sharing Agreement 8.3(rrLease 3.14(a) Taxes 8.3(ssLeased Real Property 3.14(a) Taxing Authority 8.3(ttMarks 1.1(hhh) Technology 8.3(uuMaximum Premium 6.10(c) Termination Fee 7.3(bMerger Recitals Merger Sub Preamble Multiemployer Plan 3.18(b) Top Customers 3.21 Trade Secrets 8.3(vvNew Plan 6.11(d) Trademarks 8.3(wwOld Plans 6.11(d) Transaction Litigation 5.7 VMware Other Indemnified Persons 6.10(e) Other Required Company Filing 6.3(b) Owned Company Shares 2.7(a)(iii) Parent Preamble VMware Board Recitals VMware Charter Recitals VMware Parent Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii7.3(a) Voting Agreement Recitals WARN Act 3.13(cParent Related Parties 8.3(e) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Parent Termination Fee 8.3(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Perficient Inc)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section Number Accountants 1.10(e) Definition Location Person 8.3(eeAccountants’ Costs 1.10(e) Personal Data 3.22(aAcquisition Proposal 5.1(a) Pivotal Preamble Pivotal Acquirer 3.19(iAddendum II 9.2(b)(vi) Pivotal Adjustment Amount 1.10(f) Adjustment Escrow Amount 1.10(a)(i) Adjustment Escrow Fund 1.10(a)(ii) Affiliate 9.2(b)(i) Affiliate Transactions 2.22 Aggregate Member Consideration 1.6(a)(i) Aggregate Merger Consideration 1.6(a)(ii) Aggregate Option Consideration 1.6(d) Agreement Introductory paragraph Agreement for the Supply of a Terminal Management System 9.2(b)(iv) Allocation 5.10(f) Authorization Grid 2.18(b) Board Recitals Pivotal Bylaws 3.1(bRecommendation 2.4(b) Pivotal Charter 3.1(bBusiness Day 9.2(b)(ii) Pivotal Cash 1.10(a)(iii) CERCLA 2.17 Certificate of Merger 1.2 Closing 1.2 Closing Balance Sheet 1.10(a)(iv) Closing Cash 1.10(a)(v) Closing Date 1.2 Closing Date Net Working Capital 1.10(a)(vi) Closing Merger Consideration 1.7(b) Closing Statement 1.10(d) Closing Transaction Expenses 1.10(a)(vii) vii Defined Term Section Number Code 1.7(d) Company Introductory paragraph Company Balance Sheet 2.5 Company Benefit Plans 2.13(b)(i) Company Business 2.9(a)(i) Company Class A Stockholder Approval 3.4(aShares 1.6(a)(iii) Pivotal Data 8.3(ffCompany Class B Shares 1.6(a)(iv) Pivotal Company Class C Shares 1.6(a)(v) Company Class D Shares 1.6(a)(vi) Company Class E Shares 1.6(a)(vii) Company Disclosure Letter Article III Pivotal ESPP 2.3(eII introductory paragraph Company Indemnified Parties 5.8(a) Pivotal Company Intellectual Property 8.3(ggRights 2.9(a)(ii) Pivotal Company Material Contract 2.18(a) Company Member 7.1(a) Company Operating Agreement 1.6(a)(viii) Company Option 1.6(d) Company Option Plan 1.6(d) Company Participants 5.7(a) Company Permits 2.10(b) Company Products 2.9(a)(iii) Company Registered Intellectual Property Registrations 8.3(hhRights 2.9(g) Pivotal IPO Date 8.3(iiCompany Shares 1.6(a)(ix) Pivotal MTA 8.3(ggCompany Source Code 2.9(n) Pivotal Option 2.3(aConfidential Information 2.9(a)(iv) Pivotal Option Cash Out Amount 2.3(a)(iConfidentiality Agreement 5.2(a) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU Consulting Agreements Recital G Contract 2.3(c) Pivotal RSU Copyrights 2.9(a)(v) Current Assets 1.10(a)(viii) Defined Term Section Number Current Liabilities 1.10(a)(ix) Customs Laws and Regulations 2.25(a) Defense Counsel 7.10 Defense Notice 7.10 Delaware Law Recital B Delivered Agreements 2.18(d) Determination Date 1.10(e) DOJ 5.5(a) D&O Indemnity Claims 9.2(b)(iii) ECT 9.2(b)(iv) ECT Agreements 9.2(b)(iv) ECT Direct Losses 7.1(b) ECT Direct Loss Amount 7.8(b) ECT Direct Loss Determination Date 7.8(c) ECT Escrow Determination Date 7.8(b) ECT Loss Statement 7.8(b) ECT Escrow Amount 7.1(c) ECT Escrow Fund 7.1(d) ECT Facility 9.2(b)(iv) ECT Protest Notice 7.8(c) Effect 9.2(b)(xii) Effective Time 1.2 Embedded Publicly Available Software 7.3(a) Employee 2.13(b)(i) Employment Agreements Recital G End Date 8.1(b) Environmental Laws 2.17 Equity Equivalents 2.3(c) ERISA 2.13(b)(i) Escrow Agent 7.1(e) Escrow Agreement Recital F ix Defined Term Section Number Escrow Funds 9.2(b)(v) Estimated Closing Cash Out 1.10(b) Estimated Deficit 1.10(c) Estimated Net Working Capital 1.10(b) Estimated Surplus 1.10(c) Estimated Transaction Expenses 1.10(b) Euromax 9.2(b)(iv) Euromax Agreement 9.2(b)(vi) Euromax Software License 9.2(b)(vi) Exchange Agent 1.7(a) Exchange Fund 1.7(b) FCPA 2.10(a) Final Cash 1.10(a)(x) Final Closing Date Net Working Capital 1.10(a)(xi) Financial Statements 2.5 Final Transaction Expenses 1.10(a)(xii) Forms of Navis Software Agreements 2.18(b) FTC 5.5(a) Fundamental Representations 9.2(b)(vii) GAAP 2.5 Governmental Entity 2.4(d) Hazardous Materials 2.17 Hong Kong Lease 9.2(b)(viii) HSR Act 2.4(d) Income Tax 5.10(b) Indebtedness 9.2(b)(ix) Indemnified Parties 7.1(f) Indemnity Escrow Amount 2.3(c)(i7.1(g) Pivotal SEC Documents 3.6(aIndemnity Escrow Fund 7.1(h) Pivotal Initial Indemnity Escrow Release Date 7.1(i) Intellectual Property 2.9(a)(iv) x Defined Term Section Number Intellectual Property Rights 2.9(a)(v) International Employee Plan 2.13(e) Inventions 2.9(a)(iv) Knowledge 9.2(b)(x) Leased Real Property 2.15 Leases 2.15 Legal Requirements 2.3(c) Liabilities 9.2(b)(xi) Liens 2.2 Losses 7.1(j) Material Adverse Effect 9.2(b)(xii) Member Approvals Recital E Member Information Statement 5.11(c) Member Tax Distribution Amount 9.2(b)(xiii) Member Tax Distribution Fund 9.2(b)(xiv) Members’ Representative 7.9(a) Members’ Representative Amount 7.9(d) Members’ Representative Expenses 7.9(c) Members’ Representative Fund 7.9(e) Members’ Representative Period 7.9(f) Merger 1.1 Merger Sub Introductory paragraph Merger Sub Operating Agreement 3.2 Minimal License Claims 9.2(b)(xv) Minimum Threshold 7.3(b) Navis 2.1(b) Navis India 2.2 Navis India Agreements 9.2(b)(xvi) Navis Response Guide 2.9(o) Necessary Consents 2.4(d) Net Exercise Formula 1.6(e) Defined Term Section Number Net Working Capital 1.10(a)(xiii) Non-Income Tax 5.10(b) Option Cancellation Agreement 1.6(d) Officer’s Certificate 7.1(k) Option Consideration 1.6(d) Option Exchange Ratio 5.7(c) Option Holder Information Statement 5.11(d) Option Shares 1.6(d) Other Returns 5.10(c) Parent Introductory paragraph Parent Common Stock 5.7(c) Parent ESPP 5.7(b) Pass-Through Returns 5.10(c) Patent Rights 2.9(a)(v) Payoff Amount 1.13 Payoff Letter 1.13 Permits 2.10(b) Permitted Liens 2.2 Person 9.2(b)(xvii) Phase II/III Obligations 7.1(b) Post-Closing Tax Period 5.10(b) Pre-Closing Taxes 5.10(b) Pre-Closing Tax Period 5.10(b) Preliminary Statement 1.10(b) Principal Member Recital D Principal Members Recital D Pro Rata Portion 7.1(l) Prohibited Election 5.12 Protest Notice 1.10(e) Publicly Available Software 8.3(ll2.9(k) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eRegistered Intellectual Property Rights 2.9(a)(vi) Pivotal Stock Plans 2.3(aDefined Term Section Number RoHS 2.17 Second Indemnity Escrow Release Date 7.1(m) Pivotal Stockholder Approvals 3.4(aSelling Parties 7.1(n) Pivotal Stockholders Meeting 5.3(bXxxxxxx/Xxxxxxxx Loans 1.6(a)(x) Pivotal Technology 8.3(mmSmartTurn Assets 9.2(b)(xviii) Pivotal Training Data 8.3(nnSmartTurn Business 9.2(b)(xix) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bSmartTurn Product 9.2(b)(xviii) Software 8.3(oo2.9(a)(vii) Standards Organizations 3.19(eSolicitation 5.11(a) Standard Warranties 9.2(b)(xxi) Standby Letters of Credit 9.2(b)(xx) Straddle Period 5.10(b) Subsidiary 8.3(pp2.1(a) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iiiSubsidiary Charter Documents 2.1(c) Support Agreement Recitals Recital D Surviving Corporation Company 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qqTarget Net Working Capital 1.10(a)(xiv) Tax Sharing Agreement 8.3(rr2.8(a) Taxes 8.3(ss2.8(a) Taxing Authority 8.3(ttTax Arbitrator 5.10(e) Technology 8.3(uuTax Returns 2.8(b)(i) Termination Fee Third Party Claim 7.10 Third Party Software 2.9(a)(viii) Threatened 9.2(b)(xxii) Threshold 7.3(b) Top Ten Customers 3.21 Trade Secrets 8.3(vv2.21(a) Trademark Rights 2.9(a)(v) Trademarks 8.3(ww2.9(a)(iv) Trade Secret Rights 2.9(a)(v) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiExpenses 1.10(a)(xv) Voting Agreement Recitals WARN Act 3.13(cTransfer Taxes 5.10(a) xiii Defined Term Section Number Unobtained Consents 5.6 Unvested Company Option 1.6(d) Vested Company Option 1.6(d) WEEE 2.17 Works of Authorship 8.3(xx2.9(a)(iv) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated ) is made and entered into as of August 22October 15, 20192007, is between VMware, Inc.by and among Zebra Technologies Corporation, a Delaware corporation (“VMwareParent”), Raven Transaction Sub, Inc.Nero Acquisition LLC, a Delaware corporation limited liability company and a direct wholly-owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareNavis Holdings, Inc.LLC, a Delaware corporation limited liability company (the PivotalCompany”), and with respect to Section 1.7(b), Section 1.10, Section 5.10, Section 8.4, Section 8.5, Section 9.1 and Article VII only, and any other Sections relating thereto, Navis Corporation, as the Members’ Representative.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Zebra Technologies Corp/De)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Agreement Preamble Alternative Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAlternative Debt Commitment Letters 6.16(b) Personal Data 3.22(aAlternative Debt Financing 6.16(b) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal AML and Anti-corruption Laws 3.24 Bylaws 3.1(b) Pivotal Capitalization Date 3.6(a) Card Association Registrations 3.26(a) Card Associations 3.26(a) Cash Out RSU Award 2.7(b) Certificate of Merger 2.3(a) Certificates 2.8(b) Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aChosen Courts 9.9 Closing 2.2 Closing Date 2.2 Company Preamble Company Board Recommendation 3.3(a) Pivotal Data 8.3(ffCompany Board Recommendation Change 5.3(c)(i) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan ‎6.7(d) Pivotal Intellectual Property 8.3(ggCompany Related Parties 8.3(e) Pivotal Intellectual Property Registrations 8.3(hhCompany SEC Reports 3.8(a), 3.9(b) Pivotal IPO Date 8.3(iiCompany Securities 3.6(d) Pivotal MTA 8.3(ggCompensation Committee 6.5(b) Pivotal Option Confidentiality Agreement 9.4 Continuation Period ‎6.7(b) Copyrights 1.1(zz) D&O Insurance 6.6(c) Data Protection Laws 3.16(b) Debt Commitment Letter 4.11(a) Debt Financing Cooperation Expenses 6.16(d) Debt Financing 4.11(a) Delaware Secretary 2.3(a) Pivotal Depository Agent 2.8(a) Determination Notice 5.3(d)(ii) DGCL Recitals Dissenting Company Shares 2.6(c) DTC 2.8(c) Effect 1.1(q) Effective Time 2.3(b) Electronic Delivery 9.13 Enforceability Exceptions 3.2 Existing Credit Agreement 4.11(a) FCPA 3.24 Fee Letter 4.11(a) Indemnified Person 6.6(a) Indemnified Persons 6.6(a) Marks 1.1(zz) Maximum Premium 6.6(c) Member Bank 3.26(a) Merger Recitals Merger Consideration 2.6(a)(ii) Merger Sub Preamble Minimum Condition Annex I Multiemployer Plan 3.18(b) Multiple Employer Plan 3.18(b) Network Rules 3.26(b) New Plans ‎6.7(c) Notice Period 5.3(d)(ii) Term Section Reference Offer Recitals Offer Acceptance Time 2.1(d) Offer Commencement Date 2.1(b) Offer Conditions 2.1(b) Offer Documents 2.1(f) Offer Expiration Time 2.1(c) Offer to Purchase 2.1(b) Old Plans ‎6.7(c) Option Cash Out Amount 2.3(a)(iConsideration 2.7(a) Pivotal Plans 3.12(aOwned Company Shares 2.6(a)(iii) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Parent Preamble VMware Board Recitals VMware Charter Recitals VMware Parent Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii4.3 Party Preamble Patents 1.1(zz) Voting Agreement Recitals WARN Act 3.13(cPayment Agent 2.8(a) Works of Authorship 8.3(xxPayment Fund 2.8(a) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement Payoff Amount 6.12(a) Payoff and Plan of Merger (“Agreement”Release 6.12(a) Payoff Documents 6.12(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Paya Holdings Inc.)

INDEX OF DEFINED TERMS. (ContinuedDEFINED TERM SECTION Acceptable Confidentiality Agreement 5.02(f) Definition Location Person 8.3(eeaffiliate 9.03 Antitrust Laws 6.03(c) Personal Data 3.22(aCanadian Investment Regulations 3.05(b)(i)(D) Pivotal Certificate of Merger 1.03 Certificates 2.02(b) Closing 1.02 Closing Date 1.02 Code 3.11(a) Company Preamble Pivotal Acquirer 3.19(iCompany 401(k) Pivotal Plan 3.03 Company Articles 3.01 Company Benefit Agreement 3.11(h) Company Benefit Plan 3.11(h) Company Board Recitals Pivotal Bylaws 3.1(b3.04(b) Pivotal Charter 3.1(bCompany Code of Regulations 3.01 Company Common Stock Preamble Company Confidentiality Agreement 5.02(f) Pivotal Class A Stockholder Approval 3.4(aCompany Contracts 3.14(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(ePreamble Company DSUs 3.03(iii)(C) Pivotal Intellectual Company Employees 6.05(a)(i) Company Leased Real Property 8.3(gg3.16(a)(iii) Pivotal Intellectual Property Registrations 8.3(hhCompany Material Adverse Effect 9.03 Company Pension Plans 3.11(a) Pivotal IPO Date 8.3(iiCompany Performance Unit Awards 6.04(a)(iii) Pivotal MTA 8.3(ggCompany Permits 3.05(c)(i) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a3.03 Company Restricted Stock 3.03(i) Pivotal Products 8.3(kkCompany RSUs 3.03(iii)(B) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(aArticle III Preamble Company Shareholder Approval 3.04(c) Pivotal Software 8.3(llCompany Shareholders Meeting 6.01(b) Pivotal Special Committee Recitals Pivotal Company Stock Awards 3.2(eEquivalents 3.03(iv) Pivotal Company Stock Options 3.03(iii)(A) Company Stock Plans 2.3(a3.03(iii) Pivotal Stockholder Approvals 3.4(aCompany Subsidiary 3.01 Company Takeover Proposal 5.02(f) Pivotal Stockholders Meeting 5.3(bConfidentiality Agreement 6.02 Consent 3.05(b) Pivotal Technology 8.3(mm50 DEFINED TERM SECTION Contract 3.05(a)(ii) Pivotal Training Data 8.3(nnD&O Insurance 6.06(b) Privacy Dissenting Shares 2.01(d)(i) EC Merger Regulation 3.05(b)(i)(C) Effective Time 1.03 Environmental Laws 3.22(c3.18(c)(i) Processing 3.22(cERISA 3.11(a) ERISA Affiliate 3.11(d) Exchange Act 3.05(b)(ii)(B) Exchange Fund 2.02(a) Excluded Event 9.03 GAAP 3.06(b) GE 3.14(a)(v) Xxxxxxx Xxxxx 3.20 Governmental Entity 3.05(b) Governmental Regulations 3.16(b) Hazardous Substances 3.18(c)(ii) HSR Act 3.05(b)(i)(B) Incentive Plans 6.05(c)(i) Indemnified Party 6.06(c) International Plan 3.11(i) IP Rights 3.15 Judgment 3.05(a)(iii) knowledge of the Company 9.03 Law 3.05(a)(iii) Lease 3.16(a) Legal Proceedings 3.12 Liens 3.02(a) Losses 6.06(c) Major Supplier Contract 3.14(a)(vii) Maximum Premium 6.06(b) Merger Preamble Merger Consideration 2.01(c)(ii) Multiemployer Plan 3.11(h)(i) OGCL 1.01 Parent Preamble Parent Disclosure Letter 4.04(b)(vii) Parent Material Adverse Effect 9.03 Paying Agent 2.02(a) PBGC 3.11(f)(iii) person 9.03 Proxy Statement 3.8 Related Person 3.26 3.05(b)(ii)(A) Real Estate 3.16(a)(i) DEFINED TERM SECTION Representatives 5.2(a5.02(a) Required VMware Filing 5.3(cSarbanes Oxley Act 3.06(c)(i) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bPreamble Significant Company Subsidiary 3.01 Software 3.15 Specified Deferred Compensation Plans 3.03(iv) Software 8.3(ooStock Equivalent Amount 6.04(b) Standards Organizations 3.19(eSub Preamble subsidiary 9.03 Superior Company Proposal 5.02(f) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 1.01 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr3.09(e) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu3.09(e) Termination Fee 7.3(b6.07(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Transfer Taxes 6.09 Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”)Company Debt 3.03 [Space left intentionally blank. Signature page follows.]

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ikon Office Solutions Inc)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Acceptable Confidentiality Agreement 9.12 Acquired Shares 2.2(a)(vi) Definition Location Person 8.3(eeAcquisition Proposal 9.12 Affiliate 9.12 Affordable Care Act 3.13(j) Personal Data 3.22(aAgreement Preamble Antitrust Laws 9.12 Articles 1.4 Assumed Warrant 2.6(c) Pivotal Preamble Pivotal Acquirer 3.19(iBenefits Continuation Period 6.6(a) Pivotal Book Entry Parent Stock 2.3(a) Business Day 9.12 Cayman Merger Documents 1.3 Certificate 2.3(a) Change of Board Recitals Pivotal Bylaws 3.1(bRecommendation 6.3(a)(x) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aShares 9.12 Class F Exchange Ratio 9.12 Class F Exchange Shares 9.12 Class F Shares 9.12 Closing 1.2 Closing Date 1.2 Code 9.12 Companies Law Recitals Company Preamble Company Balance Sheet 9.12 Company Benefit Plans 3.13(a) Pivotal Data 8.3(ffCompany Board Recommendation 3.3(b) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Equity Awards 3.2(b) Pivotal Company Intellectual Property 8.3(gg3.15(a) Pivotal Company Material Adverse Effect 9.12 Company Material Contract 3.14(a) Company Memorandum and Articles of Association 3.1(c) Company Registered Intellectual Property Registrations 8.3(hh3.15(c) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal Company RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal 9.12 Company SEC Documents 3.6(a) Pivotal Software 8.3(llCompany SEC Financial Statements 3.7(a) Pivotal Special Committee Company Shares 9.12 Company Share Option 9.12 Company Share Plans 9.12 Company Shareholder Approval 3.3(a) Company Warrant 2.6(c) Confidentiality Agreement 9.12 Consent 3.5 Continuing Employees 6.6(a) Term Section Contract 9.12 Current Insurance 6.8(b) DGCL 9.12 DTC 2.3(b) EBIX Closing Price 2.6(a)(i) Effective Time 1.3 Environmental Laws 9.12 ERISA 3.13(a) ERISA Affiliate 3.13(c) Exchange Act 9.12 Exchange Agent 2.3(a) Exchange Fund 2.3(a) Exchange Ratio 9.12 Excluded Share 2.2(a)(vi) Extraordinary General Meeting 3.5 Filing 3.5 Form S-4 6.1(a) GAAP 9.12 Governmental Entity 3.5 Hazardous Substances 9.12 IFRS 3.6(f) Indebtedness 9.12 Indemnified Party 6.8(a) Intellectual Property 9.12 internal controls 3.6(f) International Trade Law 9.12 Intervening Event 9.12 IRS 3.13(a) IT Systems 3.15(d) Knowledge 9.12 Laws 9.12 Lease 3.16(b) Leased Real Property 9.12 Lien 9.12 Merger Recitals Pivotal Merger Consideration 2.1(b) Merger Consideration Value 2.6(a)(i) Merger Sub Preamble Merger Sub Bylaws 4.1(b) Merger Sub Charter 4.1(b) Nasdaq 9.12 Net Option Share 2.6(a)(i) New Articles 1.4 Notice Period 6.3(d) OFAC 3.10(b) Order 9.12 Ordinary Course 9.12 Ordinary Shares 9.12 Outside Date 8.1(b)(i) Parent Preamble Term Section Parent Balance Sheet 9.12 Parent Bylaws 4.1(b) Parent Charter 4.1(b) Parent Common Stock Awards 3.2(e4.2(a) Pivotal Parent Disclosure Letter Article IV Parent Expense Reimbursement 8.3(b) Parent Material Adverse Effect 9.12 Parent Preferred Stock 2.1 Parent SEC Documents 4.8(a) Parent SEC Financial Statements 4.10(a) Parent Stock Plans 2.3(a9.12 Pension Plan 3.13(c) Pivotal Stockholder Approvals 3.4(aPer Share Merger Consideration 2.2(a)(v) Pivotal Stockholders Meeting 5.3(bPermits 3.10(d) Pivotal Technology 8.3(mmPermitted Individuals 6.5(d) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(cPermitted Lien 9.12 Person 9.12 Personal Information 9.12 Plan of Merger 9.12 Preferred Conversion Factor 9.12 Proceeding 9.12 Proposed Changed Terms 6.3(d) Proxy Statement Statement/Prospectus 6.1(a) Regulation M-A Filing 6.1(d) Regulation S-K 3.8 Related Person 3.26 Reporting Tail Endorsement 6.8(b) Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) 9.12 Restricted Information 6.4 Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 9.12 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e9.12 Shares 2.1 shareholders 9.12 Stock Threshold 2.2(a)(v) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 9.12 Superior Proposal 5.2(j)(iii) Support Agreement Recitals 9.12 Surviving Corporation 1.1 Systems 3.19(nCompany 1.1(a) Takeover Laws 3.25 Statute 3.21 Tax 9.12 Tax Return 8.3(qq) 9.12 Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) 9.12 Taxing Authority 8.3(tt) Technology 8.3(uu) 9.12 Termination Fee 7.3(b8.3(a)(i) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww9.12 Top Suppliers 9.12 Total Issuance 2.2(a)(v) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii6.10 Treasury Shares 2.2(a)(vi) Voting Agreement Recitals Term Section WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents 9.12 Yatra India 9.12 Yatra India Share 9.12 Yatra USA 9.12 Yatra USA Class F Shares 9.12 MERGER AGREEMENT AND PLAN OF THIS MERGER This Agreement and Plan of Merger AGREEMENT, dated July 16, 2019 (this “Agreement”), dated as of August 22, 2019, is between VMwareby and among Ebix, Inc., a Delaware corporation (“VMwareParent”), Raven Transaction Sub, EbixCash Travels Inc., a Delaware corporation Cayman Islands exempted company limited by shares and a direct, wholly-owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareYatra Online, Inc., a Delaware corporation Cayman Islands exempted company limited by shares (the PivotalCompany”). The Company, Parent and Merger Sub may be referred to herein as a “party” and collectively as the “parties.

Appears in 1 contract

Samples: Merger Agreement (Yatra Online, Inc.)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Reference Page 401(k) Definition Location Plan 6.9(b) 69 Acceptance Time 1.1(f) 7 Acquisition Proposal Annex A A-1 Acquisition Transaction Annex A A-1 Affiliate Annex A A-1 Agreement Preamble 1 Anti-Corruption and Anti-Bribery Laws Annex A A-1 Assets 3.20 45 Balance Sheet Annex A A-2 Book-Entry Shares 2.6(c) 17 Business Day Annex A A-2 Canceled Company Shares 2.5(b)(ii) 16 Capitalization Date 3.5(a) 23 Capitalization Representation 1.1(b)(iv) 3 Certificate of Merger 2.1 13 Certificates 2.6(c) 17 Closing 2.2(a) 14 Closing Date 2.2(a) 14 COBRA Annex A A-2 Code Annex A A-2 Collective Bargaining Agreements 3.18(a) 41 Company Preamble 1 Company Board Annex A A-2 Company Board Recommendation 1.2(b)(i) 10 Company Board Recommendation Change 1.2(b)(ii) 10 Company Capital Stock Annex A A-2 Company Disclosure Schedule Article III 19 Company ESPP 6.9(a) 68 Company Indemnified Parties 6.10(a) 70 Company Intellectual Property Annex A A-2 Company Options Annex A A-4 Company Preferred Stock Annex A A-4 Company Products Annex A A-4 Defined Term Reference Page Company Representatives 6.1(b) 61 Company Securities 3.5(c) 24 Company Shares Annex A A-4 Company Stock Plans Annex A A-4 Company Stockholders Annex A A-4 Compensation Committee 3.2(f) 21 Confidentiality Agreement 8.8 78 Consent 3.3 22 Contract Annex A A-5 Copyrights Annex A A-7 Delaware Law Annex A A-5 Delaware Secretary of State 2.1 13 Depositary Agent 2.6(a) 17 Determination Notice 1.2(b)(iii) 11 DGCL Annex A A-5 Dissenting Company Shares 2.5(b)(iii)(A) 16 Xxxx-Xxxxx Act 3.6(d) 25 D&O Insurance 6.10(b) 70 DOL Annex A A-5 Domain Names Annex A A-7 Effective Time 2.1 13 Employee Annex A A-5 Employee Plans 3.17(a) 39 Environmental Laws Annex A A-5 Environmental Permit Annex A A-6 ERISA Annex A A-6 ERISA Affiliate Annex A A-6 Exchange Act Annex A A-6 Exchange Fund 2.6(b) 17 Expiration Date 1.1(e) 6 First Termination Date 7.1(c) 73 Extended Termination Date 7.1(c) 73 FTC Annex A A-6 Fundamental Representations 1.1(b)(iv) 3 GAAP Annex A A-6 Government Contract Annex A A-6 Governmental Authority Annex A A-6 Hazardous Material Annex A A-6 HSR Act Annex A A-7 Initial Expiration Date 1.1(e) 6 Intellectual Property Rights Annex A A-7 Defined Term Reference Page International Employee Plans 3.17(b) 39 Intervening Event Annex A A-7 IRS Annex A A-7 Knowledge Annex A A-7 Law or Laws Annex A A-7 Leased Real Property 3.19(b) 43 Leases 3.19(b) 43 Legal Proceeding Annex A X-0 Xxxxxxxxxxx Xxxxx X X-0 Xxxx Xxxxx A A-8 Material Contract 3.12(a) 30 Maximum Annual Premium 6.10(b) 70 Merger 2.1 13 Merger Consideration 2.5(b)(i) 17 Merger Sub Preamble 1 Minimum Condition 1.1(b)(i) 3 Non-U.S. Employees 3.17(m) 41 Object Code Annex A A-8 Offer Preamble 1 Offer Conditions 1.1(b)(ix) 5 Offer Documents 1.1(g) 8 Offer Price Preamble 1 Open Source License Annex A A-8 Order Annex A A-8 Parent Preamble 1 Parent Material Adverse Effect Annex A A-8 Patents Annex A A-7 Payment Agent 2.6(a) 17 Permitted Encumbrances Annex A A-9 Person 8.3(ee) Annex A A-9 Personal Data 3.22(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class Annex A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal A-9 Privacy Legal Requirements Annex A A-9 Privacy Policy Annex A A-9 Registered Intellectual Property 8.3(ggAnnex A A-10 Regulatory Condition 1.1(b)(ii) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) 3 Xxxxxxxx-Xxxxx Act 3.6(aAnnex A A-10 Schedule 14D-9 1.2(a) 9 Schedule 13E-3 3.8 TO 1.1(g) 8 Defined Term Reference Page SEC Article III Annex A A-10 SEC Reports 3.6(d) 26 Securities Act 3.5(bAnnex A A-10 Source Code Annex A A-10 Subsidiary Annex A A-10 Subsidiary Securities 3.6(d) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 27 Superior Proposal 5.2(j)(iii) Annex A A-10 Support Agreement Recitals Preamble 2 Support Agreements Preamble 2 Surviving Corporation 1.1 Systems 3.19(n2.1 13 Tail Policy 6.10(b) Takeover Laws 3.25 70 Tax Return 8.3(qq) Annex A A-11 Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Returns Annex A A-11 Technology 8.3(uu) Annex A A-11 Termination Fee 7.3(bAmount 7.3(a) Top Customers 3.21 75 Terminated Agreements 6.12 71 Trade Secrets 8.3(vv) Annex A A-7 Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents Annex A A-7 ACQUISITION AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS ACQUISITION AGREEMENT (this “Agreement”), dated ) is made and entered into as of August 2218, 20192015 by and among Seagate HDD Cayman, is between VMware, Inc., a Delaware corporation an exempted company with limited liability organized under the laws of the Cayman Islands (“VMwareParent”), Raven Transaction Sub, Inc.Denali Acquisition Sub Corp., a Delaware corporation and a wholly-wholly owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Dot Hill Systems Corp., a Delaware corporation (the PivotalCompany”).. All capitalized terms that are used in this Agreement but not defined herein shall have the respective meanings ascribed thereto in Annex A.

Appears in 1 contract

Samples: Acquisition Agreement (Dot Hill Systems Corp)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee2005 Stock Option Plan 8.3(a) Personal Data 3.22(a2006 Warrant Agreement 8.3(b) Pivotal 2011 Warrant Agreement 4.8(e) Abax Commitment Letter 4.8(b) Abax Debt Financing 4.8(b) Abax Equity Financing 4.8(b) Abax Financing 4.8(b) Abax Funds 4.8(b) Acquisition Proposal 8.3(c) Action 3.9 Adverse Recommendation Change 5.4(c) Affiliate 8.3(d) Agreement Preamble Pivotal Acquirer 3.19(iArticles of Merger 1.3 Bank Lender 4.8(b) Pivotal Book-Entry Shares 2.3(b) Business Day 8.3(e) CDB Debt Financing 4.8(b) Certificates 2.3(b) Closing 1.2 Closing Date 1.2 Code 2.4 Company Preamble Company Board Recitals Pivotal Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Registered IP 3.20(a) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a3.5(a) Pivotal Software 8.3(llCompany Stock Option 2.2(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Company Stock Plans 2.3(a2.2(a) Pivotal Company Stockholder Approvals Approval 3.3(a) Company Stockholders’ Meeting 5.5(b) Company Termination Fee 7.3(b) Company Warrant 2.2(b) Confidentiality Agreement 5.6(b) Contract 3.4(a) Pivotal Stockholders Meeting 5.3(bContribution Agreement 4.8(b) Pivotal Technology 8.3(mmcontrol 8.3(f) Pivotal Training Data 8.3(nnCosts 5.10(a) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiDebt Financing 4.8(b) Superior Proposal 5.2(j)(iiiDTC 2.3(e) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nDTC Payment 2.3(e) Takeover Effective Time 1.3 Environmental Laws 3.25 Tax Return 8.3(qq8.3(g) Tax Sharing Agreement 8.3(rrEnvironmental Permits 8.3(h) Taxes 8.3(ssEvaluation Date 3.5(c) Taxing Authority 8.3(ttExchange Act 3.4(b) Technology 8.3(uuFCPA 3.11 Financing Documents 4.8(b) Termination Fee 7.3(bGAAP 3.5(b) Top Customers 3.21 Trade Secrets 8.3(vvGovernmental Entity 3.4(b) Trademarks 8.3(wwGuarantee 4.14 Holdco 4.8(b) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Indemnified Parties 5.10(a) Intellectual Property 3.20(c) knowledge 8.3(i) Law 3.4(a) Liens 3.2(c) Majority of the Minority Approval 3.3(a) Majority Outstanding Approval 3.3(a) Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii8.3(j) Voting Agreement Recitals WARN Act 3.13(c) Works Material Contract 3.17 Materials of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Environmental Concern 8.3(k), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Harbin Electric, Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following terms have the meanings ascribed to them, as indicated below: Term Section 2003 Plan 3.03(a) Definition Location Person 8.3(ee2003 Plan Options 3.03(a) Personal Data 3.22(a2010 Health Care Law 3.12(d) Pivotal 2012 Plan 3.03(a) 2012 Plan Options 3.03(a) 2012 Plan PSUs 3.03(a) 2012 Plan RSUs 3.03(a) 2017 Plan 3.03(a) Acceptable Confidentiality Agreement 9.01(a) Acquisition Agreement 5.02(e) Adverse Recommendation Change 5.02(e) Advertising Funds 3.18(e) Affiliate 9.01(b) Agreement Preamble Pivotal Acquirer 3.19(iAlcohol Laws 3.10(c) Pivotal Alternative Financing 6.08(c) Articles of Merger 1.03 Authorizations 3.10(a) Available Financing 6.09(a) Board Actions 3.04(b) beneficial ownership 9.01(c) business day 9.01(d) Certificate 2.01(c) Closing 1.02 Closing Date 1.02 Code 2.03(h) Company Preamble Company Articles of Incorporation 3.01 Company Benefit Plan 3.12(o) Company Board 2.04 Company Bylaws 3.01 Company Common Stock Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter 9.01(e) Company Employee 6.05(a) Company Equity Awards 3.03(a) Company ESPP Shares 3.03(a) Term Section Company Executive Team 9.01(f) Company Incentive Plan 3.03(a) Company Intellectual Property 9.01(g) Company Noncompete Restrictions 3.09(a)(v) Company PSUs 3.03(a) Company Related Parties 8.03(e) Company Restricted Stock Awards 3.03(a) Company RSUs 3.03(a) Company Stock Options 3.03(a) Company Stock Plans 2.04(e) Company Swaps 3.22 Company Termination Fee 9.01(h) Compliant 9.01(i) Confidentiality Agreement 9.01(j) Consent Requirements 6.08(a) Contract 9.01(k) Current Premium 6.06(a) Debt Commitment Letter 4.04 Debt Financing 4.04 Debt Financing Agreements 6.08(a) Debt Financing Sources 9.01(l) Dissenters’ Rights 2.01(d) Dissenting Shares 2.01(d) Effective Time 1.03 Environmental Claims 3.16(b) Environmental Law 3.16(b) Equity Award Amounts 2.04(e) Equity Commitment Letter 4.04 Equity Financing 4.04 Equity Financing Agreements 6.08(b) Equity Financing Source 9.01(m) Equity Investor 4.04 ERISA 3.12(a) ERISA Affiliate 3.12(f) ESPP 2.05 ESPP Cut-Off Date 2.05 Exchange Act 3.05 Exchange Fund 2.03(a) Exclusive Rights 3.09(a)(v) Existing Credit Agreement 9.01(n) Fairness Opinion 3.28 FDD 3.18(g) Fee Letters 4.04 Filed SEC Documents Article III Pivotal ESPP 2.3(eFinancing 4.04 Financing Agreements 6.08(a) Pivotal Financing Letters 4.04 Financing Sources 9.01(o) Foreign Company Plan 3.12(m) Franchise Agreements 3.18(a) Term Section Franchise Laws 3.10(c) Franchised Restaurant 3.18(a) Franchisee 3.18(g) FTC Rule 3.10(c) GAAP 3.06(b) Governmental Authority 3.05 group 5.02(b)(ii) Hazardous Materials 3.16(b) HSR Act 3.05 Indebtedness 5.01(b)(viii) Indemnified Party 6.06(b) Intellectual Property 8.3(gg3.15(g) Pivotal Intervening Event 5.02(b)(iv) Judgment 3.05 Key Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(cKnowledge 9.01(p) Pivotal RSU Cash Out Amount 2.3(c)(iLaw 3.05 Leased Real Property 3.14(b) Pivotal SEC Documents 3.6(aLiens 3.02 Liquor License 3.10(c) Pivotal Software 8.3(llLitigation 3.08 Marketing Period 9.01(q) Pivotal Special Committee Master Franchise Rights 3.09(a)(v) Match Right Notice 5.02(h)(i) Match Right Period 5.02(h)(i) Material Adverse Effect 9.01(r) MBCA Preamble Measurement Time 3.03(a) Merger Recitals Pivotal Stock Awards 3.2(eMerger Consideration 2.01(c) Pivotal Stock Plans 2.3(aMerger Sub Preamble NASDAQ 3.05 Nevada Gaming Laws 3.10(c) Pivotal Stockholder Approvals 3.4(aNew Specified Contracts 5.01(b)(xv) Pivotal Stockholders Meeting 5.3(bNon-U.S. Merger Control Laws 6.03(a) Pivotal Technology 8.3(mmOrdinary Course of Business 9.01(s) Pivotal Training Data 8.3(nnOutside Date 8.01(b)(i) Privacy Laws 3.22(cOwned Intellectual Property 9.01(g) Processing 3.22(cOwned Real Property 3.14(a) Parent Preamble Parent Disclosure Letter 9.01(t) Parent Material Adverse Effect 9.01(u) Parent Related Parties 8.03(e) Parent Termination Fee 9.01(v) Party Preamble Parties Preamble Paying Agent 2.03(a) Payoff Letter 6.09(e) Permitted Liens 9.01(w) person 9.01(x) Term Section Personal Information 3.15(e) Plan of Merger Preamble Principal Supplier 3.24(a) Proposed Changed Terms 5.02(h)(iii) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a3.05 PSU Shares 2.04(c) Real Property Leases 3.14(b) Real Property Subleases 3.14(c) Recommendation 3.04(b) Relationship Laws 3.10(c) Release 3.16(b) Representative 9.01(y) Required VMware Filing 5.3(cInformation 9.01(z) Rollover Option 2.3(a)(iiRestraints 7.01(c) Rollover RSU 2.3(c)(iiSanctioned Country 9.01(aa) Xxxxxxxx-Xxxxx Act 3.6(aSanctioned Person 9.01(bb) Schedule 13E-3 3.8 Sanctions Laws 9.01(cc) SEC Article III SEC Documents 3.06(a) Securities Act 3.5(b3.06(a) Software 8.3(ooShareholder Approval 3.04(a) Standards Organizations 3.19(eShareholders’ Meeting 6.01(a) Specified Contract 3.09(a) Specified Franchisee 3.18(a) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii9.01(dd) Superior Proposal 5.2(j)(iii5.02(b)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n1.01 Takeover Proposal 5.02(b)(i) Takeover Laws 3.25 Statute 9.01(ee) Tax Return 8.3(qq3.13(j) Tax Sharing Agreement 8.3(rrAgreements 3.13(j) Taxes 8.3(ss3.13(j) Taxing Authority 8.3(ttTerminated Plan 6.05(d) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(wwThird Party 9.01(ff) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii6.03(e) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Voting Company Debt 3.03(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Buffalo Wild Wings Inc)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Action 1.1 Acquisition Proposal 1.1 Acceptance Time 2.1(f) Definition Location Person 8.3(eeAdditional Offer Period 2.1(d) Personal Data 3.22(aAffiliate 1.1 Agreement Preamble Alternative Debt Financing 7.12(d) Pivotal Antitrust Laws 7.7(a) Benefit Plans 1.1 Board Recommendation 5.22 Book Entry Shares 1.1 Business Day 1.1 Cash Consideration Recitals Certificate of Merger 3.2 Certificates 4.1(c) Change of Recommendation 7.3(d) Cleanup 1.1 Closing 3.3 Closing Date 3.3 Code 1.1 Company Preamble Pivotal Acquirer 3.19(iCompany 401(k) Pivotal Board Recitals Pivotal Bylaws 3.1(bPlan 7.4(e) Pivotal Charter 3.1(bCompany Arrangements 5.9(h) Pivotal Class A Stockholder Approval 3.4(aCompany Balance Sheet 5.6 Company Balance Sheet Date 1.1 Company Common Stock 1.1 Company Credit Agreement 1.1 Company Compensation Committee 5.9(h) Pivotal Data 8.3(ffCompany Disclosure Schedule 1.1 Company Equity Plans 1.1 Company Financial Advisors 5.23 Company Financial Statements 5.5(b) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eCompany License-In Agreements 5.12(b) Pivotal Intellectual Property 8.3(ggCompany License-Out Agreements 5.12(c) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Company Material Adverse Effect 4.1 VMware 1.1 Company Performance Restricted Stock Unit 1.1 Term Section Company Preferred Stock 1.1 Company Products 1.1 Company Real Property 5.14(a) Company Related Party 1.1 Company Restricted Stock Unit 1.1 Company SEC Reports 5.5(a) Company Special Committee Recitals VMware Shares 4.6 Company Stock 2.3(a)(iiOption 1.1 Confidentiality Agreement 1.1 Consideration Fund 4.2(a) Voting Agreement Recitals WARN Act 3.13(cContract 1.1 Converted PRSU 4.4(d) Works of Authorship 8.3(xxConverted RSUs 4.4(b) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Covered Securityholders 5.9(h) D&O Indemnitee 7.6(a) D&O Insurance 7.6(b) Debt Commitment Letter 6.13 Debt Financing 6.13 Debt Financing Agreements 7.12(b) DGCL 1.1 Disclosure Document 1.1 Dissenting Shares 4.3 Effective Time 3.2

Appears in 1 contract

Samples: Agreement and Plan of Merger (PMC Sierra Inc)

INDEX OF DEFINED TERMS. (ContinuedCapitalized terms in this Agreement shall have the defined meanings that appear in the provisions of the Agreement listed below. Section Acceptance Time 5.2(b) Definition Location Person 8.3(eeAcquisition Proposal 5.2(a) Personal Data 3.22(aAdverse Recommendation Change 5.2(c) Pivotal Affiliate 3.3(c) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.2(a) Pivotal Assignee 9.5(a) Book-Entry Share 2.1(c) business day 9.9(b) Certificate of Merger 1.4 Certificate 2.1(c) Change 3.1(a) Closing 1.5 Closing Date 1.5 Code 2.6 Company Preamble Company Balance Sheet 3.6(a) Company Board of Directors Recitals Pivotal Bylaws 3.1(bCompany Disclosure Schedule SECTION 3 Company Intellectual Property 3.12(b) Pivotal Charter 3.1(bCompany Joint Venture 3.4 Company’s knowledge 9.9(b) Pivotal Class A Company Material Adverse Effect 3.1(a) Company Option 2.4(a) Company Preferred Stock 3.3(a) Company Rights 3.3(a) Company RSU 2.4(b) Company SEC Reports 3.5 Company Stockholder Approval 3.4(a6.1 Company Stock Plans 2.4(a) Pivotal Data 8.3(ffCompany Subsidiary 3.4 Company Transaction Expenses Annex I Company Warrant 2.4(d) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eConfidentiality Agreement 1.2(c) Pivotal Intellectual Property 8.3(ggCurrent D&O Insurance 6.9(c) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option Delisting Period 6.4 DGCL Recitals Dissenting Shares 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(iEffective Time 1.4 Environmental Law 3.19(f)(i) Pivotal Plans Environmental Liability 3.19(f)(ii) Index of Defined Terms Environmental Permits 3.19(f)(iii) ERISA 3.16(a) ERISA Affiliate 3.16(b) Exchange Act 1.1(a) Exchange Fund 2.2(a) Expiration Date 1.1(a) FCPA 3.9(c) FDA 3.9(d) Fee Schedule 3.12(c) FIRPTA Certificate 6.13 Good Clinical Practices 3.9(g) Good Laboratory Practices 3.9(g) Good Manufacturing Practices 3.9(h) Governmental Entity 9.9(b) Hazardous Materials 3.19(f)(iv) Indemnified Party 6.9(a) Independent Directors 6.10(a) IRS 3.16(a) Laws 3.9(b) Maximum Premium 6.9(c) Merger 1.3(a) Merger Agreement Annex I Merger Consideration 2.1(c) Minimum Condition Annex I Notice Period 5.2(d) OECD Convention 3.9(c) Offer Recitals Offer Documents 1.1(c) Offer Price Recitals Offer to Purchase 1.1(a) on a fully diluted basis 9.9(b) Outside Date 8.1(b)(ii) Parent Preamble Patents 3.12(a) Pivotal Preferred Stock 3.2(aPaying Agent 2.2(a) Pivotal Products 8.3(kkPermits 3.9(a) Pivotal Returns 3.15(aperson 9.9(b) Pivotal RSU 2.3(cPlans 3.16(a) Pivotal RSU Cash Out Amount 2.3(c)(iPost-Closing SEC Reports 6.4 Pre-Closing Period 5.1 Principal Stockholders Recitals Prohibited Payment 3.9(c) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(cProprietary Rights 3.12(a) Proxy Statement 3.8 Related Person 3.26 1.8(a)(ii) Purchase Agreement 1.8(b) Real Property 3.18(a) Index of Defined Terms Regulation M-A 1.1(c) Reporting Tail Endorsement 6.9(c) Representatives 5.2(a) Required VMware Filing 5.3(cRestraints 8.1(b)(i) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(iiRights Agreement 3.3(a) Xxxxxxxx-Xxxxx Act 3.6(a3.6(b) Schedule 13E-3 3.8 14D-9 1.2(b) Schedule TO 1.1(c) SEC Article III 1.1(a) Securities Act 3.5(b3.11(c) Software 8.3(ooShares Recitals Special Meeting 1.8(a)(i) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Sub Preamble Sub Common Stock 2.1 Superior Proposal 5.2(j)(iii5.2(b) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n1.3(a) Takeover Laws 3.25 Tax 3.15(a) Taxable 3.15(a) Tax Return 8.3(qq3.15(a) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Tender Completion Time 6.3 Tender and Voting Agreements Recitals Termination Fee 7.3(b8.2(b) Top Customers 3.21 Top-Up Option 1.10(a) Top-Up Shares 1.10(a) Trade Secrets 8.3(vv3.12(a) Trademarks 8.3(wwUK Bribery Act 3.9(c) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), ) dated as of August 22July 20, 2019, 2011 is between VMware, Inc.among PFIZER INC. (“Parent”), a Delaware corporation corporation, ECLIPSE ACQUISITION CORP. (“VMwareSub”), Raven Transaction Sub, Inc., a newly-formed Delaware corporation and a direct or indirect wholly-owned Subsidiary subsidiary of VMware Parent, and ICAGEN, INC. (the Merger SubCompany”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).corporation. R E C I T A L S WHEREAS, Parent and the Board of Directors of each of Sub and the Company has approved the acquisition of the Company by Parent on the terms and conditions set forth in this Agreement;

Appears in 1 contract

Samples: Agreement and Plan of Merger (Icagen Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Agreement Preamble Alternative Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAnnual Bonus 6.9(d) Personal Data 3.22(aAnti-Money Laundering Laws 3.25 Capex Budget 5.2(k) Pivotal Preamble Pivotal Acquirer 3.19(iCapitalization Date 3.7(a) Pivotal Board Recitals Pivotal Bylaws 3.1(bCash Replacement Company Option Amounts 2.8(a)(ii) Pivotal Charter 3.1(bCash Replacement Company RSU Amounts 2.8(b)(ii) Pivotal Certificate of Merger 2.2 Certificates 2.9(c) Chosen Courts 9.10 Class A Stockholder Approval 3.4(aCommon Stock 2.7(a)(ii) Pivotal Data 8.3(ffClass B Common Stock 2.7(a)(ii) Pivotal Closing 2.3 Closing Date 2.3 Company Preamble Company Board Recommendation 3.3(a) Company Board Recommendation Change 5.3(d)(i) Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan 6.9(d) Pivotal Intellectual Property 8.3(ggCompany Related Parties 8.3(e)(i) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(aArticle III Company Securities 3.7(d) Pivotal Software 8.3(llCompany Stockholder Meeting 6.4(a) Pivotal Special Committee Continuation Period 6.9(b) Copyrights 1.1(vv) D&O Insurance 6.8(c) Data Protection Requirements 3.21 DGCL Recitals Pivotal Stock Awards 3.2(eDissenting Company Shares 2.7(c) Pivotal Stock DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.14 Enforceability Exceptions 3.2 Enforcement Expenses 8.3(d) Equity Award Holders 2.8(c) Excluded Benefits 6.9(b) Export/Import Laws 3.26 Final Exercise Date 2.8(d) Foreign Employee Plan 3.18(g) Term Section Reference Xxxxxxx Xxxxx 3.3(b) Indemnified Person 6.8(a) Insurance Policies 3.23 IP Contracts 3.16(d) Lease 3.14 Leased Real Property 3.14 Marks 1.1(vv) Maximum Annual Premium 6.8(c) Merger Recitals Merger Sub Preamble Multiemployer Plan 3.18(b) New Plan 6.9(c) Notice Period 5.3(c)(ii)(A) Old Plans 2.3(a6.9(c) Pivotal Stockholder Approvals 3.4(aOther Required Company Filing 6.3(b) Pivotal Stockholders Meeting 5.3(bOwned Company Shares 2.7(a)(iii) Pivotal Technology 8.3(mmParent Preamble Parent Disclosure Letter Article IV Parent Material Adverse Effect 7.3(a) Pivotal Training Data 8.3(nnParty Preamble Patents 1.1(vv) Payment Agent 2.9(a) Payment Fund 2.9(b) Per Share Price 2.7(a)(ii) Personal Information 3.21 Privacy Laws 3.22(c) Processing 3.22(c3.21(a) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a6.3(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Requisite Stockholder Approval 3.4 Sanctioned Persons 3.25 Surviving Corporation 1.1 Systems 3.19(n2.1 Termination Date 8.1(c) Takeover Laws 3.25 Tax Return 8.3(qqUncertificated Shares 2.9(c) Tax Sharing Agreement 8.3(rrUnvested Company Option 2.8(a)(ii) Taxes 8.3(ssUnvested Company RSU 2.8(b)(ii) Taxing Authority 8.3(ttVested Equity Award Consideration 2.8(b)(i) Technology 8.3(uuVested Option Consideration 2.8(a)(i) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiVested RSU Consideration 2.8(b)(i) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”5.2(r), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Poshmark, Inc.)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section 2012 Company 10-K 7.1(j) Definition Location Person 8.3(eeAcquisition Proposal 8.16(a) Personal Data 3.22(aAffiliates 8.16(b) Pivotal Agreement Preamble Pivotal Acquirer 3.19(iArticles of Merger 1.3 Book-Entry Shares 8.16(c) Pivotal Business Day 8.16(d) Capitalization Date 3.4 Certificate of Merger 1.3 Certificates 8.16(e) Change in Recommendation 5.5(c) Class A Common Stock 1.8(a) Class A Merger Consideration 1.8(a) Class B Common Stock 1.8(b) Class B Merger Consideration 1.8(b) Closing 1.2 Closing Date 1.2 Code 1.9(c) Company Preamble Company Acquisition Agreement 5.5(a) Company Board Recitals Pivotal Bylaws 3.1(bCompany Common Stock 1.8(b) Pivotal Charter 3.1(bCompany Contract 3.18(a) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e3 Company Group 7.3(g) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company Permits 3.11 Company SEC Documents Reports 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Company Stockholder Approvals 3.4(a) Pivotal 3.2 Company Stockholders Meeting 5.3(b5.2(b) Pivotal Technology 8.3(mmCompany Stock Plan 1.9(a) Pivotal Training Data 8.3(nnCompany Tandem Options/SARs 1.9(a) Privacy Laws 3.22(cCompany Tandem Options/SARs Consideration 1.9(a) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Company Termination Fee 7.3(b) Top Customers Confidentiality Agreement 5.13 Contract 3.3(a) DLLCA 1.3 Dissenting Shares 2.9 DOJ 5.4(c) Effective Time 1.3 Employee Benefit Plan Company SEC Reports 3.17(j) Employee Benefit Plans 3.17(a) Environmental Laws 8.16(f) ERISA 3.17(b) ERISA Affiliate 3.17(e) Exchange Act 3.3(b) Excluded Class A Holder 8.16(g) Existing D&O Policies 5.8(b) Existing Plans 5.9(a) Expense Reimbursement 7.3(a) Facility 8.16(h) Financing 4.4(b) Financing Letter 4.4(b) Financing Sources 5.7(a)(i) FTC 5.4(c) GAAP 3.6(b) Governmental Entity 3.3(b) GT Report 7.1(j) Guarantor Recitals Guaranty Recitals Hazardous Substance 8.16(i) Holdco 4.7 HSR Act 3.3(b) Improvements 3.13(d) Indemnified Parties 5.8(a) Intellectual Property Rights 8.16(j) IRS 3.17(c) Law 3.3(a) Leased Real Property 3.13(a) Lien 8.16(k) Management Agreement 8.16(l) Material Adverse Effect 8.16(m) Material Parent Healthcare Permits 8.16(n) Merger Recitals Merger Consideration 8.16(o) Merger Sub Preamble NRS 8.16(p) Occupancy Agreements 8.16(q) Order 3.3(a) Owned Real Property 3.13(a) Parent Preamble Parent Group 7.3(g) Parent Healthcare Permits 8.16(r) Parent Material Adverse Effect 8.16(s) Parent Termination Fee 7.3(c) Paying Agent 2.1 Permitted Liens 3.13(h) Person 8.16(t) Preferred Stock 3.4 Proposed Debt Financing 5.7(a) Proxy Statement 5.2(a) Real Estate Lease Documents 3.13(a) Real Property 3.13(a) Recommendation 3.21 Trade Secrets 8.3(vvRegulatory Law 8.16(u) Trademarks 8.3(wwRepresentatives 5.5(a) Required Opinion 8.16(v) Requisite Stockholder Approval 3.2 SEC 3.6(a) Securities Act 3.6(a) Solvent 4.8 Special Committee Recitals Specified Indebtedness 8.16(w) Subsidiary 8.16(x) Superior Proposal 8.16(y) Surviving Corporation 1.1 Takeover Statutes 5.5(a) Taxes 8.16(z) Tax Return 8.16(aa) Termination Date 7.1(b) Third Party Occupancy Agreement 3.13(b)(ii)(B) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii5.4(e) Unaffiliated Stockholder Approval 3.2 Voting Agreement Recitals WARN Act 3.13(c3.19(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated ) is made and entered into as of August 22February 25, 20192013 by and among Aid Holdings, is between VMware, Inc.LLC, a Delaware corporation limited liability company (“VMwareParent”), Raven Transaction Aid Merger Sub, Inc.LLC, a Delaware corporation limited liability company and a wholly-owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareAssisted Living Concepts, Inc., a Delaware Nevada corporation (“PivotalCompany”). Capitalized terms used but not defined in the context in which they are used shall have the respective meanings assigned to such terms in Section 8.16.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Assisted Living Concepts Inc)

INDEX OF DEFINED TERMS. (ContinuedAccounting Arbitrator Section 2.2(b)(iii) Definition Location Accounting Principles Section 1.2(a) Acquired Membership Interests Recitals Adjustment Notice Section 2.4(b) Affiliate Section 1.2(b) Affiliate Contract Section 1.2(ccc)(xv) Affiliate Transactions Section 5.10 Agreed Rate Section 1.2(c) Agreement Preamble Allocated Value Section 2.2(a) Allocation Objection Notice Section 2.2(b)(ii) Antitrust Laws Section 1.2(d) Asset Taxes Section 1.2(e) Assignment of Interests Section 8.2(a) Benefit Plan Section 1.2(f) BOEM Section 1.2(g) BSEE Section 1.2(h) Burdens Section 1.2(i) Business Day Section 1.2(j) Cash Purchase Price Section 2.1(a) Casualty Loss Section 5.13 Claim Section 11.3(b) Claim Notice Section 11.3(b) Closing Section 8.1 Closing Cash Payment Section 2.4(a) Closing Date Section 8.1 Closing Settlement Statement Section 2.4(a) Code Section 1.2(k) Company or Companies Section 1.2(l) Company Assets Section 1.2(m) Company Business or Company Businesses Section 1.2(n) Company Contract Section 1.2(o) Company Derivatives Section 1.2(p) Company Leases Section 1.2(m)(i) Company Operating Expenses Section 1.2(q) Company Personal Property Section 1.2(m)(vii) Company Properties Section 1.2(m)(iii) Company Records Section 1.2(r) Company Rights-of-Way Section 1.2(m)(vi) Company Units Section 1.2(m)(iii) Company Xxxxx Section 1.2(m)(ii) Confidentiality Agreement Section 1.2(s) Consent Section 3.11(b) Consolidated Group Section 1.2(t) Controlled Group Liabilities Section 1.2(u) Credit Agreement Section 1.2(v) Cure Period Section 1.2(w) Customary Post-Closing Consents Section 1.2(x) Cut-Off Date Section 1.4(c) Damages Section 11.2(d) Decommission or Decommissioning Section 1.2(y) Defect Arbitrator Exhibit D Defect Escrow Account Section 1.2(z) Defensible Title Section 1.2(aa) Deposit Section 2.1(c) Derivatives Section 5.7 Determination Date Section 2.4(b)(ii) Dispute Auditor Section 2.4(b)(ii) Disputed Amount Section 6.7 Disputed Environmental Matter Section 6.7 Disputed Matter Section 6.7 Disputed Title Matter Section 6.7 DOJ Section 5.5 Effective Time Section 1.2(bb) Environmental Arbitrator Exhibit D Environmental Defect Section 1.2(cc) Environmental Defect Amount Section 1.2(dd) Environmental Defect Deadline Section 6.6(a) Environmental Defect Property Section 6.6(b) Environmental Deductible Section 6.6(d) Environmental Dispute Election Section 6.6(c) Environmental Laws Section 1.2(ee) Environmental Liabilities Section 1.2(ff) Environmental Notice Section 1.2(gg) Environmental Threshold Section 6.5(c) ERISA Section 1.2(hh) ERISA Affiliate Section 1.2(ii) Escrow Account Section 1.2(jj) Escrow Agent Section 1.2(kk) Escrow Agreement Section 1.2(ll) Exchange Act Section 4.5 Excluded Assets Section 1.2(mm) Excluded Assets Assignment Section 1.2(nn) Excluded Company Records Section 1.2(r)(v) Execution Date Preamble Financial Statements Section 1.2(oo) Final Allocation Section 2.2(b)(iv) Financing Section 4.7 FTC Section 5.5 Fundamental Representations Section 11.4(a) Governmental Authority Section 1.2(pp) Hard Consent Section 5.11(b)(i) Hazardous Materials Section 1.2(qq) HSR Act Section 1.2(rr) Hydrocarbons Section 1.2(ss) Imbalance Section 1.2(tt) INC Section 1.2(uu) Included Title Defect Properties Section 6.4(b)(ii) Income Taxes Section 1.2(vv) Indemnified Liabilities Section 11.2(b)(iii) Indemnified Person 8.3(eeSection 11.3(a) Personal Data 3.22(aIndemnifying Person Section 11.3(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Information Statement Section 5.16 Intellectual Property 8.3(ggSection 1.2(ww) Pivotal Intellectual Property Registrations 8.3(hhIntended Tax Treatment Section 2.2(b)(i) Pivotal IPO Date 8.3(iiInterim Breach Section 11.2(b)(ii) Pivotal MTA 8.3(ggInterim Breach Provision Section 11.2(b)(ii) Pivotal Option 2.3(aLaws Section 1.2(xx) Pivotal Option Cash Out Amount 2.3(a)(iLease Annex Section 1.2(yy) Pivotal Plans 3.12(aLiens Section 1.2(zz) Pivotal Preferred Stock 3.2(aLoan Section 1.2(aaa) Pivotal Products 8.3(kkLowest Cost Response Section 1.2(bbb) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiSection 3.31(e) Voting Material Contract Section 1.2(ccc) Net Revenue Interest Section 1.2(ddd) NORM Section 3.8 Organizational Documents Section 1.2(eee) Other PSA Section 1.2(fff) Outside Date Section 10.1(c) Party or Parties Preamble Permits Section 1.2(ggg) Permitted Encumbrance Section 1.2(hhh) Permitted Interest Encumbrance Section 1.2(iii) Person Section 1.2(jjj) Phase I Activities Section 1.2(kkk) Post-Closing Statement Section 2.4(b) Pre-Effective Date Period Section 1.2(lll) Preferential Purchase Right Section 3.11(a) Proceedings Section 3.6 Proposed Allocation Section 2.2(b)(ii) Purchase Price Section 2.1(a) Purchaser Preamble Purchaser Indemnified Parties Section 11.2(b) ix Purchaser Parent Preamble Purchaser Parent SEC Reports Section 4.13 Purchaser Parent Shares Section 2.1(a) Purchaser Tax Returns Section 9.2(b) Purchaser’s Phase I Environmental Review Section 6.2(a) Purchaser’s Representatives Section 6.1(a) R&W Conditional Binder Section 5.18(a) R&W Policy Section 5.18(a) Registration Rights Agreement Recitals WARN Section 8.2(g) Release Section 1.2(mmm) Released Parties Section 5.12 Releasing Parties Section 5.12 Remediate, Remediation or Remedial Section 1.2(nnn) Required Purchaser Filings Section 5.15(a) Retained Employee-Related Liabilities Section 1.2(ooo) Ridgewood Section 5.1 Ridgewood MSA Section 1.2(ppp) Riverstone Section 1.2(b) Riverstone Portfolio Company or Riverstone Portfolio Companies Section 1.2(b) Scheduled Closing Date Section 8.1 Securities Act 3.13(cSection 3.1(e) Works of Authorship 8.3(xxSeismic Data Section 1.2(qqq) Table of Contents Seller Preamble Seller Indemnified Parties Section 11.2(a) Seller Tax Section 1.2(rrr) Seller Tax Returns Section 9.2(a) Seller’s Knowledge Section 1.2(sss) Sinking Funds Section 1.2(mm)(xiii) Specified Matters Section 3.33 Straddle Period Section 1.2(ttt) Suspended Funds Section 1.2(uuu) Tax Section 1.2(vvv) Tax Effective Date Section 1.2(www) Tax Proceeding Section 9.4 Tax Return Section 1.2(xxx) Third-Party Loans Section 1.2(yyy) Title Arbitrator Exhibit D Title Benefit Section 1.2(zzz) Title Benefit Amount Section 6.5(b) Title Deductible Section 6.5(c) Title Defect Section 1.2(aaaa) Title Defect Amount Section 6.5(a) Title Defect Deadline Section 6.4(a) Title Defect Property Section 6.4(b) Title Dispute Election Section 6.4(b) Title Notice Section 1.2(bbbb) Title Threshold Section 6.5(c) Transaction Costs Section 1.2(cccc) Transaction Documents Section 5.2 Transfer Taxes Section 9.5 Treasury Regulations Section 1.2(dddd) Unadjusted Purchase Price Section 2.1(a) Well Annex Section 1.2(eeee) Willful Breach Section 1.2(ffff) Working Interest Section 1.2(gggg) PURCHASE AND SALE AGREEMENT AND PLAN OF MERGER This Purchase and Sale Agreement and Plan of Merger (this “Agreement”), is dated as of August 22December 10, 20192019 (the “Execution Date”), is between VMwareby and among ILX Holdings II, LLC, a Delaware limited liability company (“Seller”), Talos Production Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger SubPurchaser”), and Pivotal Softwaresolely with respect to its obligations related to the Purchaser Parent Shares (as defined herein), Talos Energy Inc., a Delaware corporation (“PivotalPurchaser Parent”). Seller, Purchaser and Purchaser Parent are referred to collectively as the “Parties” and individually as a “Party.

Appears in 1 contract

Samples: Registration Rights Agreement (Talos Energy Inc.)

INDEX OF DEFINED TERMS. (ContinuedAccounting Arbitrator Section 2.2(b)(iii) Definition Location Accounting Principles Section 1.2(a) Acquired Membership Interests Recitals Additional Guarantee Section 11.5(d) Adjustment Notice Section 2.4(b) Affiliate Section 1.2(b) Affiliate Contract Section 1.2(fff)(xv) Affiliate Transactions Section 5.10 Agreed Rate Section 1.2(c) Agreement Preamble Allocated Value Section 2.2(a) Allocation Objection Notice Section 2.2(b)(ii) Antitrust Laws Section 1.2(d) Asset Taxes Section 1.2(e) Assignment of Interests Section 8.2(a) Benefit Plan Section 1.2(f) BOEM Section 1.2(g) BSEE Section 1.2(h) Burdens Section 1.2(i) Business Day Section 1.2(j) Cash Purchase Price Section 2.1(a) Castex Section 5.1 Casualty Loss Section 5.13 Claim Section 11.3(b) Claim Notice Section 11.3(b) Closing Section 8.1 Closing Cash Payment Section 2.4(a) Closing Date Section 8.1 Closing Settlement Statement Section 2.4(a) Code Section 1.2(k) Company Section 1.2(l) Company Assets Section 1.2(m) Company Business Section 1.2(n) Company Contract Section 1.2(o) Company Derivatives Section 1.2(p) Company Leases Section 1.2(m)(i) Company Personal Property Section 1.2(m)(vii) Company Properties Section 1.2(m)(iii) Company Records Section 1.2(q) Company Rights-of-Way Section 1.2(m)(vi) Company Units Section 1.2(m)(iii) Company Xxxxx Section 1.2(m)(ii) Confidentiality Agreement Section 1.2(r) Consent Section 3.11(b) Consolidated Group Section 1.2(s) Controlled Group Liabilities Section 1.2(t) Credit Agreement Section 1.2(u) Cure Period Section 1.2(v) Current Assets Section 1.2(w) Current Liabilities Section 1.2(x) Customary Post-Closing Consents Section 1.2(y) Damages Section 11.2(d) Decommission or Decommissioning Section 1.2(z) Defect Arbitrator Exhibit D Defect and Indemnity Escrow Account Section 1.2(aa) Defensible Title Section 1.2(bb) Deposit Section 2.1(c) Derivatives Section 5.7 Determination Date Section 2.4(b)(ii) Dispute Auditor Section 2.4(b)(ii) Disputed Amount Section 6.7 Disputed Environmental Matter Section 6.7 Disputed Matter Section 6.7 Disputed Title Matter Section 6.7 DOJ Section 5.5 Effective Time Section 1.2(cc) Effective Time Net Working Capital Section 1.2(dd) Environmental Arbitrator Exhibit D Environmental Defect Section 1.2(ee) Environmental Defect Amount Section 1.2(ff) Environmental Defect Deadline Section 6.6(a) Environmental Defect Property Section 6.6(b) Environmental Deductible Section 6.6(d) Environmental Dispute Election Section 6.6(c) Environmental Laws Section 1.2(gg) Environmental Liabilities Section 1.2(hh) Environmental Notice Section 1.2(ii) Environmental Threshold Section 6.5(c) ERISA Section 1.2(jj) ERISA Affiliate Section 1.2(kk) Escrow Account Section 1.2(ll) Escrow Agent Section 1.2(kk) Escrow Agreement Section 1.2(nn) Escrow Percentage Section 11.5(a) Exchange Act Section 4.5 Excluded Assets Section 1.2(oo) Excluded Assets Assignment Section 1.2(pp) Excluded Company Records Section 1.2(q)(v) Execution Date Preamble Financial Statements Section 1.2(qq) Final Allocation Section 2.2(b)(iv) Financing Section 4.7 FTC Section 5.5 Fundamental Representations Section 11.4(a) Governmental Authority Section 1.2(rr) Guarantee Section 8.2(l) Hard Consent Section 5.11(b)(i) Hazardous Materials Section 1.2(ss) HSR Act Section 1.2(tt) Hydrocarbons Section 1.2(uu) Idle Iron Report Section 3.21(e) Imbalance Section 1.2(vv) INC Section 1.2(ww) Included Title Defect Properties Section 6.4(b)(ii) Income Taxes Section 1.2(xx) Indemnified Person 8.3(eeSection 11.3(a) Personal Data 3.22(aIndemnifying Person Section 11.3(a) Pivotal Preamble Pivotal Acquirer 3.19(iIndemnity Escrow Amount Section 1.2(yy) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Information Statement Section 5.17 Intellectual Property 8.3(ggSection 1.2(zz) Pivotal Intellectual Property Registrations 8.3(hhIntended Tax Treatment Section 2.2(b)(i) Pivotal IPO Date 8.3(iiInterim Breach Section 11.2(b)(ii) Pivotal MTA 8.3(ggInterim Breach Provision Section 11.2(b)(ii) Pivotal Option 2.3(aLaws Section 1.2(aaa) Pivotal Option Cash Out Amount 2.3(a)(iLease Annex Section 1.2(bbb) Pivotal Plans 3.12(aLiens Section 1.2(ccc) Pivotal Preferred Stock 3.2(aLoan Section 1.2(ddd) Pivotal Products 8.3(kkLowest Cost Response Section 1.2(eee) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiSection 3.31(e) Voting Material Contract Section 1.2(fff) Net Revenue Interest Section 1.2(ggg) NORM Section 3.8 Organizational Documents Section 1.2(hhh) Other PSA Section 1.2(iii) Outside Date Section 10.1(c) Party or Parties Preamble Permits Section 1.2(jjj) Permitted Encumbrance Section 1.2(kkk) Permitted Interest Encumbrance Section 1.2(lll) Person Section 1.2(mmm) Phase I Activities Section 1.2(nnn) Post-Closing Statement Section 2.4(b) Pre-Effective Date Period Section 1.2(ooo) Preferential Purchase Right Section 3.11(a) Proceedings Section 3.6 Proposed Allocation Section 2.2(b)(ii) Purchase Price Section 2.1(a) Purchaser Preamble Purchaser Indemnified Parties Section 11.2(b) Purchaser Parent Preamble Purchaser Parent SEC Reports Section 4.13 Purchaser Parent Shares Section 2.1(a) Purchaser Tax Returns Section 9.2(b) Purchaser’s Environmental Review Section 6.2(a) Purchaser’s Representatives Section 6.1(a) R&W Conditional Binder Section 5.19(a) R&W Policy Section 5.19(a) Registration Rights Agreement Recitals WARN Section 8.2(g) Release Section 1.2(ppp) Released Parties Section 5.12 Releasing Parties Section 5.12 Remediate, Remediation or Remedial Section 1.2(qqq) Required Purchaser Filings Section 5.16(a) Retained Employee-Related Liabilities Section 1.2(rrr) Riverstone Section 1.2(b) Riverstone Portfolio Company or Riverstone Portfolio Companies Section 1.2(b) Scheduled Closing Date Section 8.1 Securities Act 3.13(cSection 3.1(e) Works of Authorship 8.3(xxSeismic Data Section 1.2(sss) Table of Contents Seller Preamble Seller Indemnified Parties Section 11.2(a) Seller Tax Section 1.2(ttt) Seller Tax Returns Section 9.2(a) Seller’s Knowledge Section 1.2(uuu) Sinking Funds Section 1.2(oo)(xii) Specified Matters Section 3.33 Straddle Period Section 1.2(vvv) Suspended Funds Section 1.2(www) Tax Section 1.2(xxx) Tax Effective Date Section 1.2(yyy) Tax Partnership Section 1.2(zzz) Tax Partnership Interest Section 1.2(aaaa) Tax Proceeding Section 9.4 Tax Return Section 1.2(bbbb) Third-Party Loans Section 1.2(cccc) Title Arbitrator Exhibit D Title Benefit Section 1.2(dddd) Title Benefit Amount Section 6.5(b) Title Deductible Section 6.5(c) Title Defect Section 1.2(eeee) Title Defect Amount Section 6.5(a) Title Defect Deadline Section 6.4(a) Title Defect Property Section 6.4(b) Title Dispute Election Section 6.4(b) Title Notice Section 1.2(ffff) Title Threshold Section 6.5(c) Transaction Costs Section 1.2(gggg) Transaction Documents Section 5.2 Transfer Taxes Section 9.5 Treasury Regulations Section 1.2(hhhh) Unadjusted Purchase Price Section 2.1(a) Well Annex Section 1.2(iiii) Willful Breach Section 1.2(jjjj) Working Interest Section 1.2(kkkk) PURCHASE AND SALE AGREEMENT AND PLAN OF MERGER This Purchase and Sale Agreement and Plan of Merger (this “Agreement”), is dated as of August 22December 10, 20192019 (the “Execution Date”), is between VMwareby and among Castex Energy 2014, LLC, a Delaware limited liability company (“Seller”), Talos Production Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger SubPurchaser”), and Pivotal Softwaresolely with respect to its obligations related to the Purchaser Parent Shares (as defined herein), Talos Energy Inc., a Delaware corporation (“PivotalPurchaser Parent”). Seller, Purchaser and Purchaser Parent are referred to collectively as the “Parties” and individually as a “Party.

Appears in 1 contract

Samples: Registration Rights Agreement (Talos Energy Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Acceptable Confidentiality Agreement 5.2(e)(i) Definition Location Person 8.3(eeAcquisition Proposal 5.2(e)(ii) Personal Data 3.22(aAction 8.5 Adverse Recommendation Change 5.3(a) Pivotal Affiliate 8.5 Aggregate Milestone Payment Exercise Credit 8.5 Agreement Preamble Pivotal Acquirer 3.19(iAntitrust Law 8.5 Applicable Per Share Milestone Payment 8.5 Authorizations 3.20(a) Pivotal Book-Entry Shares 2.10(d) Breakup Fee 7.3 Business Day 8.5 Cancelled Company Stock Options 2.9(a)(iii) Cancelled Company Warrants 2.9(b)(ii) Certificate 2.10(c) Certificate of Merger 2.3 Closing 2.2 Closing Amount Recitals Closing Date 2.2 Closing Shortfall 5.18 Code 2.11 Common Stock Recitals Company Preamble Company 401(k) Plan 5.6(c) Company Board Recitals Pivotal 3.2(b) Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aCompany Disclosure Documents 3.6(h) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Employee 5.6(a) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns Company In-Licensed Patents 3.15(a) Pivotal RSU 2.3(cCompany Owned IP 3.15(a) Pivotal RSU Cash Out Amount 2.3(c)(iCompany Plans 3.11(a) Pivotal Company Products and Compounds 3.15(c) Company Recommendation 5.3(a) Company Registered IP 3.15(a) Company SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Term Section Company Stock Awards 3.2(e) Pivotal Option 8.5 Company Stock Plans 2.3(a8.5 Company Warrant 2.9(b)(i) Pivotal Stockholder Approvals 3.4(aConfidentiality Agreement 5.4(b) Pivotal Stockholders Meeting 5.3(bContingent Value Right Recitals Contract 8.5 Control 8.5 Current Premium 5.9(a) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support CVR Recitals CVR Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nDelaware Secretary of State 2.3 Depository Agent 2.10(a) Takeover Laws 3.25 Tax Return 8.3(qqDGCL Recitals Dissenting Shares 2.12 Effective Time 2.3 Environmental Law 8.5 ERISA 3.11(a) Tax Sharing Agreement 8.3(rrExcluded Shares 2.8(b) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Exchange Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”3.3(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ocera Therapeutics, Inc.)

INDEX OF DEFINED TERMS. (ContinuedSection .pdf Section 8.3 Acceptable Confidentiality Agreement Section 8.15(b)(i) Definition Location Person 8.3(eeAffiliates Section 8.15(a) Personal Data 3.22(aAgreement Preamble Anti-Corruption Laws Section 3.7(c) Pivotal Antitrust Laws Section 8.15(b)(ii) Benefit Plan Section 8.15(b)(iii) Benefit Plan Transition Date Section 5.5(a) Bid Section 8.15(b)(iv) Book-Entry Shares Section 2.1(a)(i) Bribery Act Section 3.7(c) Business Day Section 8.15(b)(v) Cancelled Shares Section 2.1(a)(ii) Cash Consideration Section 2.1(a)(i)(A) Cash Election Section 2.1(a)(i)(A) Cash Election Number Section 2.2(a)(ii)(A) Cash Election Shares Section 2.1(a)(i)(A) Certificate Section 2.1(a)(i) Closing Section 1.2 Closing Date Section 1.2 Code Section 8.15(b)(vi) Collective Bargaining Agreement Section 3.14(a) Company Preamble Pivotal Acquirer 3.19(iCompany 401(k) Pivotal Plan Section 5.5(c) Company Acquisition Agreement Section 5.4(e) Company Adverse Recommendation Change Section 5.4(e) Company Approvals Section 3.3(d) Company Benefit Plan Section 8.15(b)(vii) Company Board of Directors Recitals Pivotal Company Bylaws Section 3.1(b) Pivotal Charter Company Capitalization Date Section 3.2(a) Company Certificate Section 3.1(b) Pivotal Class A Company Common Stock Recitals Company Disclosure Schedule Article III Company Equity Plans Section 8.15(b)(viii) Company ESPP Section 8.15(b)(ix) Company ESPP Offering Period Section 2.4 Company Financial Statements Section 3.4(b) Company Indemnified Parties Section 5.10(a) Company Intellectual Property Section 8.15(b)(x) Company Intervening Event Section 8.15(b)(xi) Company Leased Real Property Section 3.16 Company Licensed Intellectual Property Section 8.15(b)(xii) 87 Company Material Adverse Effect Section 8.15(b)(xiii) Company Material Contracts Section 3.19(a) Company Organizational Documents Section 3.1(b) Company Owned Intellectual Property Section 8.15(b)(xiv) Company Owned Real Property Section 3.16 Company Permits Section 3.7(b) Company Preferred Stock Section 3.2(a) Company Real Property Leases Section 3.16 Company Recommendation Recitals Company Registrations Section 8.15(b)(xv) Company SEC Documents Section 3.4(a) Company Shares Recitals Company Stock Option Section 2.3(a) Company Stockholder Approval 3.4(aSection 3.3(b) Pivotal Data 8.3(ffCompany Stockholder Meeting Section 5.7(c) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Subsidiary Organizational Documents Section 3.1(b) Pivotal Company Superior Proposal Section 8.15(b)(xvi) Company Takeover Proposal Section 8.15(b)(xvii) Company Takeover Transaction Section 7.3(a) Company Tax Certificate Section 5.17 Company Termination Fee Section 7.3(d) Confidentiality Agreement Section 5.3(c) Continuing Employees Section 5.5(a) Contract Section 8.15(b)(xviii) control Section 8.15(a) Copyrights Section 8.15(b)(xix) Delaware Secretary Section 1.3(a) DGCL Recitals DGCL 262 Section 2.1(b) Dissenting Shares Section 2.1(b) Documentation Section 8.15(b)(xx) Effective Time Section 1.3(a) Election Section 2.2(b)(i) Election Deadline Section 2.2(b)(iv) Election Period Section 2.2(b)(iii) End Date Section 8.15(b)(xxi) Environmental Law Section 8.15(b)(xxii) ERISA Section 8.15(b)(xxiii) ERISA Affiliate Section 8.15(b)(xxiv) Exchange Act Section 3.3(d) Exchange Agent Section 2.2(c) Exchange Agent Agreement Section 2.2(c) Exchange Fund Section 2.2(d) Exchange Ratio Section 2.1(a)(i) Export Approvals Section 3.7(e) FCPA Section 3.7(c) Follow-On Certificate of Merger Section 1.3(b) Follow-On Merger Recitals Follow-On Merger Effective Time Section 1.3(b) Foreign Company Benefit Plan Section 3.9(j) Form of Election Section 2.2(b)(ii) Fractional Share Cash Amount Section 2.1(d) GAAP Section 3.4(b) Government Contract Section 8.15(b)(xxv) Governmental Entity Section 8.15(b)(xxvi) Hazardous Materials Section 8.15(b)(xxvii) Holder Section 2.2(b) HSR Act Section 3.3(d) Indebtedness Section 8.15(b)(xxviii) Initial Certificate of Merger Section 1.3 Initial End Date Section 7.1(b) Initial Merger Recitals Intellectual Property 8.3(ggSection 8.15(b)(xxix) Pivotal Intellectual Property Registrations 8.3(hhSection 8.15(b)(xxx) Pivotal IPO IRS Section 3.9(a) knowledge Section 8.15(a) Law Section 3.7(a) Laws Section 3.7(a) Letter of Transmittal Section 2.2(e) Liability Section 8.15(b)(xxxi) Lien Section 3.3(e) Loan Agreement Section 8.15(b)(xxxii) Mask Works Section 8.15(b)(xxxiii) Maximum Cash Share Number Section 2.2(a)(i) Merger Consideration Section 2.1(a)(i) Merger Sub Preamble Merger Sub Bylaws Section 4.1(b) Merger Sub Certificate Section 4.1(b) Merger Sub Organizational Documents Section 4.1(b) Mergers Recitals Multiemployer Plan Section 8.15(b)(xxxiv) Nasdaq Section 8.15(b)(xxxv) Non-Election Shares Section 2.1(a)(i)(C) OFAC Section 8.15(b)(xxxvi) Open Source Material Section 8.15(b)(xxxvii) Order Section 8.15(b)(xxxviii) Outside End Date 8.3(iiSection 7.1(b) Pivotal MTA 8.3(ggParent Preamble Parent Approvals Section 4.3(c) Pivotal Parent Benefit Plan Section 8.15(b)(xxxix) Parent Board of Directors Recitals Parent Bylaws Section 4.1(b) 89 Parent Certificate Section 4.1(b) Parent Closing Trading Price Section 8.15(b)(xl) Parent Common Stock Section 4.2(a) Parent Disclosure Schedule Article IV Parent Equity Awards Section 8.15(b)(xli) Parent Financial Statements Section 4.4(b) Parent Material Adverse Effect Section 8.15(b)(xlii) Parent Organizational Documents Section 4.1(b) Parent Permits Section 4.7(b) Parent Preferred Stock Section 4.2(a) Parent RSU Awards Section 4.2(a) Parent SEC Documents Section 4.4(a) Parent Stock Option Section 2.3(a) Pivotal Option Parent Tax Certificate Section 5.17 Parties Preamble Party Preamble Patent Rights Section 8.15(b)(xliii) Per Share Cash Out Amount 2.3(a)(iConsideration Section 2.1(a)(i) Pivotal Plans 3.12(aPermitted Lien Section 8.15(b)(xliv) Pivotal Preferred Stock 3.2(aperson Section 8.15(a) Pivotal Products 8.3(kkPremium Cap Section 5.10(c) Pivotal Returns 3.15(aProhibited Person Section 8.15(b)(xlv) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(cProposed Dissenting Shares Section 2.1(b) Proxy Statement 3.8 Related Person 3.26 Statement/Prospectus Section 8.15(b)(xlvi) Release Section 8.15(b)(xlvii) Representatives 5.2(aSection 8.15(b)(xlviii) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(iiRevolving Credit Agreement Section 8.15(b)(xlix) Xxxxxxxx-Xxxxx Act 3.6(aSection 3.4(a) Schedule 13E-3 3.8 SEC Article III Section 8.15(b)(l) Second Request Section 5.6(c) Securities Act 3.5(bSection 3.3(d) Shortfall Number Section 2.2(a)(ii)(B) Significant Subsidiary Section 8.15(b)(li) Software 8.3(ooSection 8.15(b)(lii) Standards Organizations 3.19(eSRO Section 8.15(b)(liii) Subsidiary 8.3(ppStock Consideration Section 2.1(a)(i)(B) Substituted Option 2.3(a)(iiStock Election Section 2.1(a)(i)(B) Table of Contents INDEX OF DEFINED TERMS (ContinuedStock Election Shares Section 2.1(a)(i)(B) Definition Location Substituted RSU 2.3(c)(iiSubsidiaries Section 8.15(a) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nSection 1.1(b) Takeover Laws 3.25 Tax Section 8.15(b)(liv) Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(bSection 8.15(b)(lv) Top Customers 3.21 Customer Section 8.15(b)(lvi) Top Distributor Section 8.15(b)(lvii) Top Supplier Section 8.15(b)(lviii) Trade Secrets 8.3(vvSection 8.15(b)(xxix)(F) 90 Trademarks 8.3(wwSection 8.15(b)(xxviii)(B) Transaction Litigation 5.7 VMware Preamble VMware Board Treasury Regulations Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiU.S. Company Benefit Plan Section 3.9(c) Voting Agreement Recitals WARN Act 3.13(cWillful Breach Section 8.15(b)(lix) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).91

Appears in 1 contract

Samples: Agreement and Plan of Merger (Littelfuse Inc /De)

INDEX OF DEFINED TERMS. (ContinuedTerm Section 2010 Company Condensed Accounts 1.9 2010 Parent Financial Statements 1.9 Acceptable Confidentiality Agreement 5.4(d)(i) Definition Location Person 8.3(eeADS Recitals Affiliate 1.9 Agreement Preamble Bankruptcy and Equity Exception 3.18(b) Personal Data 3.22(aBird 3.21(j) Pivotal Book Entry Shares 2.1(c)(ii) Business Day 1.9 Cancelled Shares 2.1(b) Certificate of Merger 1.3 Closing 1.2 Closing Date 1.2 COBRA 3.19(e) Code 1.9 Companies Act 4.10(a) Company Preamble Pivotal Acquirer 3.19(iCompany Appointees 4.3 Company Benefit Plans 3.19(a) Pivotal Company Board Recommendation 3.3 Company Certificates 2.1(c)(iii) Company Common Stock Recitals Pivotal Bylaws 3.1(bCompany Contracts 3.8(c) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e1.9 Company Employee 5.9(b) Pivotal Company Facilities 3.24(d) Company Financial Advisor 3.29 Company In-Licenses 3.23(c) Company Intellectual Property 8.3(ggRights 3.23(a) Pivotal Company IP Contracts 3.23(c) Company Leases 3.24(b) Company Material Adverse Effect 1.9 Company Material Contracts 3.18 Company Option Plans 1.9 Company Organizational Documents 3.5 Company Out-Licenses 3.23(c) Company Permits 3.25(a) Company Preferred Stock 3.9(a) Company Product 1.9 Term Section Company Proxy Statement 3.7(b) Company Public Reports 3.12(a) Company RSU 2.4(d) Company Stock Options 2.4(a) Company Stockholders Meeting 3.7(b) Company Tax Incentives 3.21(h) Company Technology 1.9 Company Voting Agreements Recitals Confidentiality Agreement 5.3(c) Contracts 1.9 Converted Parent RSU 2.4(d) Converted Stock Option 2.4(a) Copyrights 1.9 D&O Replacement Policy 5.10(c) D&O Tail Policy 5.10(c) Defined Benefits 4.18(g) Depositary Bank 5.13(a) DGCL 1.1(a) Disclosing Party 5.3(a) Disclosure and Transparency Rules 4.11(a) Effective Time 1.3 Effects 1.9 Environmental Laws 3.22 Environmental Permits 3.22 ERISA 3.19(a) ERISA Affiliate 3.19(c) ESPP 2.4(h) Excess ADSs 2.3(f)(i) Exchange Act 3.7(b) Exchange Agent 2.3(b) Exchange Agent Agreement 2.3(b) Exchange Fund 2.3(b) Exchange Ratio 2.1(c) Exchange Trust 2.3(f)(i) Expenses 5.17 Form 8-A Registration Statement 5.6(a) Form F-4 Registration Statement 4.7(b) Form F-6 Registration Statement 4.7(b) General Ruling 5.24(a)(ii) Governmental Authorizations 3.7 Governmental Entity 3.7 Hazardous Substances 1.9 Term Section HSR Act 3.7(d) Indemnified Parties 5.10(a) Intellectual Property Rights 1.9 Internet Assets 1.9 Investment Center 3.21(j) Investment Center Approval 5.13(a) IP Registrations 8.3(hh1.9 Irrevocable VAT 1.9 IRS 3.19(b) Pivotal IPO ISA Approval 5.25 Israeli Benefit Plan 1.9 Israeli Government Grants 3.21(j) Israeli Options Tax Ruling 5.23(a)(i) Israeli Sub 1.9 Israeli Tax Certificate 2.3(g) Israeli Tax Rulings 5.23(a)(ii) Israeli Withholding Tax Ruling 5.23(a)(ii) ITA 3.19(b) ITO 2.3(c)(v) Knowledge 1.9 Lapsed Performance Awards 4.9(f) Laws 1.9 Legal Actions 1.9 Liabilities 3.15 Liens 1.9 Listing Rules 4.3 Maximum Premium 5.10(c) Merger Recitals Merger Consideration 2.1(c)(iii) Merger Sub Preamble OCS 3.21(j) OCS Approval 5.13(a) Off-the-Shelf Software 3.23(c) Open Source License 1.9 Open Source Materials 1.9 Orders 1.9 Outside Date 8.3(ii7.2(a) Pivotal MTA 8.3(ggParent Preamble Parent Board Recommendation 4.3 Parent Circular/Prospectus 4.7(c) Pivotal Parent Contracts 4.8(c) Parent Disclosure Letter 1.9 Term Section Parent Facilities 4.23(d) Parent Financial Advisor 4.3 Parent In-Licenses 4.22(c) Parent Intellectual Property Rights 4.22(a) Parent IP Contracts 4.22(c) Parent Leases 4.23(b) Parent Life Plans 4.18(a)(ii) Parent Material Adverse Effect 1.9 Parent Material Contracts 4.17 Parent Option 2.3(aPlans 4.9(a) Pivotal Option Cash Out Amount 2.3(a)(iParent Ordinary Shares Recitals Parent Organizational Documents 4.5 Parent Out-Licenses 4.22(c) Pivotal Plans 3.12(aParent Permits 4.24(a) Pivotal Preferred Stock 3.2(aParent Product 1.9 Parent Prospectus 4.7(c) Pivotal Products 8.3(kkParent Public Reports 4.11(b) Pivotal Parent Shareholder Circular 4.7(c) Parent Shareholders Meeting 4.7(c) Parent Share Options 4.9(c) Parent Tax Incentives 4.20(h) Parent Technology 1.9 Parent U.K. Public Reports 4.11(a) Parent U.S. Public Reports 4.11(b) Parent Voting Agreements Recitals Patents 1.9 Permits 3.25(a) Person 1.9 Post-Signing Returns 3.15(a5.22(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(cProspectus Rules 4.11(a) Proxy Materials 5.6(a) Proxy Statement/Prospectus 5.6(a) Receiving Party 5.3(a) Registered Company IP 3.23(b) Registered Parent IP 4.22(b) Registration Statement 3.8 Related Person 3.26 Effective Date 5.6(a) Relevant Employee 4.18(a)(i) Relevant Employee Dependent 4.18(a)(i) Representatives 5.2(a1.9 Requisite Company Vote 3.3 Requisite Parent Vote 4.3 SEC 3.7(b) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Term Section Securities Act 3.5(b3.7(b) Significant Subsidiary 1.9 SiRF Awards 4.9(f) Software 8.3(oo) Standards Organizations 3.19(e) 1.9 Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 1.9 Superior Proposal 5.2(j)(iii) Support Agreement Recitals 1.9 Surviving Bylaws 1.6 Surviving Charter 1.5 Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Proposal 1.9 Takeover Statutes 3.28 Taxes 1.9 Tax Return 8.3(qqOpinions 5.14(b) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Returns 1.9 Technology 8.3(uu) 1.9 Termination Fee 7.3(b7.5(f) Top Customers 3.21 Trade Secrets 8.3(vv1.9 Trademarks 1.9 Treasury Regulations 1.9 Trustee 1.9 UK Corporate Governance Code 4.12(a) Trademarks 8.3(wwUK Government Grants 4.20(j) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiUKLA 4.3 U.S. Copyright Office 5.20(b) Voting Agreement Recitals WARN Act 3.13(cU.S. GAAP 1.9 U.S. PTO 5.20(b) Works of Authorship 8.3(xx) Table of Contents VAT 1.9 VAT Group 1.9 AGREEMENT AND PLAN OF MERGER This Agreement and Plan AGREEMENT AND PLAN OF MERGER, dated as of Merger February 20, 2011 (this “Agreement”), dated as of August 22, 2019, is between VMware, Inc.by and among CSR plc, a Delaware corporation company organized under the laws of England and Wales (“VMwareParent”), Raven Transaction Zeiss Merger Sub, Inc., a Delaware corporation and that is a direct, wholly-owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Xxxxx Corporation, a Delaware corporation (the PivotalCompany”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Zoran Corp \De\)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee2015 Audited Financial Statements 5.15(f)(iv) Personal Data 3.22(aAcceptable Confidentiality Agreement 5.4(d)(iii) Pivotal Acquisition Proposal 5.4(d)(i) Action 3.8 Affiliate 8.3(a) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.4(e)(iii) Pivotal Alternative Financing 5.15(b) Antitrust Law 5.7(j) Articles of Merger 1.3 Book-Entry Shares 2.1(a) Business Day 8.3(b) Certificates 2.1(a) Change of Recommendation 5.4(e)(ii) Closing 1.2 Closing Date 1.2 Code 2.4 Collective Bargaining Agreement 3.11(d) Company Preamble Company Board Recitals Pivotal Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP Company Employees 5.8(a) Company Material Adverse Effect 8.3(c) Company Parties 7.3(c) Company Performance-Based Restricted Stock 2.2(b) Company Plans 3.10(a) Company Recommendation 3.3(b) Company Registered IP 3.17 Company Related Parties 7.3(b) Company Restricted Stock 2.2(b) Company SEC Documents 3.5(a) Company Stock Option 2.2(a) Company Stock Plans 2.2(a) Company Stockholder Approval 3.3(a) Company Stockholder Meeting 5.5(b) Company Termination Fee 7.3(b) Company Time-Based Restricted Stock 2.2(b) Definition Location Company Title Insurance Policy 3.16(f) Confidentiality Agreement 5.6(b) Contract 3.4(a) control 8.3(d) Credit Agreement 5.18 Credit Agreement Amendment 5.22 Credit Facility Termination 5.18 Debt Financing 4.6(a) Debt Financing Commitment 4.6(a) Debt Financing Sources 8.3(e) Dissenting Shares 2.5 DTC 2.3(e) Pivotal Intellectual DTC Payment 2.3(e) Effective Time 1.3 Environmental Laws 3.12(b)(i) Environmental Permits 3.12(b)(ii) Equity Financing 4.6(a) Equity Financing Commitments 4.6(a) Equity Financing Sources 4.6(a) ERISA 3.10(a) Exchange Act 3.4(b) Financing 4.6(a) Financing Commitments 4.6(a) Financing Sources 4.6(a) GAAP 3.5(b) Gaming Approvals 8.3(f) Gaming Authorities 8.3(g) Gaming Law 8.3(h) Governmental Entity 3.4(b) Hazardous Materials 3.12(b)(iii) HSR Act 3.4(b) Indebtedness 8.3(i) Indemnified Parties 5.11(a) Insurance Policies 3.15 IRS 3.10(a) Joinder Recitals knowledge 8.3(j) Law 3.4(a) Lease 3.16(a) Leased Real Property 8.3(gg3.16(a) Pivotal Intellectual Licensing Affiliates 4.12 Licensing Parties 4.12 Liens 8.3(k) Limited Guarantee Recitals Marketing Period 8.3(l) Definition Location Material Contract 3.14(a) Merger Recitals Merger Sub Preamble Nevada Secretary of State 1.3 Notice 5.4(h) NRS 1.1 Owned Real Property Registrations 8.3(hh3.16(a) Pivotal IPO Date 8.3(iiParent Preamble Parent Disclosure Letter Article IV Parent Material Adverse Effect 4.1 Parent Plan 5.8(c) Pivotal MTA 8.3(ggParent Parties 7.3(b) Pivotal Option Parent Related Parties 7.3(c) Paying Agent 2.3(a) Pivotal Option Cash Out Payment Fund 2.3(a) Payoff Amount 2.3(a)(i5.18 PBGC 3.10(e)(iii) Pivotal Plans 3.12(aPer Share Merger Consideration 8.3(m) Pivotal Permits 3.9 Permitted Liens 8.3(n) Person 8.3(o) Personal Information 3.17 Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 3.22 Representatives 5.2(a8.3(p) Required VMware Filing 5.3(cAmount 4.6(f) Retained Claims 8.10(c)(iv) Reverse Termination Fee 7.3(c) Rollover Option 2.3(a)(ii) Commitment Letter Recitals Rollover RSU 2.3(c)(ii) Investment Recitals Rollover Investors Recitals Rollover Shares Recitals Xxxxxxxx-Xxxxx Act 3.6(a3.5(a) Schedule 13E-3 3.8 3.22 SEC Article III 3.5(a) Securities Act 3.5(b3.5(a) Software 8.3(ooShares 2.1(a) Standards Organizations 3.19(eSolvent 4.9(b) Special Committee Recitals Sponsor Recitals Sponsor Voting Agreement Recitals Standstill Period 5.21 Subsidiary 8.3(pp8.3(q) Substituted Option 2.3(a)(iiSuperior Proposal 5.4(d)(ii) Table of Contents INDEX OF DEFINED TERMS (ContinuedSurvey 8.3(r) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) 3.17 Takeover Laws 3.25 3.18 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rrReturns 3.13(n)(ii) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu3.13(n)(i) Termination Fee 7.3(bDate 7.1(b)(i) Top Customers 3.21 Trade Secrets 8.3(vvThird Party Lease 3.16(c) Trademarks 8.3(wwThird Party Tenant 3.16(c) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals 5.17 WARN Act 3.13(c3.11(d) Works Zoning Report 8.3(s) Exhibits Exhibit A — Rollover Investors Exhibit B — Rollover Commitment Letter Exhibit C — Articles of Authorship 8.3(xx) Table Incorporation of Contents the Surviving Corporation Exhibit D — Bylaws of the Surviving Corporation AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of August 22, 20192016, is between VMwareamong Z Capital Affinity Owner, Inc.LLC, a Delaware corporation limited liability company (“VMwareParent”), Raven Transaction Affinity Merger Sub, Inc., a Delaware Nevada corporation and a wholly-wholly owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Affinity Gaming, a Delaware Nevada corporation (the PivotalCompany”). Parent, Merger Sub and the Company are referred to herein collectively as the “parties” and individually as a “party”.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Affinity Gaming)

INDEX OF DEFINED TERMS. Defined Term Section Page Accounting Firm 2.04(c) 5 Acquisition 2.01 3 Adjusted Purchase Price 2.04(d) 6 Affiliate 11.09(b) 48 Agreement Preamble 1 Ancillary Agreements 11.09(b) 49 API 5.10(b) 16 Applicable Law 11.09(b) 00 Xxxxxx Xxxx Carve-Out 7.12(a) 00 Xxxxxx Xxxx Customers 7.12(d) 00 Xxxxxx Xxxx Employee Services Agreement 7.12(d) 00 Xxxxxx Xxxx Manufacturing Agreement 7.12(d) 00 Xxxxxx Xxxx Property 7.12(a) 32 Assets 5.06(a) 12 Balance Sheet 5.05(a) 12 Benefit Plans 5.14 19 Business Day 11.09(b) 49 Closing 2.02 3 Closing Date 2.02 3 Closing Date Amount 11.09(b) 49 Closing Working Capital 2.04(b) 5 Clover Bar Consolidation Recitals 1 Clover Bar Customers 7.12(e) 32 Clover Bar Facility Recitals 1 Clover Bar Services Agreement 7.22 35 Commissioner of Competition 11.09(b) 49 Company Preamble 1 Company Business Recitals 1 Company Contracts 5.09(b) 16 Company IP 5.08(b) 14 Company Material Adverse Event 11.09(b) 49 Competition Act Approval 8.01(a) 35 Competition Act (ContinuedCanada) Definition Location Person 8.3(ee11.09(b) Personal Data 3.22(a49 Competition Approvals 36 36 Confidentiality Agreement 7.04(a) Pivotal 28 [ ] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED Consent 11.09(b) 49 Contract 11.09(b) 49 Current Assets 2.04(e) 6 Current Liabilities 2.04(e) 6 Degussa Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware 1 Degussa Material Adverse Effect 4.1 VMware Special Committee 11.09(b) 49 Degussa Technology 11.09(b) 50 De Minimis Losses 10.02(b)(i) 40 Deposit 1.01(a) 2 Diligence Investigation 10.08 45 Dispute Notice 10.06(c) 44 Employment Pension Plans Act (Alberta) 11.09(b) 50 Environment 5.16(c) 22 Environmental Laws 5.16(c) 22 Environmental Reports 5.16(a) 20 Environmental Testing 10.10 46 Estimated Purchase Price 2.04(b) 5 Event of Insolvency 11.09(b) 50 Excise Tax Act (Canada) 11.09(b) 50 Excluded Representations 10.02(b)(i) 40 [ * ] [ * ] [ * ] [ * ] [ * ] [ * ] Guaranty Recitals VMware Stock 2.3(a)(ii1 Gilead Business Recitals 1 Governmental Entity 11.09(b) Voting 50 GSL Recitals 1 Hazardous Materials 5.16(c) 22 HSR Act 11.09(b) 50 HSR Act Approval 8.01(a) 36 IFRS 11.09(b) 50 Include 11.09(b) 50 Including 11.09(b) 50 Indemnified Party 10.06(a) 42 Indemnifying Party 10.06(a) 42 Indemnitees 10.01(b) 39 Intellectual Property 5.08(a) 13 Intercompany Debt 11.09(b) 50 Interest 1.01(a) 2 Interim Period 7.01(a) 00 Xxxxxxxxxx Xxxxxx Xxx (Xxxxxx) 11.09(b) 50 Investment Canada Regulations 11.09(b) 50 Judgment 11.09(b) 51 Key Employees 7.01(b)(ii) 27 knowledge of the Company 11.09(b) 51 knowledge of the Purchaser 11.09(b) 51 [ ] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED knowledge of the Seller 11.09(b) 51 Liens 5.06(a) 12 Loss 11.09(b) 51 New York courts 11.14 56 Non-Exclusive License Agreement 7.15(b) 33 Notice of Disagreement 2.04(c) 5 [ * ] [ * ] [ * ] OHSA 5.17(f) 23 Owned Property 5.07(a) 13 Party 11.09(b) 51 Permits 11.09(b) 51 Permitted Liens 5.06(a) 12 Person 11.09(b) 51 Post-Closing Tax Period 5.12(a) 17 Pre-Closing Tax Period 11.09(b) 17 Preliminary Statement 2.04(b) 5 Proceeding 11.09(b) 51 Property Taxes 10.01(c) 39 Purchase and Supply Agreement Recitals WARN 1 Purchaser Preamble 1 Purchaser Indemnitees 10.01(a) 39 Purchaser Material Adverse Effect 11.09(b) 51 Raw Materials Agreement Recitals 1 Release 5.16(c) 22 Retained Asset and Liability Transfer 7.12(c) 32 Retained Assets and Liabilities 7.12(c) 32 Schedules Basket 10.02(b)(vi) 41 Securities Act 3.13(c(Alberta) Works of Authorship 8.3(xx11.09(b) Table of Contents AGREEMENT 51 Seller Preamble 1 Seller Indemnitees 10.01(b) 39 Seller Material Adverse Effect 11.09(b) 51 Shares Recitals 1 Statement 2.04(b) 5 Straddle Period 10.01(c) 39 Subsidiary 11.09(b) 51 Supply Agreement Continuation 1.01(c) 2 Tax 5.12(a) 17 Tax Act 5.12(a) 17 Tax Claim 10.06(d) 44 Taxes 5.12(a) 17 Taxing Authority 5.12(a) 17 Tax Return 5.12(a) 17 Tax Returns 5.12(a) 17 Third Party Claim 10.06(a) 42 Threshold Amount 10.02(b)(i) 40 [ ] = CERTAIN CONFIDENTIAL INFORMATION CONTAINED IN THIS DOCUMENT, MARKED BY BRACKETS, IS FILED WITH THE SECURITIES AND PLAN EXCHANGE COMMISSION PURSUANT TO RULE 24B-2 OF MERGER This Agreement and Plan of Merger (“Agreement”)THE SECURITIES EXCHANGE ACT OF 1934, dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).AS AMENDED Time Adjustment 11.09(b) 52 Updated Schedules 7.14 33 Voting Company Debt 5.02(a) 10 Waiving Party 8.05 37 WC Amount 2.04(d) 6 Working Capital 2.04(e) 6

Appears in 1 contract

Samples: Stock Purchase Agreement (Gilead Sciences Inc)

INDEX OF DEFINED TERMS. (ContinuedSection .pdf 8.3 Acceptable Confidentiality Agreement 8.16(b)(i) Definition Location Person 8.3(eeAdjusted RSU Award 2.3(b) Personal Data 3.22(aAffiliates 8.16(a) Pivotal Agreement Preamble Pivotal Acquirer 3.19(iAnti-Corruption Laws 3.7(c) Pivotal Antitrust Laws 8.16(b)(ii) Book-Entry Shares 2.1(a)(i) Business Day 8.16(b)(iii) Cancelled Shares 2.1(a)(ii) Cash Consideration 2.1(a)(i) Certificate 2.1(a)(i) Certificate of Merger 1.3 Closing 1.2 Closing Date 1.2 Closing Financial Information 8.16(b)(iv) Code 8.16(b)(v) Collective Bargaining Agreement 3.14 Commitment Letter 4.16 Company Preamble Company 401(k) Plan 5.5(c) Company Acquisition Agreement 5.4(e) Company Adverse Recommendation Change 5.4(e) Company Approvals 3.3(d) Company Articles 3.1(b) Company Benefit Plan 8.16(b)(vi) Company Board of Directors Recitals Pivotal Company Bylaws 3.1(b) Pivotal Charter Company Common Stock Recitals Company Credit Agreement 8.16(b)(vii) Company Disclosure Schedule Article III Company Employees 5.5(a) Company Equity Awards 2.3(c) Company Equity Schedule 3.2(c) Company Indemnified Parties 5.10(a) Company Intervening Event 8.16(b)(viii) Company Intervening Event Recommendation Change 5.4(f) Company Leased Real Property 3.16 Company Material Adverse Effect 8.16(b)(ix) Company Material Contracts 3.18(a) Company Organizational Documents 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Company Owned Intellectual Property 8.3(gg8.16(b)(x) Pivotal Intellectual Company Owned Real Property Registrations 8.3(hh3.16 Company Performance Stock Award 8.16(b)(xi) Pivotal IPO Date 8.3(iiCompany Permits 3.7(b) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a) Pivotal Products 8.3(kkCompany Real Property Leases 3.16 Company Recommendation Recitals Company Registrations 8.16(b)(xii) Pivotal Returns 3.15(aCompany RSU Award 8.16(b)(xiii) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a3.4(a) Pivotal Software 8.3(llCompany Shareholder Approval 3.3(b) Pivotal Company Special Committee Meeting 5.7(c) Company Stock Plans 8.16(b)(xiv) Company Subsidiary Organizational Documents 3.1(b) Company Superior Proposal 8.16(b)(xv) Company Takeover Proposal 8.16(b)(xvi) Company Takeover Transaction 7.3(a) Company Transaction Litigation 5.14(a) Confidentiality Agreement 5.3(c) Contract 8.16(b)(xvii) control 8.16(a) Converted Shares 2.1(a)(ii) Copyrights 8.16(b)(xviii) Dissenting Shareholder Statute 2.1(b) Dissenting Shares 2.1(b) Effective Time 1.3 End Date 7.1(b) Environmental Law 8.16(b)(xix) Equity Award Exchange Ratio 8.16(b)(xx) ERISA 8.16(b)(xxi) ERISA Affiliate 8.16(b)(xxii) Exchange Act 3.3(d) Exchange Agent 2.2(a) Exchange Fund 2.2(b) Exchange Ratio 8.16(b)(xxiii) Export Approvals 3.7(e) Financing 8.16(b)(xxiv) Financing Entities 8.16(b)(xxv) Financing Parties 8.16(b)(xxvi) Foreign Plan 3.9(i) Fractional Share Cash Amount 2.1(d) GAAP 3.4(b) Government Contract 8.16(b)(xxvii) Governmental Entity 8.16(b)(xxviii) Hazardous Materials 8.16(b)(xxix) HSR Act 3.3(d) Indebtedness 8.16(b)(xxx) Intellectual Property 8.16(b)(xxxi) Intellectual Property Registrations 8.16(b)(xxxii) IRS 3.9(a) knowledge 8.16(a) Law 3.7(a) Laws 3.7(a) Letter of Transmittal 2.2(c) Liability 8.16(b)(xxxiii) Lien 3.3(e) Marketing Period 8.16(b)(xxxiv) Merger 1.1 Merger Amounts 4.16 Merger Consideration 2.1(a)(i) Merger Sub Preamble Multiemployer Plan 3.9(d) Multiple Employer Plan 3.9(d) Nasdaq 8.16(b)(xxxv) NYSE 3.2(c) OFAC 8.16(b)(xxxvi) Order 8.16(b)(xxxvii) Parent Preamble Parent 401(k) Plan 5.5(c) Parent 5.3 Representatives 5.3(a) Parent Approvals 4.3(c) Parent Benefit Plan 8.16(b)(xxxviii) Parent Board of Directors Recitals Pivotal Parent By-laws 4.1(b) Parent Certificate 4.1(b) Parent Common Stock 4.2 Parent Disclosure Schedule Article IV Parent Material Adverse Effect 8.16(b)(xxxix) Parent Organizational Documents 4.1(b) Parent Owned Intellectual Property 8.16(b)(xl) Parent Permits 4.7(b) Parent Registrations 8.16(b)(xli) Parent SEC Documents 4.4(a) Parent Stock Awards 3.2(e) Pivotal 4.2 Parent Stock Plans 2.3(a8.16(b)(xlii) Pivotal Stockholder Approvals 3.4(aParent Subsidiary Organizational Documents 4.1(b) Pivotal Stockholders Meeting 5.3(bParent Trading Price 8.16(b)(xliii) Pivotal Technology 8.3(mmParent Transaction Litigation 5.14(b) Pivotal Training Data 8.3(nnParties Preamble Party Preamble Patent Rights 8.16(b)(xliv) Privacy Laws 3.22(cPayoff Amount 5.13(f) Processing 3.22(cPayoff Letter 5.13(f) Permitted Lien 8.16(b)(xlv) person 8.16(a) Post-Closing Plans 5.5(b) Premium Cap 5.10(c) Proceeding 8.16(b)(xlvi) Prohibited Person 8.16(b)(xlvii) Proxy Statement 3.8 Related Person 3.26 Statement/Prospectus 8.16(b)(xlviii) Qualified Plan 3.9(c) Release 8.16(b)(xlix) Representatives 5.2(a8.16(b)(l) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(iiFinancial Information 8.16(b)(li) Xxxxxxxx-Xxxxx Act 3.6(a3.4(a) Schedule 13E-3 3.8 SEC Article III 8.16(b)(lii) Second Request 5.6(c) Securities Act 3.5(b3.3(d) Software 8.3(ooSRO 8.16(b)(liii) Standards Organizations 3.19(eStock Consideration 2.1(a)(i) Subsidiary 8.3(ppSubsidiaries 8.16(a) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nTax 8.16(b)(liv) Takeover Laws 3.25 Tax Return 8.3(qq8.16(b)(lv) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) TBOC Recitals Termination Fee 7.3(b7.3(c) Texas Secretary 1.3 Top Customer 8.16(b)(lvi) Top Customers 3.21 Trade Secrets 8.3(vvVendor 8.16(b)(lviii) Trademarks 8.3(ww8.16(b)(xxxi)(B) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Willful Breach 8.16(b)(lix), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (KMG Chemicals Inc)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Reference Page 10-Ks Article III 19 2014 10-K Article III 19 2015 10-K Article III 19 401(k) Definition Location Plan 6.9(f) 68 401(k) Termination Date 6.9(f) 68 Acceptance Time 1.1(f) 7 Acquisition Proposal Annex A A-1 Acquisition Transaction Annex A A-1 Affiliate Annex A A-1 Affordable Care Act 3.17(k) 39 Agreement Preamble 1 Anti-Corruption and Anti-Bribery Laws Annex A A-1 Assets 3.20 42 Balance Sheet Annex A A-2 BIS 6.14 71 Book-Entry Shares 2.6(c) 16 Business Day Annex A A-2 Canceled Company Shares 2.5(b)(ii) 15 Capitalization Date 3.5(a) 22 Capitalization Representation 1.1(b)(iv) 3 Certificate of Merger 2.1 12 Certificates 2.6(c) 16 Change in Control Plan Annex A A-2 Closing 2.2(a) 13 Closing Date 2.2(a) 13 COBRA Annex A A-2 Code Annex A A-2 Collective Bargaining Agreements 3.18(a) 40 Company Preamble 1 Company Board Annex A A-2 Company Board Recommendation 1.2(b)(i) 9 Company Board Recommendation Change 1.2(b)(ii) 10 Company Capital Stock Annex A A-2 Company Disclosure Schedule Article III 19 Company ESPP 6.9(a) 67 Company Indemnified Parties 6.10(a) 69 Defined Term Reference Page Company Intellectual Property Annex A A-2 Company Material Adverse Effect Annex A A-2 Company Options Annex A A-4 Company Phantom Stock Rights Annex A A-4 Company Preferred Stock Annex A A-4 Company Products Annex A A-4 Company Registered Intellectual Property 3.21(b) 43 Company Representatives 6.1(b) 58 Company RSUs Annex A A-4 Company Securities 3.5(c) 23 Company Shares Annex A A-4 Company Stock Plans Annex A A-4 Company Stockholders Annex A A-4 Company Warrants Annex A A-4 Compensation Committee 3.2(f) 20 Confidentiality Agreement 8.8 78 Consent 3.3 21 Continuing Employees 6.9(b) 67 Contract Annex A A-4 Copyrights Annex A A-6 Customer Data Annex A A-4 Delaware Law Annex A A-5 Delaware Secretary of State 2.1 12 Determination Notice 1.2(b)(iii) 10 DGCL Annex A A-5 Dissenting Company Shares 2.5(b)(iii)(A) 16 Xxxx-Xxxxx Act 3.7 25 D&O Insurance 6.10(b) 70 DOL Annex A A-5 Domain Names Annex A A-6 EAR 3.23(a) 47 ECCNs 3.23(b) 47 Effective Time 2.1 13 Employee Annex A A-5 Employee Plans 3.17(a) 37 Environmental Laws Annex A A-5 Environmental Permit Annex A A-5 ERISA Annex A A-5 ERISA Affiliate Annex A A-5 Exchange Act Annex A A-5 Exchange Fund 2.6(b) 16 Defined Term Reference Page Expiration Date 1.1(e) 6 Export Controls 3.23(a) 46 Final Purchase 6.9(a) 65 FTC Annex A A-5 Fundamental Representations 1.1(b)(iv) 3 Funded International Employee Plan 3.17(c) 38 GAAP Annex A A-5 Government Contract Annex A A-5 Governmental Authority Annex A A-6 Hazardous Material Annex A A-6 HSR Act Annex A A-6 Import Restrictions 3.23(a) 47 In-Licenses 3.21(i) 45 Initial Expiration Date 1.1(e) 6 Initial Value Annex A A-6 Intellectual Property Rights Annex A A-6 International Employee Plans 3.17(b) 37 Intervening Event Annex A A-6 IP Contracts 3.21(j) 45 ITAR 3.23(a) 47 Key Employees Annex A A-7 Knowledge Annex A A-7 Law or Laws Annex A A-7 Leased Real Property 3.19(b) 42 Leases 3.19(b) 42 Legal Proceeding Annex A X-0 Xxxxxxxxxxx Xxxxx X X-0 Xxxx Xxxxx A A-7 Material Contract 3.12(a) 28 Material Customer 3.26(a) 50 Material Distributor 3.26(c) 50 Material Supplier 3.26(b) 50 Maximum Annual Premium 6.10(b) 70 Merger Annex A A-12 Merger Consideration 2.5(b)(i) 15 Merger Sub Annex A A1 Minimum Condition 1.1(b)(i) 3 Moral Rights Annex A A-1 Non-U.S. Employees 3.17(m) 39 NYSE Annex A A-7 NYSE Rules Annex A A-7 Object Code Annex A A-8 OFAC 0 47 Defined Term Reference Page Off-the-Shelf Software 3.21(i) 44 Offer Preamble 1 Offer Conditions 1.1(b)(ix) 5 Offer Documents 1.1(g) 7 Offer Price Annex A A-1 Open Source License Annex A A-8 Open Source Materials Annex A A-8 Option Consideration 6.8(b)(i) 64 Order Annex A A-8 Ordinary Course License Annex A A-8 Out-Licenses 3.21(j) 45 Parent Annex A A-1 Patents Annex A A-6 Payment Agent 2.6(a) 16 Permits 3.13 33 Permitted Encumbrances Annex A A-8 Person 8.3(ee) Annex A A-8 Personal Data 3.22(aAnnex A A-8 Phantom Stock Plan Annex A A-9 Privacy Legal Requirements Annex A A-9 Privacy Policy Annex A A-9 RAVEN 2.3(a)(i) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal 14 Registered Intellectual Property 8.3(ggAnnex A A-9 Regulatory Condition 1.1(b)(ii) Pivotal Intellectual Property Registrations 8.3(hh3 RSU Consideration 6.8(c)(i) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) 65 Xxxxxxxx-Xxxxx Act 3.6(aAnnex A A-9 Schedule 14D-9 1.2(a) 8 Schedule 13E-3 3.8 TO 1.1(g) 7 SEC Article III Annex A A-9 SEC Reports 3.7 24 Section 409A 3.15(q) 36 Securities Act 3.5(bAnnex A A-9 Software Annex A A-10 Source Code Annex A A-10 Subsidiary Annex A A-10 Subsidiary Securities 3.6(d) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 24 Superior Proposal 5.2(j)(iii) Annex A A-10 Support Agreement Recitals Annex A A-2 Support Agreements Annex A A-2 Surviving Corporation 1.1 Systems 3.19(nAnnex A A-12 Tail Policy 6.10(b) Takeover Laws 3.25 70 Tax Return 8.3(qqAnnex A A-10 Defined Term Reference Page Tax Returns Annex A A-11 Technology Annex A A-11 Termination Date 7.1(c) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) 72 Termination Fee 7.3(bAmount 7.3(a) Top Customers 3.21 Trade Secrets 8.3(vv75 Terminated Agreements 6.12 71 Terminated Plan 6.9(e) 68 Trademarks 8.3(wwAnnex A A-6 Unvested Option Annex A A-11 Unvested Option Cash 6.8(b)(ii) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware 64 Unvested Phantom Stock 2.3(a)(iiRight Annex A A-11 Unvested Phantom Stock Right Consideration 6.8(d)(iii) Voting Agreement Recitals WARN Act 3.13(c66 Unvested RSU Annex A A-11 Unvested RSU Cash 6.8(c)(ii) Works of Authorship 8.3(xx65 USML 3.23(b) Table of Contents 47 Vested Option Annex A A-11 Vested Phantom Stock Right Annex A A-11 Vested RSU Annex A A-11 ACQUISITION AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS ACQUISITION AGREEMENT (this “Agreement”), dated ) is made and entered into as of August 22May 27, 2019, is between VMware2015 by and among CA, Inc., a Delaware corporation (“VMwareParent”), Raven Transaction Sub, Inc.Grand Prix Acquisition Corp., a Delaware corporation and a wholly-owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Rally Software Development Corp., a Delaware corporation (the PivotalCompany”).. All capitalized terms that are used in this Agreement but not defined herein shall have the respective meanings ascribed thereto in Annex A.

Appears in 1 contract

Samples: Acquisition Agreement (Ca, Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Aggregate Purchase Price 2.1 Agreement Preamble Amended and Restated Certificate of Incorporation 3.11 Antitrust Regulatory Requirements 5.1(a) Definition Location Person 8.3(eeBasket Amount 9.4 Board Resolutions 3.3(b) Personal Data 3.22(aCapitalization Date 3.2(a) Pivotal Certificate of Designations Recitals Change 1 Closing 2.2(a) Closing Date 2.2(a) Company Preamble Pivotal Acquirer 3.19(iCompany Financial Statements 3.6(c) Pivotal Board Company Indemnified Parties 9.3 Company Indemnified Party 9.3 Consent 3.5 DGCL Recitals Pivotal Bylaws 3.1(bDisclosure Schedule 3 Draft Form 8-Ks 3.6(a) Pivotal Charter 3.1(bEvent Payments 5.10(d) Pivotal Class A Stockholder Approval 3.4(aForm S-3 5.10(a) Pivotal Data 8.3(ffGAAP 3.6(c) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eIndemnified Party 9.5 Indemnifying Party 9.5 Jefferies 11.13(a) Pivotal Intellectual Property 8.3(ggLien 3.4 New York Court 11.4(b) Pivotal Intellectual Property Registrations 8.3(hhParticipation Rights 5.5(b) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kkPurchaser Preamble Purchaser Adverse Effect 4.3 Purchaser Consent 4.11 Purchaser Indemnified Party 9.1 Registration Default 5.10(d) Pivotal Returns 3.15(aRegistration Default Period 5.10(d) Pivotal RSU 2.3(cRegistration Rights Agreement 5.9 Registration Statement 5.10(e) Pivotal RSU Cash Out Restriction Termination Date 5.10(e) Rule 144 4.8(a) SEC Restrictions 5.10(e) Securities Exercise Notice 5.5(b)(ii) Securities Participation Amount 2.3(c)(i5.5(a) Pivotal SEC Documents 3.6(aTerm Section Securities Participation Right 5.5(a) Pivotal Software 8.3(llSecurities Participation Rights Notice 5.5(b)(i) Pivotal Series A Preferred Stock Recitals Share 2.1 Shares 2.1 Special Committee Recitals Pivotal Stock Awards 3.2(eResolutions 3.3(b) Pivotal Stock Plans 2.3(aSurvival Period 9.2 Valid Business Reason 5.10(c) Pivotal Stockholder Approvals 3.4(aWarrant 2.1 Warrant Agreement 2.2(b)(ii) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS Warrants 2.1 SECURITIES PURCHASE AGREEMENT SECURITIES PURCHASE AGREEMENT (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this “Agreement”), dated as of August 22February 8, 20192017, is between VMware, Inc.by and among Noodles & Company, a Delaware corporation (the VMwareCompany)) and Xxxxxxxxx-Noodles, Raven Transaction Sub, Inc.LLC, a Delaware corporation and a wholly-owned Subsidiary of VMware limited liability company (the Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“PivotalPurchaser”).

Appears in 1 contract

Samples: Securities Purchase Agreement (NOODLES & Co)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee409A Authorities 4.11(g) Personal Data 3.22(aAcceptance Time 1.1(e) Pivotal Acquisition Proposal 6.4(f)(i) Action 4.9(a) Adverse Recommendation Change 6.4(c) Affiliate 9.3(a) Affordable Care Act 4.11(a) Agreement Preamble Pivotal Acquirer 3.19(iAJCA 4.11(g) Pivotal Antitrust Condition Exhibit A ¶(b) Antitrust Law 6.6(g) Book-Entry Shares 3.3(b) Business Day 9.3(b) Certificate of Merger 2.3 Certificates 3.3(b) Closing 2.2 Closing Date 2.2 Code 3.5 Company Preamble Company Acquisition Agreement 6.4(a) Company Board Recitals Pivotal Company Bylaws 3.1(b4.1(b) Pivotal Company Charter 3.1(b4.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eIV Company Employee 6.10(a) Pivotal Intellectual Property 8.3(ggCompany IP 4.18(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Party 8.3(d) Pivotal IPO Date 8.3(iiCompany Plans 4.11(a) Pivotal MTA 8.3(ggCompany Registered IP 4.18(a) Pivotal Company SEC Documents 4.5(a) Company Stock Awards 4.2(a) Company Stock Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Company Stock Plans 2.3(a3.2(a) Pivotal Stockholder Approvals 3.4(aCompany Stock Right 3.2(b) Pivotal Stockholders Meeting 5.3(bCompany Unregistered IP 4.18(a) Pivotal Technology 8.3(mmConfidentiality Agreement 6.5(b) Pivotal Training Data 8.3(nnContract 4.4(a) Privacy Laws 3.22(ccontrol 9.3(c) Processing 3.22(cCosts 6.9(a) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table Credit Agreement 6.17 Delaware Secretary of Contents State 2.3 DGCL Recitals INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiDissenting Shares 3.4 Effective Time 2.3 Environmental Laws 4.13(c)(i) Superior Proposal 5.2(j)(iiiEnvironmental Permits 4.13(c)(ii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nERISA 4.11(a) Takeover ESPP Purchased Rights 6.20 Exchange Act 1.1(a) Excluded Shares 3.1(b) Expiration Date 1.1(b) FCPA 4.23(a) FIRPTA Certificate 3.5 Foreign Antitrust Laws 3.25 Tax Return 8.3(qq4.4(b)(ii) Tax Sharing Agreement 8.3(rrGAAP 4.5(b) Taxes 8.3(ssGovernmental Entity 4.4(b) Taxing Authority 8.3(ttHSR Act 4.4(b)(ii) Technology 8.3(uuIndebtedness 9.3(e) Termination Fee 7.3(bIndemnified Parties 6.9(a) Top Customers 3.21 Trade Secrets 8.3(vvInitial Expiration Date 1.1(b) Trademarks 8.3(wwIntellectual Property 4.18(c) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware IRS 4.11(a)(ii) knowledge 9.3(d) Law 4.4(a) Liens 4.2(b) Material Adverse Effect 4.1 VMware Special Committee 4.1(a) Material Contract 4.15(a) Materials of Environmental Concern 4.13(c)(iii) Merger Recitals VMware Stock 2.3(a)(iiMerger Agreement Exhibit A Merger Consideration 3.1(a) Voting Agreement Recitals WARN Act 3.13(cMerger Sub Preamble Minimum Condition Exhibit A ¶(a) Works of Authorship 8.3(xxNASDAQ 1.1(c)(ii) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Nonqualified Deferred Compensation Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).4.11(g) Offer Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Adept Technology Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Acceptable Confidentiality Agreement 1.1(a) Definition Location Person 8.3(eeAcquisition Proposal 1.1(b) Personal Data 3.22(aAcquisition Transaction 1.1(c) Pivotal Affiliate 1.1(d) Agreement Preamble Pivotal Acquirer 3.19(iAlternate Debt Financing 6.5(d) Pivotal Board Recitals Pivotal Alternative Acquisition Agreement 5.3(b) Antitrust Authorities 6.2(a) Antitrust Law 1.1(e) Audited Company Balance Sheet 1.1(f) Business Day 1.1(g) Bylaws 3.1(b) Pivotal Capitalization Date 3.7(a) Certificate of Merger 2.2 Certificates 2.9(c) Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aChosen Courts 9.10(a) Pivotal Data 8.3(ffClosing 2.3 Closing Date 2.3 Code 1.1(h) Pivotal Collective Bargaining Agreement 3.20(a) Company Preamble Company Board 1.1(i) Company Board Recommendation 3.3(a) Company Board Recommendation Change 5.3(d)(i) Company Common Stock 1.1(k) Company Credit Agreement 1.1(j) Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Indebtedness 1.1(l) Pivotal Company Intellectual Property 8.3(gg1.1(m) Pivotal Company Material Adverse Effect 1.1(n) Company Non-Voting Common Stock 1.1(o) Company Options 1.1(p) Company Preferred Stock 1.1(q) Company PSUs 1.1(r) Company Related Parties 8.3(f)(ii) Company RSUs 1.1(s) Company SEC Reports 3.9 Company Securities 3.7(c) Company Stock Plans 1.1(t) Company Stockholder Meeting 6.4(a) Company Stockholders 1.1(u) Company Voting Common Stock 1.1(w) Confidentiality Agreement 9.4 Continuing Employees 1.1(x) Contract 1.1(y) Copyrights 1.1(qq) Cut-Off Date 5.3(b) D&O Insurance 6.10(c) Debt Commitment Letter 4.11(a) Debt Financing 4.11(a) DGCL Recitals Dissenting Company Shares 2.7(c) DOJ 1.1(z) DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.14 Employee Plan 1.1(aa) Environmental Law 1.1(bb) Environmental Permits 1.1(cc) Equitable Exceptions 3.2 Equity Award Consideration 2.8(c) Equity Award Holders 2.8(d) 13 Equity Commitment Letter 4.11(a) Equity Financing 4.11(a) ERISA 1.1(dd) Exchange Act 1.1(ee) Excluded Party 1.1(ff) Fee Funding Arrangement Recitals Fee Letter 4.11(a) Financing 4.11(a) Financing Letters 4.11(a) Financing Sources 1.1(gg) FTC 1.1(ii) GAAP 1.1(jj) GDPR 3.17 Governmental Authority 1.1(kk) Governmental Authorization 1.1(ll) Group 1.1(mm) Hazardous Substance 1.1(nn) HSR Act 1.1(oo) Indebtedness 1.1(pp) Indemnified Person 6.10(a) Indemnified Persons 6.10(a) Intellectual Property Registrations 8.3(hh1.1(qq) Pivotal IPO Intervening Event 1.1(rr) Knowledge 1.1(ss) Labor Organization 3.20(a) Law 1.1(tt) Lease 3.14 Leased Real Property 3.14 Legal Proceeding 1.1(uu) Marks 1.1(qq) Material Contract 1.1(vv) Maximum Annual Premium 6.10(c) Merger Recitals Merger Sub Preamble Multiemployer Plan 3.19(b) New Debt Commitment Letters 6.5(d) New Plan 6.11(d) No-Shop Period Start Date 8.3(ii5.3(a) Pivotal MTA 8.3(ggNotice Period 5.3(e)(ii)(3) Pivotal NYSE 1.1(ww) Old Plans 6.11(d) Option 2.3(aConsideration 2.8(a) Pivotal Option Cash Out Amount 2.3(a)(iOrganizational Documents 1.1(xx) Pivotal Plans 3.12(aOther Indemnified Persons 6.10(e) Pivotal Preferred Stock 3.2(aOther Required Company Filing 6.3(b) Pivotal Products 8.3(kkOwned Company Shares 2.7(a)(iii) Pivotal Returns 3.15(a14 Owned Real Property 3.14 Parent Preamble Parent Material Adverse Effect 7.3(a) Pivotal RSU 2.3(cParent Related Parties 8.3(f)(i) Pivotal RSU Cash Out Amount 2.3(c)(iParent Termination Fee 8.3(c) Pivotal SEC Documents 3.6(aParty Preamble Patents 1.1(qq) Pivotal Software 8.3(llPayment Agent 2.9(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(ePayment Fund 2.9(b) Pivotal Stock Plans 2.3(aPer Share Price 2.7(a)(ii) Pivotal Stockholder Approvals 3.4(aPermitted Communications 6.13 Permitted Liens 1.1(yy) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(cPerson 1.1(zz) Proxy Statement 3.8 Related Person 3.26 6.3(a) PSU Consideration 2.8(c) Real Property 3.14 Registered Intellectual Property 1.1(aaa) Regulatory Authority 1.1(bbb) Reimbursement Obligations 1.1(ccc) Representatives 5.2(a5.3(a) Required VMware Filing 5.3(cApprovals 7.1(b) Rollover Option 2.3(a)(ii) Rollover Requisite Stockholder Approval 3.4 RSU 2.3(c)(iiConsideration 2.8(b) Xxxxxxxx-Xxxxx Act 3.6(a1.1(ddd) Schedule 13E-3 3.8 SEC Article III 1.1(eee) Securities Act 3.5(b1.1(fff) Service Provider 1.1(ggg) Software 8.3(oo1.1(qq) Standards Organizations 3.19(e) Sponsors Recitals Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii1.1(hhh) Superior Proposal 5.2(j)(iii1.1(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 2.1 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu1.1(kkk) Termination Fee 7.3(bDate 8.1(c) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(wwTransaction 1.1(lll) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii1.1(mmm) Voting Agreement Recitals Uncertificated Shares 2.9(c) WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”1.1(nnn), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Cambrex Corp)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Acquisition Proposal 5.1(a) Definition Location Person 8.3(eeAction 7.1 Action of Divestiture 5.6(e) Personal Data 3.22(aAffiliate 9.2(b) Pivotal Agreement Preamble Pivotal Acquirer 3.19(iAssets 2.15 Cash Payment Right 1.6(d) Pivotal Certificate of Merger 1.2 Certificates 1.8(c) Change of Control 1.7(a) Claim 7.10(a) Closing 1.2 Closing Certificate 1.6(f) Closing Date 1.2 Closing Expenses 7.1 Code 1.8(d) Company Preamble Company Balance Sheet 2.4 Company Benefit Plans 2.13(b)(i) Company Board Recommendation 2.3(a)(iv) Company Business 2.9(a)(i) Company Capital Stock 1.6(a) Company Charter Documents 2.1(b) Company Common Stock 1.6(a) Company Disclosure Letter Article II Preamble Company Indemnified Liabilities 5.8(a) Company Indemnified Parties 5.8(a) Company Indemnified Proceedings 5.8(a) Company Intellectual Property 2.9(a)(v) Company IP Contract 2.9(a)(ii) Term Section Company Material Contract 2.17(a) Company Option 1.6(d) Company Option Plan 1.6(d) Company Participants 5.7(a) Company Permits 2.10(b) Company Preferred Stock 2.2(a)(ii) Company Products 2.9(a)(iii) Company Registered Intellectual Property 2.9(a)(vi) Company Restricted Stock 5.7(f)(ii) Company Stockholder 7.1 Confidentiality Agreement 5.4(a) Contract 2.2(a) Credit Facility 5.12 D&O Insurance 5.8(c) Deductible Amount 7.4(b) Deferred Payments 1.7(b)(i) Delaware Law Recitals Pivotal Bylaws 3.1(bDGCL 1.6(c)(i) Pivotal Charter 3.1(bDisputed Items 1.7(c)(ii) Pivotal Class A Stockholder Approval 3.4(aDispute Notice 1.7(c)(ii) Pivotal Data 8.3(ffDissenting Shares 1.6(c)(i) Pivotal DOJ 5.6(a)(i) Earnout Amount 1.7(a) Earnout Revenue 1.7(a) Earnout Statement 1.7(c)(i) Effective Time 1.2 Employee 2.13(a)(ii) End Date 8.1(c) Environmental Laws 2.16(i) ERISA 2.13(b)(i) ERISA Affiliate 2.13(b)(i) Term Section Exchange Agent 1.8(a) Exchange Fund 1.8(b) FDA 2.18(a) Final Deferred Payment 1.7(b)(i)(2) Financial Statements 2.4 Financing 3.9 Financing Commitment 3.9 First Deferred Payment Date 1.7(a) First Earnout Amount 1.7(a) First Earnout Revenue 1.7(a) FTC 5.6(a)(i) GAAP 2.4 Governmental Consents 6.1(b) Governmental Entity 2.3(c) Hazardous Materials 2.16(a)(ii) Health Care Laws 2.19(b) HSR Act 2.3(c) Indemnification Termination Date 7.1 Indemnified Parties 7.1 Information Statement 5.2 Initial Deferred Payment 1.7(b)(i)(1) Intellectual Property 2.9(a)(iv) International Employee Plan 2.13(g) IPD Devices 1.7(a) IRS 7.1 Knowledge 9.2(c) Leased Real Property 2.14 Leases 2.14 Legal Proceedings 2.11 Legal Requirements 2.2(d) Lender 3.9 Term Section Liens 2.1(c) Losses 7.1 Management Escrow Agreement 1.6(d) Management Shares 5.7(f)(ii) Material Adverse Effect 9.2(d) Merger 1.1 Merger Consideration 7.1 Merger Sub Preamble Necessary Consents 2.3(c) Neutral Arbitrator 1.7(c)(iii) Objection Notice 7.10(a) Officer’s Certificate 7.1 Option Shares 1.6(d) Outstanding Shares 7.1 Parachute Payment Waiver 5.10(f) Parent Preamble Parent Balance Sheet 3.6(b) Parent Disclosure Letter Article III Pivotal Preamble Parent ESPP 2.3(e5.7(b) Pivotal Intellectual Property 8.3(ggParent Financials 3.6(b) Pivotal Intellectual Property Registrations 8.3(hhParent Permits 3.4(b) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Parent SEC Documents Reports 3.6(a) Pivotal Software 8.3(llPer Share Consideration 7.1 Per Share Earnout Amount 1.7(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(ePermits 2.10(b) Pivotal Stock Plans 2.3(aPerson 9.2(e) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) XxxxxxxxPost-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Closing Tax Return 8.3(qq) Period 7.1 Pre-Closing Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Period 7.1 Pro Rata Portion 7.1

Appears in 1 contract

Samples: Agreement and Plan of Merger (Kyphon Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Agreement Preamble Alternative Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAnnual Bonus 6.10(d) Personal Data 3.22(aAnti-Corruption Laws 3.14 Assumed Restricted Stock Award 2.8(b) Pivotal Assumed RSU Award 2.8(c)(iii) Capitalization Date 3.5(a) Care Professional 3.12(e) Cash-Out Equity Award Consideration 2.8(c)(i) Cash-Out Equity Award Holders 2.8(f) Cash-Out Option Consideration 2.8(a)(i) Cash-Out RSU Consideration 2.8(c)(i) Certificate of Merger 2.2 Certificates 2.9(c) Chosen Courts 9.11 Term Section Reference Closing 2.3 Closing Date 2.3 Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.2(b) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(d)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan 6.10(d) Pivotal Intellectual Property 8.3(ggCompany Information Systems 3.26(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Related Parties 8.3(e)(i) Pivotal IPO Date 8.3(iiCompany SEC Documents Article III Company Securities 3.5(e) Pivotal MTA 8.3(ggCompany Stockholder Meeting 6.4(a) Pivotal Option 2.3(a) Pivotal Converted Option Cash Out Amount 2.3(a)(iAward 2.8(a)(ii) Pivotal Plans 3.12(aConverted RSU Cash Award 2.8(c)(ii) Pivotal Preferred Stock Counterparties 1.1(l) D&O Insurance 6.9(c) De-Identified Data 3.26(g) DGCL Recitals Dissenting Company Shares 2.7(c) DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.15 Enforceability Exceptions 3.2(a) Pivotal Products 8.3(kkExtended Termination Date 8.1(c) Pivotal Returns 3.15(aIndemnified Persons 6.9(a) Pivotal RSU 2.3(cInitial Termination Date 8.1(c) Pivotal RSU Cash Out Amount 2.3(c)(iLeased Real Property 3.15(c) Pivotal SEC Documents 3.6(aMaterial Contract 3.22(b) Pivotal Software 8.3(llMaterial Real Property Lease 3.15(c) Pivotal Special Committee Maximum Annual Premium 6.9(c) Merger Recitals Pivotal Stock Awards 3.2(eMerger Sub Preamble New Plan 6.10(e) Pivotal Stock Plans 2.3(aNotice Period 5.3(c)(ii)(A) Pivotal Stockholder Approvals 3.4(aOIG 3.12(f) Pivotal Stockholders Meeting 5.3(bOld Plan 6.10(e) Pivotal Technology 8.3(mmOther Indemnified Persons 6.9(e) Pivotal Training Data 8.3(nnOther Required Company Filing 6.3(b) Privacy Laws 3.22(cOwned Company Shares 2.7(a)(iii) Processing 3.22(cParent Preamble Parent 401(k) Plan 6.10(f) Parent Material Adverse Effect 7.3(a) Parent Related Parties 8.3(e)(ii) Parent Termination Fee 8.3(c) Party Preamble Payment Agent 2.9(a) Term Section Reference Payment Fund 2.9(b) Payoff Debt 6.5 Per Share Price 2.7(a)(ii) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a6.3(a) Required VMware Filing 5.3(cQualifying Termination 6.10(d) Rollover Option 2.3(a)(iiRegistered Owned Intellectual Property 3.16(e) Rollover RSU 2.3(c)(iiRemedial Actions 6.2(b) Xxxxxxxx-Xxxxx Act 3.6(aRequisite Stockholder Approval 3.2(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bSecurity Plan 3.26(c) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n2.1 Termination Date 8.1(c) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Ultimate Parent Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiUncertificated Shares 2.9(c) Voting Agreement Agreements Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Withholding Agent 2.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (Oak Street Health, Inc.)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 8.3(a) Personal Data 3.22(aAction 3.10 Affected Employees 5.17(a) Pivotal Affiliate 8.3(b) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.2(a)(iii)(B) Pivotal Anti-Corruption Laws 8.3(c) Antitrust Laws 5.5(a) Book-Entry Shares 2.3(b) Business Day 8.3(d) CARES Act 8.3(e) Certificate of Merger 1.3 Certificates 2.3(b) Closing 1.2 Closing Date 1.2 Closing Tax Opinion 6.3(e) COBRA 3.12(c)(vi) Code Recitals Company Preamble Company Acquisition Proposal 5.2(a)(xi)(A) Company Adverse Recommendation Change 5.2(a)(iii)(A) Company Board Recitals Pivotal 2.2(f) Company Board Designees 5.18(a) Company Business IP 3.20(b) Company Business Trade Secrets 3.20(d) Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aCompany Common Stock 2.1(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal Company Equity Plans 2.2(a) Company ESPP 2.3(e2.2(f) Pivotal Intellectual Property 8.3(ggCompany Expenses 7.3(e) Pivotal Intellectual Property Registrations 8.3(hhCompany Intervening Event 5.2(a)(xi)(B) Pivotal IPO Date 8.3(iiCompany Material Contract 3.16(a) Pivotal MTA 8.3(ggCompany Option 2.2(a) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Company Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a) Pivotal Products 8.3(kkCompany PSU 2.2(b) Pivotal Returns 3.15(aCompany Registered IP 3.20(a) Pivotal Company RSU 2.3(c2.2(b) Pivotal RSU Cash Out Amount 2.3(c)(iCompany SAR 2.2(c) Pivotal Company SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiCompany Stock Awards 3.2(b) Company Stockholder Approval 3.4(a) Company Stockholders Meeting 5.3(a) Company Superior Proposal 5.2(j)(iii5.2(a)(xi)(C) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nCompany Tax Counsel 5.12(a)(iv) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Company Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vvConfidentiality Agreement 5.4 Contract 8.3(f) Trademarks 8.3(wwcontrol 8.3(g) Transaction Litigation 5.7 VMware Preamble VMware Board controlled 8.3(g) controlled by 8.3(g) Copyrights 8.3(n) COVID-19 8.3(h) COVID-19 Measures 8.3(i) Credit Facility Terminations 5.13 Current ESPP Offering Period 2.2(f) Delaware Secretary of State 1.3 DGCL Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiDomain Names 8.3(n) Voting Agreement Recitals WARN Effective Time 1.3 Environmental Law 3.14(c) Environmental Permits 3.14(d) ERISA 3.12(a) Exchange Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”3.5(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Evoqua Water Technologies Corp.)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee2018 Beta Audited Financial Statements 4.5(b) Personal Acceptable Confidentiality Agreement 5.2(a) Acquisition Proposal 5.2(f)(i) Action 3.9 Adverse Recommendation Change 5.2(b) Affiliate 8.3(a) Agreement Preamble Alternate Financing 5.12(f) Amended and Restated Beta Charter 1.4(c) Beta Preamble Beta Awards 4.2(b) Beta Board 4.3 Beta Board Recommendation Recitals Beta Brokers 4.20 Beta Bylaws 4.1(b) Beta Capitalization Representation 6.2(a)(i) Beta Charter 4.1(b) Beta Collection Costs 7.3(e) Beta Common Stock 2.1(a) Beta Contingent RSUs 2.3 Beta Designated Directors 1.6 Beta Disclosure Letter Article IV Beta Fundamental Representations 6.3(a)(i) Beta Material Adverse Effect 8.3(b) Beta Material Contracts 4.15(a) Beta Options 4.2(a) Beta Parties Preamble Beta Plans 4.11(a) Beta Preferred Stock 4.2(a) Beta Registered IP 4.18(a) Beta Related Parties 7.3(f) Beta RSUs 4.2(a) Beta SARs 4.2(a) Beta SEC Documents 4.5(a) Beta Securities 4.2(a) Beta Series A COD Amendment 4.3 Beta Share Issuance 8.3(c) Beta Stock Plans 8.3(d) Beta Stockholder Approval 4.3 Beta Stockholders Meeting 5.3(a) Beta Termination Fee 7.3(c) Beta Warrants 4.2(a) i Business Day 8.3(e) Capitalization Date 4.2(a) Change of Control 8.3(f) Class A Warrants 4.2(a) Class B Warrants 4.2(a) Closing 1.2 Closing Date 1.2 Code Recitals Compensation Committee 2.6 Confidentiality Agreement 5.4(c) Continuing Beta Director 1.6 Contract 3.4(a) control 8.3(g) Data 3.22(aSecurity Requirements 8.3(h) Pivotal Debt Commitment Letters 3.23 Debt Financing 3.23 Debt Financing Sources 8.3(i) Delaware Secretary of State 1.3 DGCL 1.1(a) DLLCA 1.1(b) Environmental Laws 3.13(c)(i) Environmental Permits 3.13(c)(ii) ERISA 3.11(a) Escrowed Beta Shares 2.3 Exchange Act 3.4(b) Excluded Shares 2.1(b) Existing Notes 5.12(g) Expired 2.3 First Certificate of Merger 1.3(a) First Lien Note Purchase Agreement 5.12(h) First Lien Notes 5.12(h) First Merger Recitals First Merger Effective Time 1.3(a) GAAP 3.5(a) Government Payment Programs 8.3(j) Governmental Entity 3.4(b) Healthcare Laws 8.3(k) HIPAA 8.3(l) HSR Act 3.4(b) Indebtedness 8.3(m) Indenture 5.12(g) Intellectual Property 3.18(c) IRS 3.11(a) knowledge 8.3(n) Law 3.4(a) Lease 4.17 Leased Real Property 4.17 Liens 3.2 Materials of Environmental Concern 3.13(c)(iii) Maximum Premium 5.8(b) Merger Consideration 2.1(a) Merger Sub Equityholder Approval Recitals Merger Sub Inc. Preamble Pivotal Acquirer 3.19(iMerger Sub LLC Preamble Mergers Recitals New Financing Commitment 5.12(f) Pivotal Note Purchase Agreements 5.12(h) Notes 5.12(h) Notice Period 5.2(c) Omega Preamble Omega Board Recitals Pivotal 3.3 Omega Bylaws 3.1(b) Pivotal Omega Capitalization Representation 6.2(a)(i) Omega Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aOmega Common Stock 2.1(a) Pivotal Data 8.3(ff) Pivotal Omega Disclosure Letter Article III Pivotal ESPP 2.3(eOmega Expenses 7.3(d) Pivotal Intellectual Property 8.3(ggOmega Financial Statements 3.5(a) Pivotal Intellectual Property Registrations 8.3(hhOmega Fundamental Representations 6.2(a)(i) Pivotal IPO Date 8.3(iiOmega III Preamble Omega Interim Financial Statements 3.5(a) Pivotal MTA 8.3(ggOmega Material Adverse Effect 8.3(o) Pivotal Option 2.3(aOmega Material Contracts 3.15(b) Pivotal Option Cash Out Amount 2.3(a)(iOmega Parent Preamble Omega Plans 3.11(a) Pivotal Plans 3.12(aOmega Registered IP 3.18(a) Pivotal Preferred Stock 3.2(aOmega Related Parties 7.3(e) Pivotal Products 8.3(kkOmega Stockholder Approval Recitals Omega Tax Opinion 6.3(d) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Omega Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vvOutside Date 7.1(b)(i) Trademarks 8.3(wwPayor 8.3(p) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiPBGC 3.11(b)(iii) Voting Permits 3.10 Person 8.3(q) Preferred Repurchase Agreement Recitals WARN Pro Forma Financial Information 5.3(a) Protected Health Information 8.3(r) Proxy Statement 5.3(a) Q1 Beta Trial Balance 8.3(s) Remedial Action 5.5(b) Removed Designee 1.6 iii Representative 8.3(t) Required Bank Information 8.3(u) RSU Dispute 8.3(v) SEC 4.5(a) Second Certificate of Merger 1.3(b) Second Merger Recitals Second Merger Effective Time 1.3(b) Securities Act 3.13(c4.5(a) Works of Authorship 8.3(xxSeries A Preferred Stock 4.2(a) Table of Contents Series B Preferred Stock 4.2(a) Series C Preferred Stock 4.2(a) SOX 8.3(w) Subsidiary 8.3(x) Superior Proposal 5.2(f)(ii) Support Agreements Recitals Surviving Company Recitals Surviving Corporation Recitals Systems 8.3(y) Takeover Laws 3.19 Tax Asset Protection Plan 4.23 Tax Return 8.3(z) Taxes 8.3(aa) Transfer Restriction 2.3 Trustee 5.12(g) Vested 2.3 Warn Act 8.3(bb) Warrant Amendment Recitals AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of August 22March 14, 2019, is between VMwareBioScrip, Inc., a Delaware corporation (“VMwareBeta”), Raven Transaction Beta Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware Beta (“Merger SubSub Inc.”), Beta Sub, LLC, a Delaware limited liability company and Pivotal Softwarea wholly-owned Subsidiary of Beta (“Merger Sub LLC” and collectively with Merger Sub Inc. and Beta, the “Beta Parties”), HC Group Holdings I, LLC, a Delaware limited liability company (“Omega Parent”), HC Group Holdings II, Inc., a Delaware corporation and a wholly-owned subsidiary of Omega Parent (“PivotalOmega”), and HC Group Holdings III, Inc., a Delaware corporation and a wholly-owned subsidiary of Omega, solely for purposes of Section 7.3(b) (“Omega III”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (BioScrip, Inc.)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 6.2(b) Personal Data 3.22(aAcceptance Time 1.1(c) Pivotal Acquisition Proposal 6.2(k)(i) Action 4.10 Adverse Recommendation Change 6.2(c)(i) Adverse Recommendation Change Notice 6.2(d)(i)(A) Affiliate 9.3(a) Affiliate Transaction 4.23 Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 6.2(c)(ii) Pivotal Anti-Corruption Laws 4.25(l) Antitrust Laws 9.3(b) Book-Entry Shares 3.3(b) Business Day 9.3(c) CARES Act 9.3(d) Certificate of Merger 2.3 Certificates 3.3(b) Closing 2.2 Closing Date 2.2 Code 3.4 Collaboration Partners 9.3(e) Company Preamble Company 401(k) Plan 6.13(d) Company Board Recitals Pivotal Company Board Recommendation 4.4(b) Company Bylaws 3.1(b4.1(b) Pivotal Company Charter 3.1(b4.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal IV Company ESPP 2.3(e) Pivotal 6.12 Company Intellectual Property 8.3(gg9.3(f) Pivotal Intellectual Property Registrations 8.3(hhCompany Permits 4.25(a) Pivotal IPO Date 8.3(iiCompany Plans 4.12(a) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 4.2(a) Company Registered IP 4.19(a) Company SEC Documents 4.6(a) Company Stock Awards 4.2(c) Company Stock Option 3.2(a) Pivotal Products 8.3(kkCompany Stock Plan 9.3(g) Pivotal Returns 3.15(aCompensation Action 6.13(e) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Confidentiality Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”6.3 Continuing Employee 6.13(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Imago BioSciences, Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Acceptable Confidentiality Agreement 9.12 Acquired Shares 2.2(a)(vi) Definition Location Person 8.3(eeAcquisition Proposal 9.12 Affiliate 9.12 Affordable Care Act 3.13(j) Personal Data 3.22(aAgreement Preamble Antitrust Laws 9.12 Articles 1.4 Assumed Warrant 2.6(c) Pivotal Preamble Pivotal Acquirer 3.19(iBenefits Continuation Period 6.6(a) Pivotal Book Entry Parent Stock 2.3(a) Business Day 9.12 Cayman Merger Documents 1.3 Certificate 2.3(a) Change of Board Recitals Pivotal Bylaws 3.1(bRecommendation 6.3(a)(x) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(aShares 9.12 Class F Exchange Ratio 9.12 Class F Exchange Shares 9.12 Class F Shares 9.12 Closing 1.2 Closing Date 1.2 Code 9.12 Companies Law Recitals Company Preamble Company Balance Sheet 9.12 Company Benefit Plans 3.13(a) Pivotal Data 8.3(ffCompany Board Recommendation 3.3(b) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Equity Awards 3.2(b) Pivotal Company Intellectual Property 8.3(gg3.15(a) Pivotal Company Material Adverse Effect 9.12 Company Material Contract 3.14(a) Company Memorandum and Articles of Association 3.1(c) Company Registered Intellectual Property Registrations 8.3(hh3.15(c) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal Company RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal 9.12 Company SEC Documents 3.6(a) Pivotal Software 8.3(llCompany SEC Financial Statements 3.7(a) Pivotal Special Committee Company Shares 9.12 Company Share Option 9.12 Company Share Plans 9.12 Company Shareholder Approval 3.3(a) Company Warrant 2.6(c) Exhibit 2.1 Confidentiality Agreement 9.12 Consent 3.5 Continuing Employees 6.6(a) Contract 9.12 Current Insurance 6.8(b) DGCL 9.12 DTC 2.3(b) EBIX Closing Price 2.6(a)(i) Effective Time 1.3 Environmental Laws 9.12 ERISA 3.13(a) ERISA Affiliate 3.13(c) Exchange Act 9.12 Exchange Agent 2.3(a) Exchange Fund 2.3(a) Exchange Ratio 9.12 Excluded Share 2.2(a)(vi) Extraordinary General Meeting 3.5 Filing 3.5 Form S-4 6.1(a) GAAP 9.12 Governmental Entity 3.5 Hazardous Substances 9.12 IFRS 3.6(f) Indebtedness 9.12 Indemnified Party 6.8(a) Intellectual Property 9.12 internal controls 3.6(f) International Trade Law 9.12 Intervening Event 9.12 IRS 3.13(a) IT Systems 3.15(d) Knowledge 9.12 Laws 9.12 Lease 3.16(b) Leased Real Property 9.12 Lien 9.12 Merger Recitals Pivotal Merger Consideration 2.1(b) Merger Consideration Value 2.6(a)(i) Merger Sub Preamble Merger Sub Bylaws 4.1(b) Merger Sub Charter 4.1(b) Net Option Share 2.6(a)(i) Exhibit 2.1 Notice Period 6.3(d) OFAC 3.10(b) Order 9.12 Ordinary Course 9.12 Ordinary Shares 9.12 Outside Date 8.1(b)(i) Parent Preamble Parent Balance Sheet 9.12 Parent Bylaws 4.1(b) Parent Charter 4.1(b) Parent Common Stock Awards 3.2(e4.2(a) Pivotal Parent Disclosure Letter Article IV Parent Expense Reimbursement 8.3(b) Parent Material Adverse Effect 9.12 Parent Preferred Stock 2.1 Parent SEC Documents 4.8(a) Parent SEC Financial Statements 4.10(a) Parent Stock Plans 2.3(a9.12 Pension Plan 3.13(c) Pivotal Stockholder Approvals 3.4(aPer Share Merger Consideration 2.2(a)(v) Pivotal Stockholders Meeting 5.3(bPermits 3.10(d) Pivotal Technology 8.3(mmPermitted Individuals 6.5(d) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(cPermitted Lien 9.12 Person 9.12 Personal Information 9.12 Plan of Merger 9.12 Preferred Conversion Factor 9.12 Proceeding 9.12 Proposed Changed Terms 6.3(d) Proxy Statement Statement/Prospectus 6.1(a) Regulation M-A Filing 6.1(d) Regulation S-K 3.8 Related Person 3.26 Reporting Tail Endorsement 6.8(b) Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) 9.12 Restricted Information 6.4 Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 9.12 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e9.12 Shares 2.1 shareholders 9.12 Stock Threshold 2.2(a)(v) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 9.12 Superior Proposal 5.2(j)(iii) Support Agreement Recitals 9.12 Surviving Corporation 1.1 Systems 3.19(nCompany 1.1(a) Takeover Laws 3.25 Statute 3.21 Tax 9.12 Exhibit 2.1 Tax Return 8.3(qq) 9.12 Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) 9.12 Taxing Authority 8.3(tt) Technology 8.3(uu) 9.12 Termination Fee 7.3(b8.3(a)(i) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww9.12 Top Suppliers 9.12 Total Issuance 2.2(a)(v) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii6.10 Treasury Shares 2.2(a)(vi) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents 9.12 Yatra India 9.12 Yatra India Share 9.12 Yatra USA 9.12 Yatra USA Class F Shares 9.12 13 MERGER AGREEMENT AND PLAN OF THIS MERGER This Agreement and Plan of Merger AGREEMENT, dated July 16, 2019 (this “Agreement”), dated as of August 22, 2019, is between VMwareby and among Ebix, Inc., a Delaware corporation (“VMwareParent”), Raven Transaction Sub, EbixCash Travels Inc., a Delaware corporation Cayman Islands exempted company limited by shares and a direct, wholly-owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareYatra Online, Inc., a Delaware corporation Cayman Islands exempted company limited by shares (the PivotalCompany”). The Company, Parent and Merger Sub may be referred to herein as a “party” and collectively as the “parties.

Appears in 1 contract

Samples: Merger Agreement (Ebix Inc)

INDEX OF DEFINED TERMS. (ContinuedTerm Section 2008 Company Condensed Accounts 8.1(a) Definition Location Person 8.3(ee2008 Parent Financial Statements 8.1(b) Personal Data 3.22(aAcceptable Confidentiality Agreement 5.4(d)(i) Pivotal Affiliate 8.1(c) Agreement Preamble Pivotal Acquirer 3.19(iBankruptcy and Equity Exception 3.18(b) Pivotal Business Day 8.1(d) Cancelled Shares 2.1(b) Certificate of Merger 1.3 Closing 1.2 Closing Date 1.2 COBRA 3.19(e) Code 8.1(e) Companies Acts 4.10(a) Company Preamble Company Benefit Plans 3.19(a) Company Board Recommendation 3.3 Company Certificates 2.1(c)(ii) Company Common Stock Recitals Pivotal Bylaws 3.1(bCompany Contracts 3.8(c) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e8.1(f) Pivotal Company Employee 5.9(b) Company Financial Advisor 3.29 Company Intellectual Property 8.3(gg3.23(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Leases 3.24(b) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Company Material Adverse Effect 4.1 VMware Special Committee Recitals VMware 8.1(g) Company Material Contracts 3.18(a) Company Option Plans 2.4(a) Company Organizational Documents 3.5 Company Permits 3.25(a) Company Preferred Stock 2.3(a)(ii3.9(a) Voting Company Proxy Statement 3.7(b) Company Public Reports 3.12(a) Company Stock Options 2.4(a) Company Stockholders Meeting 3.7(b) Company Takeover Proposal 8.1(h) Confidentiality Agreement Recitals WARN 5.3(d) Continuation Period 5.9(b) Contracts 8.1(i) Converted Stock Option 2.4(a) Copyrights 8.1(k) D&O Replacement Policy 5.10(c) D&O Tail Policy 5.10(c) DGCL 1.1 Disclosure and Transparency Rules 4.11(a) Dissenting Shares 2.5 Effective Time 1.3 Environmental Laws 3.22 ERISA 3.19(a) Term Section ERISA Affiliate 3.19(c) ESPP 2.4(g) Excess Parent Shares 2.3(f)(i) Exchange Act 3.13(c3.7(b) Works of Authorship 8.3(xxExchange Agent 2.3(a) Table of Contents AGREEMENT AND PLAN OF MERGER This Exchange Agent Agreement and Plan of Merger (“Agreement”2.3(a) Exchange Fund 2.3(b) Exchange Ratio 2.1(c)(i) Exchange Trust 2.3(f)(i) Excluded Shares 2.1(b) Expenses 5.17 Governmental Authorizations 3.7 Governmental Entity 3.7 Hazardous Substances 8.1(j) HSR Act 3.7(d), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Sirf Technology Holdings Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following terms have the meanings ascribed to them, as indicated below: Term Section 2010 Health Care Law 4.12(d) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 10.01(a) Personal Data 3.22(aAcceptance Time 1.03(a) Pivotal Acquisition Agreement 6.02(e) Adverse Recommendation Change 6.02(e) Affiliate 10.01(b) Agreement Preamble Pivotal Acquirer 3.19(iArticles of Merger 2.03 Authorizations 4.10(a) Pivotal Board Actions 4.04(b) business day 10.03(e) Certificate 3.01(c) Code 10.01(d) Company Preamble Company Benefit Agreement 4.12(o) Company Benefit Plan 4.12(o) Company Bylaws 4.01 Company Charter 4.01 Company Common Stock Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e10.01(e) Pivotal Company Employee 7.04(a) Company Executive Team 10.01(f) Company Incentive Plan 4.03(a) Company Intellectual Property 8.3(gg4.15(a) Pivotal Company Noncompete Restrictions 4.09(a)(v) Company Owned Intellectual Property Registrations 8.3(hh4.15(b) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a4.03(a) Pivotal Products 8.3(kkCompany Product 10.01(g) Pivotal Returns 3.15(aCompany Registered Intellectual Property 4.15(a) Pivotal RSU 2.3(cCompensation Committee 4.12(g) Pivotal RSU Cash Out Amount 2.3(c)(iConfidentiality Agreement 10.01(h) Pivotal 63 Term Section Contract 4.05 Current Premium 7.05(a) Department 2.03 Effective Time 2.03 Environmental Claims 4.16(b) Environmental Law 4.16(b) ERISA 4.12(a) ERISA Affiliate 4.12(e) Exchange Act 1.01(a) Exchange Fund 3.03(a) Exclusive Rights 4.09(a)(v) Fairness Opinion 4.25 FDA 4.18(a) Filed SEC Documents 3.6(aIV Fully Diluted Shares 10.01(i) Pivotal Software 8.3(llGAAP 4.06(b) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eGovernmental Authority 4.05 Guaranteed Obligations 11.12(a) Pivotal Stock Plans 2.3(aHazardous Materials 4.16(b) Pivotal Stockholder Approvals 3.4(aHealth Care Laws 10.01(k) Pivotal Stockholders Meeting 5.3(bHIPAA 10.01(l) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx HSR Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”4.05 Indebtedness 6.01(a)(viii), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Smith & Nephew PLC)

INDEX OF DEFINED TERMS. (ContinuedSection Acceptance Time 1.01(e) Definition Location Person 8.3(eeActions 10.05 Adverse Recommendation Change 7.03(b) Personal Data 3.22(aAdverse Regulatory Effects 7.04(a) Pivotal Affiliate 10.05 Agreed Courts 10.12 Agreed Issues 10.12 Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 7.03(b) Pivotal Antitrust Law 10.05 Bankruptcy and Equity Exception 4.04(a) business day 10.05 Capitalization Date 4.03(a) Certificate of Merger 2.03 CFIUS 4.05(b) CFIUS Notice 4.05(b) Change of Control Offer 7.09(b) Closing 2.02 Closing Date 2.02 Code 1.01(f) Common Stock Recitals Company Preamble Company Benefit Plans 4.15(a) Company Board Recitals Pivotal Company Book-Entry Share 3.01(d) Company Bylaws 3.1(b4.02 Company Certificate 3.01(d) Pivotal Company Charter 3.1(b4.02 Company Credit Agreement 7.09(a) Pivotal Class A Company Disclosure Schedule Article IV Company Employee 7.08(a) Company Intellectual Property 4.18(b) Company Recommendation 4.04(b) Company Reserve Reports 4.10(a) Company SAR 3.05(b) Company SEC Documents 4.06(a) Company Stock-Based Awards 4.03(b) Company Stock Option 3.05(a) Company Stock Plans 4.03(a) Company Stockholder Approval 3.4(a4.04(a) Pivotal Data 8.3(ffConfidentiality Agreement 7.02(b) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eConsent Solicitation 7.09(b) Pivotal Contract 10.05 Convertible Securities 10.05 Derivative 4.19 DGCL 1.04(a) Dissenting Shares 3.03(a) DOJ 7.04(a) D&O Insurance 7.05(d) EagleHawk Credit Agreement 7.09(a) Effective Time 2.03 Eligible Shares 3.01(b) Environmental Laws 4.13(b)(i) Equity Securities 10.05 ERISA 4.15(a) ERISA Affiliate 4.15(d) Exchange Act Recitals Exchange Fund 3.04(a)(i) Excluded Shares 3.01(a) Expiration Date 1.01(d) FERC 4.09(b) Foreign Corrupt Practices Act 4.12(c) FTC 7.04(a) GAAP 4.06(b) good and defensible title 4.17(i)(ii) Governmental Entity 10.05 Guarantor Preamble Hazardous Materials 4.13(b)(ii) HSR Act 4.05(b) HSR Condition Exhibit A Hydrocarbons 4.10(b)(iv) Indemnified Parties 7.05(a) Indentures 7.09(b) Independent 1.03(b) Independent Directors 1.03(b) Independent Director Committee 1.03(b) Independent Director Committee Actions 1.03(c) Intellectual Property 8.3(gg4.18(c) Pivotal Intellectual Property Registrations 8.3(hhIRS 4.15(b) Pivotal IPO vi Knowledge 10.05 Law 10.05 Lease 6.01 Liens 4.01(b) Material Adverse Effect 10.05 Material Contract 4.11(a) Merger Recitals Merger Sub Preamble Minimum Condition Exhibit A New Plans 7.08(b) Notes 7.09(b) NYSE 1.01(d) Offer Recitals Offer Documents 1.01(c) Offer Price Recitals Oil and Gas Contracts 4.10(b)(ii) Oil and Gas Interests 4.10(b)(i) Oil and Gas Leases 4.10(b)(iii) Old Plans 7.08(b) Option Consideration 3.05(a) Optional Redemption 7.09(b) Order 10.05 Outside Date 8.3(ii9.01(b)(i) Pivotal MTA 8.3(ggParent Preamble Parent Material Adverse Effect 10.05 Parent Stockholders Consent 7.01(b) Pivotal Option 2.3(aParties Preamble Pay-off Amount 7.09(a) Pivotal Option Cash Out Amount 2.3(a)(iPaying Agent 3.04(a)(i) Pivotal Plans 3.12(aPer Share Merger Consideration 3.01(b) Pivotal Permits 4.12(a) Permitted Liens 10.05 person 10.05 Preferred Stock 3.2(a4.03(a) Pivotal Products 8.3(kkPromissory Note 1.04(b) Pivotal Returns 3.15(aProduction Burdens 4.17(i)(i) Pivotal RSU 2.3(cProxy/Information Statement 7.01(c) Pivotal RSU Cash Out Amount 2.3(c)(iRegulatory Conditions Exhibit A Release 4.13(b)(iii) Pivotal Report Preparer 4.10(a) Representatives 4.22 Restraining Orders 8.01(b) Restricted Shares 3.05(c) Restricted Shares Consideration 3.05(c) Revolving Credit Agreements 7.09(a) SAR Consideration 3.05(b) Schedule 14D-9 1.02(a) Schedule TO 1.01(c) SEC Documents 3.6(a1.01(c) Pivotal Software 8.3(llSecond Request 7.04(a) Pivotal Special Committee Section 721 7.04(d) Securities Act 1.04(c) Securities Laws 1.01(c) Shares Recitals Pivotal Stock Awards 3.2(eShort-Form Threshold 1.04(a) Pivotal Stock Plans 2.3(aSOX 4.06(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e7.01(c) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 10.05 Superior Proposal 5.2(j)(iii7.03(a)(iv) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n2.01 Takeover Proposal 7.03(a)(iii) Takeover Laws 3.25 Tax 4.16(h)(i) Tax Authority 4.16(h)(i) Tax Return 8.3(qq4.16(h)(ii) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uuTender Offer Conditions 1.01(a) Termination Fee 7.3(b9.02(b) Top Customers 3.21 Trade Secrets 8.3(vvTop-Up Closing 1.04(b) Trademarks 8.3(wwTop-Up Option 1.04(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiTop-Up Option Shares 1.04(a)) Voting Agreement Recitals Units 4.10(b)(v) WARN Act 3.13(c4.14(b) Works of Authorship 8.3(xxXxxxx 4.10(b)(vi) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan AGREEMENT AND PLAN OF MERGER, dated as of Merger July 14, 2011 (this “Agreement”), dated as among BHP Billiton Limited, a corporation organized under the laws of August 22Victoria, 2019Australia (the “Guarantor”), is between VMware, BHP Billiton Petroleum (North America) Inc., a Delaware corporation and wholly owned subsidiary of the Guarantor (“VMwareParent”), Raven Transaction Sub, North America Holdings II Inc., a Delaware corporation and a wholly-wholly owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Petrohawk Energy Corporation, a Delaware corporation (the PivotalCompany,” and together with Parent and Merger Sub, the “Parties”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Petrohawk Energy Corp)

INDEX OF DEFINED TERMS. (ContinuedThe following terms have the meanings ascribed to them, as indicated below: Term Section 2010 Health Care Law 4.12(d) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 10.01(a) Personal Data 3.22(aAcceptance Time 1.03(a) Pivotal Acquisition Agreement 6.02(e) Adverse Recommendation Change 6.02(e) Affiliate 10.01(b) Agreement Preamble Pivotal Acquirer 3.19(iArticles of Merger 2.03 Authorizations 4.10(a) Pivotal Board Actions 4.04(b) business day 10.03(e) Certificate 3.01(c) Code 10.01(d) Company Preamble Company Benefit Agreement 4.12(o) Company Benefit Plan 4.12(o) Company Bylaws 4.01 Company Charter 4.01 Company Common Stock Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e10.01(e) Pivotal Company Employee 7.04(a) Company Executive Team 10.01(f) Company Incentive Plan 4.03(a) Company Intellectual Property 8.3(gg4.15(a) Pivotal Company Noncompete Restrictions 4.09(a)(v) Company Owned Intellectual Property Registrations 8.3(hh4.15(b) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a4.03(a) Pivotal Products 8.3(kkCompany Product 10.01(g) Pivotal Returns 3.15(aCompany Registered Intellectual Property 4.15(a) Pivotal RSU 2.3(cCompensation Committee 4.12(g) Pivotal RSU Cash Out Amount 2.3(c)(iConfidentiality Agreement 10.01(h) Pivotal Term Section Contract 4.05 Current Premium 7.05(a) Department 2.03 Effective Time 2.03 Environmental Claims 4.16(b) Environmental Law 4.16(b) ERISA 4.12(a) ERISA Affiliate 4.12(e) Exchange Act 1.01(a) Exchange Fund 3.03(a) Exclusive Rights 4.09(a)(v) Fairness Opinion 4.25 FDA 4.18(a) Filed SEC Documents 3.6(aIV Fully Diluted Shares 10.01(i) Pivotal Software 8.3(llGAAP 4.06(b) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eGovernmental Authority 4.05 Guaranteed Obligations 11.12(a) Pivotal Stock Plans 2.3(aHazardous Materials 4.16(b) Pivotal Stockholder Approvals 3.4(aHealth Care Laws 10.01(k) Pivotal Stockholders Meeting 5.3(bHIPAA 10.01(l) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx HSR Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”4.05 Indebtedness 6.01(a)(viii), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Osiris Therapeutics, Inc.)

INDEX OF DEFINED TERMS. (ContinuedAccounting Arbitrator Section 2.2(b)(iii) Definition Location Accounting Principles Section 1.2(a) Acquired Membership Interests Recitals Adjustment Notice Section 2.4(b) Affiliate Section 1.2(b) Affiliate Contract Section 1.2(ccc)(xv) Affiliate Transactions Section 5.10 Agreed Rate Section 1.2(c) Agreement Preamble Allocated Value Section 2.2(a) Allocation Objection Notice Section 2.2(b)(ii) Antitrust Laws Section 1.2(d) Asset Taxes Section 1.2(e) Assignment of Interests Section 8.2(a) Benefit Plan Section 1.2(f) BOEM Section 1.2(g) BSEE Section 1.2(h) Burdens Section 1.2(i) Business Day Section 1.2(j) Cash Purchase Price Section 2.1(a) Casualty Loss Section 5.13 Claim Section 11.3(b) Claim Notice Section 11.3(b) Closing Section 8.1 Closing Cash Payment Section 2.4(a) Closing Date Section 8.1 Closing Settlement Statement Section 2.4(a) Code Section 1.2(k) Company or Companies Section 1.2(l) Company Assets Section 1.2(m) Company Business or Company Businesses Section 1.2(n) Company Contract Section 1.2(o) Company Derivatives Section 1.2(p) Company Leases Section 1.2(m)(i) Company Operating Expenses Section 1.2(q) Company Personal Property Section 1.2(m)(vii) Company Properties Section 1.2(m)(iii) Company Records Section 1.2(r) Company Rights-of-Way Section 1.2(m)(vi) Company Units Section 1.2(m)(iii) Company Xxxxx Section 1.2(m)(ii) Confidentiality Agreement Section 1.2(s) Consent Section 3.11(b) Consolidated Group Section 1.2(t) Controlled Group Liabilities Section 1.2(u) Cure Period Section 1.2(w) Customary Post-Closing Consents Section 1.2(x) Cut-Off Date Section 1.4(c) Damages Section 11.2(d) Decommission or Decommissioning Section 1.2(y) Defect Arbitrator Exhibit D Defect Escrow Account Section 1.2(z) Defensible Title Section 1.2(aa) Deposit Section 2.1(c) Derivatives Section 5.7 Determination Date Section 2.4(b)(ii) Dispute Auditor Section 2.4(b)(ii) Disputed Amount Section 6.7 Disputed Environmental Matter Section 6.7 Disputed Matter Section 6.7 Disputed Title Matter Section 6.7 DOJ Section 5.5 Effective Time Section 1.2(bb) Environmental Arbitrator Exhibit D Environmental Defect Section 1.2(cc) Environmental Defect Amount Section 1.2(dd) Environmental Defect Deadline Section 6.6(a) Environmental Defect Property Section 6.6(b) Environmental Deductible Section 6.6(d) Environmental Dispute Election Section 6.6(c) Environmental Laws Section 1.2(ee) Environmental Liabilities Section 1.2(ff) Environmental Notice Section 1.2(gg) Environmental Threshold Section 6.5(c) ERISA Section 1.2(hh) ERISA Affiliate Section 1.2(ii) Escrow Account Section 1.2(jj) Escrow Agent Section 1.2(kk) Escrow Agreement Section 1.2(ll) Exchange Act Section 4.5 Excluded Assets Section 1.2(mm) Excluded Assets Assignment Section 1.2(nn) Excluded Company Records Section 1.2(r)(v) Execution Date Preamble Financial Statements Section 1.2(oo) Final Allocation Section 2.2(b)(iv) Financing Section 4.7 FTC Section 5.5 Fundamental Representations Section 11.4(a) Governmental Authority Section 1.2(pp) Hard Consent Section 5.11(b)(i) Hazardous Materials Section 1.2(qq) HSR Act Section 1.2(rr) Hydrocarbons Section 1.2(ss) Imbalance Section 1.2(tt) INC Section 1.2(uu) Included Title Defect Properties Section 6.4(b)(ii) Income Taxes Section 1.2(vv) Indemnified Liabilities Section 11.2(b)(iii) Indemnified Person 8.3(eeSection 11.3(a) Personal Data 3.22(aIndemnifying Person Section 11.3(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Information Statement Section 5.16 Intellectual Property 8.3(ggSection 1.2(ww) Pivotal Intellectual Property Registrations 8.3(hhIntended Tax Treatment Section 2.2(b)(i) Pivotal IPO Date 8.3(iiInterim Breach Section 11.2(b)(ii) Pivotal MTA 8.3(ggInterim Breach Provision Section 11.2(b)(ii) Pivotal Option 2.3(aLaws Section 1.2(xx) Pivotal Option Cash Out Amount 2.3(a)(iLease Annex Section 1.2(yy) Pivotal Plans 3.12(aLiens Section 1.2(zz) Pivotal Preferred Stock 3.2(aLoan Section 1.2(aaa) Pivotal Products 8.3(kkLowest Cost Response Section 1.2(bbb) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiSection 3.31(e) Voting Material Contract Section 1.2(ccc) Net Revenue Interest Section 1.2(ddd) NORM Section 3.8 Organizational Documents Section 1.2(eee) Other PSA Section 1.2(fff) Outside Date Section 10.1(c) Party or Parties Preamble Permits Section 1.2(ggg) Permitted Encumbrance Section 1.2(hhh) Permitted Interest Encumbrance Section 1.2(iii) Person Section 1.2(jjj) Phase I Activities Section 1.2(kkk) Post-Closing Statement Section 2.4(b) Pre-Effective Date Period Section 1.2(lll) Preferential Purchase Right Section 3.11(a) Proceedings Section 3.6 Proposed Allocation Section 2.2(b)(ii) Purchase Price Section 2.1(a) Purchaser Preamble Purchaser Indemnified Parties Section 11.2(b) Purchaser Parent Preamble Purchaser Parent SEC Reports Section 4.13 Purchaser Parent Shares Section 2.1(a) Purchaser Tax Returns Section 9.2(b) Purchaser’s Phase I Environmental Review Section 6.2(a) Purchaser’s Representatives Section 6.1(a) R&W Conditional Binder Section 5.18(a) R&W Policy Section 5.18(a) Registration Rights Agreement Recitals WARN Section 8.2(g) Release Section 1.2(mmm) Released Parties Section 5.12 Releasing Parties Section 5.12 Remediate, Remediation or Remedial Section 1.2(nnn) Required Purchaser Filings Section 5.15(a) Retained Employee-Related Liabilities Section 1.2(ooo) Ridgewood Section 5.1 Ridgewood MSA Section 1.2(ppp) Riverstone Section 1.2(b) Riverstone Portfolio Company or Riverstone Portfolio Companies Section 1.2(b) Scheduled Closing Date Section 8.1 Securities Act 3.13(cSection 3.1(e) Works of Authorship 8.3(xxSeismic Data Section 1.2(qqq) Table of Contents Seller Preamble Seller Indemnified Parties Section 11.2(a) Seller Tax Section 1.2(rrr) Seller Tax Returns Section 9.2(a) Seller’s Knowledge Section 1.2(sss) Sinking Funds Section 1.2(mm)(xiii) Specified Matters Section 3.33 Straddle Period Section 1.2(ttt) Subsidiary or Subsidiaries Section 3.3(a) Subsidiary Interests Section 3.3(d) Suspended Funds Section 1.2(uuu) Tax Section 1.2(vvv) Tax Effective Date Section 1.2(www) Tax Proceeding Section 9.4 Tax Return Section 1.2(xxx) Third-Party Loans Section 1.2(yyy) Title Arbitrator Exhibit D Title Benefit Section 1.2(zzz) Title Benefit Amount Section 6.5(b) Title Deductible Section 6.5(c) Title Defect Section 1.2(aaaa) Title Defect Amount Section 6.5(a) Title Defect Deadline Section 6.4(a) Title Defect Property Section 6.4(b) x Title Dispute Election Section 6.4(b) Title Notice Section 1.2(bbbb) Title Threshold Section 6.5(c) Transaction Costs Section 1.2(cccc) Transaction Documents Section 5.2 Transfer Taxes Section 9.5 Treasury Regulations Section 1.2(dddd) Unadjusted Purchase Price Section 2.1(a) Well Annex Section 1.2(eeee) Willful Breach Section 1.2(ffff) Working Interest Section 1.2(gggg) PURCHASE AND SALE AGREEMENT AND PLAN OF MERGER This Purchase and Sale Agreement and Plan of Merger (this “Agreement”), is dated as of August 22December 10, 20192019 (the “Execution Date”), is between VMwareby and among ILX Holdings, LLC, a Delaware limited liability company (“Seller”), Talos Production Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger SubPurchaser”), and Pivotal Softwaresolely with respect to its obligations related to the Purchaser Parent Shares (as defined herein), Talos Energy Inc., a Delaware corporation (“PivotalPurchaser Parent”). Seller, Purchaser and Purchaser Parent are referred to collectively as the “Parties” and individually as a “Party.

Appears in 1 contract

Samples: Registration Rights Agreement (Talos Energy Inc.)

INDEX OF DEFINED TERMS. (ContinuedAgreement Preamble Bankruptcy and Equity Exceptions 3.2 Buyer Preamble Buyer Disclosure Letter Article VI Buyer Indemnified Party 7.9(b) Definition Location Person 8.3(eeClosing 2.1 Closing Date 2.1 Company Preamble Company Audited Financial Statements 3.6(a) Personal Data 3.22(aCompany Confidential Material 3.11(h) Pivotal Preamble Pivotal Acquirer 3.19(iCompany Contract 3.17(a) Pivotal Board Company Disclosure Letter Article Company Financial Statements 3.6(a) 90 Company Health Plan 3.13(m) Company Interim Financial Statements 3.6(a) Company Leased Real Property 3.12(b) Company Measures 3.23(b) Company Products 3.11(g) Company Real Property Leases 3.12(b) Company Security Measures 3.11(h) Company Suppliers 3.11(j) Company Unaudited Balance Sheet 3.6(a) Confidentiality Agreement 12.10 Continuing Employee 7.7(a) Debt Financing 7.11(a) DocuSign 12.12 Engagement 12.19(c) Equity Commitment Letter Recitals Pivotal Bylaws 3.1(bEquity Financing 6.6 Equity Financing Source Recitals ERISA Affiliate 3.13(f) Pivotal Charter 3.1(bEstimated Company Closing Statement 1.8 Excluded Benefits 7.7(a) Pivotal Class A Stockholder Existing Policy 7.8(b) Foreign Plan 3.13(t) Governmental Approval 3.4(a) Pivotal Data 8.3(ffHakkasan USA Preamble Healthcare Reform Laws 3.13(m) Pivotal Disclosure Letter Article III Pivotal ESPP Indebtedness for Borrowed Money 2.3(e) Pivotal Intellectual Property 8.3(ggIRS 2.3(d) Pivotal Intellectual Property Registrations 8.3(hhMultiemployer Plan 3.13(e) Pivotal IPO New Plans 7.7(b) Non-Recourse Party 12.2 Notice of Disagreement 2.4(c) NYS Regulatory Actions 2.3(f) Outside Date 8.3(ii9.1(e) Pivotal MTA 8.3(ggPayment Spreadsheet 1.8 Payoff Letters 2.3(e) Pivotal Option 2.3(aPre-Closing Indemnitees 7.8(a) Pivotal Option Cash Out Pre-Closing Tax Returns 10.3(b)(i) Preliminary Closing Statement 2.4(b) Prior Counsel 12.19(a) Pro Rata Portion 1.7(b) Proposal 7.12 Purchase Price Allocation 10.3(a)(i) Regulatory Approvals 7.3(e) Representative Losses 7.10(c) RWI Policy 7.9(a) Sample Closing Statement 1.8 91 Seller Protected Parties 12.1 Sellers Preamble Sellers’ Representative Preamble Sellers’ Representative Expenses 7.10(d) Shortfall Amount 2.3(a)(i2.4(f)(ii) Pivotal Plans 3.12(aShortfall Guaranty 10.3(k) Pivotal Preferred Stock 3.2(aStraddle Period Tax Returns 10.3(b)(ii) Pivotal Products 8.3(kkSubsidiary Equity Interests 3.3(a) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents TAO Holdings Preamble TAO Intermediate 3.6(a) Pivotal Software 8.3(llTAO Parent Preamble Tax Claims 10.3(e) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eTransferred Securities 1.1(a) Pivotal Stock Plans 2.3(aVATA 1994 3.15(p) Pivotal Stockholder Approvals 3.4(aWARN 3.14(d) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).ARTICLE XII

Appears in 1 contract

Samples: Transaction Agreement (Madison Square Garden Entertainment Corp.)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section Acquisition Proposal 8.13(a) Definition Location Person 8.3(eeAffiliates 8.13(b) Personal Data 3.22(aAgreement Preamble Business Day 8.13(c) Pivotal Capitalization Date 3.2(a) Certificate of Merger 1.3 Certificates 2.2 Change in Company Recommendation 5.2(b) Closing 1.2 Closing Date 1.2 Code 1.9 Company Preamble Pivotal Acquirer 3.19(iCompany Board Approval 3.7 Company Common Stock Recitals Company Contract 8.13(d) Pivotal Board Recitals Pivotal Bylaws 3.1(bCompany Disclosure Schedule Article 3 Company Intellectual Property 3.13(a) Pivotal Charter 3.1(bCompany Permits 3.10 Company Recommendation 5.2(b) Pivotal Class A Company Requisite Stockholder Approval Vote 3.3 Company Restricted Shares 1.9(c) Company SEC Reports 3.5(a) Company Stock-Based Award 1.9(b) Company Stockholders Meeting 5.2(b) Company Stock Options 1.9(c) Company Stock Plans 3.2(a) Company Voting Debt 3.2(a) Confidentiality Agreement 5.13 Contract 3.4(a) Pivotal Data 8.3(ffiv Defined Term Section DGCL 1.1 Dissenting Shares 2.10 D&O Insurance 5.6 DOJ 5.4(c) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eEC Merger Regulation 3.4(b) Pivotal Effective Time 1.3 Employee Benefit Plans 3.14(a) Environmental Laws 3.12(a) ERISA 3.14(a) ERISA Affiliate 3.14(b) Exchange Act 3.4(b) Foreign Benefit Plan 3.14(l) FTC 5.4(c) GAAP 3.5(b) Governmental Entity 3.4(b) Hazardous Substance 8.13(e) HSR Act 3.4(b) Intellectual Property 8.3(ggRights 8.13(f) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals Law 3.4(a) Pivotal Stockholders Meeting 5.3(bLiens 3.2(b) Pivotal Technology 8.3(mmMaterial Adverse Effect 8.13(g) Pivotal Training Data 8.3(nnMerger Recitals Merger Consideration 1.8(a) Privacy Laws 3.22(cMerger Sub Preamble Multiemployer Plan 3.14(b) Processing 3.22(cNecessary Consents 3.4(b) Order 3.4(a) Parent Preamble Parent Disclosure Schedule Article 4 Parent SEC Reports 4.4(a) Paying Agent 2.1 Defined Term Section PBGC 3.14(c) Person 8.13(h) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(cRegulatory Law 8.13(i) Rollover Option 2.3(a)(iiRepresentatives 5.5(a) Rollover RSU 2.3(c)(iiSEC 3.5(a) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b3.5(a) Software 8.3(ooSPP Shares 1.9(g) Standards Organizations 3.19(eStock Purchase Plan 1.9(g) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiSubsidiaries 8.13(j) Superior Proposal 5.2(j)(iii8.13(k) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nTaxes 8.13(l) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu8.13(m) Termination Fee 7.3(bDate 7.1(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated ) is made and effective as of August 2224, 20192005 among JXXXXXX CONTROLS, is between VMware, Inc.INC., a Delaware Wisconsin corporation (“VMwareParent”), Raven Transaction Sub, Inc.YJC ACQUISITION CORP., a Delaware corporation and a wholly-wholly owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.YORK INTERNATIONAL CORPORATION, a Delaware corporation (“PivotalCompany”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Johnson Controls Inc)

INDEX OF DEFINED TERMS. (ContinuedTerm section Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAdverse Recommendation Change 5.3(c) Personal Data 3.22(aAgreement preamble Balance Sheet Date 3.7 Base Amount 5.4(b) Pivotal Preamble Pivotal Acquirer 3.19(iBook-Entry Shares 2.1(c)(ii) Pivotal CBA 3.15(f) Certificate of Merger 1.5 Chosen Courts 8.5 Closing 1.4 Closing Date 1.4 Company preamble Company Affiliated Party 3.19 Company Affiliated Party Transactions 3.19 Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal recitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Letter Article Schedule article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(aCompany Property 3.10(b) Pivotal Preferred Stock 3.2(aCompany RSU Award 2.3(b) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal Company RSU Cash Out Amount 2.3(c)(i2.3(b) Pivotal SEC Documents 3.6(aCompany Warrants 2.4(a) Pivotal Software 8.3(llCompensation Committee 5.11 Creator 3.12(e) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eDGCL recitals Dissenting Shares DOL 2.5(a) Pivotal Stock Plans 2.3(a3.14(a) Pivotal Stockholder Approvals Effective Time 1.5 ERISA 3.14(a) ERISA Affiliate 3.14(c) Exchange Act 3.4(a)(ii) Excluded Shares 2.1(b) Expense Reimbursement 7.6(c) Expenses 5.8 Expiration Time 1.1(c) Financing 4.5(a) GAAP 3.6(a)(ii) Governmental Authorizations 3.4(a) Pivotal Stockholders Meeting 5.3(bIn-the-Money Option 2.3(a)(i) Pivotal Technology 8.3(mmInitial Expiration Time 1.1(c) Pivotal Training Data 8.3(nnTerm section Inquiry 5.3(a) Privacy Laws 3.22(cMaterial Contract 3.13(a) Processing 3.22(cMaterial Supplier 3.23 Merger recitals Merger Consideration 2.1(c)(i) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(aMerger Sub preamble Merger Transactions recitals Minimum Condition annex I Nasdaq 1.1(d) Required VMware Filing 5.3(cNew Litigation Claim 5.2(c) Rollover Option 2.3(a)(iiNo-Shop Period Start Time 5.3(a)(i) Rollover RSU 2.3(c)(iiNon-Scheduled Contracts 3.12(c) Xxxxxxxx-Xxxxx Act 3.6(aNote Purchase Agreement recitals Notice Period 5.3(c)(iii) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Offer recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Kodiak Venture Partners Iii Lp)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeIntellectual Property 8.3(n) Personal Data 3.22(aIntended Tax Treatment Recitals International Trade Laws 3.30(c)(i) Pivotal Joint Proxy Statement 5.3(a) knowledge 8.3(o) Law 3.5(a) Liens 3.2(a) Marks 8.3(n) Material Adverse Effect 8.3(p) Measurement Date 3.2(a) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preamble Pivotal Acquirer 3.19(iMerger Sub Bylaws 4.1(b) Pivotal Merger Sub Charter 4.1(b) Non-U.S. Benefit Plan 3.12(c)(vii) Notice 7 5.12(b)(iii) NYSE 3.5(a) OFAC 3.30(c)(iii) Outside Date 7.1(b)(i) Parent Preamble Parent Acquisition Proposal 5.2(b)(xi)(A) Parent Adverse Recommendation Change 5.2(b)(iii)(A) Parent Board 4.4(b) Parent Business IP 4.18(b) Parent Business Trade Secrets 4.18(d) Parent Bylaws 4.1(b) Parent Charter 4.1(b) Parent Common Stock Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Parent Disclosure Letter Article III Pivotal ESPP 2.3(eIV Parent Expenses 7.3(d) Pivotal Intellectual Property 8.3(ggParent Intervening Event 5.2(b)(xi)(B) Pivotal Intellectual Property Registrations 8.3(hhParent Option 2.2(a) Pivotal IPO Date 8.3(iiParent Plans 4.12(a) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Parent Preferred Stock 3.2(a4.2(a) Pivotal Products 8.3(kkParent Registered IP 4.18(a) Pivotal Returns 3.15(aParent RSU 2.2(b) Pivotal RSU 2.3(cParent SAR 2.2(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Parent SEC Documents 3.6(a4.6(a) Pivotal Software 8.3(llParent Shareholder Approval 4.4(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eParent Shareholders Meeting 5.3(a) Pivotal Stock Plans 2.3(aParent Superior Proposal 5.2(b)(xi)(C) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiParent Tax Counsel 5.12(a)(iv) Superior Proposal 5.2(j)(iiiParent Termination Fee 7.3(c) Support Agreement Patents 8.3(n) Payoff Letter 5.13 PBGC 3.12(c)(iv) Pension Plan 3.12(b) Permits 3.11 Permitted Liens 8.3(q) Person 8.3(r) Personal Information 8.3(s) Privacy Laws 8.3(t) Privacy Requirements 8.3(t) Regulatory Failure Fee 7.3(f) Representatives 5.2(a)(i) Required Governmental Consents 6.1(b) S-4 Tax Opinion 5.12(a)(iv) Sanctioned Jurisdiction 3.30(c)(ii) Sanctioned Person 3.30(c)(iii) Sanctions Authority 3.30(c)(iv) Xxxxxxxx-Xxxxx Act 3.6(a) SEC 3.6(a) Securities Act 3.5(b) Share Issuance Recitals Significant Subsidiary 8.3(u) Subsidiary 8.3(v) Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 3.22 Tax Agreement 3.15(i) Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr8.3(w) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b8.3(x) Top Customers 3.21 3.27 Top Suppliers 3.26 Trade Secrets 8.3(vv8.3(n) Trademarks 8.3(wwTreasury Regulations 8.3(y) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiunder common control with 8.3(g) Voting Agreement Recitals WARN Act 3.13(c3.13(d) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of August January 22, 20192023, is between VMware, Xylem Inc., a Delaware an Indiana corporation (“VMwareParent”), Raven Transaction Fore Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Evoqua Water Technologies Corp., a Delaware corporation (the PivotalCompany”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Evoqua Water Technologies Corp.)

INDEX OF DEFINED TERMS. (ContinuedTerm section 2019 Bonuses 5.4(f) Definition Location Person 8.3(eeAcquisition Agreement 5.3(e) Personal Data 3.22(aAdverse Recommendation Change 5.3(e) Pivotal Preamble Pivotal Acquirer 3.19(iApplicable Anti-Corruption Laws 3.18(c) Pivotal Balance Sheet Date 3.8 Base Amount 5.5(b) Book-Entry Shares 2.1(c)(ii) Certificate of Merger 1.5 Certificates 2.1(c)(ii) Chosen Courts 8.5 Classified Information 3.21(b) Closing 1.4 Closing Date 1.4 Code 2.2(f) Company preamble Company Assets 3.3(b) Company Board Recitals Pivotal Bylaws 3.1(brecitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Schedule article III Company ESPP 2.3(f) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Financial Advisor 3.25 Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Company Property 3.11(a) Compensation Committee 5.14 Confidentiality Agreement 5.2(d) Continuation Period 5.4(d) Continuing Employee 5.4(a) Current Government Contracts 3.14(c)(i) DGCL recitals Dissenting Shares 2.4(a) Effective Time 1.5 Employee Benefit Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(cERISA 3.15(a) Pivotal RSU Exchange Act 3.3(a)(ii) Excluded Shares 2.1(b) Expenses 5.9 Expiration Time 1.1(c) Export Approvals 3.21(a)(i) GAAP 3.7(a)(ii) Government Contract Bids 3.14(c)(i) Governmental Authorizations 3.3(a) Governmental Officials 3.18(c) Term section Grant Date 3.4(i) In-the-Money-Cash Out Amount 2.3(c)(iOption 2.3(a)(i) Pivotal SEC Documents 3.6(aInitial Expiration Time 1.1(c) Pivotal Software 8.3(llInstitutions 3.13(r) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eInvention Assignment Agreements 3.13(f) Pivotal Stock Plans 2.3(aLender Consent 5.10 Material Contract 3.14(a) Pivotal Stockholder Approvals 3.4(aMerger recitals Merger Consideration 2.1(c)(i) Pivotal Stockholders Meeting 5.3(bMerger Sub preamble Merger Transactions recitals Minimum Condition annex I Nasdaq 1.1(d) Pivotal Technology 8.3(mmNew Hire Grants 5.1(b)(iii) Pivotal Training Data 8.3(nnNew Litigation Claim 5.2(c) Privacy Laws 3.22(cNon-US Employee Benefit Plan 3.15(a) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Notice Period 5.3(f)(iii), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Carbon Black, Inc.)

INDEX OF DEFINED TERMS. (ContinuedAcceptance Time 1.1(e) Definition Location Person 8.3(eeAgreement Preamble AST 3.2(a) Personal Data 3.22(aBankruptcy and Equity Exception 4.4(c) Pivotal Bylaws 2.5 Certificate 3.1(a)(ii) Certificate of Incorporation 2.4 Certificate of Merger 2.3 Closing 2.2 Closing Date 2.2 Closing Vested Company Option Consideration 3.4(a) Company Preamble Pivotal Acquirer 3.19(iCompany 13E-3 1.3 Company Acquisition Proposal 6.2(d) Pivotal Company Alternative Acquisition Agreement 6.2(e) Company Balance Sheet 4.6(c) Company Board Recitals Pivotal Company Board Recommendation Recitals Company Bylaws 3.1(b4.1 Company Capital Stock 4.3(a) Pivotal Company Change in Recommendation 6.2(e) Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal 4.1 Company Disclosure Letter Article III Pivotal ESPP 2.3(eIV Company Financial Advisor 4.21 Company In-bound License of IP 4.16(d) Pivotal Intellectual Property 8.3(ggCompany Intervening Event 6.2(d) Pivotal Intellectual Property Registrations 8.3(hhCompany Leases 4.19(c) Pivotal IPO Date 8.3(iiCompany Licensed Registered IP 4.16(a) Pivotal MTA 8.3(ggCompany Material Contract 4.13(b) Pivotal Option 2.3(aCompany Owned Registered IP 4.16(a) Pivotal Option Cash Out Amount 2.3(a)(iCompany Permits 4.18(a) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 4.3(a) Company Registered IP 4.16(a) Company SEC Documents 4.6(a) Company Subsidiaries 4.1 Company Superior Proposal 6.2(d) Contemplated Transactions Recitals CVR 1.1(a) DGCL Recitals DPA 4.26 Effective Time 2.3 ERISA Affiliate 4.10(e) Exchange Agent 3.2(a) Pivotal Products 8.3(kkExchange Fund 3.2(a) Pivotal Returns 3.15(aExcluded Share 3.1(a)(i) Pivotal RSU 2.3(cExcluded Shares 3.1(a)(i) Pivotal RSU Cash Out Amount 2.3(c)(iExpiration Time 1.1(d)(i) Pivotal Export Approvals 4.25 FDA Fraud Policy 4.18(d) Filed Company Contract 4.13(a) Filed Company SEC Documents 3.6(aArticle IV Fraud 8.6 Indemnified Persons 6.8(a) Pivotal Software 8.3(llIRS 4.10(d) Pivotal Special Committee Merger Recitals Pivotal Stock Awards 3.2(eMerger Consideration 3.1(a)(i) Pivotal Stock Plans 2.3(aPurchaser Preamble Minimum Condition 1.1(a)(i) Pivotal Stockholder Approvals Offer Recitals Offer Consideration 1.1(a) Offer Documents 1.1(f)(i)(A) Offer to Purchase 1.1(a) Parent Preamble Parent 13E-3 1.3 Parent Board Recitals Parent Disclosure Letter Article V Parent Owned Shares 5.10(a) Parties Preamble Party Preamble Permits 4.18(a) Pre-Closing Period 6.1(a) Representatives 6.2(a) Required Consents 6.3(b) Rule 13e-3 1.3 Schedule 13E-3 1.3 Schedule 14D-9 1.2(a) Schedule TO 1.1(f)(i)(A) Share Recitals Share Adjustment 1.1(c) Shares Recitals Support Agreements Recitals Surviving Company 2.1 Termination Date 8.2(a) Trade Laws 4.25 Uncertificated Shares 3.1(a)(ii) Unvested Company Option 3.4(b) Vested Company Option 3.4(a) Pivotal Stockholders Meeting 5.3(bVested Company Option Consideration 3.4(a) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c4.11(f) Works of Authorship 8.3(xxWillful Breach 8.6 Withholding Agent 3.2(f) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (hereinafter referred to as this “Agreement”), dated as of August 22April 16, 20192023, is between VMwareentered into by and among Satsuma Pharmaceuticals, Inc., a Delaware corporation (the VMwareCompany”), Raven Transaction Shin Nippon Biomedical Laboratories, Ltd., a Japanese corporation (“Parent”), and SNBL23 Merger Sub, Inc., a Delaware corporation and a wholly-direct wholly owned Subsidiary of VMware Parent (“Merger SubPurchaser”). Parent, Purchaser and Pivotal Software, Inc., the Company are each sometimes referred to herein as a Delaware corporation (PivotalParty” and collectively as the “Parties).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Satsuma Pharmaceuticals, Inc.)

INDEX OF DEFINED TERMS. Solely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Section number where such definition is contained: TERM: SECTION: 1993 Plan 3.3 (Continuedb) Definition Location Person 8.3(ee1997 Plan 3.3 (b) Personal Data 3.22(aAffiliate 9.3 (a) Pivotal Preamble Pivotal Acquirer 3.19(iAffiliate Agreement 6.12 Agreement First Paragraph Benefit Plans 3.12 (a) Pivotal Benefit Plan Termination Date 5.3 (b) Business Day 9.3 (b) Certificates 2.2 (b) Certificate of Merger 1.3 Certifications 3.5 Closing 1.2 Closing Date 1.2 Code 2.2 (f) Company First Paragraph Company Board Recitals Pivotal Bylaws 3.1(bApproval 3.4 (c) Pivotal Charter 3.1(bCompany Common Stock 2.1 (a) Pivotal Class A Company Disclosure Schedule Article 3 Company Financial Statements 3.5 (b) Company Intellectual Property 3.15 (a) Company Listed Contracts 3.9 (a) Company Material Breach 8.1 (c) Company-owned Intellectual Property 3.15 (i)(iv) Company Permits 3.8 Company Preferred Stock 3.3 (a) Company Products 3.15 (i)(vi) Company Registered Intellectual Property 3.15 (a) Company SEC Documents 3.5 (a) Company SEC Financial Statements 3.5 (a) Company Source Code 3.15 (i)(vii) Company Stockholder Approval 3.4(a3.4 (b) Pivotal Data 8.3(ffCompany Stockholders’ Meeting 6.2 (a) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Triggering Event 8.1 (d) Pivotal Intellectual Property 8.3(ggCompany Warrant 2.1 (e) Pivotal Intellectual Property Registrations 8.3(hhConfidentiality Agreement 6.3 Contract 9.3 (c) Pivotal IPO Controlled Group Member 3.10 (a)(ii) Copyrights 3.15 (i)(i) D&O Policy 6.8 (b) Debt Obligations 3.9 (a)(vii) Delaware Secretary of State 1.3 Dissenting Shares 2.2 (f) Dissenting Stockholders 2.2 (f) DGCL Recitals Effective Time 1.3 Employment Agreement 5.3 (b) End Date 8.3(ii8.1 (b)(i) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(iiEnvironmental Claims 3.17 (d)(i) Table of Contents INDEX OF DEFINED TERMS TERM: SECTION: Environmental Laws 3.17 (Continuedd)(ii) Definition Location Substituted RSU 2.3(c)(iiEnvironmental Permits 3.17 (d)(iii) Equity Benefit Plans 3.10 (a)(i) ERISA 3.10 (a)(ii) ERISA Benefit Plans 3.10 (a)(ii) Exchange Act 3.3 (d) Exchange Agent 2.2 (a) GAAP 3.5 Governmental Entity 3.4 (e) Hazardous Materials 3.17 (d)(iv) HSR Act 3.4 (e) Intellectual Property 3.15 (i)(i) JDA Recitals JDA Agreement Recitals Knowledge 9.3 (d) Legal Requirements 9.3 (e) Legal Restraints 7.1 (f) Licensed Intellectual Property 3.15 (a) Liens 3.2 Material Adverse Effect 9.3 (f) Merger Recitals Merger Consideration 2.1 (c) Merger Sub First Paragraph Non-ERISA Benefit Plans 3.10 (a)(iii) Option 3.3 (b) Ordinary Course of Business 9.3 (g) Parent First Paragraph Party(ies) 9.3 (h) Patent Applications 3.15 (i)(ii) Patents 3.15 (i)(i) Person 9.3 (i) Proxy Statement 6.1 (a) Public Software 3.15 (h) Release 3.17 (d)(v) Registration Statement 6.1 (a) Rights 3.3 (g) Rights Agreement 3.3 (a) SEC 3.4 (e) Securities Act 4.5 (a) Share Right Award 2.1 (d)(iv) Shrinkwrap Software 3.15 (i)(v) Software 3.15 (i)(i) Stock Plans 3.3 (b) Subsidiary(ies) 9.3 (j) Superior Proposal 5.2(j)(iii5.2 (a) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rrProposal 5.2 (a) Taxes 8.3(ss3.13 Trade Secrets 3.15 (i)(i) Taxing Authority 8.3(tt) Technology 8.3(uuTrademarks 3.15 (i)(i) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger 6.6 (“Agreement”b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (QRS Corp)

INDEX OF DEFINED TERMS. (ContinuedTerm Section 2010 Company Condensed Accounts 1.9 2010 Parent Financial Statements 1.9 Acceptable Confidentiality Agreement 5.4(d)(i) Definition Location Person 8.3(eeADS Recitals Affiliate 1.9 Agreement Preamble Bankruptcy and Equity Exception 3.18(b) Personal Data 3.22(aBird 3.21(j) Pivotal Book Entry Shares 2.1(c)(ii) Business Day 1.9 Cancelled Shares 2.1(b) Cash Consideration 2.1(c) Certificate of Merger 1.3 Closing 1.2 Closing Date 1.2 COBRA 3.19(e) Code 1.9 Companies Act 4.10(a) Company Preamble Pivotal Acquirer 3.19(iCompany Appointee 4.3 Company Benefit Plans 3.19(a) Pivotal Company Board Recommendation 3.3 Company Certificates 2.1(c)(iii) Company Common Stock Recitals Pivotal Bylaws 3.1(bCompany Contracts 3.8(c) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e1.9 Company Employee 5.9(b) Pivotal Company Facilities 3.24(d) Company Financial Advisor 3.29 Company In-Licenses 3.23(c) Company Intellectual Property 8.3(ggRights 3.23(a) Pivotal Intellectual Property Registrations 8.3(hhCompany IP Contracts 3.23(c) Pivotal IPO Date 8.3(iiCompany Leases 3.24(b) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Company Material Adverse Effect 4.1 VMware Special Committee 1.9 Company Material Contracts 3.18 Company Option Plans 1.9 Company Organizational Documents 3.5 Company Out-Licenses 3.23(c) Company Permits 3.25(a) Company Preferred Stock 3.9(a) Term Section Company Product 1.9 Company Proxy Statement 3.7(b) Company Public Reports 3.12(a) Company RSU 2.4(d) Company Stock Options 2.4(a) Company Stockholders Meeting 3.7(b) Company Tax Incentives 3.21(h) Company Technology 1.9 Company Voting Agreements Recitals VMware Confidentiality Agreement 5.3(c) Contracts 1.9 Converted Parent RSU 2.4(d) Converted Stock 2.3(a)(iiOption 2.4(a) Voting Copyrights 1.9 D&O Replacement Policy 5.10(c) D&O Tail Policy 5.10(c) Defined Benefits 4.18(g) Depositary Bank 5.13(a) DGCL 1.1(a) Disclosing Party 5.3(a) Disclosure and Transparency Rules 4.11(a) Dissenting Company Shares 2.5 Effective Time 1.3 Effects 1.9 Environmental Laws 3.22 Environmental Permits 3.22 ERISA 3.19(a) ERISA Affiliate 3.19(c) ESPP 2.4(h) Excess ADSs 2.3(f)(i) Exchange Act 3.7(b) Exchange Agent 2.3(b) Exchange Agent Agreement 2.3(b) Exchange Fund 2.3(b) Exchange Ratio 2.1(c) Exchange Trust 2.3(f)(i) Expenses 5.17 Form 8-A Registration Statement 5.6(a) Form F-4 Registration Statement 4.7(b) Form F-6 Registration Statement 4.7(b) General Ruling 5.24(a)(ii) Governmental Authorizations 3.7 Term Section Governmental Entity 3.7 Hazardous Substances 1.9 HSR Act 3.7(d) Indemnified Parties 5.10(a) Intellectual Property Rights 1.9 Internet Assets 1.9 Investment Center 3.21(j) IP Registrations 1.9 Irrevocable VAT 1.9 IRS 3.19(b) ISA Approval 5.25 Israeli Benefit Plan 1.9 Israeli Government Grants 3.21(j) Israeli Options Tax Ruling 5.23(a)(i) Israeli Sub 1.9 Israeli Tax Certificate 2.3(g) Israeli Tax Rulings 5.23(a)(ii) ITA 3.19(b) ITO 2.3(c)(v) Knowledge 1.9 Lapsed Performance Awards 4.9(f) Laws 1.9 Legal Actions 1.9 Liabilities 3.15 Liens 1.9 Listing Rules 4.3 Maximum Premium 5.10(c) Merger Recitals WARN Act 3.13(cMerger Consideration 2.1(c)(iii) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Sub Preamble

Appears in 1 contract

Samples: Agreement and Plan of Merger (Zoran Corp \De\)

INDEX OF DEFINED TERMS. (ContinuedTerms Section 2018 Convertible Notes 10.14 2020 Convertible Notes 10.14 Acceptable Confidentiality Agreement 7.2(a) Definition Location Person 8.3(eeAcquisition Proposal 10.14 Action 5.7(a) Personal Data 3.22(aAffiliate 10.14 Agreement Preamble Alternative Acquisition Agreement 7.2(a)(iv) Pivotal Alternative Financing 7.16(a) Antitrust Laws 7.5(d) Applicable Date V Articles of Merger 1.3 Bankruptcy and Equity Exception 5.3(a) Book Entry Share 4.1(a) Business Day 10.14 Bylaws 2.2 Capital Expenditures 7.1(b)(xvi) Change of Ownership Forms 7.1(e)(ii) Change of Recommendation 7.2(b)(v) Charter 2.1 Claim 7.11(a) Class A Common Units 5.2(a) Closing 1.2 Closing Date 1.2 Code 10.14 Commitment Letters 6.5(b) Company Preamble Pivotal Acquirer 3.19(i) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bCompany Equity Awards 10.14 Company ESPP 4.3(e) Pivotal Charter 3.1(bCompany Financial Statements 5.5(d) Pivotal Class A Stockholder Approval 3.4(aCompany Indemnity Agreements 7.11(a) Pivotal Data 8.3(ffCompany Leases 10.14 Company Long-Term Incentive Cash Award 4.3(c) Pivotal Company OP 5.19 Company Option 4.3(a) Company Other Award 4.3(d) Company Performance Share 4.3(c) Company Permits 5.10(a) Company Plan 5.8(a) Company Properties 5.13(a) A-1 Company Property 5.13(a) Company Recommendation 5.3(c) Company Reports 5.5(a) Company Restricted Share 4.3(b) Company Stockholders Meeting 7.4(a) Company Termination Payment 9.5(b) Company Title Insurance Policy 5.13(c) Confidentiality Agreement 10.14 Continuing Employee 7.9(a) Contract 5.4(b) Credit Support Agreement 5.19 D&O Insurance 7.11(c) Debt Commitment Letter 6.5(b) Debt Documents 7.16(a) Debt Financing 6.5(b) Director Deferred Compensation Plans 4.3(d) Disclosure Schedule 10.14 DOJ 7.5(b) Effective Time 1.3 Environmental Law 10.14 Environmental Permits 5.14(a)(ii) Equity Commitment Letter Article III Pivotal ESPP 2.3(e6.5(b) Pivotal Equity Financing 6.5(b) ERISA 10.14 ERISA Affiliate 5.8(d) ERISA Plan 5.8(c) Escrow Account 9.6(b)(i) Exchange Act 5.4(a) Excluded Share 4.1(a) Excluded Shares 4.1(a) Existing Indebtedness 10.14 Existing Loan Documents 7.1(b)(ix) Existing M&A Agreement 5.11(a)(vii) Expense Reimbursement Payment 9.5(c) Financing 6.5(b) Financing Failure Event 10.14 Financing Purposes 6.5(a) Financing Sources 10.14 Financing Sources Protection Provisions 10.2 Fraud and Bribery Laws 5.9(b) FTC 7.5(b) GAAP 5.5(c) Xxxxxxx Xxxxx 5.3(b) Governmental Authority 5.4(a) Ground Lease 5.13(e) Ground Leases 5.13(e) Guarantors Recitals Guaranty Recitals Hazardous Substance 10.14 HSR Act 10.14 Incentive Stock Option 4.3(a) Indebtedness 10.14 Indemnified Parties 7.11(a) Intellectual Property 8.3(gg10.14 Interim Period 7.1(a) Pivotal Intellectual Property Registrations 8.3(hhIntervening Event 10.14 IRS 5.8(c) Pivotal IPO Date 8.3(iiIT Assets 10.14 JV 10.14 Knowledge of the Company 10.14 Laws 5.9(a) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting Lazard 5.3(b) Pivotal Technology 8.3(mmLenders 6.5(b) Pivotal Training Data 8.3(nnLetter of Transmittal 4.2(c)(i) Privacy Laws 3.22(cLiability Limitation 10.5(g) Processing 3.22(cLien 10.14 Maryland Courts 10.5(c) Material Adverse Effect 10.14 Material Company Leases 5.13(g) Material Contract 5.11(a) Material Property Adverse Effect 10.14 Merger Recitals Merger Consideration 4.1(a) Merger Sub Preamble MGCL Recitals Multiemployer Plan 5.8(b) Nonqualifying Income 10.14 NYSE 5.4(a) Orders 8.1(c) Organizational Documents 10.14 Outside Date 9.2(a) Parent Preamble Parent Benefit Plan 7.9(b) Parent REIT Affiliate 9.7(a) Parent Related Party 10.2 Parent Termination Payment 9.5(d) Parent Title Insurance Commitments 10.14 Paying Agent 4.2(a) Payment Fund 4.2(b) Permitted Investment 4.2(b) Permitted Lien 10.14 Person 10.14 Preferred Shares 5.2(a) Proxy Statement 3.8 Related Person 3.26 7.3(a) Qualified REIT Subsidiary 5.15(g) Qualifying Income 10.14 Registered 10.14 REIT 10.14 REIT Qualification Ruling 9.6(b) REIT Requirements 10.14 Release Document 9.6(b) Representatives 7.2(a) Required Financial Information 7.17(a)(v) Requisite Stockholder Vote 5.3(a) Restructuring Steps 7.18 Revolving Credit Facility Agreement 10.14 SDAT 1.3 SEC 10.14 Section 9.5(b) Amount 9.7(b) Section 9.5(b) Amount Parent Letter 9.7(b) Section 9.5(d) Amount 9.6(b) Section 9.5(d) Amount Company Letter 9.6(b) Section 9.5(d) Amount Tax Opinion 9.6(b) Securities Act 5.2(i) Share 4.1(a) Shares 4.1(a) Significant Subsidiary 10.14 SOX Act 5.5(a) Stock Certificate 4.1(a) Stock Plan 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Stockholders Recitals Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 10.14 Superior Proposal 5.2(j)(iii) Support Agreement Recitals 10.14 Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qqTail Period 7.11(c) Tax Sharing Agreement 8.3(rrReturns 10.14 Taxable REIT Subsidiary 5.15(g) Taxes 8.3(ss10.14 Term Loan Credit Agreement 10.14 Termination Payments 9.5(d) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Third Party Consents 7.19 Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”7.14 Transactions 4.2(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Forest City Realty Trust, Inc.)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section Acceptable Confidentiality Agreement 6.2(b) Definition Location Person 8.3(eeAcquisition Proposal 9.14 Acquisition Transaction 9.14 Action 9.5(b)(iii) Personal Affiliate 9.14 Agreement Preamble Alternative Acquisition Agreement 6.2(a) Anti-Bribery Law 9.14 Antitrust Laws 9.14 Applicable Date 4.5(a) Bankruptcy and Equity Exception 4.3 BIS 9.14 Business Day 9.14 Bylaws 2.2 Capitalization Date 4.2(a) Capped Call Documentation 9.14 Capped Call Transactions 9.14 CARES Act 9.14 Certificate 3.1(a)(i) Certificate of Incorporation 2.1 Certificate of Merger 1.3 CFIUS 9.14 CFIUS Clearance 9.14 CFIUS Termination Fee 8.5(e) Change in Recommendation 6.2(d) Closing 1.2 Closing Date 1.2 Code 3.2(f) Communications Laws 9.14 Company Preamble Company Balance Sheet 4.8 Company Bylaws 4.4(b) Company Certificate of Incorporation 4.4(b) Company Data 3.22(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal 9.14 Company Disclosure Letter Article III Pivotal ESPP 2.3(eARTICLE IV Company Equity Award 9.14 Company IP 4.16(b) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Company Material Adverse Effect 4.1 VMware Special Committee Recitals VMware 9.14 Company Material Leased Real Property 4.17 Company Material Real Property Lease 4.17 Company Option 3.5(a) Company Plan 9.14 Defined Term Section Company Recommendation 4.3 Company Related Parties 8.5(h) Company Reports 4.5(a) Company Requisite Vote 4.3 Company Rights 4.2(a) Company Stock 2.3(a)(iiPlans 3.5(a) Voting Company Stockholders Meeting 6.4(a) Company Termination Fee 8.5(b) Confidentiality Agreement Recitals WARN 9.7 Consent 4.4(a) Continuing Employee 6.9(a) Contracts 4.4(b) Convertible Notes 3.6(a) Convertible Notes Indenture 3.6(a) Cooperation Agreement 9.14 COVID-19 9.14 COVID-19 Measures 9.14 D&O Insurance 6.11(b) Debt Payoff Letter 6.18 DGCL 1.1 Dissenting Shares 3.1(a)(i) DPA 9.14 Effective Time 1.3 Environmental Law 9.14 ERISA 9.14 Exchange Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”4.4(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Vonage Holdings Corp)

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INDEX OF DEFINED TERMS. (ContinuedTerm Section Reference Acceptance Time 1.1(f) Definition Location Person 8.3(eeAgreement Preamble Appointment Time 1.3(a) Personal Data 3.22(aAssets 3.20 Book-Entry Shares 2.8(c) Pivotal Canceled Company Shares 2.7(b) Capitalization Representation 1.1(b) Certificate of Merger 2.1(b) Certificates 2.8(c) Closing 2.3(a) Closing Date 2.3(a) Collective Bargaining Agreements 3.18(a) Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.2(c) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 6.2(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Schedule Article III Pivotal ESPP 2.3(ePreamble Company Indemnified Parties 6.10(a) Pivotal Company Plans 6.9(b) Company Registered Intellectual Property 8.3(gg3.21(b) Pivotal Intellectual Property Registrations 8.3(hhCompany Representatives 6.1(b) Pivotal IPO Date 8.3(iiCompany Securities 3.5(d) Pivotal MTA 8.3(ggCompany Stockholders’ Meeting 2.2(a) Pivotal Option 2.3(aComparable Plans 6.9(b) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Compensation Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(aConfidentiality Agreement 8.8 Consent 3.3 Continuing Directors 1.3(b) Pivotal Stockholder Approvals 3.4(aD&O Insurance 6.10(b) Pivotal Stockholders Meeting 5.3(bDelaware Secretary of State 2.1(b) Pivotal Technology 8.3(mmDissenting Company Shares 2.7(b) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) XxxxxxxxXxxx-Xxxxx Act 3.6(a3.7 EAR 3.23(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bEffective Time 2.1(b) Software 8.3(ooTerm Section Reference Employee Plans 3.17(a) Standards Organizations 3.19(eExchange Fund 2.8(b) Subsidiary 8.3(ppExport Controls 3.23(a) Substituted Option 2.3(a)(iiImport Restrictions 3.23(a) Table of Contents INDEX OF DEFINED TERMS (ContinuedIn-Licenses 3.21(i) Definition Location Substituted RSU 2.3(c)(iiInternational Employee Plans 3.17(a) Superior Proposal 5.2(j)(iiiIP Contracts 3.21(j) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nITAR 3.23(a) Takeover Laws 3.25 Tax Return 8.3(qqLeased Real Property 3.19(b) Tax Sharing Agreement 8.3(rrLeases 3.19(b) Taxes 8.3(ssMaterial Contract 3.12(a) Taxing Authority 8.3(ttMaterial Customer 3.26(a) Technology 8.3(uuMaterial Jurisdiction 1.1(b) Termination Fee 7.3(bMaterial Supplier 3.26(b) Top Customers 3.21 Trade Secrets 8.3(vvMaximum Annual Premium 6.10(b) Trademarks 8.3(wwMerger 2.1(a) Transaction Litigation 5.7 VMware Merger Consideration 2.7(b) Merger Sub Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiMinimum Condition 1.1(b) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”New Plans 6.9(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Acquisition Agreement (Salesforce Com Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following terms have the meanings assigned to such terms in the Sections of this Agreement set forth below opposite such term: Acquisition Agreement 5.3(c) Definition Location Person 8.3(eeAdjusted Initial Closing Shares 2.11(a) Personal Data 3.22(aAgreement Preamble Bankruptcy and Equitable Exceptions 3.4(b) Pivotal Business Day 1.2 Certificate of Merger 1.3 Closing 1.2 Closing Average 2.6 Closing Date 1.2 COBRA Coverage 4.14(d), 3.14(d) Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.5(a) Pivotal Board Recitals Pivotal Company Bylaws 3.1(b3.1 Company Certificate 2.1(d) Pivotal Charter 3.1(bCompany Certificate of Incorporation 3.1 Company Certificates 2.1(d) Pivotal Class A Company Common Stock 2.1 Company Disclosure Schedule 3 Company Employee Plans 3.14(a) Company ERISA Affiliate 3.14(a) Company Financial Statements 3.6(b) Company Insurance Policies 3.18(a) Company Intellectual Property Rights 3.21(a) Company Material Adverse Effect 3 Company Material Contracts 3.9(a) Company Preferred Stock 3.3(a) Company SEC Reports 3.6(a) Company Stipulated Expenses 8.3(d) Company Stock Options 2.4(a) Company Stock Plans 2.4(a) Company Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Company Third Party Intellectual Property 8.3(ggRights 3.21(g) Pivotal Company Warrants 2.2 Company’s Most Recent SEC Balance Sheet 2.10(e)(i) Competing Proposal 5.3(a) Confidentiality Agreement 6.4(b) Contingent Term 2.11(b)(iii) Contingent Value Shares 2.1(b) Designees 6.6 DGCL Recitals Diligence and Reporting Obligations 3.9(c) Dispute Net Cash Determination Date 2.10(d) Dispute Notice 2.10(b) Dissenting Shares 2.1(e) Effective Time 1.3 Emergent 2.11(c) Emergent Event 2.11(c) Emergent Milestone Shares 2.11(c) Emergent Purchase Agreement 2.11(c) environment 3.20(l) Environmental Law 3.20(l) ERISA 3.14(a) Escrowed Shares 2.12 ESPP 2.4(f) Estimated Net Cash 2.10(a) Exchange Act 3.3(d) Excluded Shares 2.3 Financial Statements 3.6(b) First Anticipated Closing Date 2.10(a) Governmental Authority 3.4(d) Xxxxxxxx Xxxxx 4.24 IND 4.11(b), 3.11(b) Indemnified Parties 6.9(b) Initial Closing Shares 2.1(a) Interim Period 5.1(a) IRS 3.14(a) Lapse Date 2.10(b) Law 2.1(e) Lease Documents 3.17(e) Leased Facilities 3.17(b) Leases 3.17(b) Liens 3.2(c) Lock-Up Agreements Recitals Material Permit 3.11(a) Materials of Environmental Concern 3.20(l) Merger Recitals Merger Consideration 2.1(d) Merger Sub Preamble Merger Sub Common Stock 2.5 Most Recent Balance Sheet 3.7 Most Recent Balance Sheet Date 3.7 Net Cash 2.10(e)(i) Net Cash Statement 2.10(a) New Parent Proposal 5.3(c) NGM 2.6 Non-Dispute Net Cash Determination Date 2.10(c) Option Exercise Period 2.4(b) Order 5.3(b) Other Filings 6.1(b) Parent Preamble Parent Board Recommendation 4.5(a) Parent Common Stock 2.1(a) Parent Disclosure Schedule 4.0 Parent Employee Plans Affiliate 4.14(a) ii Parent ERISA Affiliate 4.14(a) Parent ESPP Shares 4.3(b) Parent Financial Statements 4.6(b) Parent Insurance Policies 4.18(a) Parent Intellectual Property Registrations 8.3(hhRights 4.21(a) Pivotal IPO Date 8.3(iiParent Lease Documents 4.17(e) Pivotal MTA 8.3(ggParent Leased Facilities 4.17(b) Pivotal Parent Leases 4.17(b) Parent Material Adverse Effect 4.0 Parent Material Contracts 4.9(a) Parent Material Permit 4.11(a) Parent Option 2.3(aShares 4.3(b) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Parent Preferred Stock 3.2(a4.3(a) Pivotal Products 8.3(kkParent Share Amount 2.1(c) Pivotal Returns 3.15(aParent SEC Reports 4.6(a) Pivotal RSU 2.3(cParent Stipulated Expenses 8.3(d) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Parent Stock Plans 2.3(a4.3(b) Pivotal Parent Stockholder Approvals 3.4(aApproval 4.4(a) Pivotal Stockholders Meeting Parent Third Party Intellectual Property Rights 4.21(g) Parent Warrant Shares 4.3(b) Parent Warrants 4.3(b) Parent’s Most Recent Balance Sheet 4.7 Parent’s Most Recent Balance Sheet Date 4.7 Proxy Statement 3.16(b) Registered Company Intellectual Property Rights 3.21(c) Registered Parent Intellectual Property Rights 4.21(c) Registration Statement 3.16(a) Regulation S-K 3.9(a) Release 3.20(l) reporting tail coverage 6.9(a) Representative 5.3(a) Returns 3.19(b) SEC 3.2(d) Securities Act 3.2(c) Special Meetings 3.16(b) Superior Competing Proposal 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu3.19(a) Termination Fee 7.3(b8.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(wwThird Party 5.3(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiDocument 5.3(c) Voting Agreement Agreements Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents iii AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated is made and entered into as of August 22October 14, 2019, is between VMware2009 by and among OXiGENE, Inc., a Delaware corporation (“VMwareParent”), Raven Transaction OXiGENE Merger Sub, Inc., a Delaware corporation and a wholly-wholly owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareVaxGen, Inc., a Delaware corporation (the PivotalCompany”) and Xxxxx Xxxxx, as representative of the Company’s stockholders (the “Stockholder Representative”). Parent, Merger Sub and the Company are sometimes referred to herein each individually as a “Party” and, collectively, as the “Parties.

Appears in 1 contract

Samples: Lock Up Agreement (Oxigene Inc)

INDEX OF DEFINED TERMS. (ContinuedSection .pdf 8.3 Acceptable Confidentiality Agreement 8.15(b)(i) Definition Location Person 8.3(eeAffiliates 8.15(a) Personal Data 3.22(aAgreement Preamble Anti-Corruption Laws 3.7(c) Pivotal Antitrust Laws 8.15(b)(ii) Bid 8.15(b)(iii) Book—Entry Shares 2.1(a)(i) Bribery Act 3.7(c) Business Day 8.15(b)(iv) Cancelled Shares 2.1(a)(iii) Cash Consideration 2.1(a)(i) Certificate 2.1(a)(i) Certificate of Merger 1.3 Closing 1.2 Closing Date 1.2 Code 8.15(b)(v) Collective Bargaining Agreement 3.14 Commitment Letter 8.15(b)(vi) Company Preamble Pivotal Acquirer 3.19(iCompany 401(k) Pivotal Plan 5.5(c) Company Acquisition Agreement 5.4(e) Company Adverse Recommendation Change 5.4(e) Company Approvals 3.3(d) Company Benefit Plan 8.15(b)(vii) Company Board of Directors Recitals Pivotal Company Bylaws 3.1(b) Pivotal Charter Company Certificate 3.1(b) Pivotal Class A Company Common Stock Recitals Company Disclosure Schedule Article III Company Employees 5.5(a) Company Financial Statements 3.4(b) Company Indemnified Parties 5.10(a) Company Intellectual Property 8.15(b)(viii) Company Intervening Event 8.15(b)(ix) Company Leased Real Property 3.16 Company Licensed Intellectual Property 8.15(b)(x) Company Material Adverse Effect 8.15(b)(xi) Company Material Contracts 3.19(a) Company Organizational Documents 3.1(b) Company Owned Intellectual Property 8.15(b)(xii) Company Owned Real Property 3.16 Company Permits 3.7(b) Company Preferred Stock 3.2 Company Real Property Leases 3.16 Company Recommendation Recitals Company Registrations 8.15(b)(xiii) Company Restricted Stock Award 2.3(b) Company RSU Award 2.3(a) Company SEC Documents 3.4(a) Company Shares Recitals Company Stock Awards 2.3(c) Company Stock Plans 8.15(b)(xiv) Company Stockholder Approval 3.4(a3.3(b) Pivotal Data 8.3(ffCompany Stockholder Meeting 5.7(c) Pivotal Disclosure Letter Article III Pivotal Company Superior Proposal 8.15(b)(xv) Company Takeover Proposal 8.15(b)(xvi) Company Takeover Transaction 7.3(a) Company Termination Fee 7.3(d) Confidentiality Agreement 5.1 Contract 8.15(b)(xvii) control 8.15(a) Copyrights 8.15(b)(xviii) Delaware Secretary 1.3 DGCL Recitals DGCL 262 2.1(b) Dissenting Shares 2.1(b) Documentation 8.15(b)(xix) Effective Time 1.3 End Date Section 8.15(b)(xx) Environmental Law 8.15(b)(xx) ERISA Affiliate 8.15(b)(xxii) ESPP 2.3(e) Pivotal Exchange Act 3.3(d) Exchange Agent 2.2(a) Exchange Agent Agreement 2.2(a) Exchange Fund 2.2(b) Exchange Ratio 8.15(b)(xxiii) Exchange Ratio Reduction Amount 2.1(a)(ii) Export Approvals 3.7(e) FCPA 3.7(c) Final Purchase Date 2.3(e) Financing 8.15(b)(xxiv) Financing Sources 8.15(b)(xxv) Focal Adjustments Section 8.15(b)(xxvi) Foreign Plan 3.9(i) Fractional Share Cash Amount 2.1(d) GAAP 3.4(b) Government Contract 8.15(b)(xxvi) Governmental Entity 8.15(b)(xxviii) Grant Date Fair Value Section 8.15(b)(xxix) Hazardous Materials 8.15(b)(xxix) HSR Act 3.3(d) Indebtedness 8.15(b)(xxxi) Initial End Date 7.1(b) Intellectual Property 8.3(gg8.15(b)(xxxii) Pivotal Intellectual Property Registrations 8.3(hh8.15(b)(xxxiii) Pivotal IPO Date 8.3(iiInterim Award Section 8.15(b)(xxxiv) Pivotal MTA 8.3(ggInterim Award Exchange Ratio Section 8.15(b)(xxxv) Pivotal Option 2.3(aIRS 3.9(a) Pivotal Option Cash Out Amount 2.3(a)(iknowledge 8.15(a) Pivotal Plans 3.12(aLaw 3.7(a) Pivotal Laws 3.7(a) Letter of Transmittal 2.2(c) Liability 8.15(b)(xxxiv) Lien 3.3(e) Mask Works 8.15(b)(xxxvii) Maximum Share Number 2.1(a)(ii) Merger Consideration 2.1(a)(i) Merger Sub Preamble Merger Sub By-laws 4.1(b) Merger Sub Certificate 4.1(b) Merger Sub Organizational Documents 4.1(b) Multiemployer Plan 3.9(d) Multiple Employer Plan 3.9(d) Nasdaq 8.15(b)(xxxviii) Nonqualified Deferred Compensation Plan 3.9(g) OFAC 8.15(b)(xxxix) Offering Period 2.3(e) Open Source Material 8.15(b)(xli) Order 8.15(b)(xlii) Parent Preamble Parent 401(k) Plan 5.5(c) Parent Approvals 4.3(c) Parent Articles 4.1(b) Parent Board of Directors Recitals Parent By-laws 4.1(b) Parent Closing Trading Price 8.15(b)(xlv) Parent Common Stock 4.2 Parent Disclosure Schedule Article IV Parent Financial Statements 4.4(b) Parent Material Adverse Effect 8.15(b)(xliii) Parent Organizational Documents 4.1(b) Parent Owned Intellectual Property 8.15(b)(xii) Parent Permits 4.7(b) - 96 - Parent Preferred Stock 3.2(a4.2 Parent Registrations 8.15(b)(xiii) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Parent SEC Documents 3.6(a4.4(a) Pivotal Software 8.3(llParent Severance Plan 5.5(a) Pivotal Special Committee Recitals Pivotal Parent Signing Trading Price 8.15(b)(xlv) Parent Stock Awards 3.2(e) Pivotal 4.2 Parent Stock Options 4.2 Parent Stock Plans 2.3(a8.15(b)(xliv) Pivotal Stockholder Approvals 3.4(aParent Termination Fee 7.3(a) Pivotal Stockholders Meeting 5.3(bParties Preamble Party Preamble Patent Rights 8.15(b)(xlviii) Pivotal Technology 8.3(mmPerformance Bonus Section 8.15(b)(l) Pivotal Training Data 8.3(nnPermitted Lien 8.15(b)(l) Privacy Laws 3.22(cPermitted New Hires 8.15(b)(lx) Processing 3.22(cperson 8.15(a) Post-Closing Plans 5.5(a) Premium Cap 5.10(c) Prohibited Person 8.15(b)(lii) Proposed Dissenting Shares 2.1(b) Proxy Statement 3.8 Related Person 3.26 Statement/Prospectus 8.15(b)(liv) Qualified Plan 3.9(c) Release 8.15(b)(lv) Representatives 5.2(aSection 8.15(b)(lvi) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(iiRevenue Cap Section 5.6(e) Xxxxxxxx-Xxxxx Act 3.6(a3.4(a) Schedule 13E-3 3.8 SEC Article III 8.15(b)(lvi) Second Request 5.6(c) Securities Act 3.5(b3.3(d) Software 8.3(oo8.15(b)(lviii) Standards Organizations 3.19(eSRO 8.15(b)(lx) Subsidiary 8.3(ppStock Consideration 2.1(a)(i) Substituted Option 2.3(a)(iiSubsidiaries 8.15(a) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nTarget Cash Bonus Opportunity Section 8.15(b)(lxi) Takeover Laws 3.25 Target Commision Opportunity Section 8.15(b)(lxii) Target Equity Incentive Opportunity Section 8.15(b)(lxiii) Tax Section 8.15(b)(lxiv) Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt8.15(b)(lxv) Technology 8.3(uu) Termination Fee 7.3(b8.15(b)(lxvi) Top Customers 3.21 Trade Secrets 8.3(vvCustomer 8.15(b)(lxvii) Top Distributor 8.15(b)(lxviii) Top Supplier 8.15(b)(lxix) Trademarks 8.3(ww8.15(b)(xxxii)(B) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Willful Breach 8.15(b)(lxvii), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Analog Devices Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference 401(k) Definition Location Person 8.3(eePlan 1.1(ddd)(xiv) Personal Data 3.22(aAgreement Preamble Alternative Acquisition Agreement 5.3(a) Pivotal Alternate Debt Financing 6.5(e) Annual Bonus 6.11(c) Capex Budget 5.2(k) Capitalization Date 3.7(a) Certificate of Merger 2.2 Term Section Reference Certificates 2.9(c) Chosen Courts 9.10 Closing 2.3 Closing Date 2.3 Commitment Letters 4.12(a) Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(d)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan 6.11(c) Pivotal Intellectual Property 8.3(ggCompany Related Parties 8.3(g)(iii) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(aArticle III Company Securities 3.7(d) Pivotal Company Software 8.3(ll3.16(e) Pivotal Special Committee Company Stockholder Meeting 6.4(a) Continuation Period 6.11(a) Copyrights 1.1(yy) Covenant Exceptions 5.1 D&O Insurance 6.10(c) Data Privacy Requirements 3.21 Debt Commitment Letter 4.12(a) Debt Financing 4.12(a) DGCL Recitals Pivotal Stock Awards 3.2(eDissenting Company Shares 2.7(c) Pivotal Stock DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.14 Enforceability Exceptions 3.2 Equity Award Consideration 2.8(c) Equity Award Holders 2.8(d) Equity Commitment Letter 4.12(a) Equity Financing 4.12(a) Final Exercise Date 2.8(e) Financing 4.12(a) Foreign Plans 2.3(a3.18(a) Pivotal Stockholder Approvals 3.4(aGuarantee Recitals Guarantor Recitals Xxxxxxxx Xxxxx 3.3(b) Pivotal Stockholders Meeting 5.3(bIndemnified Persons 6.10(b) Pivotal Technology 8.3(mmLease 3.14 Leased Real Property 3.14 Marks 1.1(yy) Pivotal Training Data 8.3(nnMaximum Annual Premium 6.10(c) Privacy Merger Recitals Merger Sub Preamble Term Section Reference Multiemployer Plan 3.18(b) New Plan 6.11(b) Notice Period 5.3(c)(i)(2) Old Plans 6.11(b) Option Consideration 2.8(a) Other Applicable Antitrust Laws 3.22(c6.2 Other Indemnified Persons 6.10(e) Processing 3.22(cOther Required Company Filing 6.3(b) Owned Company Shares 2.7(a)(iii) Owned Real Property 3.14 Parent Preamble Parent Termination Fee 8.3(c) Party Preamble Patents 1.1(yy) Payment Agent 2.9(a) Payment Fund 2.9(b) Per Share Price 2.7(a)(ii) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a6.3(a) PSU Consideration 2.8(c) Real Property 3.14 Requisite Stockholder Approval 3.4 Required VMware Filing 5.3(cAmount 4.12(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bConsideration 2.8(b) Software 8.3(oo1.1(yy) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n2.1 Termination Date 8.1(c) Takeover Laws 3.25 Tax Return 8.3(qqTransfer Taxes 8.3(a) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Uncertificated Shares 2.9(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Quotient Technology Inc.)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee2006 Plan 3.2(a) Personal Data 3.22(a2011 Operating Plan 8.3(ii) Pivotal Acquisition Proposal 5.2(c) Action 3.7 Adverse Recommendation Change 5.2(d) Affiliate 8.3(a) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.2(d) Pivotal Alternative Financing 5.14(a) Antitrust Law 5.6(f) Apollo Portfolio Company 8.3(b) BIS 8.3(c) Book-Entry Shares 2.2(b) Business Assets 3.14(c) Business Day 8.3(d) Certificate of Merger 1.3 Certificates 2.2(b) Closing 1.2(a) Closing Date 1.2(a) Code 2.3 Coface Agreement 8.3(e) Communications Laws 5.6(f) Communications Licenses 3.16(a) Company Preamble Company Board Recitals Pivotal 3.3 Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Earth Station 3.19 Company Employee 5.7(a) Pivotal Company Intellectual Property 8.3(gg3.15(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Labor Agreement 3.10(a) Pivotal IPO Date 8.3(iiCompany Plans 3.9(a) Pivotal MTA 8.3(ggCompany Satellite 8.3(f) Pivotal Company SEC Documents 3.5(a) Company Service 5.1(c) Company Stock Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Company Stock Plans 2.3(a3.2(d) Pivotal Company Stockholder Approvals Approval 3.3 Company Stockholders Meeting 5.3(c) Company’s Existing and Planned Networks 3.17(d) Concession Agreement 3.18 Confidentiality Agreement 5.5(d) Continuing Indebtedness 1.7(b) Contract 3.4(a) Pivotal Stockholders Meeting 5.3(bcontrol 8.3(g) Pivotal Technology 8.3(mmCoordination Agreement 3.18 Data Room 8.3(h) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(iiDDTC 8.3(i) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiDelaware Secretary of State 1.3 DGCL 1.1 Dissenting Shares 2.4 DOJ 5.6(b) Superior Proposal 5.2(j)(iiiEffective Time 1.3 Employee Protection Period 5.7(a) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nEnvironmental Laws 3.11(g) Takeover Environmental Permits 3.11(g) ERISA 3.9(a) Exchange Act 3.4(b) Export Control Laws 3.25 Tax Return 8.3(qq5.6(f) Tax Sharing Agreement 8.3(rrExport Licenses 3.20 FCC 3.4(b) Taxes 8.3(ssFCC Administrative Challenges 5.6(c) Taxing Authority 8.3(ttFCC Consent Application 5.6(a) Technology 8.3(uuFCC Consents 3.4(b) Termination Fee 7.3(bLetters 4.6(b) Top Customers 3.21 Trade Secrets 8.3(vvFinancing 4.6(a) Trademarks 8.3(wwFinancing Commitment 5.14(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiFinancing Letters 4.6(b) Voting Agreement Recitals WARN Act Foreign Antitrust Laws 3.4(b) Foreign Company Plan 3.9(c) FTC 5.6(b) Furnished Reports 3.5(a) GAAP 3.5(b) Government Contract 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Governmental Entity 3.4(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Hughes Network Systems, LLC)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section Acquisition 7.3(b)(iii) Definition Location Person 8.3(eeAcquisition Proposal 5.3(g)(i) Personal Data 3.22(aAction of Divestiture 5.6(d) Pivotal Agreement Preamble Pivotal Acquirer 3.19(ithe business of 8.3(a) Pivotal Board Business Day 1.2 Cashed-Out Options 1.6(b)(iii)(1) Certificate of Merger 1.2 Certificates 1.8(c) Change of Recommendation 5.3(d) Change of Recommendation Notice 5.3(d)(iii) Closing 1.2 Closing Date 1.2 COBRA 2.15(a) Code 1.8(d) Company Recitals Pivotal Bylaws 3.1(bCompany Balance Sheet 2.4(b) Pivotal Company Charter 3.1(bDocuments 2.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Common Stock Preamble Company Disclosure Letter Article III Pivotal ESPP 2.3(eII Company Employee Plan 2.15(a) Pivotal Company Financials 2.4(b) Company Intellectual Property 8.3(ggRights 2.8(c) Pivotal Company Material Contract 2.16(a) Company Options 2.2(b) Company Preferred Stock 2.2(a) Company Registered Intellectual Property Registrations 8.3(hh2.7(a) Pivotal IPO Date 8.3(iiCompany SEC Reports 2.4(a) Pivotal MTA 8.3(ggCompany Stock Plans 2.2(b) Pivotal Option 2.3(aCompany Warrants 2.2(b) Pivotal Option Cash Out Amount 2.3(a)(iCompany’s Financial Advisor 2.20 Computer Systems 2.8(a) Pivotal Plans 3.12(aConfidentiality Agreement 5.4(a) Pivotal Preferred Stock 3.2(aContract 2.1(a) Pivotal Products 8.3(kkCopyrights 2.8(a) Pivotal Returns 3.15(aDelaware Law Recitals Dissenting Shares 1.7(a) Pivotal RSU DOJ 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(iDOL 2.15(a) Pivotal SEC Documents 3.6(aEffect 8.3(d) Pivotal Software 8.3(llEffective Time 1.2 Employee 2.15(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eEmployee Agreement 2.15(a) Pivotal Stock Plans 2.3(aEnd Date 7.1(b) Pivotal Stockholder Approvals 3.4(aEnvironmental or Health and Safety Claim 2.12(a) Pivotal Stockholders Meeting 5.3(bEnvironmental Laws 2.12(a) Pivotal Technology 8.3(mmERISA 2.15(a) Pivotal Training Data 8.3(nnERISA Affiliate 2.15(a) Privacy Laws 3.22(cESPP 1.6(b)(iii)(3) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Exchange Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”2.3(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Kanbay International Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Agreement Preamble Alternative Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAnnual Bonus 6.10(d) Personal Data 3.22(aAnti-Corruption Laws 3.14 Assumed Restricted Stock Award 2.8(b) Pivotal Assumed RSU Award 2.8(c)(iii) Capitalization Date 3.5(a) Care Professional 3.12(e) Cash-Out Equity Award Consideration 2.8(c)(i) Cash-Out Equity Award Holders 2.8(f) Cash-Out Option Consideration 2.8(a)(i) Cash-Out RSU Consideration 2.8(c)(i) Certificate of Merger 2.2 Certificates 2.9(c) Chosen Courts 9.11 Closing 2.3 Term Section Reference Closing Date 2.3 Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.2(b) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(d)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan 6.10(d) Pivotal Intellectual Property 8.3(ggCompany Information Systems 3.26(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Related Parties 8.3(e)(i) Pivotal IPO Date 8.3(iiCompany SEC Documents Article III Company Securities 3.5(e) Pivotal MTA 8.3(ggCompany Stockholder Meeting 6.4(a) Pivotal Option 2.3(a) Pivotal Converted Option Cash Out Amount 2.3(a)(iAward 2.8(a)(ii) Pivotal Plans 3.12(aConverted RSU Cash Award 2.8(c)(ii) Pivotal Preferred Stock Counterparties 1.1(l) D&O Insurance 6.9(c) De-Identified Data 3.26(g) DGCL Recitals Dissenting Company Shares 2.7(c) DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.15 Enforceability Exceptions 3.2(a) Pivotal Products 8.3(kkExtended Termination Date 8.1(c) Pivotal Returns 3.15(aIndemnified Persons 6.9(a) Pivotal RSU 2.3(cInitial Termination Date 8.1(c) Pivotal RSU Cash Out Amount 2.3(c)(iLeased Real Property 3.15(c) Pivotal SEC Documents 3.6(aMaterial Contract 3.22(b) Pivotal Software 8.3(llMaterial Real Property Lease 3.15(c) Pivotal Special Committee Maximum Annual Premium 6.9(c) Merger Recitals Pivotal Stock Awards 3.2(eMerger Sub Preamble New Plan 6.10(e) Pivotal Stock Plans 2.3(aNotice Period 5.3(c)(ii)(A) Pivotal Stockholder Approvals 3.4(aOIG 3.12(f) Pivotal Stockholders Meeting 5.3(bOld Plan 6.10(e) Pivotal Technology 8.3(mmOther Indemnified Persons 6.9(e) Pivotal Training Data 8.3(nnOther Required Company Filing 6.3(b) Privacy Laws 3.22(cOwned Company Shares 2.7(a)(iii) Processing 3.22(cParent Preamble Parent 401(k) Plan 6.10(f) Parent Material Adverse Effect 7.3(a) Parent Related Parties 8.3(e)(ii) Parent Termination Fee 8.3(c) Party Preamble Payment Agent 2.9(a) Term Section Reference Payment Fund 2.9(b) Payoff Debt 6.5 Per Share Price 2.7(a)(ii) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a6.3(a) Required VMware Filing 5.3(cQualifying Termination 6.10(d) Rollover Option 2.3(a)(iiRegistered Owned Intellectual Property 3.16(e) Rollover RSU 2.3(c)(iiRemedial Actions 6.2(b) Xxxxxxxx-Xxxxx Act 3.6(aRequisite Stockholder Approval 3.2(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bSecurity Plan 3.26(c) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n2.1 Termination Date 8.1(c) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Ultimate Parent Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiUncertificated Shares 2.9(c) Voting Agreement Agreements Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Withholding Agent 2.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (CVS HEALTH Corp)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section 2016 Plans 5.1(e) Definition Location Person 8.3(eeAcquisition Proposal 8.15(a) Personal Data 3.22(aAffiliates 8.15(b) Pivotal Agreement Preamble Pivotal Acquirer 3.19(iArticles of Merger 1.3 Book-Entry Shares 8.15(c) Pivotal Business Day 8.15(d) Capitalization Date 3.4 Certificates 8.15(e) Change in Recommendation 5.5(c) Closing 1.2 Closing Date 1.2 Code 1.9(c) Company Preamble Company Acquisition Agreement 5.5(a) Company Balance Sheet 3.6(c) Company Board Recitals Pivotal Bylaws 3.1(b3.20 Company Common Stock 1.8 Company Contracts 3.17(a) Pivotal Charter 3.1(bCompany Credit Agreement 8.15(f) Pivotal Class A Stockholder Company Disclosure Schedule Article 3 Company Material Adverse Effect 8.15(g) Company Permits 3.11 Company RSUs 1.9(a) Company SEC Reports 3.6(a) Company Shareholder Approval 3.4(a3.2 Company Shareholders Meeting 5.2(b) Pivotal Data 8.3(ffCompany Stock Plan 1.9(a) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Termination Fee 7.3(a) Pivotal Confidentiality Agreement 5.3 Contract 3.3(a) DOJ 5.4(b) Effective Time 1.3 Employee Benefit Plans 3.16(a) Employee Matters Agreement 1.4 Environmental Laws 8.15(h) ERISA 3.16(a) ERISA Affiliate 3.16(c) Exchange Act 3.3(b) Existing Plans 5.7 FTC 5.4(b) GAAP 3.6(b) Governmental Entity 3.3(b) Hazardous Substance 8.15(i) HSR Act 3.3(b) Indemnified Parties 5.6(a) Indemnified Claims 5.6(a) Intellectual Property 8.3(ggRights 8.15(j) Pivotal Intellectual Law 3.3(a) Leased Real Property Registrations 8.3(hh8.15(k) Pivotal IPO Lien 8.15(l) Merger Recitals Merger Consideration 1.8(a) Merger Sub Preamble Multiemployer Plan 3.16(c) Necessary Consents 3.3(b) Order 3.3(a) Outside Date 8.3(ii7.1(b) Pivotal MTA 8.3(ggOutstanding Proposal 7.3(a) Pivotal Option 2.3(aOwned Real Property 8.15(m) Pivotal Option Cash Out Parent Preamble Parent Material Adverse Effect 8.15(n) Paying Agent 2.1 Pay-off Amount 2.3(a)(i5.8 Permitted Liens 8.15(o) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(cPerson 8.15(p) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(cRecommendation 3.20 Regulatory Law 8.15(q) Rollover Option 2.3(a)(iiRepresentatives 5.5(a) Rollover RSU 2.3(c)(iiSEC 3.6(a) Xxxxxxxx-Xxxxx Securities Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii8.15(r) Superior Proposal 5.2(j)(iii8.15(s) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nTaxes 8.15(t) Takeover Laws 3.25 Tax Return 8.3(qq8.15(u) Tax Sharing Agreement 8.3(rrMatters Agreements 1.4 WBCL 8.15(v) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated ) is made and entered into as of August 22October 7, 2019, is between VMware2015 by and among Gannett Co., Inc., a Delaware corporation (“VMwareParent”), Raven Transaction Jupiter Merger Sub, Inc., a Delaware Wisconsin corporation and a wholly-wholly owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareJournal Media Group, Inc., a Delaware Wisconsin corporation (“PivotalCompany”). Capitalized terms used but not defined in the context in which they are used shall have the respective meanings assigned to such terms in Section 8.15.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Journal Media Group, Inc.)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 6.2(a) Personal Data 3.22(aAcceptance Time 1.1(c) Pivotal Acquisition Proposal 6.2(i)(i) Action 4.10 Adverse Recommendation Change 6.2(b)(i) Affiliate 9.3(a) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 6.2(b)(ii) Pivotal Book-Entry Shares 3.4(b) Business Day 9.3(b) Certificate of Merger 2.3 Certificates 3.4(b) CFPB 1.3(c) CFPB Order 4.11(e) Closing 2.2 Closing Date 2.2 COBRA 4.12(c)(x) Code 3.4 Collection Costs 8.3(e) Company Preamble Company Board Recitals Pivotal Company Bylaws 3.1(b4.1(b) Pivotal Company Charter 3.1(b4.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal IV Company Intellectual Property 8.3(gg4.19(a)(i) Pivotal Company Plans 4.12(a) Company Preferred Stock 4.2(a) Company Product 4.19(a)(iv) Company Proprietary Technology 4.19(h) Company Registered Intellectual Property Registrations 8.3(hh4.19(a)(v) Pivotal IPO Date 8.3(iiCompany RSU Award 3.2(b) Pivotal MTA 8.3(ggCompany SEC Documents 4.6(a) Pivotal Company Stock Awards 4.2(b) Company Stock Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kkCompany Stock Plan 3.2(a) Pivotal Returns 3.15(aCompany Termination Fee 8.3(b) Pivotal RSU 2.3(cCompany-Owned Intellectual Property Rights 4.19(a)(ii) Pivotal RSU Cash Out Amount 2.3(c)(iCompany-Owned Technology 4.19(a)(iii) Pivotal SEC Documents 3.6(aConfidentiality Agreement 6.3 Continuing Employees 6.18(b) Pivotal Software 8.3(llContract 4.5(a) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(econtrol 9.3(c) Pivotal Stock Plans 2.3(aCopyrights 4.19(a)(vii) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiDAA 4.30(c) Superior Proposal 5.2(j)(iiiDelaware Secretary of State 2.3 delinquent party 8.3(e) Support Agreement DGCL Recitals Surviving Corporation 1.1 Systems 3.19(nDissenting Shares 3.6 Effective Time 2.3 Enumerated Laws 4.11 Environmental Law 4.14(b) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Equity Awards 3.2(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Intersections Inc)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Acquisition Termination Fee 8.3(b)(iv) Definition Location Person 8.3(eeAgreement Preamble Alternative Acquisition Agreement 5.3(a) Personal Data 3.22(aBIS 3.21(b) Pivotal Bylaws 3.1 Capitalization Date 3.7(a)(i) Casdin PGEF II Preamble Pivotal Acquirer 3.19(iCasdin PMF Preamble Casdin Transaction Recitals Change of Recommendation Termination Fee 8.3(b)(iii) Pivotal Charter 3.1 Chosen Courts 9.10 Closing 2.2 Closing Date 2.2 Collective Bargaining Agreement 3.19(a) Company Preamble Company Board Recitals Pivotal Bylaws 3.1(bRecommendation 3.3(a) Pivotal Charter 3.1(bCompany Board Recommendation Change 5.3(b) Pivotal Class A Stockholder Approval 3.4(aCompany Breach Notice Period 8.1(e) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Company Intellectual Property 8.3(gg3.16(b) Pivotal Intellectual Property Registrations 8.3(hhCompany Owned IP 3.16(b) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a3.7(a)(i) Pivotal Products 8.3(kkCompany Product 3.22(a) Pivotal Returns 3.15(aCompany SEC Reports 3.9 Company Securities 3.7(c) Pivotal RSU 2.3(cCompany Stockholder Meeting 6.4(a) Pivotal RSU Cash Out Amount 2.3(c)(iContracting Parties 9.12 DGCL 3.1 Electronic Delivery 9.14 Expense Reimbursement 8.3(b)(i) Pivotal SEC Documents 3.6(aFDA 3.22(a) Pivotal Software 8.3(llForeign Benefit Plan 3.18(i) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eFully Participating Parties 6.16(a) Pivotal Stock Plans 2.3(aHealthcare Authorities 3.22(a) Pivotal Stockholder Approvals 3.4(aLease 3.14(b) Pivotal Stockholders Meeting 5.3(bLeased Real Property 3.14(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Loan Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nLock-Up Shares 6.15(a) Takeover Laws 3.25 Tax Return 8.3(qqNew Securities 6.16(a) Tax Sharing Agreement 8.3(rrNonparty Affiliates 9.12 OFAC 3.21(b) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Offer Notice 6.16(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Purchase Agreement (Fluidigm Corp)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Acceptable Confidentiality Agreement Section 8.1(a) Definition Location Acquisition Agreement Section 5.4(d) Adverse Recommendation Change Section 5.4(d) Affiliate Section 8.1(b) Agreement Preamble Anti-Corruption Laws Section 3.24(b) Articles of Merger Section 1.5 Associated Party Section 8.1(c) Book-Entry Shares Section 2.1(c)(ii) Business Day Section 8.1(d) Certificates Section 2.1(c)(ii) Chosen Courts Section 8.5 Claim Section 5.6(b) Closing Section 1.4 Closing Date Section 1.4 Code Section 2.2(f) Common Stock Recitals Company Preamble Company 2021 PSU Section 2.3(a)(iii) Company 2022 PSU Section 2.3(a)(iii) Company 401(k) Plan Section 5.5 Company Achieved PSU Section 2.3(a)(iii) Company Assets Section 3.7 Company Balance Sheet Section 3.11 Company Benefit Plan Section 3.15(a) Company Board Recitals Company Board Recommendation Recitals Company Common Stock Section 3.8(a) Company Disclosure Schedule Article III Company Employee Plans Section 3.15(a) Company Equity Awards Section 2.3(a)(v) Company Financial Advisor Section 3.28 Company In Licenses Section 3.19(e) Company IP Contracts Section 5.01(k) Company IP Licenses Section 3.19(e) Company Material Adverse Effect Section 8.1(f) Company Option Section 2.3(a)(i) Company Organizational Documents Section 8.1(g) Company Out Licenses Section 3.19(e) Company Preferred Stock Section 3.8(a) Company Performance Stock Units Section 2.3(a)(iv) Company Qualified Plan Section 3.15(d) Company Registered Intellectual Property Section 3.19(a) Company Restricted Stock Awards Section 2.3(a)(ii) Term Section Company RSU Awards Section 2.3(a)(ii) Company SEC Reports Section 8.1(h) Company Stock Awards Section 3.8(d) Company Stock Plan Section 8.1(e) Compensation Committee Section 2.3(a)(iii) Confidentiality Agreement Section 5.3(b) Contract Section 8.1(j) COVID-19 Section 8.1(f)(iv) Dissenting Shares Section 2.4(a) DOL Section 3.15(b) Effective Time Section 1.5 Enforceability Exceptions Section 8.1(l) Environmental Laws Section 8.1(m) ERISA Section 3.15(a) ERISA Affiliate Section 8.1(n) Exchange Act Section 3.6(b) Excluded Shares Section 2.1(b) Expenses Section 5.10 Expiration Time Section 1.1(c) Export Controls Section 3.24(c)(i) FAR Section 3.24(c)(i) FCPA Section 3.24(b) GAAP Section 3.10(a)(ii) Governmental Authority Section 8.1(o) Governmental Authorizations Section 3.6 Hazardous Materials Section 8.1(q) Import Restrictions Section 3.24(c)(i) Indebtedness Section 5.1(i) Indemnitee or Indemnitees Section 5.6(a) Initial Expiration Time Section 1.1(c) Intellectual Property Section 8.1(r) Intervening Event Section 8.1(t) IRS Section 3.15(b) ITAR Section 3.24(c)(i) Knowledge Section 8.1(v) Law Section 8.1(x) Legal Actions Section 3.13 Lender Consent Section 5.11 Liabilities Section 3.11 Liens Section 8.1(x) Malicious Code Section 3.20(c) Material Contracts Section 3.14 Maximum Premium Section 5.6(c) MBCA Recitals Merger Recitals Term Section Merger Consideration Section 2.1(c)(i) Merger Sub Preamble Merger Transactions Recitals Minimum Condition Annex I Nasdaq Section 1.1(d) Non-Party Affiliates Section 8.17 Notice Period Section 5.4(e)(iii) OFAC Section 3.24(c)(i) Offer Recitals Offer Acceptance Time Section 1.1(e) Offer Conditions Section 1.1(a) Offer Documents Section 1.1(i) Offer Price Recitals Option Consideration Section 2.3(a)(i) Orders Section 8.1(z) Outside Date Section 7.2(a) Owned Intellectual Property Section 8.1(bb) Parent Preamble Parent Assets Section 4.4 Parent Material Adverse Effect Section 8.1(cc) Paying Agent Section 2.2(a) Payment Fund Section 2.2(b) Payoff Amount Section 5.11 Payoff Letter Section 5.11 PEO Plans Section 3.15(a) Permits Section 3.23 Permitted Lien Section 8.1(dd) Person 8.3(eeSection 8.1(ee) Personal Data 3.22(aSection 8.1(ff) Pivotal Preamble Pivotal Acquirer 3.19(iReal Property Leases Section 3.21(b) Pivotal Board Recitals Pivotal Bylaws 3.1(bRepresentatives Section 8.1(gg) Pivotal Charter 3.1(bRights or rights Section 8.1(hh) Pivotal Class A Stockholder Approval 3.4(aSchedule 14D-9 Section 1.2 Schedule TO Section 1.1(i) Pivotal Data 8.3(ffSEC Section 3.6(b) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eSecurities Act Section 3.9 Shareholder List Date Section 1.2(c) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eSection 3.3(c) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subject Indebtedness Section 5.11 Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiSection 8.1(ii) Superior Proposal 5.2(j)(iiiSection 8.1(jj) Support Agreement Agreements Recitals Surviving Bylaws Section 1.9 Surviving Charter Section 1.8 Surviving Corporation 1.1 Systems 3.19(n) Section 1.3 Takeover Laws 3.25 Tax Return 8.3(qqLaw Section 3.30 Takeover Proposal Section 8.1(kk) Tax Sharing Agreement 8.3(rrReturns Section 8.1(ll) Taxes 8.3(ssSection 8.1(mm) Taxing Authority 8.3(tt) Technology 8.3(uu) Terminated Plans Section 5.5 Termination Fee 7.3(bSection 7.6(b) Top Customers 3.21 Customer Section 3.26 Top Supplier Section 3.25 Trade Secrets 8.3(vvSection 8.1(nn) Trademarks 8.3(wwSection 8.1(s) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(cSection 3.16(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement Willful and Plan of Merger (“Agreement”Material Breach Section 8.1(pp), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Qumu Corp)

INDEX OF DEFINED TERMS. (Continued) Definition Location IRS 8.3 IRS Guidelines 5.17(b) IT Assets 8.3 Joint Proxy Statement 3.5(b) knowledge 8.3 Law 8.3 Liens 3.3 Loans 3.24(a) Marks 8.3 Measurement Price 2.3 Merger 1.1 Merger Consideration 2.1(c) Nasdaq 8.3 New Plans 5.11(c) Old Plans 5.11(d) Outside Date 7.1(b)(i) Patents 8.3 PBGC 8.3 Permits 3.10(a) Permitted Liens 8.3 Person 8.3(ee8.3 Purchaser Preamble Purchaser Acquisition Proposal 5.4(e)(i) Personal Data 3.22(aPurchaser Adverse Recommendation Change 5.4(b) Pivotal Preamble Pivotal Acquirer 3.19(iPurchaser Alternative Acquisition Agreement 5.4(b) Pivotal Purchaser Bank 1.8 Purchaser Board Recitals Pivotal Purchaser Bylaws 3.1(b4.1(b) Pivotal Purchaser Capital Stock 2.1(c) Purchaser Charter 3.1(b4.1(b) Pivotal Class A Stockholder Approval 3.4(aPurchaser Common Stock 2.1(a) Pivotal Data 8.3(ff) Pivotal Purchaser Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware IV Purchaser Material Adverse Effect 4.1 VMware Special Committee Recitals VMware 8.3 Purchaser Material Contract 4.14(a) Purchaser Plans 4.10(a) Purchaser Preferred Stock 2.3(a)(ii2.1(c) Voting Purchaser Recommendation 4.3(b) Purchaser Registered IP 4.17(a) Purchaser Regulatory Agreement Recitals WARN Act 3.13(c4.9(c) Works of Authorship 8.3(xxPurchaser Rights Agreement 2.1(a) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Purchaser SEC Documents 4.5(a) Purchaser Series A Preferred Stock 2.1(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Hancock Holding Co)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference 401(k) Definition Location Person 8.3(eePlan 1.1(ddd)(xiv) Personal Data 3.22(aAgreement Preamble Alternative Acquisition Agreement 5.3(a) Pivotal Alternate Debt Financing 6.5(e) Annual Bonus 6.11(c) Capex Budget 5.2(k) Capitalization Date 3.7(a) Certificate of Merger 2.2 Term Section Reference Certificates 2.9(c) Chosen Courts 9.10 Closing 2.3 Closing Date 2.3 Commitment Letters 4.12(a) Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(d)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan 6.11(c) Pivotal Intellectual Property 8.3(ggCompany Related Parties 8.3(g)(iii) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(aArticle III Company Securities 3.7(d) Pivotal Company Software 8.3(ll3.16(e) Pivotal Special Committee Company Stockholder Meeting 6.4(a) Continuation Period 6.11(a) Copyrights 1.1(yy) Covenant Exceptions 5.1 D&O Insurance 6.10(c) Data Privacy Requirements 3.21 Debt Commitment Letter 4.12(a) Debt Financing 4.12(a) DGCL Recitals Pivotal Stock Awards 3.2(eDissenting Company Shares 2.7(c) Pivotal Stock DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.14 Enforceability Exceptions 3.2 Equity Award Consideration 2.8(c) Equity Award Holders 2.8(d) Equity Commitment Letter 4.12(a) Equity Financing 4.12(a) Final Exercise Date 2.8(e) Financing 4.12(a) Foreign Plans 2.3(a3.18(a) Pivotal Stockholder Approvals 3.4(aGuarantee Recitals Guarantor Recitals Houlihan Lokey 3.3(b) Pivotal Stockholders Meeting 5.3(bIndemnified Persons 6.10(b) Pivotal Technology 8.3(mmLease 3.14 Leased Real Property 3.14 Marks 1.1(yy) Pivotal Training Data 8.3(nnMaximum Annual Premium 6.10(c) Privacy Merger Recitals Merger Sub Preamble Term Section Reference Multiemployer Plan 3.18(b) New Plan 6.11(b) Notice Period 5.3(c)(i)(2) Old Plans 6.11(b) Option Consideration 2.8(a) Other Applicable Antitrust Laws 3.22(c6.2 Other Indemnified Persons 6.10(e) Processing 3.22(cOther Required Company Filing 6.3(b) Owned Company Shares 2.7(a)(iii) Owned Real Property 3.14 Parent Preamble Parent Termination Fee 8.3(c) Party Preamble Patents 1.1(yy) Payment Agent 2.9(a) Payment Fund 2.9(b) Per Share Price 2.7(a)(ii) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a6.3(a) PSU Consideration 2.8(c) Real Property 3.14 Requisite Stockholder Approval 3.4 Required VMware Filing 5.3(cAmount 4.12(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bConsideration 2.8(b) Software 8.3(oo1.1(yy) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n2.1 Termination Date 8.1(c) Takeover Laws 3.25 Tax Return 8.3(qqTransfer Taxes 8.3(a) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Uncertificated Shares 2.9(c), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Quotient Technology Inc.)

INDEX OF DEFINED TERMS. (ContinuedEach defined term in this Agreement has the corresponding meaning, as applicable, set forth in Annex I or in the section of this Agreement set forth below: Section Acceptance Time 5.2(b) Definition Location Person 8.3(eeAcquisition Proposal 5.2(a) Personal Data 3.22(aAffiliate Annex I Agreement Preamble AKS 3.22(h) Pivotal Alternative Acquisition Agreement 5.2(c) Anti-Corruption Laws 3.20(a) Antitrust Laws 3.4(b) Assignee 9.5(a) BDO 3.12(l) Benefit Plan 3.10(a) Book-Entry Share 2.1(c) business day Annex I Bylaws 3.1 Capitalization Date 3.2 Certificate 2.1(c) Certificate of Merger 1.4 Certificate of Incorporation 3.1 Closing 1.5 Closing Date 1.5 COBRA 3.10(g) Code 2.7 Company Preamble Pivotal Acquirer 3.19(i) Pivotal Company Acquisition Proposal Annex I Company Adverse Recommendation Change Annex I Company Board of Directors Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Common Stock Recitals Company Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Annex I Company Intellectual Property 8.3(ggAnnex I Company Intervening Event Annex I Company Leased Real Property 3.16(b) Pivotal Intellectual Company Licensed IP Annex I Company Material Adverse Effect Annex I Company Material Contract 3.13(a) Company Options 2.4(a) Company Option Grant Date 3.2(b) Company Owned IP Annex I Company Owned Real Property Registrations 8.3(hh3.16(a) Pivotal IPO Date 8.3(iiCompany Permits 3.9(a)(i) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a) Pivotal Products 8.3(kkIndex of Defined Terms Section Company Real Property 3.16(b) Pivotal Returns 3.15(aCompany Recommendation Annex I Company Registered IP Company RSUs 2.4(b) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a3.5(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Company Stock Plans 2.4(a) Company Stock Plan Awards 2.4(c) Confidentiality Agreement 1.2(c) Consent 3.4(b) Contract Annex I Control Annex I Controlled Group Liability 3.10(a) Copyrights Annex I Current D&O Insurance 6.6(b) Customs & International Trade Authorizations Annex I Customs & International Trade Laws Annex I Delisting Period 6.1 DGCL Recitals Dissenting Shares 2.3(a) Pivotal Stockholder Approvals 3.4(aXXXXX 3 Effective Time 1.4 Environmental Laws Annex I ERISA 3.10(a) Pivotal ERISA Affiliate 3.10(a) Exchange Act 1.1(a) Exchange Fund 2.2(a) Existing Credit Agreements Annex I Expiration Date 1.1(c) FCPA Annex I FDA Laws Annex I FDCA Annex I Federal Health Care Program 3.23(b) Federal Health Care Program Laws 3.23(c) Federal Privacy and Security Regulations 3.23(e) GAAP 3.5(a) Governmental Authority Annex I Hazardous Materials Annex I HIPAA 3.23(c) HSR Act Annex I Indebtedness Annex I Indemnified Party 6.6(a) Indemnified Parties 6.6(a) Intellectual Property Annex I Intervening Event 5.2(e) Knowledge of the Company Annex I Index of Defined Terms Section Labor Agreement 3.11(a)(ii) Law Annex I Lease 3.16(b) Lien Annex I Lookback Date 3.5(a) Maximum Premium 6.6(b) Moelis 3.26 Merger Recitals Merger Consideration 2.1(c) Merger Sub Preamble Merger Sub Common Stock 2.1 Multiemployer Pension Plans 3.10(a) Notice Period 5.2(d) NYSE 1.1 Offer Recitals Offer Condition 1.1(a) Offer Documents 1.1(b) Offer Price Recitals Offer to Purchase 1.1(a) on a fully diluted basis Annex I Order Annex I Outside Date 8.1(b)(ii) Parent Preamble Parent Material Adverse Effect 4.1 Parent Organizational Documents Annex I Patents Annex I Payoff Letter 5.6 Paying Agent 2.2(a) Pension Plans 3.10(a) Permitted Lien Annex I Person Annex I Post-Closing SEC Reports 6.1 Pre-Closing Period 5.1 Principal Stockholders Meeting 5.3(bRecitals Proceedings Annex I Registrations Annex I Regulatory Authority Annex I Reporting Tail Endorsement 6.6(b) Pivotal Technology 8.3(mmRepresentative Annex I Restraints 8.1(b)(i) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Sanctioned Country Annex I Sanctioned Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Annex I Sanctions Annex I Xxxxxxxx-Xxxxx Act 3.6(a3.5(a) Schedule 13E-3 3.8 14D-9 1.2(b) vii Index of Defined Terms Section Schedule TO 1.1(b) SEC Article III 1.1(a) Securities Act 3.5(b3.5(a) Shares Recitals Software 8.3(ooAnnex I SSA 3.23(b) Standards Organizations 3.19(eStockholder List Date 1.2(c) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Annex I Superior Proposal 5.2(j)(iii5.2(b) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq1.3(a) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Annex I Tax Returns Annex I Tender Agreements Recitals Termination Fee 7.3(b8.2(b) Top Customers 3.21 Trade Secrets 8.3(vvAnnex I Trademarks Annex I Union 3.11(a) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c3.11(a) Works of Authorship 8.3(xx) Table of Contents Warrants 2.5 AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).MERGER

Appears in 1 contract

Samples: Agreement and Plan of Merger (Invuity, Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Affiliate 8.1(a) Definition Location Person 8.3(eeAgreement Preamble Anticorruption Laws 3.16(a) Personal Data 3.22(aBalance Sheet Date 3.12(a) Pivotal Bankruptcy and Equity Exception 3.3 Book-Entry Shares 2.1(c)(ii) Business Day 8.1(b) Cash Amount 8.1(c) Certificate of Merger 1.3 Closing 1.2 Closing Date 1.2 Code 2.2(f) Company Preamble Pivotal Acquirer 3.19(iCompany Assets 3.7(b) Pivotal Company Benefit Plans 3.17(a) Company Board Recitals Pivotal Bylaws 3.1(bCompany Common Stock 2.1(b) Pivotal Charter 3.1(bCompany Confidential Information 3.21(d) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e8.17 Company Excluded Shares 2.1(b) Pivotal Company Financial Advisors 3.28 Company Financial Statements 3.11(a) Company Group 3.19(a) Company Intellectual Property 8.3(gg3.21(a) Pivotal Intellectual Property Registrations 8.3(hhCompany IP Licenses 3.21(b) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Company Material Adverse Effect 4.1 VMware Special Committee 8.1(d) Company Material Contracts 3.15(a) Company Organizational Documents 3.4 Company Owned Intellectual Property 3.21(a) Company Permits 3.23(a) Company Preferred Stock 3.8(a) Company SEC Reports 3.10 Confidentiality Agreement 5.3(b) Contract 8.1(e) Contribution Agreements 2.3(a) Contributors 6.2(e) DGCL Recitals VMware Stock 2.3(a)(iiDissenting Shares 2.4(a) Voting Agreement Recitals WARN Effective Time 1.3 Employee 3.18(a) End Date 7.2(a) Environmental Law 3.20(a) ERISA 3.17(a) ERISA Affiliate 8.1(f) Term Section Exchange Act 3.13(c3.6(c) Works of Authorship 8.3(xxExecutive Officer 8.1(g) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Expenses 5.11 FCPA 3.16(a) GAAP 3.11(a)(ii), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (InfoLogix Inc)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Reference 401(k) Definition Location Person 8.3(eeTermination Date 6.10(a) Personal Data 3.22(aAcceptance Time 1.1(f) Pivotal Agreement Preamble Pivotal Acquirer 3.19(iAssets 3.20 Book-Entry Shares 2.7(c) Pivotal Canceled Company Shares 2.6(b)(ii) Capitalization Representation 1.1(b)(iii) Certificate of Merger 2.1(a) Certificates 2.7(c) Closing 2.2(a) Closing Date 2.2(a) Collective Bargaining Agreement 3.18(b) Commercially Available Licenses 3.21(h) Company Preamble Company Board Recitals Pivotal Bylaws 3.1(bRecommendation 3.2(d) Pivotal Charter 3.1(bCompany Board Recommendation Change 6.2(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Schedule Article III Pivotal ESPP 2.3(eCompany Indemnified Parties 6.11(a) Pivotal Company Registered Intellectual Property 8.3(gg3.21(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Representatives 6.1(b) Pivotal IPO Date 8.3(iiCompany Restricted Shares 3.5(a) Pivotal MTA 8.3(ggCompany Securities 3.5(d) Pivotal Option 2.3(aCompensation Committee 3.2(f) Pivotal Option Cash Out Amount 2.3(a)(iConfidentiality Agreement 8.8 Consent 3.3 Continuing Employees 6.10(a) Pivotal Plans 3.12(aD&O Insurance 6.11(b) Pivotal Preferred Stock 3.2(aDelaware Secretary of State 2.1(a) Pivotal Products 8.3(kkDissenting Company Shares 2.6(b)(iii)(A) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) XxxxxxxxXxxx-Xxxxx Act 3.6(a3.7 Effective Time 2.1(a) Employee Plans 3.17(a) Exchange Fund 2.7(b) Excluded Leases 3.19(b) Export Controls 3.23(a) Fundamental Representations 1.1(b)(iii) Import Restrictions 3.23(a) Indemnification Agreements 6.11(a) Independent Contractor 3.18(a) International Employee Plans 3.17(a) Intervening Event Notice 6.2(d) IP Contracts 3.21(i) Leased Real Property 3.19(b) Leases 3.19(b) Material Contract 3.12(a) Material Customer 3.25(a) Material Supplier 3.25(b) Maximum Annual Premium 6.11(b) Merger Recitals Merger Consideration 2.6(b)(i) Merger Sub Preamble Minimum Condition 1.1(b)(i) Offer Recitals Offer Closing 1.1(f) Offer Conditions 1.1(b)(ix) Offer Documents 1.1(g)(i) Offer Price Recitals Out-Licenses 3.21(i) Parent Preamble Parent Employee Plans 6.10(b) Payment Agent 2.7(a) Permits 3.13 Privacy Policies 3.21(s) Regulatory Condition 1.1(b)(ii) Schedule 13E-3 3.8 14D-9 1.2(b) Schedule TO 1.1(g)(i) SEC Article III Securities Act 3.5(bReports 3.7 Section 409A 3.15(j) Software 8.3(ooSpecified Representations 1.1(b)(iii) Standards Organizations 3.19(eSubsequent Determination Notice 6.2(c) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iiiSecurities 3.6(d) Support Agreement Recitals Support Agreements Recitals Surviving Corporation 1.1 Systems 3.19(n2.1(a) Takeover Laws 3.25 Tax Return 8.3(qqTail Policy 6.11(b) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uuTermination Date 7.1(c) Termination Fee 7.3(bAmount 7.4(a) Top Customers 3.21 Trade Secrets 8.3(vvTransfer Regulations 6.10(d) Trademarks 8.3(wwUnvested Company Option 6.9(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiVested Company Option 6.9(b) Voting Agreement Recitals WARN Act 3.13(c3.18(f) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated ) is made and entered into as of August 22June 16, 2019, is between VMware, Inc.2014 by and among SanDisk Corporation, a Delaware corporation (“VMwareParent”), Raven Transaction Flight Merger Sub, Inc., a Delaware corporation and a wholly-wholly owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareFusion-io, Inc., a Delaware corporation (the PivotalCompany”).. All capitalized terms that are used in this Agreement but not defined herein shall have the respective meanings ascribed thereto in Annex A.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Fusion-Io, Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm section Acquisition Agreement 5.3(e) Definition Location Person 8.3(eeAdverse Recommendation Change 5.3(e) Personal Data 3.22(aAgreement preamble Amendment Approval 3.2(e) Pivotal Preamble Pivotal Acquirer 3.19(iBalance Sheet Date 3.8 Base Amount 5.5(b) Pivotal Board Recitals Pivotal Bylaws 3.1(bBook-Entry Shares 2.1(c)(ii) Pivotal Certificate of Merger 1.3 Charter 3.1(b) Pivotal Amendment recitals Chosen Courts 8.5 Class A Stockholder Approval 3.4(aCommon Stock recitals Class C Common Stock recitals Closing 1.2 Closing Date 1.2 Company preamble Company Assets 3.3(b) Pivotal Data 8.3(ffCompany Benefit Plans 3.14(a) Pivotal Company Board recitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Letter Article Schedule article III Pivotal ESPP 2.3(eCompany Meeting 5.13(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Plans Company Owned IP 3.12(a) Pivotal Preferred Stock 3.2(aCompany Property 3.11(a) Pivotal Products 8.3(kkCompany Registered Intellectual Property 3.12(a) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal Company RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(aCompany Service Provider 3.12(j) Pivotal Software 8.3(llCompany Stockholder Approval 3.2(d) Pivotal Special Company Stockholders recitals Compensation Committee Recitals Pivotal Stock Awards 3.2(e5.13 Confidentiality Agreement 5.2(d) Pivotal Stock Plans 2.3(aContaminants 3.12(g) Pivotal Stockholder Continuing Employee 5.4(b) Convertible Note Purchase Agreement recitals Developed IP 3.12(j) DGCL recitals Dissenting Shares 2.5(a) Effective Time 1.3 ERISA 3.14(a) Exchange Act 3.3(a)(ii) Excluded Shares 2.1(b) Term section Expenses 5.9 Export Approvals 3.4(a3.20 FedEx Warrant 2.4(b) Pivotal Stockholders Meeting 5.3(bGAAP 3.7(a)(ii) Pivotal Technology 8.3(mmGovernmental Authorizations 3.3(a) Pivotal Training Data 8.3(nnInsider 3.19(b) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Joint Communications 5.8 Labor Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”3.13(a)(x), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Berkshire Grey, Inc.)

INDEX OF DEFINED TERMS. (ContinuedAccounting Arbitrator Section 2.2(b)(iii) Definition Location Accounting Principles Section 1.2(a) Acquired Membership Interests Recitals Additional Escrow Amount Section 1.2(b) Adjustment Notice Section 2.4(b) Affiliate Section 1.2(c) Affiliate Contract Section 1.2(fff)(xv) Affiliate Transactions Section 5.10 Agreed Rate Section 1.2(d) Agreement Preamble Allocated Value Section 2.2(a) Allocation Objection Notice Section 2.2(b)(ii) Antitrust Laws Section 1.2(e) Asset Taxes Section 1.2(f) Assignment of Interests Section 8.2(a) Benefit Plan Section 1.2(g) BOEM Section 1.2(h) BSEE Section 1.2(i) Burdens Section 1.2(j) Business Day Section 1.2(k) Cash Purchase Price Section 2.1(a) Castex Section 5.1 Casualty Loss Section 5.13 Claim Section 11.3(b) Claim Notice Section 11.3(b) Closing Section 8.1 Closing Cash Payment Section 2.4(a) Closing Date Section 8.1 Closing Settlement Statement Section 2.4(a) Code Section 1.2(l) Company Section 1.2(m) Company Assets Section 1.2(n) Company Business Section 1.2(o) Company Contract Section 1.2(p) Company Derivatives Section 1.2(q) Company Leases Section 1.2(n)(i) Company Personal Property Section 1.2(n)(vii) Company Properties Section 1.2(n)(iii) Company Records Section 1.2(r) Company Rights-of-Way Section 1.2(n)(vi) Company Units Section 1.2(n)(iii) Company Xxxxx Section 1.2(n)(ii) Confidentiality Agreement Section 1.2(s) Consent Section 3.11(b) Consolidated Group Section 1.2(t) Controlled Group Liabilities Section 1.2(u) Cure Period Section 1.2(v) Current Assets Section 1.2(w) Current Liabilities Section 1.2(x) Customary Post-Closing Consents Section 1.2(y) Damages Section 11.2(d) Decommission or Decommissioning Section 1.2(z) Defect Arbitrator Exhibit D Defect and Indemnity Escrow Account Section 1.2(aa) Defensible Title Section 1.2(bb) Deposit Section 2.1(c) Derivatives Section 5.7 Determination Date Section 2.4(b)(ii) Dispute Auditor Section 2.4(b)(ii) Disputed Amount Section 6.7 Disputed Environmental Matter Section 6.7 Disputed Matter Section 6.7 Disputed Title Matter Section 6.7 DOJ Section 5.5 Effective Time Section 1.2(cc) Effective Time Net Working Capital Section 1.2(dd) Environmental Arbitrator Exhibit D Environmental Defect Section 1.2(ee) Environmental Defect Amount Section 1.2(ff) Environmental Defect Deadline Section 6.6(a) Environmental Defect Property Section 6.6(b) Environmental Deductible Section 6.6(d) Environmental Dispute Election Section 6.6(c) Environmental Laws Section 1.2(gg) Environmental Liabilities Section 1.2(hh) Environmental Notice Section 1.2(ii) Environmental Threshold Section 6.5(c) ERISA Section 1.2(jj) ERISA Affiliate Section 1.2(kk) Escrow Account Section 1.2(ll) Escrow Agent Section 1.2(kk) Escrow Agreement Section 1.2(nn) Exchange Act Section 4.5 Excluded Assets Section 1.2(oo) Excluded Assets Assignment Section 1.2(pp) Excluded Company Records Section 1.2(q)(v) Execution Date Preamble Financial Statements Section 1.2(qq) Final Allocation Section 2.2(b)(iv) Financing Section 4.7 FTC Section 5.5 Fundamental Representations Section 11.4(a) Governmental Authority Section 1.2(rr) Hard Consent Section 5.11(b)(i) Hazardous Materials Section 1.2(ss) HSR Act Section 1.2(tt) Hydrocarbons Section 1.2(uu) Idle Iron Report Section 3.21(e) Imbalance Section 1.2(vv) INC Section 1.2(ww) Included Title Defect Properties Section 6.4(b)(ii) Income Taxes Section 1.2(xx) Indemnified Person 8.3(eeSection 11.3(a) Personal Data 3.22(aIndemnifying Person Section 11.3(a) Pivotal Preamble Pivotal Acquirer 3.19(iIndemnity Escrow Amount Section 1.2(yy) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Information Statement Section 5.17 Intellectual Property 8.3(ggSection 1.2(zz) Pivotal Intellectual Property Registrations 8.3(hhIntended Tax Treatment Section 2.2(b)(i) Pivotal IPO Date 8.3(iiInterim Breach Section 11.2(b)(ii) Pivotal MTA 8.3(ggInterim Breach Provision Section 11.2(b)(ii) Pivotal Option 2.3(aLaws Section 1.2(aaa) Pivotal Option Cash Out Amount 2.3(a)(iLease Annex Section 1.2(bbb) Pivotal Plans 3.12(aLiens Section 1.2(ccc) Pivotal Preferred Stock 3.2(aLoan Section 1.2(ddd) Pivotal Products 8.3(kkLowest Cost Response Section 1.2(eee) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiSection 3.31(e) Voting Material Contract Section 1.2(fff) Net Revenue Interest Section 1.2(ggg) NORM Section 3.8 Organizational Documents Section 1.2(hhh) Other PSA Section 1.2(iii) Outside Date Section 10.1(c) Party or Parties Preamble Permits Section 1.2(jjj) Permitted Encumbrance Section 1.2(kkk) Permitted Interest Encumbrance Section 1.2(lll) Person Section 1.2(mmm) Phase I Activities Section 1.2(nnn) Post-Closing Statement Section 2.4(b) Pre-Effective Date Period Section 1.2(ooo) Preferential Purchase Right Section 3.11(a) Proceedings Section 3.6 Proposed Allocation Section 2.2(b)(ii) Purchase Price Section 2.1(a) Purchaser Preamble Purchaser Indemnified Parties Section 11.2(b) Purchaser Parent Preamble Purchaser Parent SEC Reports Section 4.13 Purchaser Parent Shares Section 2.1(a) Purchaser Tax Returns Section 9.2(b) Purchaser’s Environmental Review Section 6.2(a) Purchaser’s Representatives Section 6.1(a) R&W Conditional Binder Section 5.19(a) R&W Policy Section 5.19(a) Release Section 1.2(ppp) Released Parties Section 5.12 Releasing Parties Section 5.12 Remediate, Remediation or Remedial Section 1.2(qqq) Required Purchaser Filings Section 5.16(a) Retained Employee-Related Liabilities Section 1.2(rrr) Scheduled Closing Date Section 8.1 Securities Act Section 3.1(e) Seismic Data Section 1.2(sss) Seller Preamble Seller Indemnified Parties Section 11.2(a) Seller Tax Section 1.2(ttt) Seller Tax Returns Section 9.2(a) Seller’s Knowledge Section 1.2(uuu) Sinking Funds Section 1.2(oo)(xii) Specified Matters Section 3.33 Straddle Period Section 1.2(vvv) Suspended Funds Section 1.2(www) Tax Section 1.2(xxx) Tax Effective Date Section 1.2(yyy) Tax Partnership Section 1.2(zzz) Tax Partnership Interest Section 1.2(aaaa) Tax Proceeding Section 9.4 Tax Return Section 1.2(bbbb) Third-Party Loans Section 1.2(cccc) Title Arbitrator Exhibit D Title Benefit Section 1.2(dddd) Title Benefit Amount Section 6.5(b) Title Deductible Section 6.5(c) Title Defect Section 1.2(eeee) Title Defect Amount Section 6.5(a) Title Defect Deadline Section 6.4(a) Title Defect Property Section 6.4(b) Title Dispute Election Section 6.4(b) Title Notice Section 1.2(ffff) Title Threshold Section 6.5(c) Transaction Costs Section 1.2(gggg) Transaction Documents Section 5.2 Transfer Taxes Section 9.5 Treasury Regulations Section 1.2(hhhh) Unadjusted Purchase Price Section 2.1(a) Well Annex Section 1.2(iiii) Willful Breach Section 1.2(jjjj) Working Interest Section 1.2(kkkk) PURCHASE AND SALE AGREEMENT This Purchase and Sale Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (this “Agreement”), is dated as of August 22December 10, 20192019 (the “Execution Date”), is between VMwareby and among Castex Energy 2016, LP, a Delaware limited partnership (“Seller”), Talos Production Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger SubPurchaser”), and Pivotal Softwaresolely with respect to its obligations related to the Purchaser Parent Shares (as defined herein), Talos Energy Inc., a Delaware corporation (“PivotalPurchaser Parent”). Seller, Purchaser and Purchaser Parent are referred to collectively as the “Parties” and individually as a “Party.

Appears in 1 contract

Samples: Purchase and Sale Agreement (Talos Energy Inc.)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Agreement Preamble Alternative Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeBIS 3.21(b) Personal Data 3.22(aBylaws 3.1 Capitalization Date 3.7(a) Pivotal CFIUS 4.5 Charter 3.1 Charter Agreements 7.2(k) Chosen Courts 10.10(a) Closing 2.2 Closing Date 2.2 Collective Bargaining Agreement 3.19(a) Comcast Agreement(s) 7.2(l) Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(c) Pivotal Charter 3.1(bCompany Breach Notice Period 9.1(e) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a3.7(a) Pivotal Products 8.3(kkCompany Related Parties 9.3(e)(i) Pivotal Returns 3.15(aCompany SEC Reports 3.9 Company Securities 3.7(c) Pivotal RSU 2.3(cTerm Section Reference Company Stockholder Meeting 6.4(a) Pivotal RSU Cash Out Amount 2.3(c)(iConfidentiality Agreement 10.4 Contracting Party 10.12 Copyrights 1.1(tt) Pivotal SEC Documents 3.6(aData 1.1(tt) Pivotal Software 8.3(llDGCL 3.1 Electronic Delivery 10.14 Expense Reimbursement 9.3(b)(iii) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eIndemnified Party 8.4(d) Pivotal Stock Plans 2.3(aIndemnity Cap 8.4(a) Pivotal Indemnifying Party 8.4(d) Lease 3.14(b) Leased Real Property 3.14(b) Losses 8.2 Marks 1.1(tt) Nonparty Affiliate 10.12 Notice Period 5.3(d)(ii)(3) OFAC 3.21(a) Owned Real Property 3.14(a) Party Preamble Patents 1.1(tt) Payoff Letters 6.6 Proxy Statement 6.3(a) Purchaser Preamble Purchaser Breach Notice Period 9.1(g) Purchaser Related Parties 9.3(e)(ii) Real Property 3.14(b) Recovery Costs 9.3(d) Representatives 5.3(a) Requisite Stockholder Approvals 3.4(a) Pivotal 3.4 Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu7.2(j) Termination Fee 7.3(bDate 9.1(c) Top Customers 3.21 Third-Party Claim 8.5 Trade Laws 3.21(a) Trade Secrets 8.3(vv) Trademarks 8.3(ww1.1(tt) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Recitals

Appears in 1 contract

Samples: Registration Rights Agreement (Comscore, Inc.)

INDEX OF DEFINED TERMS. (ContinuedEach of the following terms is defined on the page set forth below opposite such term: Term: Section: Agreement Preamble Balance Sheet Date 4.9 Breaching Company Stockholder 9.4(g) Definition Location Person 8.3(eeBusiness Recitals Buyer Preamble Buyer Indemnified Parties 9.2 Claim Notice 9.5(a) Personal Data 3.22(aClaim Response 9.5(c) Pivotal Closing 2.2 Closing Date 2.2 Closing Payment 3.1(a) Company Preamble Pivotal Acquirer 3.19(iCompany Intellectual Property 4.21(c) Pivotal Board Recitals Pivotal Bylaws Company Stockholders Preamble Confidential Information 7.5(a) Confidentiality Agreement 10.1 Deductible Amount 9.4(a) Earnout End Date 3.1(c)(iii) Earnout Payments 3.1(c)(i) Earnout Share Value 3.1(c)(ii) Employment Agreements 2.3(a)(xi) Equipment 4.11 Financial Statements 4.9 Fractional Interest 2.3(a)(xviii) Fundamental Representations 9.1(a) Funds Flow Certificate 2.3(a)(xvii) Indemnification Claim 9.5(a) Indemnified Party 9.5(a) Indemnifying Party 9.5(a) LBH 4.31 Leased Real Property 4.14 Leases 4.14 Licenses and Permits 4.24 Material Contracts 4.6(a) Term: Section: Members ARTICLE IV Membership Interests 4.4(b) Non-Breaching Company Stockholder 9.4(g) Overall Cap 9.4(b) Owned Intellectual Property 4.21(a) Partners ARTICLE IV Partnership Interests 4.4(c) Party or Parties Preamble Pre-Closing Tax Period 7.1(a) Promissory Note 3.1(b) Pivotal Charter 3.1(bProposed Earnout Payment 3.1(c)(iv) Pivotal Class A Stockholder Approval 3.4(aPurchase Price 3.1 RBA New Jersey Preamble Response Period 9.5(c) Pivotal Data 8.3(ffRule 144 5.8(f) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b3.2(c) Software 8.3(ooSeller Indemnified Parties 9.3 Shares Recitals Stockholder Representative Preamble Stockholders ARTICLE IV Straddle Period 7.1(b) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qqStraddle Period Returns 7.1(b) Tax Sharing Agreement 8.3(rrContest 7.1(d) Taxes 8.3(ssThird Party Claim 9.5(e) Taxing Authority 8.3(tt2016 Additional Shares 3.1(c)(i)(A) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”2017 Additional Shares 3.1(c)(i)(B), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Stock Purchase Agreement (NV5 Holdings, Inc.)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section Acceptance Time 1.1(e) Definition Location Person 8.3(eeAcquisition Proposal 7.3(f)(i) Personal Data 3.22(aAffiliates 10.15(a) Pivotal Agreement Preamble Pivotal Acquirer 3.19(iBusiness Day 10.15(b) Pivotal Capitalization Date 4.4 Certificate 2.8(a) Certificate of Merger 2.3 Change in Recommendation 7.3(c) Closing 2.2 Closing Date 2.2 Code 2.9(e) Commitment Parties 7.15(b)(i) Company Preamble Company Acquisition Agreement 7.3(a) Company Balance Sheet 10.15(c) Company Balance Sheet Date 10.15(d) Company Board Recitals Pivotal Bylaws 3.1(bCompany Book-Entry Share 2.8(a) Pivotal Charter 3.1(bCompany Common Stock Recitals Company Contract 10.15(e) Pivotal Class Company Disclosure Schedule Article 4 Company Material Adverse Effect 10.15(f) Company Party 9.3(c) Company Performance Shares 2.9(b) Company Permits 4.11 Company Preferred Stock 4.4 Company Restricted Shares 2.9(b) Company Restricted Common Stock 2.9(a) Company SEC Reports 4.6(a) Company Stock Options 2.9(c) Company Stock Plans 4.4 Company Termination Fee 9.3(a)(iii) Confidentiality Agreement 7.1 Contract 4.3(a) Debt Commitment Letter 7.15(b)(i) Debt Financing 7.15(b)(ii) DGCL Recitals Dissenting Shares 3.9 DOJ 7.2(b) Effective Time 2.3 Employee Benefit Plans 4.17(a) Environmental Laws 10.15(f) ERISA 4.17(a) Exchange Act 1.1(a) Existing Plans 7.5 Expiration Date 1.1(d) Export Laws 4.25 FCPA 4.24(a) FTC 7.2(b) GAAP 4.6(b) Governmental Entity 4.3(b) Hazardous Substance 10.15(h) HSR Act 4.3(b) HSR Condition Annex A Stockholder Approval 3.4(aIndemnified Claims 7.4(a) Pivotal Data 8.3(ffIndemnified Parties 7.4(a) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(ggRights 10.15(i) Pivotal Intellectual Property Registrations 8.3(hhIntervening Event 7.3(f)(iii) Pivotal IPO Law 4.3(a) Lenders 7.15(b)(iii) Lien 10.15(j) Merger Recitals Merger Consideration 2.8(a) Merger Sub Preamble Minimum Tender Condition Annex A Nasdaq 1.1(d) Necessary Consents 4.3(b) Offer Recitals Offer Documents 1.1(b) Offer Price Recitals Option Consideration 2.9(c) Outside Date 8.3(ii9.1(b)(ii) Pivotal MTA 8.3(ggOutstanding Proposal 9.3(a)(i) Pivotal Option 2.3(aOrder 4.3(a) Pivotal Option Cash Out Parent Preamble Parent Material Adverse Effect 10.15(k) Paying Agent 3.1 Pay-off Amount 2.3(a)(i7.6 Permitted Lien 10.15(k) Pivotal Plans 3.12(aPerson 10.15(m) Pivotal Preferred Stock 3.2(aRecommendation 4.2(b) Pivotal Products 8.3(kkRegulatory Law 10.15(n) Pivotal Returns 3.15(aRepresentatives 7.3(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(aRevolving Credit Agreement 7.6 Schedule 14D-9 1.2(a) Schedule 13E-3 3.8 TO 1.1(b) SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e1.1(b) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii10.15(o) Superior Proposal 5.2(j)(iii7.3(f)(ii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n2.1 Tail Period 9.3(a)(i) Takeover Laws 3.25 Taxes 10.15(p) Tax Return 8.3(qq10.15(q) Tax Sharing Agreement 8.3(rr10.15(r) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated ) is made and entered into as of August 22July 26, 2019, is between VMware, Inc.2015 by and among COLUMBUS XXXXXXXX CORPORATION, a Delaware New York corporation (“VMwareParent”), Raven Transaction Sub, Inc.MEGATRON ACQUISITION CORP., a Delaware corporation and a wholly-wholly owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal SoftwareMAGNETEK, Inc.INC., a Delaware corporation (the PivotalCompany”). Capitalized terms used but not defined in the context in which they are used shall have the respective meanings assigned to such terms in Section 10.15.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Columbus McKinnon Corp)

INDEX OF DEFINED TERMS. (ContinuedTerm section 2019 Bonuses 5.4(f) Definition Location Person 8.3(eeAcquisition Agreement 5.3(e) Personal Data 3.22(aAdverse Recommendation Change 5.3(e) Pivotal Preamble Pivotal Acquirer 3.19(iApplicable Anti-Corruption Laws 3.18(c) Pivotal Balance Sheet Date 3.8 Base Amount 5.5(b) Book-Entry Shares 2.1(c)(ii) Certificate of Merger 1.5 Certificates 2.1(c)(ii) Chosen Courts 8.5 Classified Information 3.21(b) Closing 1.4 Closing Date 1.4 Code 2.2(f) Company preamble Company Assets 3.3(b) Company Board Recitals Pivotal Bylaws 3.1(brecitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Schedule article III Company ESPP 2.3(f) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Financial Advisor 3.25 Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Company Property 3.11(a) Compensation Committee 5.14 Confidentiality Agreement 5.2(d) Continuation Period 5.4(d) Continuing Employee 5.4(a) Current Government Contracts 3.14(c)(i) DGCL recitals Dissenting Shares 2.4(a) Effective Time 1.5 Employee Benefit Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(cERISA 3.15(a) Pivotal RSU Exchange Act 3.3(a)(ii) Excluded Shares 2.1(b) Expenses 5.9 Expiration Time 1.1(c) Export Approvals 3.21(a)(i) GAAP 3.7(a)(ii) Government Contract Bids 3.14(c)(i) Governmental Authorizations 3.3(a) Governmental Officials 3.18(c) Grant Date 3.4(i) In-the-Money-Cash Out Amount 2.3(c)(iOption 2.3(a)(i) Pivotal SEC Documents 3.6(aInitial Expiration Time 1.1(c) Pivotal Software 8.3(llInstitutions 3.13(r) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(iiInvention Assignment Agreements 3.13(f) Table of Contents INDEX OF DEFINED TERMS (ContinuedTerm section Lender Consent 5.10 Material Contract 3.14(a) Definition Location Substituted RSU 2.3(c)(iiMerger recitals Merger Consideration 2.1(c)(i) Superior Proposal 5.2(j)(iiiMerger Sub preamble Merger Transactions recitals Minimum Condition annex I Nasdaq 1.1(d) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nNew Hire Grants 5.1(b)(iii) Takeover Laws 3.25 Tax Return 8.3(qqNew Litigation Claim 5.2(c) Tax Sharing Agreement 8.3(rrNon-US Employee Benefit Plan 3.15(a) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Notice Period 5.3(f)(iii), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Vmware, Inc.)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference 102 Trustee Amounts 2.8(d) Definition Location Person 8.3(eeAgreement Preamble Alternative Acquisition Agreement 5.3(a) Personal Data 3.22(aAnnual Bonus 6.11(e) Pivotal Anti-Money Laundering Laws 3.25 Capex Budget 5.2(k) Capitalization Date 3.7(a) Cash Replacement Company PSU Amounts 2.8(c)(ii) Cash Replacement Company RSU Amounts 2.8(b)(ii) Certificate of Merger 2.2 Certificates 2.9(c) Chosen Courts 9.10 Closing 2.3 Closing Date 2.3 Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(d)(i) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Incentive Plan 6.11(e) Pivotal Intellectual Property 8.3(ggCompany Related Parties 8.3(f)(ii) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Company Securities Act 3.5(b3.7(d) Software 8.3(ooCompany Stockholder Meeting 6.4(a) Standards Organizations 3.19(eContinuation Period 6.11(c) Subsidiary 8.3(ppCopyrights 1.1(xx) Substituted D&O Insurance 6.10(c) Data Protection Requirements 3.21 Debt Financing 6.6(a) DGCL Recitals Dissenting Company Shares 2.7(c) DTC 2.9(d) Effective Time 2.2 Electronic Delivery 9.14 Enforceability Exceptions 3.2 Enforcement Expenses 8.3(e) Equity Award Holders 2.8(d) Equity Commitment Letter 4.12(a) Equity Financing 4.12(a) Expense Amount 8.3(c) Export/Import Laws 3.26 FCPA 3.24 Final Exercise Date 2.8(e) Foreign Employee Plan 3.18(g) Foreign Regulatory Consents 6.2(a) Guarantee Recitals Guarantor Recitals Term Section Reference Indemnified Person 6.10(a) Interim Options Tax Ruling 6.20 IP Contracts 3.16(d) Israeli Subsidiaries 3.19(b) Lease 3.14 Leased Real Property 3.14 Marks 1.1(xx) Maximum Annual Premium 6.10(c) Merger Recitals Merger Sub Preamble Multiemployer Plan 3.18(b) New Plan 6.11(d) Notice Period 5.3(c)(ii)(A) Old Plans 6.11(d) Option 2.3(a)(iiConsideration 2.8(a) Table of Contents INDEX OF DEFINED TERMS (ContinuedOptions Tax Ruling 6.20 Other Indemnified Persons 6.10(e) Definition Location Substituted RSU 2.3(c)(iiOther Required Company Filing 6.3(b) Superior Proposal 5.2(j)(iiiOwned Company Shares 2.7(a)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nOwned Real Property 3.14 Parent Preamble Parent Liability Limitation 8.3(f)(i) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Parent Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii7.3(a) Parent Related Parties 8.3(f)(i) Party Preamble Patents 1.1(xx) Payment Agent 2.9(a) Payment Fund 2.9(b) Payoff Letters 6.6(c)(i) Per Share Price 2.7(a)(ii) Personal Information 3.21 Proxy Statement 6.3(a) Real Property 3.14 Representatives 6.6(e) Requisite Stockholder Approval 3.4 Sanctioned Persons 3.25 Surviving Corporation 2.1 Termination Date 8.1(c) Uncertificated Shares 2.9(c) Unvested Company PSU 2.8(c)(ii) Unvested Company RSU 2.8(b)(ii) Vested Equity Award Consideration 2.8(c)(i) Vested PSU Consideration 2.8(c)(i) Vested RSU Consideration 2.8(b)(i) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ping Identity Holding Corp.)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee409A Authorities 3.12(e) Personal Data 3.22(aAdverse Recommendation Change 5.2(b)(i) Pivotal Agreement Preamble Pivotal Acquirer 3.19(iAgreement of Merger 1.3 AJCA 3.12(e) Pivotal Alternative Acquisition Agreement 5.2(b)(ii) Anti-Corruption Laws 3.24(a) Assumed Restricted Stock Award 2.2(c) Assumed Stock Option 2.2(a) Book-Entry Shares 2.3(b) California Secretary of State 1.3 CCC Recitals Certificates 2.3(b) Closing 1.2 Closing Date 1.2 COBRA 3.12(c)(viii) Code 2.4 Company Preamble Company Articles 3.1(b) Company Board Recitals Pivotal Company Bylaws 3.1(b) Pivotal Charter 3.1(bCompany Data Protection Policies 3.20(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Employee Plans 5.14(a) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans Company Plan 3.12(a) Pivotal Preferred Company Registered IP 3.19(f) Company Restricted Stock 3.2(aAward 2.2(c) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a) Pivotal Software 8.3(llCompany Shareholder Approval Recitals Company Source Code 3.19(j) Pivotal Special Committee Recitals Pivotal Company Stock Awards 3.2(e3.2(b) Pivotal Company Stock Option 2.2(a) Company Stock Plans 2.3(a2.2(a) Pivotal Stockholder Approvals 3.4(aComparable Plans 5.14(a) Pivotal Stockholders Meeting 5.3(bConfidentiality Agreement 5.4 Dissenting Shares 2.5 E.O. 11246 3.16(e) Pivotal Technology 8.3(mmE.O. 13706 3.16(e) Pivotal Training Data 8.3(nnEffective Time 1.3 Environmental Permits 3.14(a) Privacy Laws 3.22(cERISA 3.12(a) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Exchange Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents -iv- INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(iiExcluded Shares 2.1(b) Superior Proposal 5.2(j)(iiiFCPA 3.24(a) Support Agreement GAAP 3.6(b) Government Contract 3.16(a)(v) Government Officials 3.24(a) IRS 3.12(a) Leased Real Property 3.18(b) Leases 3.18(b) Material Contract 3.16(a) Measurement Date 3.2(a) Merger Recitals Surviving Corporation 1.1 Systems 3.19(nMerger Consideration 2.1(a) Takeover Merger Sub Preamble Nonqualified Deferred Compensation Plan 3.12(e) Non-U.S. Benefit Plan 3.12(c)(ix) Outside Date 7.1(b)(i) Parent Preamble Parent Disclosure Letter Article IV Parent Expenses 7.3(c) Participant 3.12(f) Paying Agent 2.3(a) Payment Fund 2.3(a) PBGC 3.12(c)(iv) Pension Plan 3.12(b) Pre-Closing Period 5.1 Preliminary Notice 5.3(d) Privacy Laws 3.25 Tax Return 8.3(qq3.20(a) Tax Sharing Agreement 8.3(rrRelated Party 3.23 Sxxxxxxx-Xxxxx Act 3.6(a) Taxes 8.3(ssSEC 3.6(a) Taxing Authority 8.3(ttSection 503 3.16(e) Technology 8.3(uuSecurities Act 3.6(a) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Shareholder Written Consent Recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (Sierra Monitor Corp /Ca/)

INDEX OF DEFINED TERMS. (ContinuedSection Acceptance Time 1.01(e) Definition Location Person 8.3(eeActions 10.05 Adverse Recommendation Change 7.03(b) Personal Data 3.22(aAdverse Regulatory Effects 7.04(a) Pivotal Affiliate 10.05 Agreed Courts 10.12 Agreed Issues 10.12 Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 7.03(b) Pivotal Antitrust Law 10.05 Bankruptcy and Equity Exception 4.04(a) business day 10.05 Capitalization Date 4.03(a) Certificate of Merger 2.03 CFIUS 4.05(b) CFIUS Notice 4.05(b) Change of Control Offer 7.09(b) Closing 2.02 Closing Date 2.02 Code 1.01(f) Common Stock Recitals Company Preamble Company Benefit Plans 4.15(a) Company Board Recitals Pivotal Company Book-Entry Share 3.01(d) Company Bylaws 3.1(b4.02 Company Certificate 3.01(d) Pivotal Company Charter 3.1(b4.02 Company Credit Agreement 7.09(a) Pivotal Class A Company Disclosure Schedule Article IV Company Employee 7.08(a) Company Intellectual Property 4.18(b) Company Recommendation 4.04(b) Company Reserve Reports 4.10(a) Company SAR 3.05(b) Company SEC Documents 4.06(a) Company Stock-Based Awards 4.03(b) Company Stock Option 3.05(a) Company Stock Plans 4.03(a) Company Stockholder Approval 3.4(a4.04(a) Pivotal Data 8.3(ffConfidentiality Agreement 7.02(b) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eConsent Solicitation 7.09(b) Pivotal Contract 10.05 Convertible Securities 10.05 Derivative 4.19 DGCL 1.04(a) Dissenting Shares 3.03(a) DOJ 7.04(a) D&O Insurance 7.05(d) EagleHawk Credit Agreement 7.09(a) Effective Time 2.03 Eligible Shares 3.01(b) Environmental Laws 4.13(b)(i) Equity Securities 10.05 ERISA 4.15(a) ERISA Affiliate 4.15(d) Exchange Act Recitals Exchange Fund 3.04(a)(i) Excluded Shares 3.01(a) Expiration Date 1.01(d) FERC 4.09(b) Foreign Corrupt Practices Act 4.12(c) FTC 7.04(a) GAAP 4.06(b) good and defensible title 4.17(i)(ii) Governmental Entity 10.05 Guarantor Preamble Hazardous Materials 4.13(b)(ii) HSR Act 4.05(b) HSR Condition Exhibit A Hydrocarbons 4.10(b)(iv) Indemnified Parties 7.05(a) Indentures 7.09(b) Independent 1.03(b) Independent Directors 1.03(b) Independent Director Committee 1.03(b) Independent Director Committee Actions 1.03(c) Intellectual Property 8.3(gg4.18(c) Pivotal Intellectual Property Registrations 8.3(hhIRS 4.15(b) Pivotal IPO -vi- Section Knowledge 10.05 Law 10.05 Lease 6.01 Liens 4.01(b) Material Adverse Effect 10.05 Material Contract 4.11(a) Merger Recitals Merger Sub Preamble Minimum Condition Exhibit A New Plans 7.08(b) Notes 7.09(b) NYSE 1.01(d) Offer Recitals Offer Documents 1.01(c) Offer Price Recitals Oil and Gas Contracts 4.10(b)(ii) Oil and Gas Interests 4.10(b)(i) Oil and Gas Leases 4.10(b)(iii) Old Plans 7.08(b) Option Consideration 3.05(a) Optional Redemption 7.09(b) Order 10.05 Outside Date 8.3(ii9.01(b)(i) Pivotal MTA 8.3(ggParent Preamble Parent Material Adverse Effect 10.05 Parent Stockholders Consent 7.01(b) Pivotal Option 2.3(aParties Preamble Pay-off Amount 7.09(a) Pivotal Option Cash Out Amount 2.3(a)(iPaying Agent 3.04(a)(i) Pivotal Plans 3.12(aPer Share Merger Consideration 3.01(b) Pivotal Permits 4.12(a) Permitted Liens 10.05 person 10.05 Preferred Stock 3.2(a4.03(a) Pivotal Products 8.3(kkPromissory Note 1.04(b) Pivotal Returns 3.15(aProduction Burdens 4.17(i)(i) Pivotal RSU 2.3(cProxy/Information Statement 7.01(c) Pivotal RSU Cash Out Amount 2.3(c)(iRegulatory Conditions Exhibit A Release 4.13(b)(iii) Pivotal Report Preparer 4.10(a) Representatives 4.22 Restraining Orders 8.01(b) Restricted Shares 3.05(c) Restricted Shares Consideration 3.05(c) Revolving Credit Agreements 7.09(a) SAR Consideration 3.05(b) Schedule 14D-9 1.02(a) Schedule TO 1.01(c) SEC Documents 3.6(a1.01(c) Pivotal Software 8.3(llSecond Request 7.04(a) Pivotal Special Committee Section 721 7.04(d) Securities Act 1.04(c) Securities Laws 1.01(c) Shares Recitals Pivotal Stock Awards 3.2(eShort-Form Threshold 1.04(a) Pivotal Stock Plans 2.3(aSOX 4.06(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e7.01(c) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) 10.05 Superior Proposal 5.2(j)(iii7.03(a)(iv) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n2.01 Takeover Proposal 7.03(a)(iii) Takeover Laws 3.25 Tax 4.16(h)(i) Tax Authority 4.16(h)(i) Tax Return 8.3(qq4.16(h)(ii) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uuTender Offer Conditions 1.01(a) Termination Fee 7.3(b9.02(b) Top Customers 3.21 Trade Secrets 8.3(vvTop-Up Closing 1.04(b) Trademarks 8.3(wwTop-Up Option 1.04(a) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiTop-Up Option Shares 1.04(a)) Voting Agreement Recitals Units 4.10(b)(v) WARN Act 3.13(c4.14(b) Works of Authorship 8.3(xxXxxxx 4.10(b)(vi) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan AGREEMENT AND PLAN OF MERGER, dated as of Merger July 14, 2011 (this “Agreement”), dated as among BHP Billiton Limited, a corporation organized under the laws of August 22Victoria, 2019Australia (the “Guarantor”), is between VMware, BHP Billiton Petroleum (North America) Inc., a Delaware corporation and wholly owned subsidiary of the Guarantor (“VMwareParent”), Raven Transaction Sub, North America Holdings II Inc., a Delaware corporation and a wholly-wholly owned Subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Petrohawk Energy Corporation, a Delaware corporation (the PivotalCompany,” and together with Parent and Merger Sub, the “Parties”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (BHP Billiton LTD)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Agreement Preamble Alternative Debt Financing 5.20(d) Definition Location Person 8.3(eeBalance Sheet Date 3.12(a) Personal Data 3.22(aBook-Entry Shares 2.1(c)(ii) Pivotal Cash Bonuses 5.7(b) Certificate of Merger 1.3 Certificates 2.1(c)(ii) Closing 1.2 Closing Date 1.2 Code 2.2(f) Common Stock 2.1(b) Company Preamble Pivotal Acquirer 3.19(iCompany Adverse Recommendation Change 5.4(d) Pivotal Company Benefit Plan 3.16(a) Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Board Recommendation Recitals Company Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Financial Advisor 3.28 Company Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(iCompany Organizational Documents 3.2 Company Proxy Statement 3.3(b) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU Company PSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(iCompany Related Parties 7.6(d) Pivotal SEC Documents 3.6(aCompany Restricted Stock Award 2.3(b) Pivotal Company Software 8.3(ll3.20(f) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Company Stockholders Meeting 3.3(b) Confidentiality Agreement 5.3(b) Pivotal Technology 8.3(mmContinuation Period 5.7(a) Pivotal Training Data 8.3(nnContinuing Employee 5.7(a) Privacy Laws 3.22(cDebt Commitment Letter 4.6(d) Processing 3.22(cDebt Financing 4.6(d) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(aDefinitive Debt Agreements 5.20(b) Required VMware Filing 5.3(cDGCL 1.1 Disclosed Debt Conditions 4.6(e) Rollover Option 2.3(a)(iiDisclosed Equity Conditions 4.6(c) Rollover RSU 2.3(c)(iiDissenting Shares 2.4(a) Xxxxxxxx-Xxxxx Effective Time 1.3 Electronic Delivery 8.17 Equity Commitment Letter 4.6(a) Equity Financing 4.6(a) Term Section ERISA 3.16(a) Exchange Act 3.6(a3.3(c) Schedule 13E-3 3.8 SEC Article III Securities Excluded Parties 5.4(b) Excluded Shares 2.1(b) Expenses 5.13 Fee Letter 4.6(d) GAAP 3.11(a) Governmental Authorizations 3.3 HSR Act 3.5(b3.3(e) Software 8.3(ooIndemnified Parties 5.8(a) Standards Organizations 3.19(eInsurance Policies 3.27 IRS 3.16(b) Subsidiary 8.3(ppIT Assets 3.20(d) Substituted Option 2.3(a)(iiLeased Real Property 3.21(a) Table of Contents INDEX OF DEFINED TERMS (ContinuedLegal Actions 3.14 Lenders 4.6(d) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Liabilities 3.12

Appears in 1 contract

Samples: Agreement and Plan of Merger (Inteliquent, Inc.)

INDEX OF DEFINED TERMS. (Continuedpdf 8.3 2015 Notes 5.13(e) Definition Location Person 8.3(ee2021 Notes 5.13(a) Personal Data 3.22(a4-Year Credit Agreement 5.13(g) Pivotal Preamble Pivotal Acquirer 3.19(i5-Year Credit Agreement 5.13(g) Pivotal Board Recitals Pivotal Bylaws 3.1(bAcceptable Confidentiality Agreement 8.15(b)(ii) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Adjusted Option 2.3(a) Pivotal Adjusted RSU Award 2.3(c) Affiliates 8.15(a) Agreement Preamble Alternative Financing 5.12(c) Alternative Financing Documents 5.12(c) Appraisal Provisions 2.1(b) Award Exchange Ratio 2.3(a) Book-Entry Shares 2.1(a) Business Day 8.15(b)(ii) Cancelled Shares 2.1(a)(ii) Cash Consideration 2.1(a)(iii) Certificate 2.1(a) Certificate of Merger 1.3 Change of Control Offer 5.13(a) Change of Control Offer Documents 5.13(a) Clean Team Confidentiality Agreement 5.2(a) Closing 1.2 Closing Date 1.2 Collective Bargaining Agreement 3.14 Commitment Letter 4.10(a) Company Preamble Company Acquisition Agreement 5.3(e) Company Adverse Recommendation Change 5.3(e) Company Approvals 3.3(b) Company Benefit Plan 8.15(b)(iii) Company Board of Directors Recitals Company Common Stock 3.2(a) Company Directors and Officers 5.9(a) Company Disclosure Schedule Article III Company Employees 5.5(a) Company Financial Statements 3.4(b) Company Indemnified Parties 5.9(b) Company Leased Real Property 3.16(b) Company Material Contracts 3.19(a) Company Option Cash Out Amount 2.3(a)(i2.3(a) Pivotal Plans 3.12(aCompany Organizational Documents 3.1(b) Pivotal Company Owned Real Property 3.16(c) Company Permits 3.7(b) Company Preferred Stock 3.2(a) Pivotal Products 8.3(kkCompany PSR Award 2.3(b) Pivotal Returns Company Real Property Leases 3.16(b) Company Recommendation 3.3(a) Company Registered Intellectual Property 3.15(a) Pivotal Company RSU Award 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a3.4(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Company Stock Awards 3.2(e2.3(e) Pivotal Company Stock Plans 2.3(aPlan 8.15(b)(iv) Pivotal Company Stockholder Approvals 3.4(aApproval 3.3(a) Pivotal Stockholders Company Stockholders’ Meeting 5.3(b5.4(b) Pivotal Technology 8.3(mmCompany Subsidiary Organizational Documents 3.1(b) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Company Superior Proposal 5.2(j)(iii8.15(b)(v) Support Company Takeover Proposal 8.15(b)(vi) Company Takeover Transaction 7.3(a) Confidentiality Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n5.2(e) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Contract 8.15(b)(vii), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Dollar Tree Inc)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeCompany Transaction Litigation 6.11(a) Personal Data 3.22(aEncina Loan Agreement 9.3(u) Pivotal Innovus CVRs 9.3(w) Non-Assumed Company Option 9.3(z) Termination Fees 8.3(b)(i) Acceptable Confidentiality Agreement 9.3(a) Action 4.10 Affiliate 9.3(b) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 6.2(b)(ii) Pivotal Annual Premium Amount 4.18 Applicable Date 4.6(a) Assumed Company Option 9.3(c) Book-Entry Shares 3.3(b) Bridge Adjustment 3.1(d) Bridge Note Recitals Business Day 9.3(d) Certificate of Merger 2.4 Certificates 3.3(b) Closing 2.3 Closing Date 2.3 COBRA 4.13(c)(vi) Code Recitals Company Preamble Company Acquisition Proposal 6.2(h)(i) Company Adverse Recommendation Change 9.3(e) Company Board Recitals Pivotal Company Board Recommendation 4.4(b) Company Bylaws 3.1(b4.1(b) Pivotal Company Charter 3.1(b4.1(b) Pivotal Class A Stockholder Approval 3.4(aCompany Common Stock Recitals Company Designees 1.1(a)(ii) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eIV Company Equity Plan 9.3(f) Pivotal Intellectual Property 8.3(ggCompany Intervening Event 6.2(h)(iii) Pivotal Intellectual Property Registrations 8.3(hhCompany IP Agreement 9.3(g) Pivotal IPO Date 8.3(iiCompany Loan Agreement 9.3(h) Pivotal MTA 8.3(ggCompany Loan Facilities 9.3(i) Pivotal Option 2.3(aCompany Manufactured Products 4.12(e) Pivotal Option Cash Out Amount 2.3(a)(iCompany Manufacturing Facility 4.12(e) Pivotal Plans 3.12(aCompany Material Adverse Effect 4.1(a) Pivotal Preferred Stock 3.2(aCompany Notice Period 6.2(b)(ii)(I)(A) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted Company Option 9.3(j) Company Owned IP 9.3(k) Company Plan 4.13(a) Company Preferred Stock 4.2(a) Company Registered IP 4.20(a) Company RSU 2.3(c)(ii9.3(l) Company SEC Documents 4.6(a) Company Stock Awards 4.2(b) Company Stockholder Approval 4.4(a) Company Stockholders Meeting 6.4(a) Company Superior Proposal 5.2(j)(iii6.2(h)(ii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Company Termination Fee 7.3(b8.3(b)(i) Top Customers 3.21 Trade Secrets 8.3(vvConfidential Disclosure Agreement 6.5(d) Trademarks 8.3(wwContinuation Period 6.14(a) Transaction Litigation 5.7 VMware Preamble VMware Board Continuing Employee 6.14(a) Contract 9.3(m) control 9.3(n) Controlled Group 4.13(b) Conversion of the Deerfield Notes 6.1(a)(vii) Cowen 5.23 D&O Insurance 6.9(a) Damages 9.3(o) Debt Facility Letters 9.3(q) Debt Financing Sources 9.3(p) Deerfield Debt Facility Letter 9.3(r) Deerfield Loan Facility 9.3(s) Delaware Secretary of State 2.4 DGCL Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiEffective Time 2.4 Encina Debt Facility Letter 9.3(t) Voting Agreement Recitals WARN Environmental Law 4.15(b) Environmental Permits 4.15(a) ERISA 4.13(a) Exchange Act 3.13(c4.5(b) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Exchange Agent 3.3(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Aytu Bioscience, Inc)

INDEX OF DEFINED TERMS. (ContinuedSolely for convenience purposes, the following is a list of terms that are defined in this Agreement and the Section number where such definition is contained: TERM: SECTION: 1993 Plan 3.3(b) Definition Location Person 8.3(ee1997 Plan 3.3(b) Personal Data 3.22(aAffiliate 9.3(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Affiliate Agreement 6.12 Agreement First Paragraph Benefit Plans 3.12(a) Pivotal Benefit Plan Termination Date 5.3(b) Business Day 9.3(b) Certificates 2.2(b) Certificate of Merger 1.3 Certifications 3.5 Closing 1.2 Closing Date 1.2 Code 2.2(f) Company First Paragraph Company Board Approval 3.4(c) Company Common Stock 2.1(a) Company Disclosure Schedule Article 3 Company Financial Statements 3.5(b) Company Intellectual Property 3.15(a) Company Listed Contracts 3.9(a) Company Material Breach 8.1(c) Company-owned Intellectual Property 3.15(i)(iv) Company Permits 3.8 Company Preferred Stock 3.2(a3.3(a) Pivotal Company Products 8.3(kk3.15(i)(vi) Pivotal Returns Company Registered Intellectual Property 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal Company SEC Documents 3.6(a3.5(a) Pivotal Software 8.3(llCompany SEC Financial Statements 3.5(a) Pivotal Special Committee Company Source Code 3.15(i)(vii) Company Stockholder Approval 3.4(b) Company Stockholders’ Meeting 6.2(a) Company Triggering Event 8.1(d) Company Warrant 2.1(e) Confidentiality Agreement 6.3 Contract 9.3(c) Controlled Group Member 3.10(a)(ii) Copyrights 3.15(i)(i) D&O Policy 6.8(b) Debt Obligations 3.9(a)(vii) Delaware Secretary of State 1.3 Dissenting Shares 2.2(f) Dissenting Stockholders 2.2(f) DGCL Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting Effective Time 1.3 Employment Agreement 5.3(b) Pivotal Technology 8.3(mmEnd Date 8.1(b)(i) Pivotal Training Data 8.3(nnEnvironmental Claims 3.17(d)(i) Privacy Environmental Laws 3.22(c3.17(d)(ii) Processing 3.22(cEnvironmental Permits 3.17(d)(iii) Equity Benefit Plans 3.10(a)(i) ERISA 3.10(a)(ii) ERISA Benefit Plans 3.10(a)(ii) Exchange Act 3.3(d) Exchange Agent 2.2(a) GAAP 3.5 Governmental Entity 3.4(e) Hazardous Materials 3.17(d)(iv) HSR Act 3.4(e) Intellectual Property 3.15(i)(i) JDA Recitals JDA Agreement Recitals Knowledge 9.3(d) Legal Requirements 9.3(e) Legal Restraints 7.1(f) Licensed Intellectual Property 3.15(a) Liens 3.2 Material Adverse Effect 9.3(f) Merger Recitals Merger Consideration 2.1(c) Merger Sub First Paragraph Non-ERISA Benefit Plans 3.10(a)(iii) Option 3.3(b) Ordinary Course of Business 9.3(g) Parent First Paragraph Party(ies) 9.3(h) Patent Applications 3.15(i)(ii) Patents 3.15(i)(i) Person 9.3(i) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a6.1(a) Required VMware Filing 5.3(cPublic Software 3.15(h) Rollover Option 2.3(a)(iiRelease 3.17(d)(v) Rollover RSU 2.3(c)(iiRegistration Statement 6.1(a) Xxxxxxxx-Xxxxx Act 3.6(aRights 3.3(g) Schedule 13E-3 3.8 Rights Agreement 3.3(a) SEC Article III 3.4(e) Securities Act 3.5(b4.5(a) Share Right Award 2.1(d)(iv) Shrinkwrap Software 3.15(i)(v) Software 8.3(oo3.15(i)(i) Standards Organizations 3.19(eStock Plans 3.3(b) Subsidiary 8.3(ppSubsidiary(ies) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii9.3(j) Superior Proposal 5.2(j)(iii5.2(a) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rrProposal 5.2(a) Taxes 8.3(ss3.13 Trade Secrets 3.15(i)(i) Taxing Authority 8.3(tt) Technology 8.3(uuTrademarks 3.15(i)(i) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”6.6(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (QRS Corp)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(ee2023 Equity Incentive Plan 1.1(a) Personal Data 3.22(a2023 Equity Incentive Plan Proposal 7.15(a) Pivotal 2023 ESPP 1.1(b) 2023 ESPP Proposal 7.15(b) 2023 Plans 1.1(c) Acceptable Confidentiality Agreement 1.1(d) Accounting Firm 3.7(e) Acquisition Inquiry 1.1(e) Acquisition Proposal 1.1(f) Acquisition Transaction 1.1(g) Action 4.9 Adjusted Warrant 3.3(c) Affiliate 1.1(h) Agreement Preamble Pivotal Acquirer 3.19(iAllocation Certificate 7.13 Amended Charter Proposals Recitals Anticipated Closing Date 3.7(a) Pivotal Book-Entry Shares 3.4(b) Business Day 1.1(i) Cash Determination Date 3.7(a) Cash Dividend Recitals Certificate of Merger 2.4 Certificates 3.4(b) Charter Amendment Proposal Recitals Closing 2.3 Closing Date 2.3 COBRA 4.12(c)(iv) Code Recitals Company Preamble Company Audited Financial Statements Section 7.1(g) Company Board Recitals Pivotal Company Board Adverse Recommendation Change 7.2(c) Company Board Recommendation 7.2(c) Company Budget 6.2(b)(vi) Company Bylaws 3.1(b4.1(b) Pivotal Company Capital Stock 1.1(j) Company Charter 3.1(b4.1(b) Pivotal Class A Stockholder Approval 3.4(aCompany Common Stock 1.1(k) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eIV Company Equity Plan 1.1(l) Pivotal Intellectual Property 8.3(ggCompany Financial Statements 4.6(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Fundamental Representations 1.1(m) Pivotal IPO Date 8.3(iiCompany Interim Financial Statements 4.6(a) Pivotal MTA 8.3(ggCompany Intervening Event 7.2(d) Pivotal Option 2.3(aCompany Notice Period 7.2(d) Pivotal Option Cash Out Amount 2.3(a)(iCompany Options 1.1(n) Pivotal Company Outstanding Shares 3.1(a)(i)(A) Company Owned IP 1.1(o) Company Plans 3.12(a4.12(a) Pivotal Company Preferred Stock 3.2(a1.1(p) Pivotal Company Privacy Laws 4.19(e) Company Products 8.3(kk4.11(c) Pivotal Returns 3.15(aCompany Restricted Shares 3.2 Company Series B Preferred Stock 1.1(q) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Company Stock Awards 3.2(e4.2(b) Pivotal Stock Plans 2.3(aCompany Stockholder Approval Recitals Company Support Agreements Recitals Company Triggering Event 1.1(r) Pivotal Stockholder Approvals 3.4(aCompany Unaudited Interim Financial Statements Section 7.1(g) Pivotal Stockholders Meeting 5.3(bCompany Valuation 3.1(a)(i)(B) Pivotal Technology 8.3(mmCompany Value Per Share 3.1(a)(i)(C) Pivotal Training Data 8.3(nnCompany Warrant 1.1(s) Privacy Laws 3.22(cConcurrent PIPE Investment Recitals Concurrent PIPE Investment Amount Recitals Concurrent PIPE Investors Recitals Confidentiality Agreement 1.1(t) Processing 3.22(cContract 4.5(a) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(acontrol 1.1(u) Required VMware Filing 5.3(cControlled Group 4.12(b) Rollover Option 2.3(a)(iiD&O Indemnified Parties 7.5(a) Rollover RSU 2.3(c)(iiDelaware Secretary of State 2.4 Delivery Date 3.7(a) Xxxxxxxx-Xxxxx DGCL Recitals Dispute Notice 3.7(b) Dissenting Shares 3.6 Dividend Record Date 7.14(a) Effective Time 2.4 End Date 9.1(b) Environmental Law 4.14(b) Equity Plan Proposals 7.15(a) ERISA 4.12(a) Exchange Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”4.5(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Support Agreement (Graphite Bio, Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm section Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeAdverse Recommendation Change 5.3(c) Personal Data 3.22(aAgreement preamble Balance Sheet Date 3.7 Base Amount 5.4(b) Pivotal Preamble Pivotal Acquirer 3.19(iBook-Entry Shares 2.1(c)(ii) Pivotal CBA 3.15(f) Certificate of Merger 1.5 Chosen Courts 8.5 Closing 1.4 Closing Date 1.4 Company preamble Company Affiliated Party 3.19 Company Affiliated Party Transactions 3.19 Company Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal recitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Letter Article Schedule article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Company Option 2.3(a) Pivotal Company Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(aCompany Property 3.10(b) Pivotal Preferred Stock 3.2(aCompany RSU Award 2.3(b) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal Company RSU Cash Out Amount 2.3(c)(i2.3(b) Pivotal SEC Documents 3.6(aCompany Warrants 2.4(a) Pivotal Software 8.3(llCompensation Committee 5.11 Creator 3.12(e) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eDGCL recitals Dissenting Shares 2.5(a) Pivotal Stock Plans 2.3(aDOL 3.14(a) Pivotal Stockholder Approvals Effective Time 1.5 ERISA 3.14(a) ERISA Affiliate 3.14(c) Exchange Act 3.4(a)(ii) Excluded Shares 2.1(b) Expense Reimbursement 7.6(c) Expenses 5.8 Expiration Time 1.1(c) Financing 4.5(a) GAAP 3.6(a)(ii) Governmental Authorizations 3.4(a) Pivotal Stockholders Meeting 5.3(bIn-the-Money Option 2.3(a)(i) Pivotal Technology 8.3(mmInitial Expiration Time 1.1(c) Pivotal Training Data 8.3(nnTerm section Inquiry 5.3(a) Privacy Laws 3.22(cMaterial Contract 3.13(a) Processing 3.22(cMaterial Supplier 3.23 Merger recitals Merger Consideration 2.1(c)(i) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(aMerger Sub preamble Merger Transactions recitals Minimum Condition annex I Nasdaq 1.1(d) Required VMware Filing 5.3(cNew Litigation Claim 5.2(c) Rollover Option 2.3(a)(iiNo-Shop Period Start Time 5.3(a)(i) Rollover RSU 2.3(c)(iiNon-Scheduled Contracts 3.12(c) Xxxxxxxx-Xxxxx Act 3.6(aNote Purchase Agreement recitals Notice Period 5.3(c)(iii) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Offer recitals

Appears in 1 contract

Samples: Agreement and Plan of Merger (MLS Capital Fund II LP)

INDEX OF DEFINED TERMS. (ContinuedTerm Location of Definition Accrued and Unpaid Dividend Amount 1.4 Affiliate 2.1(a) Definition Location Person 8.3(eeAgreement Preamble Antitakeover Laws 2.2(j)(ii) Personal Data 3.22(aAsset Sale Agreement 2.1(b) Pivotal Bankruptcy Exceptions 2.2(e)(i) Beneficial Ownership 2.3(d) Board 1.3(c)(iv) business day 1.5 Certificates of Designations Recital B Claim 4.3(e) Closing 1.2(a) Closing Date 1.2(a) Common Stock Recital A Company Preamble Pivotal Acquirer 3.19(iConfidentiality Agreement 5.1 Convertible Securities 3.6(a)(ii) Pivotal Board Recitals Pivotal Bylaws 3.1(bDeductible 4.3(d) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP Dividend Payment Date 1.4 Due Diligence Information 2.3(e) Pivotal Intellectual Property 8.3(ggEquity Securities 4.2(a)(i) Pivotal Intellectual Property Registrations 8.3(hhEvaluation Date 2.2(o) Pivotal IPO Date 8.3(iiExchange Act 2.1(c) Pivotal MTA 8.3(ggiii Term Location of Definition Excluded Securities 3.6(a)(iii) Pivotal Option 2.3(aFully Diluted Basis 4.1 GAAP 2.1(d) Pivotal Option Cash Out Amount 2.3(a)(iGovernmental Entities 0 Indemnified Person 4.3(e) Pivotal Plans 3.12(aIndemnifier 4.3(e) Pivotal Preferred Stock 3.2(aInvestor(s) Pivotal Products 8.3(kkPreamble Investor Indemnified Parties 4.3(b) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Investor Directors 4.1 Investor Material Adverse Effect 2.3(b)(ii) Losses 4.3(b) Market Price 1.4 Material Adverse Effect 2.1(e) NASDAQ 1.3(c)(vi) NASDAQ Letter 1.3(c)(vi) NASDAQ Waiver 2.2(f) New Securities 4.2(a)(ii) New Credit Agreements 1.3(a)(ii) Offer 4.2(b) Offered Securities 4.2(b) Options 3.6(a)(iv) Preemptive Period 4.2(b) Preferred Shares Recital B Preferred Stock Recital A Pro Rata Share 4.2(a)(iii) Purchase 1.1 Purchase Notice 4.2(c) Purchased Securities Recital B Registration Rights Agreement 1.3(c)(iii) Restructuring 2.1(f) SEC 1.3(c)(vii) SEC Reports 2.1(g) Securities Act 2.1(h) Series A Certificate Recital B Series B Certificate Recital B Series A Shares Recital B Series B Shares Recital B Specified Representations 4.3(a) Subsidiary 2.1(i) Threshold Ownership Date 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiTransaction Documents 2.1(k) Voting Agreement Recitals WARN Act 3.13(cTransactions 2.1(j) Works of Authorship 8.3(xxWarrant(s) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger Recital B Warrant Shares 2.2(d) White Deer Group 4.4 White Deer Group Member 4.4 SECURITIES PURCHASE AGREEMENT, dated September 2, 2010 (this “Agreement”), dated as of August 22, 2019, is between VMware, Inc.PostRock Energy Corporation, a Delaware corporation (the VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger SubCompany”), and Pivotal SoftwareWhite Deer Energy L.P., Inc.White Deer Energy TE L.P., and White Deer Energy FI L.P., each a Delaware corporation Cayman Islands exempted limited partnership (together, the PivotalInvestors” and each an “Investor”).

Appears in 1 contract

Samples: Securities Purchase Agreement (PostRock Energy Corp)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section Acquisition Proposal 6.5(f)(i) Definition Location Action 3.8 Affiliates 9.15(a) Agreement Preamble Articles of Merger 1.3 Book-Entry Share 1.8(a) Bowling Tournament Contract 3.19(b)(ii) Business Day 9.15(b) Capitalization Date 3.4 CARES Act 9.15(c) Certificate 1.8(a) Change in Recommendation 6.5(c) Class A Common Stock Recitals Class B Common Stock Recitals Class B Holders 2.9 Closing 1.2 Closing Date 1.2 COBRA 9.15(d) Code 2.7 Common Stock Recitals Company Preamble Company Acquisition Agreement 6.5(a) Company Balance Sheet 9.15(e) Company Balance Sheet Date 9.15(f) Company Board Recitals Company Disclosure Schedule Article 3 Company Intellectual Property 3.15(a) Company Permits 3.10 Company Property 9.15(g) Company SEC Reports 3.6(a) Company Stockholder Meeting 6.1(a) Company Superior Proposal Termination 6.5(b) Company Support Agreement Recitals Company Termination Fee 8.3 Company Title Reports 9.15(i) Company Transaction Expenses 9.15(h) Confidentiality Agreement 6.3 Contract 9.15(j) Discount Coupons 9.15(k) Dissenting Shares 2.9 Effective Time 1.3 Employee Benefit Plans 3.17(a) Environmental Laws 9.15(l) Environmental Permits 9.15(m) ERISA 3.17(a) iv Defined Term Section ERISA Affiliate 9.15(n) ESOP 9.15(o) ESOP Fairness Opinion 6.7(b) ESOP Loan 3.17(j)(iii) ESOP Loan Documents 3.17(j)(iv) ESOP Termination Date 6.7(d) ESOP Trust 3.17(j)(ii) Exchange Act 9.15(p) Excluded Shares 1.8(c) Existing Plans 6.7(a) Extraordinary Dividend 6.11 Fairfax Central LP 9.15(q) Financial Advisor 3.23 GAAP 3.6(b) Governmental Entity 3.3(b) Ground Lease 9.15(q) Ground Lessor 9.15(r) Hazardous Substance 9.15(s) Holders 9.15(t) Improvements 9.15(u) Indebtedness 9.15(v) Indemnified Claims 6.6(a) Indemnified Parties 6.6(a) Infringe 3.15(c) Intellectual Property 9.15(w) Intervening Event 6.5(f)(ii) Law 3.3(a) Leased Real Property 9.15(x) Leases 9.15(y) Lessee 9.15(q) Lessor 9.15(q) Licensed Company Intellectual Property 3.15(a) Lien 9.15(z) Material Adverse Effect 9.15(aa) Material Contract 9.15(bb) Merger Recitals Merger Consideration 1.8(a) Merger Sub Preamble MGCL 1.1 Necessary Consents 3.3(b) Order 3.3(a) OSHA 3.14(f) Outside Date 8.1(b)(ii) Owned Company Intellectual Property 3.15(a) Owned Real Property 9.15(cc) Parent Preamble Paying Agent 2.1 Defined Term Section Per Share Price 1.8(a) Permitted Lien 9.15(dd) Person 8.3(ee9.15(ee) Personal Data 3.22(a9.15(ff) Pivotal Preamble Pivotal Acquirer 3.19(iPPP Lender 9.15(gg) Pivotal Board Recitals Pivotal Bylaws 3.1(bPPP Loan 9.15(hh) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) 3.4 Privacy Agreements 3.16 Privacy Laws 3.22(c3.16 Processing 3.16 Profit Sharing Plan 6.7(c) Processing 3.22(cProxy Documents 6.1(a) Proxy Statement 3.8 3.21 R&W Insurance Policy 9.15(ii) Real Property 9.15(jj) Recommendation 3.2(b) Regulation S-K 3.6(c) Related Person 3.26 3.22 Release 9.15(kk) Representatives 5.2(a9.15(ll) Required VMware Filing 5.3(cRequisite Stockholder Approval 9.15(mm) Rollover Option 2.3(a)(iiSDAT 1.3 SEC 9.15(nn) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(ePortfolio 6.11 Stockholder Approval Date 6.5(b) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii9.15(oo) Superior Proposal 5.2(j)(iii6.5(f)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nTail Period 8.3(a) Takeover Laws 3.25 Tax Return 8.3(qq9.15(pp) Tax Sharing Agreement 8.3(rr9.15(qq) Taxes 8.3(ss9.15(rr) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(wwThird Party Access Agreements 3.11(d) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals 6.9 WARN Act 3.13(c3.18(e) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated ) is made and entered into as of August 22May 27, 2019, is between VMware, Inc.2021 by and among Bowlero Corp., a Delaware corporation (“VMwareParent”), Raven Transaction Potomac Merger Sub, Inc., a Delaware Maryland corporation and a wholly-wholly owned Subsidiary subsidiary of VMware Parent (“Merger Sub”), and Pivotal Software, Inc.Bowl America Incorporated, a Delaware Maryland corporation (the PivotalCompany”). Capitalized terms used but not defined in the context in which they are used shall have the respective meanings assigned to such terms in Section 9.15.

Appears in 1 contract

Samples: Agreement and Plan of Merger (Bowl America Inc)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeAcceptable Confidentiality Agreement 8.3(a) Personal Data 3.22(aAction 3.10 Affected Employees 5.17(a) Pivotal Affiliate 8.3(b) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement 5.2(a)(iii)(B) Pivotal Anti-Corruption Laws 8.3(c) Antitrust Laws 5.5(a) Book-Entry Shares 2.3(b) Business Day 8.3(d) CARES Act 8.3(e) Certificate of Merger 1.3 Certificates 2.3(b) Closing 1.2 Closing Date 1.2 Closing Tax Opinion 6.3(e) COBRA 3.12(c)(vi) Code Recitals Company Preamble Company Acquisition Proposal 5.2(a)(xi)(A) Company Adverse Recommendation Change 5.2(a)(iii)(A) Company Board Recitals Pivotal 2.2(f) Company Board Designees 5.18(a) Company Business IP 3.20(b) Company Business Trade Secrets 3.20(d) Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Company Common Stock 2.1(a) Company Disclosure Letter Article III Company Equity Plans 2.2(a) Company ESPP 2.2(f) Company Expenses 7.3(e) Company Intervening Event 5.2(a)(xi)(B) Company Material Contract 3.16(a) Company Option 2.2(a) Company Plans 3.12(a) Company Preferred Stock 3.2(a) Company PSU 2.2(b) Company Registered IP 3.20(a) Company RSU 2.2(b) Company SAR 2.2(c) Company SEC Documents 3.6(a) Company Stock Awards 3.2(b) Company Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Company Stockholders Meeting 5.3(b5.3(a) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Company Superior Proposal 5.2(j)(iii5.2(a)(xi)(C) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(nCompany Tax Counsel 5.12(a)(iv) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Company Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Confidentiality Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).5.4

Appears in 1 contract

Samples: Agreement and Plan of Merger (Xylem Inc.)

INDEX OF DEFINED TERMS. (ContinuedTerm Section Affiliate 8.1(a) Definition Location Person 8.3(eeAgreement Preamble Available Financing 5.17(d) Personal Data Bankruptcy and Equity Exception 3.4 Book-Entry Shares 2.1(c) Business Day 8.1(b) Certificate of Merger 1.3 Certificates 2.1(c) Closing 1.2 Closing Date. 1.2 COBRA 3.22(g) Code 2.2(e) Collective Bargaining Agreement 3.20(c) Company Preamble Company Assets 3.9(a) Company Benefit Plans 3.22(a) Pivotal Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3 Company Common Stock Recitals Company Contracts 3.9(b) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Equity Plans 3.11(a) Pivotal Company Financial Advisor 3.34 Company Intellectual Property 8.3(gg3.27(a) Pivotal Intellectual Property Registrations 8.3(hhCompany Material Adverse Effect 8.1(c) Pivotal IPO Date 8.3(iiCompany Organizational Documents 3.5 Company Parties 7.6(e)(i) Pivotal MTA 8.3(ggCompany Permits 3.30(a) Pivotal Company Preferred Stock 3.10(a) Company Proxy Statement 3.8(b) Company SEC Reports 3.13 Company Stock Option 2.3(a) Pivotal Company Stockholders Meeting 3.8(b) Confidentiality Agreement 5.2(b) Continuing Employee 5.7(d) Contracts 8.1(d) Current Employee 5.7(b) Debt Commitment Letter 4.7(a) Debt Financing 4.7(a) DGCL 1.1 Dissenting Shares 2.4(a) DOL 3.22(b) Effective Time 1.3 Employee Benefit Plan 8.1(e) Environmental Costs 3.26(b)(ii) Term Section Environmental Laws 3.26(a)(ii) Environmental Matters 3.26(a)(i) Equity Financing 4.7(a) ERISA 8.1(f) ERISA Affiliate 8.1(g) Exchange Act 3.8(b) Excluded Party 5.3(d) Excluded Plans 5.7(b) Excluded Shares 2.1(b) Excluded Subsidiary 8.1(h) Expenses 5.13 Experienced Counsel 5.3(f)(i) Experienced Financial Advisor 5.3(f)(i) Financing 4.7(a) Financing Agreements 8.1(i) Financing Sources 5.17(d)(ii) GAAP 3.16(a)(ii) Go-Shop End Date 5.3(a) Governmental Entity 3.8 Greenbriar Confidentiality Agreement 5.2(b) Greenbriar Funds 8.1(j) Hazardous Substances 8.1(k) HSR Act 3.8(d) In-The-Money Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(aIndebtedness 8.1(l) Pivotal Stockholders Meeting 5.3(bIndemnified Parties 5.8(a) Pivotal Technology 8.3(mmIntellectual Property 8.1(m) Pivotal Training Data 8.3(nnIP Licenses 3.27(c) Privacy IRS 3.22(b) Knowledge 8.1(n) Laws 3.22(c8.1(o) Processing 3.22(cLegal Actions 3.19 Liabilities 3.17 Licensed Intellectual Property 3.27(a) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(aLiens 8.1(p) Required VMware Filing 5.3(cMaximum Premium 5.8(c) Rollover Merger Recitals Merger Consideration 2.1(c) Merger Sub Preamble Nasdaq 3.8(c) New Debt Commitment Letter 5.17(c) Offering Documents 5.17(d)(i) Option 2.3(a)(iiMerger Consideration 2.3(a) Rollover RSU 2.3(c)(iiOrders 8.1(q) Xxxxxxxx-Xxxxx Act 3.6(aOutside Termination Date 7.2(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(bOwned Intellectual Property 3.27(a) Software 8.3(ooTerm Section Parent Preamble Parent Assets 4.5(a) Standards Organizations 3.19(eParent Benefit Plan 5.7(d) Subsidiary 8.3(ppParent Contracts 4.5(b) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Parent Disclosure Letter IV Parent Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii8.1(r) Voting Agreement Recitals WARN Act 3.13(cParent Parties 7.6(e)(ii) Works of Authorship 8.3(xxPaying Agent 2.2(a) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Payment Fund 2.2(b) PBGC 3.22(b) Permits 3.30(a) Person 8.1(s), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (ATC Technology CORP)

INDEX OF DEFINED TERMS. (ContinuedThe following capitalized terms have the respective meanings given to them in the respective Sections of this Agreement set forth opposite each of the capitalized terms below: Term Section Reference Agreement Preamble Alternative Acquisition Agreement 5.3(a) Definition Location Person 8.3(eeBIS 3.21(b) Personal Data 3.22(aBylaws 3.1 Capitalization Date 3.7(a) Pivotal CFIUS 4.5 Charter 3.1 Charter Agreements 7.2(k) Chosen Courts 10.10(a) Closing 2.2 Closing Date 2.2 Collective Bargaining Agreement 3.19(a) Comcast Agreement(s) 7.2(l) Company Preamble Pivotal Acquirer 3.19(iCompany Board Recommendation 3.3(a) Pivotal Company Board Recitals Pivotal Bylaws 3.1(bRecommendation Change 5.3(c) Pivotal Charter 3.1(bTerm Section Reference Company Breach Notice Period 9.1(e) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Intellectual Property 8.3(gg) Pivotal Intellectual Property Registrations 8.3(hh) Pivotal IPO Date 8.3(ii) Pivotal MTA 8.3(gg) Pivotal Option 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Company Preferred Stock 3.2(a3.7(a) Pivotal Products 8.3(kkCompany Related Parties 9.3(e)(i) Pivotal Returns 3.15(aCompany SEC Reports 3.9 Company Securities 3.7(c) Pivotal RSU 2.3(cCompany Stockholder Meeting 6.4(a) Pivotal RSU Cash Out Amount 2.3(c)(iConfidentiality Agreement 10.4 Contracting Party 10.12 Copyrights 1.1(vv) Pivotal SEC Documents 3.6(aData 1.1(vv) Pivotal Software 8.3(llDGCL 3.1 Electronic Delivery 10.14 Expense Reimbursement 9.3(b)(iii) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(eIndemnified Party 8.4(d) Pivotal Stock Plans 2.3(aIndemnity Cap 8.4(a) Pivotal Indemnifying Party 8.4(d) Lease 3.14(b) Leased Real Property 3.14(b) Losses 8.2 Marks 1.1(vv) Nonparty Affiliate 10.12 Notice Period 5.3(d)(ii)(3) OFAC 3.21(a) Owned Real Property 3.14(a) Party Preamble Patents 1.1(vv) Payoff Letters 6.6 Proxy Statement 6.3(a) Purchaser Preamble Purchaser Breach Notice Period 9.1(g) Purchaser Related Parties 9.3(e)(ii) Real Property 3.14(b) Recovery Costs 9.3(d) Representatives 5.3(a) Requisite Stockholder Approvals 3.4(a) Pivotal 3.4 Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu7.2(j) Termination Fee 7.3(bDate 9.1(c) Top Customers 3.21 Third-Party Claim 8.5 Trade Laws 3.21(a) Trade Secrets 8.3(vv) Trademarks 8.3(ww1.1(vv) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).Recitals

Appears in 1 contract

Samples: Registration Rights Agreement (Comscore, Inc.)

INDEX OF DEFINED TERMS. (ContinuedDefined Term Section No. ------------- ----------- Acquisition Proposal 6.4 ADM Article IV Adjustment Amount 6.14(e) Definition Location Person 8.3(eeAgreement Preamble Applicable Discount Rate 6.9(e)(i)(A) Personal Data 3.22(aApplicable Du Pont Plan 6.9(b) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval Applicable Laws 4.4 Asset Transfers 3.4(a) Pivotal Data 8.3(ffAssets 3.4(a) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(eAuthority 6.15(a) Pivotal Balance Sheets 4.5(b) Banque Brussels Agreement 3.2 Basket Amount 9.2(c) Bonds 6.15(a) Bridging Services Agreement 6.12 Business Recitals Canadian Foreign Funded Benefit Plan 6.9(k) Certificates of Merger 2.1(b) Closing 1.1 COBRA Coverage 6.9(b) Code Recitals Commodities Purchasing Agreement 6.12 Confidentiality Agreement 6.2(a) Copyrights 4.11(a) Dairy Food Employees 6.9(a)(i) Damages 9.2(a) Defective Products 4.15 DGCL 2.1(a)(i) Domestic Benefit Plans 4.9(a)(i) Domestic Closings 1.2 Du Pont Preamble Du Pont Common Stock Recitals Du Pont Indemnified Parties 9.2(a) Du Pont Merger Subsidiaries 1.3 Du Pont Parties Preamble Du Pont's Pension Plan 6.9(e)(i) Du Pont's Reimbursement Plan 6.9(d)(iii) Du Pont Shares 1.4 Effective Time 2.1(b) Environmental Claim 4.17(a) Environmental Laws 4.17(a) ERISA 4.9(a)(i) ERISA Affiliate 4.9(a)(i) Excess Cash 6.14(d) Exchange Act 4.5(a) Excluded Assets 1.5 Executive Plans 6.9(h)(ii) Fiber Merger 2.1(a)(i) Fiber Sales Preamble Fiber Surviving Corporation 2.1(a)(i) Final Termination Date 8.1(b) Financial Statements 4.5(b) Foreign Benefit Plans 4.9(a)(ii) Foreign Book Accrual Benefit Plan 6.9(n) Foreign Book Reserve Benefit Plan 6.9(o) Foreign Closing Date 2.5(b)(i) Foreign Closings 1.6 Foreign Employees 6.9(a)(ii) Foreign Exchange Agreements 2.4(a)(i) Foreign Exchanges 2.4(a)(i) Foreign Protein Shares Recitals Foreign Protein Subsidiaries 1.7 Foreign Transfer Date 6.9(e)(iii) Fuji Joint Venture 4.1(d) Fuji Shares 4.1(d) GAAP 4.5(b) Governmental Entity 4.4 Headquarters Lease 6.12 HSR Act 4.4 Imperial BTI Preamble Imperial BTI Merger 2.1(a)(ii) Imperial BTI Surviving Corporation 2.1(a)(ii) Income Statements 4.5(b) Indebtedness 1.8 Indemnified Party 9.2(f) Indemnifying Party 9.2(f) Information 6.18(a) Initial Completion Date 1.9 Initial Transfer Amount 6.9(e)(i) Intellectual Property 8.3(gg4.11(a) Pivotal Intellectual Property Registrations 8.3(hhAssignment 6.12 IRB Loan Agreements 6.15(a) Pivotal IPO Date 8.3(iiIRB Lease Agreements 6.15(a) Pivotal MTA 8.3(ggIRS 1.17 License Agreements 4.11(a) Pivotal Option 2.3(aLien 4.2(c) Pivotal Option Cash Out Amount 2.3(a)(i) Pivotal Plans 3.12(a) Pivotal Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee 4.1(b) Materials of Environmental Concern 4.17(a) Market Value 1.10 Mergers 2.1(a)(ix) Merger Conversion Ratios 2.2(a) Net Debt Amount 1.11 New Pointer Subsidiaries 3.4(a) NFI Preamble NFI Merger 2.1(a)(iii) NFI Surviving Corporation 2.1(a)(iii) Off-Site Materials 9.2(h)(A) Oklahoma Landlord Consents 2.4(e) Operating Agreement(s) 6.12 Patents 4.11(a) PBGC 4.9(c) PBO 6.9(e)(i) Permits 4.10(b) Person 1.12 Plant Lease 2.4(e) Pointer Preamble Pointer Merger 2.1(a)(iv) Pointer Surviving Corporation 2.1(a)(iv) Policies 6.9(h)(vii) Proceedings 4.8 Products 4.15 Projects 6.15(a) Protein Competitive Business 6.10(a) Protein Employees 6.9(a)(iv) Protein Foreign Funded Benefit Plan 6.9(k) Protein Subsidiaries Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”Protein Subsidiary Contracts 4.4 PTI Preamble PTI Argentina 3.4(a), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Agreement and Plan of Merger (Ralston Purina Co)

INDEX OF DEFINED TERMS. (Continued) Definition Location Person 8.3(eeAcquisition Proposal 5.4(g)(i) Personal Data 3.22(aAction 3.9 Adverse Recommendation Change 5.4(c) Pivotal Affiliate 8.3(a) Agreement Preamble Pivotal Acquirer 3.19(iAlternative Acquisition Agreement Section 5.4(g)(ii) Pivotal Antitrust Law 8.3(b) Articles of Merger 1.3 Bass Pro 5.20 BBCV Receivables-Q 2010 LLC Purchase Facility 8.3(c) Book-Entry Shares 2.1(a) BRFC-Q 2010 LLC Purchase Facility 8.3(d) Business Day 8.3(e) Business Intellectual Property 3.20(a) Certificate 2.1(a) Choice 5.20 Class A Shares 3.2(a) Class B Shares 3.2(a) Closing 1.2 Closing Date 1.2 Code 8.3(f) Company Preamble Company Board Recitals Pivotal Company Bylaws 3.1(b) Pivotal Company Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Company Disclosure Letter Article III Pivotal ESPP 2.3(eCompany Employee 8.3(g) Pivotal Company Entity 8.3(h) Company ERISA Affiliate Section 3.11(b)(iii) Company Incentive Plan 3.2(a) Company Indemnitees 5.21(b) Company Intellectual Property 8.3(i) Company Management Agreement Section 3.18(a)(viii) Company Manager Section 3.18(a)(viii) Company Offering Documents 8.3(j) Company Organizational Documents 3.1(b) Company Plans 3.11(a) Company Proprietary Software 8.3(k) Company Real Property 3.17(b) Company Real Property Lease 3.17(d) Company Receivables Financings 8.3(p) Company Receivables-Backed Facilities 8.3(l) Company Receivables-Backed Facilities Commitment Letters 8.3(m) Company Receivables-Backed Facility 8.3(n) Company Receivables-Backed Facility Instrument 8.3(o) Company Recommendation 3.3(b) Company Registered IP 3.20(a) Company Restricted Stock Award 2.2 Company SEC Documents 3.5(a) Company Securitization Transaction 8.3(q) Company Special Purpose Subsidiary Section 8.3(r) Company Stockholder Approval 3.3(a) Company Stockholders’ Meeting 5.6(a) Company Third-Party Leases 3.17(c) Company Timeshare Lender 3.18(e)(i) Company Timeshare Receivables 3.18(e) Compliant Section 8.3(s) Confidentiality Agreement 5.7(b) Continuing Employee 5.9(a) Contract 3.4(a) control Section 8.3(t) Credit Suisse 3.25 Debt Financing Section 8.3(u) Debt Financing Parties Section 8.3(v) Debt Financing Sources Section 8.3(w) Debt Instruments 3.18(e) XXXXX Section 8.3(x) Effective Time 1.3 Employment Matters Section 8.3(y) Environmental Laws Section 8.3(z) Environmental Permits 8.3(aa) Equitable Principles Section 8.3(bb) ERISA 3.11(a) Exchange Act 3.4(b) Exchange Program Section 8.3(cc) Excluded Information Section 8.3(dd) Excluded Shares 2.1(b) FBCA Recitals FFS Arrangements 8.3(ee) FFS Developers 8.3(ff) FFS Documents 8.3(gg) Pivotal Fifth Third Credit Facility 8.3(hh) Fundamental Action Section 5.4(d) Funded Indebtedness 8.3(ii) GAAP 8.3(jj) Governmental Antitrust Authority 5.8(f) Governmental Entity 8.3(kk) Governmental Filings 8.3(ll) HGV Warehouse Facility 8.3(mm) Hilton Recitals Hilton Consent Recitals Hilton License Agreement Recitals HSR Act 3.4(b) Indemnified Parties 5.12(a) Intellectual Property Registrations 8.3(hh8.3(nn) Pivotal IPO IRS 3.11(a) IT Systems Section 8.3(oo) Key Stockholders Section 8.3(pp) knowledge Section 8.3(qq) Law 3.4(a) Leakage Section 8.3(rr) Leased Real Property 3.17(b) Liberty Bank Facility Section 8.3(ss) Liens 3.2(a) Marketing Period Section 8.3(tt) Material Adverse Effect Section 8.3(uu) Material Contracts 3.15(a) Materials of Environmental Concern Section 8.3(vv) Merger Recitals Merger Consideration 2.1(a) Merger Sub Preamble Merger Sub Board Recitals NBA Receivables Facility Section 8.3(ww) Non-Profit VCA Section 8.3(xx) Non-Profit VOA Section 8.3(yy) Notice 5.4(d) Notice Period 5.4(d) NYSE 3.4(b) Off-the-Shelf Software Section 8.3(zz) Open Source Software Section 8.3(aaa) Outside Date 8.3(ii7.1(b)(i) Pivotal MTA 8.3(ggOwned Real Property 3.17(b) Pivotal Option Pacific Western Facility Section 8.3(bbb) Parent Preamble Parent Board Recitals Parent Common Stock Section 8.3(ccc) Parent Disclosure Letter Article IV Parent Employee Benefit Plan 5.9(c) Parent Indemnity and Reimbursement Obligations 5.21(b) Parent Material Adverse Effect Section 8.3(ddd) Parent Plan Section 8.3(eee) Parent SEC Documents 4.5(a) Patents 8.3(nn) Paying Agent 2.3(a) Pivotal Option Cash Out Amount 2.3(a)(iPayment Fund 2.3(a) Pivotal Plans 3.12(aPCB Loan Section 8.3(fff) Pivotal Permits 3.10 Permitted Company Receivables-Back Facilities Activity Section 8.3(ggg) Permitted Confidentiality Agreement 5.4(b) Permitted Liens Section 8.3(hhh) Person Section 8.3(iii) Personal Data Section 8.3(jjj) Preferred Stock 3.2(a) Pivotal Products 8.3(kk) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nnPrepayment Amendment Section 5.22(a) Privacy Laws 3.22(cand Security Requirements Section 8.3(kkk) Processing 3.22(cSection 8.3(lll) Proxy Statement 3.8 Related Person 3.26 3.7 R&W Policy 5.18 Representatives 5.2(a5.4(a) Required VMware Filing 5.3(cInformation Section 8.3(mmm) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(iiRule 144A 8.3(s) Xxxxxxxx-Xxxxx Act 3.6(a3.5(a) Schedule 13E-3 3.8 SEC Article III 3.5(a) Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(ii) Voting Agreement Recitals WARN Act 3.13(c) Works of Authorship 8.3(xx) Table of Contents AGREEMENT AND PLAN OF MERGER This Agreement and Plan of Merger (“Agreement”3.4(b), dated as of August 22, 2019, is between VMware, Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger Sub”), and Pivotal Software, Inc., a Delaware corporation (“Pivotal”).

Appears in 1 contract

Samples: Trust Agreement (Hilton Grand Vacations Inc.)

INDEX OF DEFINED TERMS. (ContinuedAccounting Arbitrator Section 2.2(b)(iii) Definition Location Accounting Principles Section 1.2(a) Acquired Membership Interests Recitals Adjustment Notice Section 2.4(b) Affiliate Section 1.2(b) Affiliate Contract Section 1.2(ccc)(xv) Affiliate Transactions Section 5.10 Agreed Rate Section 1.2(c) Agreement Preamble Allocated Value Section 2.2(a) Allocation Objection Notice Section 2.2(b)(ii) Antitrust Laws Section 1.2(d) Asset Taxes Section 1.2(e) Assignment of Interests Section 8.2(a) Benefit Plan Section 1.2(f) BOEM Section 1.2(g) BSEE Section 1.2(h) Burdens Section 1.2(i) Business Day Section 1.2(j) Cash Purchase Price Section 2.1(a) Casualty Loss Section 5.13 Claim Section 11.3(b) Claim Notice Section 11.3(b) Closing Section 8.1 Closing Cash Payment Section 2.4(a) Closing Date Section 8.1 Closing Settlement Statement Section 2.4(a) Code Section 1.2(k) Company or Companies Section 1.2(l) Company Assets Section 1.2(m) Company Business or Company Businesses Section 1.2(n) Company Contract Section 1.2(o) Company Derivatives Section 1.2(p) Company Leases Section 1.2(m)(i) Company Operating Expenses Section 1.2(q) Company Personal Property Section 1.2(m)(vii) Company Properties Section 1.2(m)(iii) Company Records Section 1.2(r) Company Rights-of-Way Section 1.2(m)(vi) Company Units Section 1.2(m)(iii) Company Xxxxx Section 1.2(m)(ii) Confidentiality Agreement Section 1.2(s) Consent Section 3.11(b) Consolidated Group Section 1.2(t) Controlled Group Liabilities Section 1.2(u) Cure Period Section 1.2(w) Customary Post-Closing Consents Section 1.2(x) Cut-Off Date Section 1.4(c) Damages Section 11.2(d) Decommission or Decommissioning Section 1.2(y) Defect Arbitrator Exhibit D Defect Escrow Account Section 1.2(z) Defensible Title Section 1.2(aa) Deposit Section 2.1(c) Derivatives Section 5.7 Determination Date Section 2.4(b)(ii) Dispute Auditor Section 2.4(b)(ii) Disputed Amount Section 6.7 Disputed Environmental Matter Section 6.7 Disputed Matter Section 6.7 Disputed Title Matter Section 6.7 DOJ Section 5.5 Effective Time Section 1.2(bb) Environmental Arbitrator Exhibit D Environmental Defect Section 1.2(cc) Environmental Defect Amount Section 1.2(dd) Environmental Defect Deadline Section 6.6(a) Environmental Defect Property Section 6.6(b) Environmental Deductible Section 6.6(d) Environmental Dispute Election Section 6.6(c) Environmental Laws Section 1.2(ee) Environmental Liabilities Section 1.2(ff) Environmental Notice Section 1.2(gg) Environmental Threshold Section 6.5(c) ERISA Section 1.2(hh) ERISA Affiliate Section 1.2(ii) Escrow Account Section 1.2(jj) Escrow Agent Section 1.2(kk) Escrow Agreement Section 1.2(ll) Exchange Act Section 4.5 Excluded Assets Section 1.2(mm) Excluded Assets Assignment Section 1.2(nn) Excluded Company Records Section 1.2(r)(v) Execution Date Preamble Financial Statements Section 1.2(oo) Final Allocation Section 2.2(b)(iv) Financing Section 4.7 FTC Section 5.5 Fundamental Representations Section 11.4(a) Governmental Authority Section 1.2(pp) Hard Consent Section 5.11(b)(i) Hazardous Materials Section 1.2(qq) HSR Act Section 1.2(rr) Hydrocarbons Section 1.2(ss) Imbalance Section 1.2(tt) INC Section 1.2(uu) Included Title Defect Properties Section 6.4(b)(ii) Income Taxes Section 1.2(vv) Indemnified Liabilities Section 11.2(b)(iii) Indemnified Person 8.3(eeSection 11.3(a) Personal Data 3.22(aIndemnifying Person Section 11.3(a) Pivotal Preamble Pivotal Acquirer 3.19(i) Pivotal Board Recitals Pivotal Bylaws 3.1(b) Pivotal Charter 3.1(b) Pivotal Class A Stockholder Approval 3.4(a) Pivotal Data 8.3(ff) Pivotal Disclosure Letter Article III Pivotal ESPP 2.3(e) Pivotal Information Statement Section 5.16 Intellectual Property 8.3(ggSection 1.2(ww) Pivotal Intellectual Property Registrations 8.3(hhIntended Tax Treatment Section 2.2(b)(i) Pivotal IPO Date 8.3(iiInterim Breach Section 11.2(b)(ii) Pivotal MTA 8.3(ggInterim Breach Provision Section 11.2(b)(ii) Pivotal Option 2.3(aLaws Section 1.2(xx) Pivotal Option Cash Out Amount 2.3(a)(iLease Annex Section 1.2(yy) Pivotal Plans 3.12(aLiens Section 1.2(zz) Pivotal Preferred Stock 3.2(aLoan Section 1.2(aaa) Pivotal Products 8.3(kkLowest Cost Response Section 1.2(bbb) Pivotal Returns 3.15(a) Pivotal RSU 2.3(c) Pivotal RSU Cash Out Amount 2.3(c)(i) Pivotal SEC Documents 3.6(a) Pivotal Software 8.3(ll) Pivotal Special Committee Recitals Pivotal Stock Awards 3.2(e) Pivotal Stock Plans 2.3(a) Pivotal Stockholder Approvals 3.4(a) Pivotal Stockholders Meeting 5.3(b) Pivotal Technology 8.3(mm) Pivotal Training Data 8.3(nn) Privacy Laws 3.22(c) Processing 3.22(c) Proxy Statement 3.8 Related Person 3.26 Representatives 5.2(a) Required VMware Filing 5.3(c) Rollover Option 2.3(a)(ii) Rollover RSU 2.3(c)(ii) Xxxxxxxx-Xxxxx Act 3.6(a) Schedule 13E-3 3.8 SEC Article III Securities Act 3.5(b) Software 8.3(oo) Standards Organizations 3.19(e) Subsidiary 8.3(pp) Substituted Option 2.3(a)(ii) Table of Contents INDEX OF DEFINED TERMS (Continued) Definition Location Substituted RSU 2.3(c)(ii) Superior Proposal 5.2(j)(iii) Support Agreement Recitals Surviving Corporation 1.1 Systems 3.19(n) Takeover Laws 3.25 Tax Return 8.3(qq) Tax Sharing Agreement 8.3(rr) Taxes 8.3(ss) Taxing Authority 8.3(tt) Technology 8.3(uu) Termination Fee 7.3(b) Top Customers 3.21 Trade Secrets 8.3(vv) Trademarks 8.3(ww) Transaction Litigation 5.7 VMware Preamble VMware Board Recitals VMware Charter Recitals VMware Material Adverse Effect 4.1 VMware Special Committee Recitals VMware Stock 2.3(a)(iiSection 3.31(e) Voting Material Contract Section 1.2(ccc) Net Revenue Interest Section 1.2(ddd) NORM Section 3.8 Organizational Documents Section 1.2(eee) Other PSA Section 1.2(fff) Outside Date Section 10.1(c) Party or Parties Preamble Permits Section 1.2(ggg) Permitted Encumbrance Section 1.2(hhh) Permitted Interest Encumbrance Section 1.2(iii) Person Section 1.2(jjj) Phase I Activities Section 1.2(kkk) Post-Closing Statement Section 2.4(b) Pre-Effective Date Period Section 1.2(lll) Preferential Purchase Right Section 3.11(a) Proceedings Section 3.6 Proposed Allocation Section 2.2(b)(ii) Purchase Price Section 2.1(a) Purchaser Preamble Purchaser Indemnified Parties Section 11.2(b) Purchaser Parent Preamble Purchaser Parent SEC Reports Section 4.13 Purchaser Parent Shares Section 2.1(a) Purchaser Tax Returns Section 9.2(b) Purchaser’s Phase I Environmental Review Section 6.2(a) Purchaser’s Representatives Section 6.1(a) R&W Conditional Binder Section 5.18(a) R&W Policy Section 5.18(a) Registration Rights Agreement Recitals WARN Section 8.2(g) Release Section 1.2(mmm) Released Parties Section 5.12 Releasing Parties Section 5.12 Remediate, Remediation or Remedial Section 1.2(nnn) Required Purchaser Filings Section 5.15(a) Retained Employee-Related Liabilities Section 1.2(ooo) Ridgewood Section 5.1 Ridgewood MSA Section 1.2(ppp) Riverstone Section 1.2(b) Riverstone Portfolio Company or Riverstone Portfolio Companies Section 1.2(b) Scheduled Closing Date Section 8.1 Securities Act 3.13(cSection 3.1(e) Works of Authorship 8.3(xxSeismic Data Section 1.2(qqq) Table of Contents Seller Preamble Seller Indemnified Parties Section 11.2(a) Seller Tax Section 1.2(rrr) Seller Tax Returns Section 9.2(a) Seller’s Knowledge Section 1.2(sss) Sinking Funds Section 1.2(mm)(xiii) Specified Matters Section 3.33 Straddle Period Section 1.2(ttt) Suspended Funds Section 1.2(uuu) Tax Section 1.2(vvv) Tax Effective Date Section 1.2(www) Tax Proceeding Section 9.4 Tax Return Section 1.2(xxx) Third-Party Loans Section 1.2(yyy) Title Arbitrator Exhibit D Title Benefit Section 1.2(zzz) Title Benefit Amount Section 6.5(b) Title Deductible Section 6.5(c) Title Defect Section 1.2(aaaa) Title Defect Amount Section 6.5(a) Title Defect Deadline Section 6.4(a) Title Defect Property Section 6.4(b) Title Dispute Election Section 6.4(b) Title Notice Section 1.2(bbbb) x Title Threshold Section 6.5(c) Transaction Costs Section 1.2(cccc) Transaction Documents Section 5.2 Transfer Taxes Section 9.5 Treasury Regulations Section 1.2(dddd) Unadjusted Purchase Price Section 2.1(a) Well Annex Section 1.2(eeee) Willful Breach Section 1.2(ffff) Working Interest Section 1.2(gggg) PURCHASE AND SALE AGREEMENT AND PLAN OF MERGER This Purchase and Sale Agreement and Plan of Merger (this “Agreement”), is dated as of August 22December 10, 20192019 (the “Execution Date”), is between VMwareby and among ILX Holdings III LLC, a Delaware limited liability company (“Seller”), Talos Production Inc., a Delaware corporation (“VMware”), Raven Transaction Sub, Inc., a Delaware corporation and a wholly-owned Subsidiary of VMware (“Merger SubPurchaser”), and Pivotal Softwaresolely with respect to its obligations related to the Purchaser Parent Shares (as defined herein), Talos Energy Inc., a Delaware corporation (“PivotalPurchaser Parent”). Seller, Purchaser and Purchaser Parent are referred to collectively as the “Parties” and individually as a “Party.

Appears in 1 contract

Samples: Registration Rights Agreement (Talos Energy Inc.)

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