Common use of INDEX OF DEFINED TERMS Clause in Contracts

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment (Continued) Terms Cross Reference in Agreement Disputed Amounts 2.5(b) Effective Time 3.1 Employee Article I Employee Plan Article I Environmental Claim Article I Environmental Law Article I Environmental Notice Article I Environmental Permit Article I ERISA Article I ERISA Affiliate Article I Escrow Agent Article I Escrow Agreement Article I Escrow Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Article I Escrow Release Date 6.7 Excess Cash Article I Exchange Article I Exchange Act Article I Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment 4.6 Fundamental Representations GAAP Article I Article I Governmental Entity Article I Hazardous Materials Article I Immediate Family Member Article I Indebtedness Article I Indemnification Demand 6.5(a) Indemnification Dispute Notice 6.5(b) Indemnification Escrow Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Article I Indemnification Escrow Fund Article I Indemnified Person 18 Company Party Article I Indemnified Persons 18 Company Taxes Article I Indemnifying Party Article I Independent Accountant 2.5(b) Intellectual Property 35 Company Article I Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Rights Article I Inventory Article I Investor Questionnaire 3.4 Key Personnel Article I Knowledge of Sellers Article I Leak-Out Period 7.9(c) Leased Real Property 4.19 Legal Requirements Article I Liability Article I Liens Article I Losses Article I Malicious Code 4.13(j)(iv) Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Article I Material Contract 4.21 Terms Cross Reference in Agreement Open Source Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Article I Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 controlling Party 6.4(d) Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Article I Organizational Documents 4.1(b) Outside Date 9.1(b) Pandemic-Relief Debt Article I Pandemic-Relief Debt Documentation Article I Patent Rights Article I Permit Article I Permitted Liens Article I Person Article I Personal Data 4.13(l)(i) Personal Information Article I Personal Property Article I Post-Closing Adjustment Amount 4 Per Share Common 2.5(a) Post-Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Tax Period Article I PPP Specified Forgivable Uses Article I Pre-Closing Period Income Tax Returns 77 Cash Distribution Article I Pre-Closing Tax Period 77 Property 29 Public Software 36 Article I Pre-Closing Tax Returns 7.8(f) Processing Article I Privacy Agreements 4.13(l)(ii) Privacy Laws Article I Purchase Price 2.2 Real Property Leases 30 4.19 Regulation D 3.4 Related Party Article I Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Article I Releasee 10.11 Representatives Article I Required Consents 4.5 Resolution Period 2.5(b) Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Period 7.6(a) Return Stock Price Article I Review Period 2.5(a) Sanctioned Country Article I Sanctioned Person Article I Schedule Supplement 7.11 SEC Article I SEC Filings 5.6(a) Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Article I Security Incident 4.13(l)(v) Seller(s) Preamble Seller Notes 2.3 Software 36 Spreadsheet 70 Article I Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 of Objections 2.5(a) Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageArticle I

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Accounting Fees 19 Acquired Assets 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Acquired Avoidance Actions 4 Acquired Insurance Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Acquired Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 3 Acquired Lease 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Acquired Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 2 Acquired Software 31 Agreement 1 Merger Consideration 3 Net Agreement Dispute 74 Allocation 67 Allocation Methodology 67 Assigned Contracts 2 Assignment and Assumption Agreement 15 Assumed Cure Costs 6 Assumed Current Liabilities 6 Assumed Liabilities 6 Assumed Rebate Liability 6 Avoidance Actions 4 Backup Bidder 42 Bankruptcy Cases 1 Bankruptcy Code 1 Bankruptcy Court 1 Bankruptcy Court Milestones 40 Breakup Fee 66 Business Confidential Information 59 Business Data 32 Business Insurance Policies 36 Cash Payment 13 Chosen Courts 74 Closing 15 Closing Date 15 Closing Date Payment 13 Closing Working Capital 11 NLRA 48 Statement 17 Commercial Interco Contracts 2 Cure Costs 6, 7, 79 Dataroom 38 Deposit 14 Designated Purchaser 71 Disputed Amounts 18 EIC 12 Elixir 1 Employee Benefit Plan 80 Enforceability Exceptions 22 Environmental Permits 29 Escrow Account 13 Estimated Closing Working Capital 17 Estimated Closing Working Capital Statement 17 Excluded Assets 4 Excluded Contracts 4 Excluded Cure Costs 7 Excluded Insurance Assets 3 Excluded Insurance Policies 3 Excluded Liabilities 7 Excluded Rebate Liability 8 Expense Reimbursement 66 Express Representations 37 FDI 22 Filed SEC Documents 21 Final Deposit 13 Financial Statements 23 Financing 77 Financing Sources 76 Foreign Competition Laws 22 Fundamental Representations 63 Guaranteed Obligations 57 Guarantor 1 Guggenheim Securities 36 Indebtedness 43 Independent Accountant 18 Information Presentation 38 Initial Deposit 13 Leased Real Property 24 Material Contract 25 Mental Impressions 60 Non-Competition and Confidentiality Agreements Recourse Person 72 Outside Date 64 Owned Real Property 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 PCI Requirements 32 Permits 44 Person 91 Plan 49 Plans 49 28 Permitted Purposes 59 Petition Date 1 PHI 61 Pre-Closing Matters 54 Privacy Agreements 32 Privacy and Information Security Policies 32 Privacy Laws 32 processing 32 Projections 57 Purchase Price 12 Purchaser 1 Purchaser Adjustment Amount 20 Purchaser Plans 48 RAD 22 Registered Trademarks 29 Registration Office 29 Rejection Contracts 10 Resolution Period Income Tax Returns 77 Pre-Closing Tax 18 Retained Privileged Materials 5 Review Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 18 ROI Amendment 2 Schedule 21 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share Employees 47 Schedules 21 Shares 21 Side Agreements Second Deposit 13 Security Breach 33 Seller 1 Software 36 Spreadsheet 70 Seller Sufficiency Representations 63 Seller Support Obligations 55 Sellers 1 Sellers’ Insurance Policies 54 Significant Customer 27 Significant Supplier 27 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents of Objections 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Successful Bidder 42 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageAssurances 55 Transaction Source Code 30 Transfer Offer 47 Transfer Taxes 67 Transferred Employees 48 Viruses 31 WARN 36

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 24 Acquisition Proposal 69 Acquisition Subsidiary 64 Additional Equity Financing 66 ADK Blocker 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 ADK Blocker Merger Sub 1 ADK Blocker Group 1 ADK Merger Sub 1 ADK Service Provider Class A Shares 12 ADK Service Provider Holdco 1 ADK Service Provider Merger Sub 1 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Allocation 68 Alternative Transaction 64 Announcement 8-K 74 Blocker Mergers 1 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate Combination 82 Certificates of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 4 Class B Units Grant 12 Closing Cash 12 4 Closing Date 3 4 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Press Release 74 Companies Laws 1 Company 1 Company Indemnified Person 18 Benefit Plan 33 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Company Financials 23 Company IP 29 Company IP Licenses 27 Company Material Contract 25 Company Merger 1 Company Permits 25 Company Real Property Leases 30 Company Registered IP 27 Company Securityholder Representative 1 Company Support Agreement 2 Completion 8-K 74 Consideration Shares 6 Effect 63 15 Consideration Units 15 Continental 51 control 84 controlled by 84 CRULLCA 2 D&O Indemnitees 72 99 DGCL 1 DLLCA 2 Domestication 1 Earn Out Milestone 14 Earned Earn Out Shares 16 Effective Time 2 Employment Agreements 2 4 Enforceability Exceptions 20 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Permits 34 Equity Incentive Plan 60 Exchange Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Excluded Company Transaction Matters 80 Excluded Thunder Bridge II Matters 81 Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 79 Export and Import Laws 37 Extension Expenses 55 First Earn Out Milestone 14 Final Closing Indebtedness First Earn Out Milestone Shares 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Flow-Through Tax Item 69 Forfeited Consideration Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Forfeited Consideration Units 15 Illustrative Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Payout Schedule 12 Intended Tax Treatment 68 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Balance Sheet 23 Interim Balance Sheet Date 23 Interim Period 52 Insider 51 IPO 82 Letter of Transmittal 10 Liens 30 Losses 80 Merger 13 Lock-up Agreement 67 Lock-up Signatories 67 Mergers 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 NonPayout Schedule 12 Merger Subs 1 Merger Sub Equity Holder Written Consent 2 Objection Notice 17 OFAC 50 Off-Competition and Confidentiality Agreements 2 offthe-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Shelf Software 36 27 Outbound IP License 28 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Paying and Exchange Agent 13 Paying and Exchange Agent Agreement 13 Phantom Award Agreement 3 Phantom Equity Plan 49 Plans 49 Pre3 Post-Closing Period Income Tax Returns 77 PreDirectors 65 Post-Closing Tax Period 77 Property 29 Surviving Pubco Board 65 Prospectus 82 100 Proxy Statement 60 Pubco Owner 14 Pubco Owner’s First Base 14 Pubco Owner’s Second Base 14 Public Software 36 Real Property Leases 30 Certifications 44 Public Stockholders 82 Redemption 60 Registration Statement 60 Related Person 35 Released Claims 82 Reserve Consideration 11 Reviewable Document 63 SEC Reports 44 Second Earn Out Milestone 14 Second Earn Out Milestone Shares 14 Section 409A Plan 34 Service Provider Merger 1 Signing Press Release 46 Remaining Escrow Amount 74 Sponsor Letter 3 Sponsor Support Agreement 2 Stock Price Earn-Out Statement 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 1 Surviving Company Organizational Documents Amended and Restated Limited Liability Company Agreement 5 Surviving Company Owner 15 Surviving Company Owner’s First Base 15 Surviving Company Owner’s Second Base 15 Surviving Pubco 1 Surviving Pubco Bylaws 4 Surviving Pubco Charter 4 Surviving Pubco Plans 74 Surviving Pubco Public Warrants 10 Surviving Pubco Sale 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Surviving Pubco Warrants 10 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Receivable Agreement 9 TBII Merger Sub 1 Thunder Bridge II 1 Thunder Bridge II Class A Share Certificate 10 Thunder Bridge II Class A Shares 42 Thunder Bridge II Class B Share Certificate 10 Thunder Bridge II Class B Shares 42 Thunder Bridge II Bylaws 67 Thunder Bridge II Charter 67 Thunder Bridge II Common Stock 42 Thunder Bridge II Disclosure Schedule 40 Thunder Bridge II Equity Holder Meeting 60 Thunder Bridge II Financials 00 Xxxxxxx Xxxxxx II Material Contract 48 Thunder Bridge II Merger 1 Thunder Bridge II Preferred Shares 42 Thunder Bridge II Warrants 42 Top Customers 36 Top Suppliers 36 Total First Base 15 Total Second Base 16 Transfer Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 69 Trust Account 51 Trust Agreement 51 under common control with 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageVoting Matters 60 VWAP Objection Notice 17 Withdrawing Director 65 101

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Action 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 1 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 1 Claims 18 Control 2 Cure Notice 22 Cure Period 23 Default Interest Rate 2 Direct G&A Costs 2 Disclosing Party 25 Disputed Item 14 Effective Date 1 Emergency 2 Environmental Condition 2 Environmental Law 2 Expert 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet Facilities 3 FERC 3 Fiscal Year 3 Force Majeure 12 Closing Cash 12 Closing Date Gathering Assets 3 Closing Governmental Entity 3 Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company for Borrowed Money 3 Indemnified Person Party 18 Company Indemnified Persons Indemnifying Party 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Indemnity Demand 18 KAAC 3 Knowledge 3 Law 3 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense 3 Natural Gas Liquids Pipelines 3 Natural Gas Pipelines 4 Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 25 Options 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Owner 1 Owner Direct-Billed Costs 4 Owner Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 18 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount Performance Breach 22 Performance Breach Notice 22 Permits 4 Per Share Common Closing Amount Person 4 Per Share Common Escrow Amount Prime Rate 4 Per Share Preferred Adjustment Amount Processing Assets 4 Per Share Preferred Closing Amount Proposed Support Services Fee 13 Purchase Rights and Restrictive Covenants Agreement 4 Per Share Preferred Escrow Amount Reasonable and Prudent Service Provider 8 Receiving Party 25 Related Party Transaction Policy 4 Per Share Series D Preference Amount Required Upgrade 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval Restricted Persons 24 Restricted Share Senior Supervisory Personnel 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock Service Contracts 5 Series B Preferred Stock Service Costs 5 Series C Preferred Stock Service Provider 1 Service Provider Indemnified Party 18 Services 8 Subsidiary 5 Series D Preference Payment Supplemental Service Provider 8 Supplemental Service Providers 8 Support Services Fee 5 Series D Preferred Stock System 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 System (Effective Date) 6 Term 6 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTransferred Employees 24 TRRC 6 Unrecoverable Damages 6 CONSTRUCTION, OPERATIONS AND MAINTENANCE AGREEMENT This Construction, Operations and Maintenance Agreement (this “Agreement”) is effective as of November 9, 2018 (the “Effective Date”), by and between Apache Corporation, a Delaware corporation (“Service Provider”), on the one hand, and Altus Midstream Company (f/k/a Xxxxx Xxxxxxxx Acquisition Corp.), a Delaware corporation (as “Owner”), on the other hand. Each of Service Provider and Owner is sometimes referred to herein individually as a “Party” and collectively as the “Parties.”

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounting Firm Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Ancillary Agreements Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Base Inventory Amount Base Purchase Price Base Working Capital Bxxxx Shoe Bxxxx Shoe Cap Bxxxx Shoe Guaranty Bxxxx Shoe Indemnified Persons Business Day 3 Buyer Buyer Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Buyer Indemnified Persons Buyer Parties CERCLA Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Payment Closing Net Purchase Price Closing Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Accounting Methodology Company Indemnified Persons 18 Group Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Parties Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Credit Agreement Defense Notice 84 Determination Date 14 DGCL 2 Defense Notice Period DeMinimis Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Schedules Disputed Items Distribution Agreement Environmental Claim Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 ESO Estimated Closing Net Schedule Estimated Closing Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Inventory Amount Excluded Assets Excluded Businesses Excluded Liabilities Excluded Subsidiaries Final Closing Schedule Final Closing Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Inventory Amount Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Purchase Price Financial Statements 24 FINSA 71 Fully Diluted Shares 4 Fundamental Reps GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authority Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Identified Claims Income Tax 29 Income Tax Return Indebtedness 15 Indebtedness Indemnification Threshold Indemnified Losses Indemnified Party Indemnifying Party Intellectual Property Intercompany Accounts Interim Financials Inventory Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Inventory Buyer Inventory Purchase Agreement Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Material Contract Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Assignable Assets Note Note Amount Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Permitted Liens Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Cash Dividend Pre-Closing Tax Period 77 Periods Real Property 29 Public Software 36 Lease Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Releasees Releasing Parties Restructuring Schedule of Agreed Exceptions Seller Seller’s Dispute Notice Shared Contract Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Special Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Specified Order Liabilities Specified Orders Specified Shared Contracts Stock Straddle Period Subsidiary Tax Tax Return Tax Returns Taxes Third Person Third Person Claim Third Person Claim Notice Transfer Taxes Transition Services Agreement Willful Misconduct Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageCapital

INDEX OF DEFINED TERMS. 2010 VSD 55 1934 Act 1 Ability to Repay Rule 1 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Act of Insolvency 2 Additional MBS/Purchased Mortgage Loans 2 Adjusted Tangible Net Worth 2 Administrative Agent 3 Administrative Agent’s eVault 3 Affiliate 91 Agents 68 3 Aged Loan 3 Agencies 3 Agency 3 Agency Custodian 3 Agency Guidelines 3 Aggregate Purchase Price 3 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 4 Anti-Corruption Laws 4 Anti-Money Laundering Laws 4 Applicable Agency Documents 4 Applicable Agency Loan Schedule 4 Appraised Value Alternative 4 Approved eMortgage Takeout Investor 5 Approved Takeout Investor 5 Asset File 5 Asset Schedule 5 Asset Schedule and Exception Report 5 Assignment of Mortgage 5 Authoritative Copy 5 Authorized Signers 5 Available Warehouse Facilities 6 Bailee Letter 6 Bankruptcy Code 6 Bankruptcy Reform Act 6 Blanket Bond Required Endorsement 6 Business Day 3 Cap 86 6 Buyer Third-Party Recipients 6 Buyers 6 CARES Act 6 Cash Deposit 6 Cash Equivalents 7 Cash Manager 7 CEMA Loan 7 CFPB 7 Change in Control 7 Change in Requirement of Law 8 Chase 8 CL 8 Closing Protection Letter 8 CLTV 8 Combined Loan-to-Value Ratio 8 Completed Repurchase Advice 9 Compliance Certificate 9 Confirmation 9 Continuity, Recovery and Incident Response Programs 9 Controller 9 Conventional Conforming Loan 9 Co-op Corporation 9 Co-op Loan 10 Co-op Project 10 Co-op Shares 10 Co-op Unit 10 Copy-permitted Documents 10 Credit File 10 Custodial Agreement 10 Custodian 10 Debt 10 Default 11 Defaulted Loan 11 Defective Mortgage Loan 11 Delivered Mortgage Loan 11 Depository 12 Designated Jumbo Loan 12 Early Repurchase Date 12 eClosing System 12 eClosing Transaction Record 12 eCommerce Laws 12 Electronic Agent 12 Electronic Record 12 Electronic Tracking Agreement 12 Eligible Mortgage Loan 12 eMortgage Loan 15 eNote 15 eNote Control and Bailment Agreement 15 ERC Mortgage Loan 16 ERISA 16 eRisk Determination 16 ESIGN 15 eVault 16 eVault Provider 16 Event of Default 16 Expanded Criteria Loan 16 Facility Amount 16 Xxxxxx Xxx 16 Xxxxxx Xxx Guide 16 FDIA 16 FDICIA 16 FHA 17 FICO Score 17 Financial Institution 17 Foreign Buyer 17 Xxxxxxx Xxx 17 Xxxxxxx Mac Guide 17 Xxxxxxx Xxx New Condo Loan 17 FTC Act 17 Funding Account 17 GAAP 17 Xxxxxx Xxx 17 Xxxxxx Xxx Guide 17 GLB Act 17 Government Loan 18 Governmental Authority 18 Hedging Arrangement 18 Homestyle® Renovation Loan 18 HUD 18 Income 18 Income Collection Account 18 Indemnified Party 18 Intercreditor Agreement 19 Interim Servicer 19 Interim Servicing Term 19 Investor Loan 19 IRC 19 IRS 19 Joint Account 19 Joint Account Control Agreement 19 Joint Securities Account 19 Joint Securities Account Control Agreement 19 JPM Threshold 20 Jumbo Loan 20 Leverage Ratio 20 Lien 20 Liquidity 20 Litigation 20 Loan Eligibility File 20 Loan Level Representation 21 Loan-to-Value Ratio 21 Location 21 Long Aged Loan 21 Low FICO FHA/VA Loan 21 LTV 21 Manufactured Home 21 Manufactured Home Loan 21 Margin Amount 22 Margin Call 22 Margin Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common 22 Margin Deficit 22 Margin Percentage 22 Margin Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 22 Market Value 22 Material Adverse Effect 63 Company Organizational 22 Material Indebtedness 22 Material Subsidiary 22 Materially False Representation 22 Maximum Current Advance Capacity 23 MBS 23 MERS 23 MERS Designated Mortgage Loan 23 MERS® eDelivery 23 MERS® eRegistry 24 MERS® eRegistry Procedures Manual 24 MERS® System 24 MIN 24 MOM Loan 24 Xxxxx’x 24 Mortgage 24 Mortgage Assets 24 Mortgage Finance Online 24 Mortgage Loan 24 Mortgage Loan Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental 24 Mortgage Note 24 Mortgaged Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Mortgagor 25 Multiemployer Plan 25 MWF Web 25 No-cure Default 25 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Agency Jumbo Guidelines 25 Non-Competition Agreements 1 Stockholders 1 Straddle Chase Creditor 25 Notice Officer 25 Officer’s Certificate 25 Operating Account 25 Originate 25 Origination 25 Origination Date 25 Outstanding Principal Balance 25 Party 26 Person 26 Pool 26 Pooled Loan 26 Pooling Date 26 Portal 26 Post-Origination Period 78 26 Price Differential 26 Pricing Rate 26 Prior MRA 26 Privacy Requirements 26 Property Charges 27 Proprietary Lease 27 Purchase Date 27 Purchase Price 27 Purchased Mortgage Loans 27 QM Rule 27 Qualified Mortgage Loan 27 Qualified Subordinated Debt 27 Recognition Agreement 27 Remittance Date 27 Repurchase Date 27 Repurchase Price 28 Request for Documents Release 28 Required Amount 28 Requirement(s) of Law 28 Rescission 29 Responsible Officer 29 RHS 29 RHS Loan 29 Rock Holdings 30 S&P 30 SEC 30 Second Home Loan 30 Secure Directory 30 Seller 30 Seller’s Accounts 30 Seller’s Customer 30 Seller’s Customer Information 30 Seller’s eVault 30 Servicing File 30 Servicing Records 30 Servicing Rights 31 Settlement Agent 31 Settlement Date 31 Side Letter 31 SIPA 31 Special Confidential Information 31 Stock Power 31 Subservicer 31 Subservicer Instruction Letter 31 Subservicing Agreement 31 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 31 Successor Servicer 32 Takeout Agreement 32 Takeout Commitment 32 Takeout Guidelines 32 Takeout Value 32 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Dividend 32 Termination Fee 92 Date 32 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageOriginator 33 TILA-RESPA Integrated Disclosure Rule 33 TPO Loan 33 Transaction 33 Transaction Documents 33 Transfer of Control 33 Transfer of Control and Location 33 Transfer of Location 33 Transferable Record 33 Trust Receipt 34 Trust Release Letter 34 UCC 34 UETA 34 VA 34 Wet Delivery Deadline 34 Wet Funding 34 Wet Loan 34 iv Table of Contents v vi List of Exhibits and Schedules: Exhibit A Form of Confirmation Exhibit B Mortgage Loan Representations and Warranties Exhibit C Form of Compliance Certificate Exhibit D Conditions Precedent Documents Exhibit E Subsidiary Information Exhibit F Form of Subservicer Letter Schedule I Approved Takeout Investors and Approved eMortgage Takeout Investors Schedule II Seller’s Authorized Signers Schedule III Administrative Agent’s CLTV/FICO Score Criteria for Jumbo Loans Schedule III-RM Seller’s CLTV/FICO Score Criteria for Jumbo Loans Schedule IV Litigation Schedule HR Sample form of Hedging Report FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT THIS FIRST AMENDED AND RESTATED MASTER REPURCHASE AGREEMENT dated as of August 11, 2022 (as it may be supplemented, amended or restated from time to time, this “Agreement”) amending and restating in its entirety the Master Repurchase Agreement dated May 2, 2013 (as amended, the “Prior MRA”) by and among ROCKET MORTGAGE, LLC, a Michigan limited liability company (“Seller”) (formerly known as Quicken Loans, LLC), JPMORGAN CHASE BANK, N.A., a national banking association (“Chase”), as administrative agent for the Buyers (in that capacity, Xxxxx is herein referred to as the “Administrative Agent”) and as a Buyer, and the other Buyers party hereto from time to time (collectively with Xxxxx, the “Buyers”). Currently, Xxxxx is the only Buyer.

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Accounting Firm 10 Adjustment Escrow Account 73 Adjustment Escrow Agreement 73 Adjustment Escrow Amount 14 Adverse Recommendation Change 68 73 Advisors 73 Affiliate 91 Agents 68 74 Agreement 1 Annual 6 Audited Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 16 Award Agreements 61 Balance Sheet 24 BIS 54 16 Business Day 3 Cap 86 74 CARES Act 21 Cash 11 Cash Adjustment Amount 14 74 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Designation 74 Closing 2 Closing Balance Sheet 12 8 Closing Cash 12 74 Closing Cash Proceeds 7 Closing Date 3 8 Closing Indebtedness 12 74 Closing Net Working Capital 12 74 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 9 COBRA 49 74 Code 74 Company 6 Common Stock 4 Company 1 401(k) Plan 61 Company Indemnified Person 18 Company Indemnified Persons 18 Employee 74 Company Intellectual Property 35 25 Company Intellectual Property Agreement 37 Marketing Materials 26 Company Manufacturing Tools 35 Plans 74 Company Material Adverse Effect 63 Products 24 Company Organizational Documents 21 Stock 6 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Trade Secrets 25 Company's knowledge 79 Competition Law 75 Confidentiality Agreement 65 Contract 34 75 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 75 COVID-19 75 COVID-19 Measures 75 D&O Tail Policy 53 Dataroom 43 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Schedules 13 Environmental Claim 76 Environmental Law 46 76 Environmental Property 45 Permits 76 ERISA 76 ERISA Affiliate 76 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Agent 76 Estimated Cash 11 7 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Statement 7 Estimated Indebtedness 11 7 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 7 Estimated Transaction Expenses 7 Express Representations 76 FCPA 36 Final Closing Cash 14 Final Closing Proceeds 9 Financial Statements 16 FIRPTA Certificate 49 Foreign Benefit Plan 30 Fraud 77 Funded Indebtedness 14 Final Closing 77 Funds Flow 8 GAAP 77 Governmental Body 77 Hazardous Material 77 HSR Act 77 ICE 36 Income Tax Amount 77 Income Taxes 78 Indebtedness 78 Indemnified Person 53 Intellectual Property 78 Interim Financial Statements 16 IRS 79 IT Systems 79 Jewelry Laws 33 Xxxxxxxxx Process 79 86 knowledge of the Company 79 Law 79 Lease 18 Leased Real Property 18 Legal Proceeding 79 Liability 79 Licensed Intellectual Property 79 Liens 79 Material Adverse Effect 79 Material Contract 24 Material Suppliers 37 Multiemployer Plan 80 Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal Objection Notice 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Open Source Software 81 Option 81 Option Cancellation Agreements 2 off-balance sheet arrangements 24 61 Option Plan 81 Optionholder 81 Order 41 81 Ordinary Course of Business 81 Organizational Documents 81 Outside Date 57 Owned Intellectual Property 81 Owned Real Property 81 Payoff Letter 49 Permits 81 Permitted Liens 82 Person 82 Personal Information 82 Personnel IP Contracts 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 PPACA 29 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 82 Privacy Laws 82 Privacy Requirements 83 Products 37 Projections 60 Protected Seller Communications 64 Purchaser 6 Purchaser Adjustment Amount 11 Purchaser Group 83 Purchaser Releasers 62, 63 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 83 Sanctions Laws 83 Schedule 13 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 24 Securities Act 24 42 Seller 6 Seller Adjustment Amount 11 Seller Group 63 Seller Parties 83 Seller Released Parties 62, 63 Seller Review Period 9 Series A Preferred Stock 5 Series B Preferred Stock 5 C Holders 83 Series C Preferred Stock 5 83 Series D Preference Payment 5 C Redemption 50 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 C Redemption Price 83 Settlement Date 11 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 SPAC 50 SPAC Termination 50 Specified Employees 49 Straddle Period 78 84 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 84 Target Net Working Capital 12 84 Tax 29 84 Tax Attributes 27 Tax Return 29 Controversy 65 Tax Returns 29 84 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim Trade Approvals 34 Transaction 6 Transaction Expenses 84 Treasury Regulations 6 Unvested Consideration Transaction Price 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTransaction Tax Deductions 85 Transfer Taxes 64 willful breach 85

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount DEFINED TERM PAGE DEFINED TERM PAGE ------------- ---- ------------- ---- Administrative Simplification 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 16 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 2 Assignment of Leases 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate Assignments of Merger Leases 3 Base Rate 5 Borrower 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Bozeman 2 Closing Balance Sheet 12 Closing Cash 12 business day 23 Closing Date 3 Closing Indebtedness Collateral 6 control 16 Corporate Documents 12 Closing Net Working Capital 12 Closing Statement Costs 20 Courtyard at the Willows 2 Courtyard Property 2 Debt Coverage Ratio 4 Effective Rental Income 4 Environmental Indemnity 7 Event of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code Default 19 Exit Fee 6 Common Stock Expenses 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Extension Notice 84 Determination 4 Guarantor 7 Guaranty 7 Healthcare Laws 13 HIPAA 13 HIPAA Compliance Date 14 DGCL HIPAA Compliance Plan 14 HIPAA Compliant 14 Improvements 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time Indebtedness 19 Indemnitee 21 Interest Rate 0 Xx Xxxx Xxxxxx 0 Xx Xxxx Property 2 Employment Agreements Leases 8 Lender 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount Licensee 3 Estimated Cash 11 Estimated Closing Licensee Leases 3 Licensees 3 Loan 2 Loan Documents 3 Management Contract 9 Manager 9 Maturity Date 3 Mortgage 3 Mortgages 3 Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Operating Income 4 Note A 2 Note B 2 Notes 2 Operating Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares Person 16 Port Richie 2 Project 2 Project Yield 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Properties 2 Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 2 Puyallup 2 Qualified Non-Competition and Confidentiality Agreements Residential Lease 8 Release Price 7 Repayment Date 5 Replacement Reserve 17 SNDAs 7 Spring Xxxxxxx 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Spring Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Title Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page8

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Act 1 Action 41 Adjustment 23 Additional Amounts 19 Affiliate 1 Agreed Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 34 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Allocation Schedule 20 Ancillary Agreements 1 Approved Spin-Out Transferee 21 Approved Transferee 21 Assumed Liabilities 14 Xxxx of Sale 2 Business Day 3 2 Buyer 1 Buyer Disclosure Schedule 25 Buyer Indemnification Cap 86 Cash 11 Cash Adjustment 35 Buyer Indemnified Parties 32 Buyer Related Party 2 Claim Notice 34 Claimed Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 34 Clinical Trial Agreements 31 Closing 12 Closing Consideration 2 Closing Balance Sheet Date 12 Closing Cash 12 Closing Date Code 2 Combination Product 2 Commercially Reasonable Efforts 2 Contingent Payment Period 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock Contingent Payment Product 3 Contingent Royalty Period 17 Contracts 3 control 1 Copyrights 4 Company Cover 3 Covered 3 Designated Contacts 32 EMA 3 Encumbrance 3 European Union 3 Excluded Assets 13 Excluded Liabilities 14 Exhibits 3 [***] 3 FDA 3 First Commercial Sale 4 *** Confidential Treatment Requested. GAAP 4 Governmental Authority 4 Governmental Authorization 4 GSI 1 Company GSI Retained Name 4 Includes 37 including 37 IND 4 Indemnified Person 18 Company Indemnified Persons 18 Company Party 33 Indemnifying Party 33 Initiation 15 Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 4 Know-How 4 Knowledge 4 Law 4 Liabilities 5 Local Holding Requirements 22 Losses 5 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 5 Milestone Event 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Milestone Payment 15 Mono Product 7 Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Sales 5 Non-Competition and Confidentiality Agreements 2 offAssignable Asset 28 Non-balance sheet arrangements Assignable Authorization 28 Ongoing Clinical Trials 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount Patent Assignment Agreement 8 Patent Rights 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Permitted Encumbrance 8 Permitted License 9 Permitted Spin Transaction 9 Person 91 Plan 49 Plans 49 Pre9 Pharmaceutical Laws 23 Product 9 Product INDs 23 Purchased Assets 13 Purchased IP 13 Purchased Know-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property How 13 Purchased Patent Rights 10 Purchased Records 13 Qualified Transferee 10 Registrational Trial 10 Regulatory Approval 10 Regulatory Exclusivity 10 Retained Names 10 Royalties 16 Royalty Rates 16 Schedules 10 SEC 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share Seller 1 Seller Disclosure Schedule 22 Seller Indemnification Cap 35 Seller Indemnified Parties 33 Seller Taxes 11 Selling Person 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 11 Tax 29 Tax Attributes 27 11 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 11 Third Party 70 11 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page33 Threshold 35 Trademarks 4 Transfer 12 Transfer Taxes 18 Transferred Assets 21 Update Report 21 Valid Claim 12 ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT, dated as of August 20, 2018 (this “Agreement”), is made by and among Sierra Oncology, Inc., a Delaware corporation (“Buyer”), YM Biosciences Australia Pty Ltd, a company organized under the laws of Australia (“Seller”), and Gilead Sciences, Inc., a Delaware corporation (“GSI”), solely for purposes of Section 7.1. Seller, GSI and Buyer may hereinafter be referred to individually as a “Party” and, collectively, as the “Parties”.

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquiring Person 3 Original Rights Agreement 2 Affiliate 3 Person 5 Approved Acquisition Proposal 69 Acquisition Subsidiary 4, 2 Preferred Stock 5 Associate 3 Principal Party 22 Authorized Officer 28 Purchase Price 10 Beneficial Owner 4 Record Date 2, 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Beneficial Ownership 4 Redemption Date 10 Beneficially Own 4 Redemption Price 31 Book Entry 4 Requesting Person 35 Business Day 4 Right 2, 1 Close of Business 4 Right Certificates 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 4 Rights Agent 1 Common Stock 4 Rights Agreement 2, 1 Common Stock Equivalents 15 Second A&R Rights Agreement 2 Company 1 2 Section 11(a)(ii) Trigger Date 15 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 382 Securities 4 Section 382 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness Current Value 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A 6 Distribution Date 1 Security 17 Equivalent Preferred Shares 16 Spread 15 Exchange Act 4 Stock Acquisition Date 6 Exchange Ratio 32 Subsidiary 6 Exempted Person 4 Substitution Period 15 Exemption Request 35 Summary of Rights 7 Expiration Date 10 Tax Benefits 6 Final Expiration Date 5 Series B Preferred Stock Third A&R Rights Agreement 2 First A&R Rights Agreement 2 Threshold Holder 6 Grandfathered Person 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Trading Day 17 Invalidation Time 14 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares NOLs 2 Trust 32 NYSE 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTrust Agreement 32 FIFTH AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT This Fifth Amended and Restated Section 382 Rights Agreement, dated as of November 10, 2023 (as amended, supplemented or otherwise modified from time to time, the “Rights Agreement” or this “Agreement”) between CNO Financial Group, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, successor to American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”), amends and restates, effective as of November 13, 2023, that certain Fourth Amended and Restated Section 382 Rights Agreement, dated as of November 12, 2020 (the “Fourth A&R Rights Agreement”) between the Company and the Rights Agent, which amended and restated that certain Third Amended and Restated Section 382 Rights Agreement, dated as of October 3, 2017 (the “Third A&R Rights Agreement”) between the Company and the Rights Agent, which amended and restated that certain Second Amended and Restated Section 382 Rights Agreement, dated as of November 13, 2014 (the “Second A&R Rights Agreement”) between the Company and the Rights Agent, which amended and restated that certain Xxxxxxx and Restated Section 382 Rights Agreement, dated as of December 6, 2011 (the “First A&R Rights Agreement”), which amended and restated that certain Section 382 Rights Agreement, dated as of January 20, 2009 (the “Original Rights Agreement”), between the Company and the Rights Agent.

INDEX OF DEFINED TERMS. 2010 VSD 55 2008 Plan 72 Accounts Receivable 32 33 Acquisition Proposal 69 68 Acquisition Subsidiary 1 Action 41 42 Adjustment Amount 14 Adverse Recommendation Change 68 67 Affiliate 91 89 Agents 68 67 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 65 Assets 29 30 Auditor 13 Balance Sheet 24 25 BIS 54 56 Business Day 3 Cancellation Agreements 7 Cap 86 Cash 11 Cash Adjustment Amount 14 84 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 5 Closing 2 Closing Balance Sheet 12 Closing Cash 12 11 Closing Date 3 Closing Indebtedness 12 11 Closing Net Taxes Payable 11 Closing Net Working Capital 12 Closing Statement of Cash 12 11 Closing Statement of Indebtedness 12 COBRA 49 11 Code 6 27 Common Stock 4 Common Stock Exchange Amount 4 Company 1 Company Development Tools 37 Company Entities 46 Company Hardware Products 37 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 36 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 36 Company Material Adverse Effect 63 Company Options 5 Company Organizational Documents 21 20 Company Recommendation 67 66 Company Software 36 Products 37 Company Subsidiary Securities 22 i Company Transaction Expenses 17 Company Warrants 6 Confidentiality Agreement 65 64 Contract 34 35 Contracts 34 35 Covered Employees 73 CSOs 70 72 Current Assets 9 Current Liabilities 10 DDTC 56 Defense Notice 84 81 Determination Date 14 13 DGCL 2 Disclosure Schedule 20 DISC Subsidiary 29 Dissenting Shares 6 Effect 63 5 Effective Time 2 Employment Agreements 2 Environmental Claim 48 Environmental Law 46 47 Environmental Property 45 46 ERISA Affiliates 50 Escrow Account 16 15 Escrow Agreement 8 6 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 10 Estimated Company Transaction Expenses 17 Estimated Indebtedness Excess Net Taxes Payable 11 Estimated Indebtedness 10 Estimated Net Taxes Payable 10 Estimated Working Capital Shortfall 12 Adjustment Amount 11 Exchange Agent 10 8 Exchange Agent Agreement 10 8 Exchange Fund 10 Final Closing Cash 14 8 Final Closing Indebtedness 14 13 Final Closing Net Taxes Payable 13 Final Closing Net Working Capital 14 13 Final Excess Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Taxes Payable 13 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 11 Good Faith Statement 11 10 Government 8 7 Government Contract 55 Government Subcontracts 55 Contracts 57 Governmental Authorization 44 45 Hazardous Materials 46 47 HSR Act 66 65 Income Tax 29 30 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 84 Indemnified Losses 80 78 Indemnified Party 83 81 Indemnifying Party 83 81 Information Statement 58 76 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 36 Interim Financials 24 25 IRS 9 Key Stockholders 1 7 ITAR 56 Law 44 45 Leased Real Property 30 31 Letter of Transmittal 10 1 Licensed Company Intellectual Property 36 Liens 30 22 Losses 80 78 Merger 1 Merger Consideration 3 Net Taxes Payable 10 Net Taxes Payable Adjustment Amount 14 Net Working Capital 11 NLRA 48 9 Non-Competition and Confidentiality Agreements 2 Non-Qualified Deferred Compensation Plans 15 Non-U.S. Benefit Plan 51 OFAC 56 off-balance sheet arrangements 24 25 Option Cancellation Agreements 5 Option Replacement Payments 17 Order 41 42 Ordinary Course of Business 26 Owned Software Company Intellectual Property 36 Parent 1 Parent Indemnified Persons 80 78 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 90 Percentage 81 79 Permits 44 45 Person 91 89 Plan 49 51 Plans 49 51 Pre-Closing Period Income Tax Returns 77 76 Pre-Closing Tax Period 76 Pre-Closing Taxes 79 Pre-Closing Transaction Deductions 77 Property 29 30 Public Software 36 37 Real Property Leases 30 31 Release 46 47 Remaining Escrow Amount 17 16 Representative 18 Representative Expenses 19 Representative Expense Amount 3 Representative Expenses 20 Holdback 16 Requisite Stockholder Approval 24 Restricted Share 5 6 Restricted Share Issuance Purchase Agreements 22 23 Scheduled Company Intellectual Property 36 38 Scheduled Indemnity Matters 81 79 Scheduled Indemnity Matters Confidential Information 83 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder 25 Securityholders 14 Securityholders Indemnified Persons 83 Stockholder Non-Competition Agreements 1 81 Share 22 Shares 22 Software 38 Spreadsheet 69 Statement 7 Stockholders 1 Straddle Period 78 76 Straddle Period Income Tax Returns 76 Subsidiary 21 22 Superior Proposal 70 69 Surviving Company 2 Surviving Company Organizational Documents 18 17 Tail Policy 19 18 Takeover Statute 58 Target Net Taxes Payable 11 Target Net Working Capital 12 11 Tax 29 30 Tax Attributes 27 Assets 10 Tax Liabilities 10 Tax Return 29 30 Tax Returns 29 30 Taxes 29 Termination Fee 92 89 Third Party 70 69 Third Party Intellectual Property License Agreement 37 Third Party Subleases 31 Third Person 84 81 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 82 Trade Secrets 36 Transaction Documents 63 Underfunded Liabilities 15 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTable of Contents Page ARTICLE 1 THE MERGER 2 1.1 Merger and Effect of Merger 2 1.2 Method of Effecting Merger; Closing 2 1.3 Conversion of Acquisition Subsidiary Capital Stock 3 1.4 Merger Consideration 3 1.5 Effect on Shares 4 1.6 Stockholders’ Rights upon Merger 5

INDEX OF DEFINED TERMS. 2010 VSD 55 The following terms are defined in the Agreement on the following page: Definition Page Affiliate 21 Xxxxxxx Purchase Price 1 Xxxxxxx Shares 1 Xxxxxxx Stock Consideration 2 Xxxxxxx/Xxxxxxxxx Warranty Breach 35 APF 30 AR Adjustment Amounts 4 Business 1 Business Agreements 7, 22 Business Permits 13 Buyer 1 Buyer Financial Statements 25 Buyer Indemnitee 35 Buyer Material Adverse Effect 23 Buyer SEC Reports 24 Buyer Warranty Breach 35 Buyer’s Fundamental Warranties 36 Capital Contribution 29 Closing 29 Closing Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 4 Closing Balance Sheet 12 Closing Cash 12 3 Closing Date 3 29 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 3 Company 1 Company Indemnified Person Balance Sheet 3 Company Warranty Breach 34 Competing Business 33 Confidential Information 38 Consent 7 Current Financial Statements 8 Disclosure Letter 6 Dispute Notice 3 Xxxxxxx Money 2 Employment Agreements 31 Equipment 14 ERISA 18 Company Indemnified Persons ERISA Affiliate 18 Company Escrow Agent 1 Definition Page Escrow Agreement 2 Escrow Fund 1 Estimated Working Capital 3 Financial Statement Date 9 Financial Statements 8 GAAP 3 Governmental Entity 13 Governmental Order 7 Governmental Rule 7, 23 Intellectual Property 35 Company Intellectual 15 IRS 17 Leased Equipment 14 Leased Real Property Agreement 37 Company Manufacturing Tools 35 Company 13 Liens 17 Losses 34 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Maximum Liability Cap 37 Maximum Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders Xx. Xxxxxxx 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Xx. Xxxxxxxxx 2 Noncompete Period 32 Non-Competition and Confidentiality Agreements Management Shareholders 1 Non-Management Shareholders Purchase Price 2 offNon-balance sheet arrangements 24 Order 41 Management Shareholders Shares 2 Ordinary Course of Business 26 9 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Intellectual Property 15 Owned Real Property 13 Pension Plan 18 Person 91 Plan 49 7 Plans 49 17 Pre-Closing Expenses 29 Pro Rata Share 6 Proceeding 35 Purchase Price 2 Real Property 13 Related Party 21 Releases 31 Required Consents 6 Restricted Stock Consideration 2 Review Period Income 3 Rights 8 SEC 24 Securities Act 26 Seller 1 Definition Page Seller Indemnitee 34 Seller Representative 4 Seller Warranty Breach 34 Sellers 1 Sellers’ Fundamental Warranties 36 Shareholders Schedule 1 Shares 1, 7 Stakeholders 8 Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow 9 taxes 10 Territory 33 Xxxxxx Employment Agreement 31 Threshold Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred 37 Transaction Documents 31 Uncollected Accounts Receivable 4 Xxxxxxxxx Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company Consideration 2 Surviving Company Organizational Documents Welfare Plan 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page3

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Page AAA 1 Action 41 1 Adjusted Net Working Capital 1 Adjustment Date 2 Affiliate 2 Affiliated Group 2 Aggregate Net Company Indebtedness 2 Aggregate SERP Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 2 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 1, 2 Balance Sheet 24 BIS 54 2 Balance Sheet Date 2 Base Claim 2 Base Purchase Price 13 Business 2 Business Day 3 Cap 86 Cash 11 Cash Closing 3, 17 Closing Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Statement 3 Closing Balance Sheet 12 Closing Cash 12 3 Closing Date 3, 18 Closing Date Financial Statements 3 Closing Indebtedness 12 Closing Date Purchase Price 3 Code 3 Company 1, 3 Company Deferred Compensation Plan 3 Company Employees 3, 36 Company Indemnitees 3, 41 Company Intellectual Property 3 Company Leases 3, 28 Company Material Contracts 4, 27 Company Owned Intellectual Property 4, 29 Company Plans 4, 25 Company Retiree 4 Company Savings Plan 4 Company Savings Plan 37 Company SERP 4, 37 Company Severance Plan 4, 36 Confidentiality Agreement 4, 39 Contract 4 Copyrights 4 Credit Agreement 4 Debenture Purchase Agreement 4 Debt 4 Deductible 5 Determination Date 5 Dispute Notice 5 Electronic Data Room 5 Encumbrance 5 Environmental Law 5, 23 ERISA 5, 25 ERISA Affiliate 5, 26 Estimated Adjusted Net Working Capital 12 5 Estimated Adjustment Statement 5 Estimated Aggregate Net Company Indebtedness 5 Estimated Closing Statement of Cash 12 Closing Statement of Balance Sheet 5 Estimated Financial Statements 5 Estimated Net PP&E Amount 5 Excluded SERP Employees 6 Excluded Warranties 6 Existing CBA 35 Final Adjusted Net Working Capital 6 Final Aggregate Net Company Indebtedness 12 COBRA 6 Final Net PP&E Amount 6 Financial Statements 6 GAAP 6 Governmental Entity 6 Governmental Filings 7, 20 Governmental Order 7 Hazardous Substance 7, 23 Hedging Transaction 7 HSR Act 7, 20 Indemnitee 7 Indemnitor 7 Independent Accounting Firm 7 Initial Outside Date 7, 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual 7 IPUC 7 IPUC Notification Filing 7 IRS 7 Knowledge of Seller 7 Law 7 Leased Real Property Agreement 37 Company Manufacturing Tools 35 Company 8, 28 License Agreements 8, 29 Losses 8 March 31 Calculations 8 Marks 8 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment 8 Material Easement Agreements 2 Environmental Law 9, 28 Multiemployer Plan 9 Net PP&E Amount 9 Offering Materials 9, 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Owned Real Property 30 Letter of Transmittal 9, 28 Patents 9 Permits 9, 22 Permitted Encumbrance 9 Person 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Straddle Period Income Tax Returns 77 Taxes 10 Pre-Closing Tax Period 77 Property 29 Public Software 36 10 Pre-Closing Tax Returns 10 Purchase Price 10 Purchaser 1, 10 Purchaser Governmental Filings 10, 31 Purchaser Indemnified Parties 10 Purchaser Material Adverse Effect 10 Purchaser Savings Plan 10, 37 Purchaser Warranty Claim 10 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 11 Refund 11, 45 Representatives 11 Seller 1, 11 Seller Deferred Compensation Plan 11 Seller Disclosure Schedule 11 Seller Indemnified Parties 11 SERP Accrual 11 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 1, 11 Solvent 11 Straddle Period 78 12 Straddle Period Tax Returns 12 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 12 Target Adjusted Net Working Capital 12 Target Aggregate Net Company Indebtedness 12 Target Net PP&E Amount 12 Tax 29 12 Tax Attributes 27 Benefits 12 Tax Return 29 Tax Returns 29 12 Xxxxxx Litigation 12 Terminating Contracts 12, 42 Title IV Plan 12, 25 Trade Secrets 13 Trademarks 13 Transfer Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page13 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT is made and entered into and effective as of the 1st day of July, 2008 (this "Agreement"), by and between Intermountain Industries, Inc., an Idaho corporation ("Seller"), and MDU Resources Group, Inc., a Delaware corporation ("Purchaser").

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Acquired Assets 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Acquired Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 3 Acquired Lease 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Acquired Leased Real Property 30 Letter of Transmittal 2 Agreement 1 Agreement Dispute 63 Agreement Order 31 Allocation 57 Allocation Methodology 57 Anti-Corruption Law 27 Apportioned Obligations 58 Assigned Contract and Cure Schedule 6 Assigned Contracts 2 Assignment and Assumption Agreement 11 Assumed Cure Costs 5 Assumed Liabilities 5 Backup Bid Termination Date 32 Bankruptcy Cases 1 Bankruptcy Code 1 Bankruptcy Court 1 Bankruptcy Rules 33 Business 1 Business Confidential Information 51 Business Software 22 Cash Payment 9 Chosen Courts 63 Closing 10 Liens 30 Losses 80 Merger Closing Date 11 Closing Date Payment 9 Collecting Party 40 Comprehensively Sanctioned Jurisdictions 26 Dataroom 28 Deposit 10 Designated Purchaser 60 Disclosure Schedules 61 Disputed Accounts Receivable 41 DOJ 44 Effect 71 Employees 41 Enforceability Exceptions 13 Environmental Permits 18 Escrow Agent 10 Excluded Assets 3 Excluded Contracts 3 Excluded Cure Costs 6 Excluded Insurance Policies 4 Excluded Liabilities 6 Express Representations 28 Filed SEC Documents 12 Financial Statements 13 Foreign Competition Laws 13 FTC 44 Fundamental Representations 53 Government Closure 44 Guaranteed Obligations 50 Guarantor 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 HIPAA 69 Inactive Employees 41 Indebtedness 35 Information Presentation 28 Inside Date 10 Insurance Policies 23 Invitae 1 Material Contract 15 Misconduct Allegations 25 Non-Competition and Confidentiality Agreements 2 offDebtor Contract 6 Non-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Executory Contract 6 Non-Recourse Person 61 Outside Date 55 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Permits 18 Permitted Purposes 51 Previously Omitted Contract 7 Projections 49 Purchase Price 9 Purchaser 1 Purchaser Plans 42 Reimbursement Amount 53 Retained Privileged Materials 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses Retained Receivables 40 Security Incident 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 76 Security Risk Assessments 21 Shares 21 Side Agreements Seller 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements Seller Support Obligations 48 Sellers 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Successful Bidder 32 Transfer Offer 41 Transfer Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page57 Transferred Employees 41 WARN 24

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Page 2016 Audited Financial Statements 20 2016 Financials 18 2017 Audited Financial Statements 20 2017 Financials 18 2018 Interim Financials 18 2018 LTCIP Amount 89 A/R Credit Amount 90 Accepting Specified Employee 80 Acquisition Proposal 69 52 Acquisition Subsidiary 1 Action 41 Transaction 90 Adjustment Amount 14 Adverse Recommendation Change 68 Escrow Account Section 1.06 Affiliate 91 Agents 68 90 Affiliate Agreement 1 Annual 38 Affiliated Group 90 Agreement 6 Agreement Dispute 73 102 Alternative Debt Financing 66 AMAG 51 Ancillary Agreements 90 Approved Release 106 Audited Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 20 Base Consideration 90 Business Day 3 Cap 86 90 Cash 11 90 Cbr Systems 90 CCB 90 CCB Acquisition Agreement 90 Claim Notice 87 Closing 9 Closing Cash Adjustment Amount 14 Consideration 91 Closing Date 9 Closing Indebtedness Schedule 91 Closing Transactions 9 COBRA 60 Code 32, 91 Commitment Letters 45 Company 6 Company Bylaws 15 Company Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Incorporation 15 Company 1 Copyrights 29 Company Indemnified Person 18 Domain Names 29 Company Indemnified Persons 18 Fundamental Reps 91 Company Intellectual Property 35 29 Company Marks 29 Company Patents 29 Company Plan 31 Company Registered Intellectual Property Agreement 37 30 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Used Seller Agreements 55 Confidentiality Agreement 65 51 Considering Specified Employees 80 Continued Coverage 60 Contract 34 Contracts 34 91 Control 82 Controlling Party 87 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Entity 82 Debt Commitment Letter 44 Debt Financing 45 Debt Financing Source Related Parties 91 Debt Financing Sources 44 Deed of Trust Release 13 Deferred Revenue Amount 91 Direct Claim 87 Disallowed Tax Benefit 79 Disclosure Schedule 20 Dissenting Shares Schedules 15 Divestiture Action 63 Employment Agreement Amendment 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property Laws 91 Equity Commitment Letter 45 Equity Financing 45 ERISA 91 ERISA Affiliate 92 Escrow Account 16 Agent Section 1.06 Escrow Agreement 8 13 Escrow Amount 3 Deposit Section 1.06 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 7 Estimated Indebtedness 11 7 Estimated Net Working Capital Shortfall Amount 7 Estimated NWC Adjustment Amount 92 Estimated Statement 7 Estimated Transaction Expenses 7 Extension Periods 81 FDA 34 Federal Health Care Programs 35 Final Cash Consideration 92 Final NWC Adjustment Amount 92 Financial Statements 18 Financings 45 FIRPTA Certificate 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing First Extension Period 80 Fixture Lien Termination 13 Fraud 92 FTC 35 GAAP 92 Xxxxxxx 9 Governmental Entity 92 Guarantee 6 Guarantors 6 Hazardous Materials 93 Healthcare Regulatory Laws 93 HSR Act 16 Indebtedness 14 Final Closing 94 Indemnification Acknowledgment 95 Indemnified Person 59 Indemnifying Party 87 Indemnitee 87 Indemnity Cap 84 Indenture 58 Initial Specified Period 79 Intellectual Property 95 IT Systems 31 Jefferies 13 Knowledge 95 103 Latest Balance Sheet 18 Latest Balance Sheet Date 18 Law 96 Lease Documents 23 Leased Real Property 23 Leases 23 Liens 96 Listed Company Used Seller Agreements 55 Listed Mutual Agreements 56 Losses 96 LTCIP 96 LTCIP Amounts 96 Material Adverse Effect 96 Material Contract 29 Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 97 New Debt Commitment Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 67 Non-Competition and Confidentiality Agreements 2 offAgreement 6 Non-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Controlling Party 87 Objections Statement 8 OFAC 37 Official Records 13 Outside Date 68 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Real Property 23 Payoff Letters 13 Permitted Liens 98 Person 91 Plan 49 98 Plans 49 Pre31 Post-Closing Period Income Tax Returns 77 Covenants 83 Pre-Closing Tax 98 Preliminary Statement 7 Privileged Communications 73 Proceeding 99 Protected Company Used Agreements 55 Protected Mutual Agreements 56 Purchased Shares 6 Purchaser 6 Purchaser 401(k) Plan 61 Purchaser Damages Cap 70 Purchaser Fundamental Reps 99 Purchaser HSR Filing 62 Purchaser Indemnitees 83 Purchaser Related Parties 71 Purchaser Related Party 71 Purchaser Tax Return 75 Purchaser Willful Breach 99 Purchaser Willful Breach Claim 70 Purchaser’s Representatives 50 R&W Insurance Policy 99 Recovery Costs 85 Registration Holder 34 Registrations 33 Rejecting Specified Employee 80 Rejecting Specified Employee Questions 82 Related Person 38 Release 12 Required Financial Information 53 Schedule 15 Second Extension Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 100 Seller 6 Seller 401(k) Plan 61 Seller Fundamental Reps 100, 101 Seller HSR Filing 51 Seller Indemnitees 84 Seller Mutual Agreements 56 Seller Notice 56 Seller Plan 31 Seller Recovery Costs 69 Seller Referenced Company Agreements 56 Seller Related Parties 71 Seller Related Party 71 Seller/Company Closing Certificate 12 Services 40 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 6 Specified Employee Questions 80 Specified Employees 79 Standalone Tax Return 74 Standard Warranties 40 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 100 Target Net Working Capital 12 Amount 100 Tax 29 100 Tax Attributes 27 Claim 77 Tax Return 29 Refund 78 Tax Returns 29 Taxes 29 101 Termination Fee 92 Third 69 Third-Party 70 Third Claim 87 Title Company 101 Title Policy 11 Top Supplier 41 Transaction Expenses 101 Transaction Expenses Schedule 101 Transaction Tax Deductions 102 Transfer Taxes 76 Transferred Employees 60 Transferred Seller Employees 82 Transition Services Agreement 102 104 Unaffiliated Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page73 Unaffiliated Party Suit 73 Unlisted Company Used Seller Agreements 55 Unlisted Mutual Agreements 56 Valuation Firm 8 ARTICLE XIII

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Page 10.75% Notes 72 10.75% Notes Indenture 72 9.125% Notes 72 9.125% Notes Indenture 72 Acquisition Proposal 69 Acquisition Subsidiary 1 72 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 of Divestiture 53 Affiliated Group 72 Agent Expenses 67 Agreement 1 Annual Ancillary Agreements 13 Audit 72 Audited Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 73 Base Consideration 3 Business Day 3 Cap 86 73 Cash 11 Cash Adjustment Credit Amount 14 73 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Change of Control and Severance Payments 73 Claim 54 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 2 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 4 Code 6 Common Stock 4 73 Company 1 Company Indemnified Person 18 Authorization 17 Company Indemnified Persons 18 Board 1 Company Bylaws 2 Company Certificate 7 Company Certificate of Incorporation 2 Company Common Stock 5 Company Credit Agreement 59 Company Disclosure Schedule 73 Company Employee Plans 31 Company Holders 3 Company Intellectual Property 35 73 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 LCs 59 Company Material Adverse Effect 63 73 Company Organizational Documents 21 Option 74 Company Recommendation 67 Registered Intellectual Property 74 Company Software 36 Reports 14 Company Restricted Stock 74 Company Services and Products 74 Company Stock Plans 74 Company Stockholders 3 Company Transaction Expenses 17 74 Company Warrant 74 Confidentiality Agreement 51 Contaminants 25 Contract 74 Copyleft License 74 Copyleft Materials 75 Copyrights 77 Credit Agreement Termination 59 Damages 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 DEA 17 Delaware Law 1 Dissenting Shares 6 Effect 63 5 DOJ 51 Domain Names 77 Effective Time 2 Employment Agreements 2 End Date 63 Environmental Law 46 Claim 75 Environmental Property 45 Laws 75 ERISA 31 ERISA Affiliate 31 Escrow Account 16 Agent 64 Escrow Agreement 8 61 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 4 Escrow Fund 64 Escrow Period 67 Escrow Release Date 67 Exchange Act 14 False Claims Act 16 FDA 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Federal Anti-Kickback Statute 16 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Conversion Schedule 8 Financial Statements 24 FINSA 71 75 Financing 53 FIRPTA Certificate 54 Floating Rate Notes 75 Floating Rate Notes Indenture 75 FTC 51 Fully Diluted Shares 4 Share Number 76 GAAP 12 Good Faith Statement 11 Government 8 76 Government Contract 55 Government Subcontracts 55 76 Governmental Authority 76 Governmental Authorization 44 Hazardous Materials 46 14 Health Care Company Authorizations 17 Healthcare Entity 21 Hedging Obligations 76 HIPAA 76 Hospital Joint Venture 76 HSR Act 66 Income Tax 29 14 Indebtedness 15 76 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 77 Indemnified Losses 80 Indemnified Party 83 Parties 54 Indemnifying Party 83 Persons 65 Indentures 59 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 49 Intellectual Property 35 Contracts 24 Intellectual Property Rights 77 Interim Financials 24 Balance Sheet 78 Interim Balance Sheet Date 78 Interim Financial Statements 78 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter 78 Knowledge 78 Legal Requirement 78 Lien 78 Managed Practice 79 Material Company Authorizations 17 Material Contracts 40 Materials of Transmittal 10 Liens 30 Losses 80 Environmental Concern 79 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Sub 1 NOLs 30 NRC 20 Open Source License 79 Open Source Materials 79 Owned Software Real Property 36 Parachute Payment Waiver 58 Parent 1 Parent Indemnified Person 65 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 65 Parent LCs 59 Patents 77 Paying Agent 7 Payoff Amount 59 Payoff Letter 59 Payors 22 Per Share Common Adjustment Escrow Amount 4 79 Per Share Common Closing Amount 4 Initial Merger Consideration 80 Per Share Common Merger Consideration 80 Per Share Stockholders’ Agent Reimbursement Escrow Amount 4 Per 79 Permit 80 Person 80 PHI 23 Preliminary Conversion Schedule 8 Proportionate Indemnification Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 80 Purchase Price 3 Representative Expenses Radiation Safety Laws 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Redeemed Notes 59 Registered Intellectual Property 36 Scheduled Indemnity Matters 80 Regulated Product 80 Related Party 81 Representation Covenants 65 SEC 14 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side 14 Shrink-Wrapped Code 81 Source Code 81 Specified Representations 81 Standard Services Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 25 Sxxxx Act 16 Stockholders’ Agent 1 Straddle Period 78 81 Subsidiary 21 Superior Proposal 70 81 Surviving Company 2 Surviving Company Organizational Documents 18 Corporation 1 Tail Policy 19 55 Takeover Statute 58 Target Net Working Capital 12 41 Tax 29 81 Tax Attributes 27 Arbitrator 57 Tax Authority 82 Tax Benefit Adjustment 3 Tax Claim 56 Tax Indemnity 65 Tax Return 29 Tax Returns 29 82 Taxes 29 Termination Fee 92 81 Technology 82 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 68 Trade Secrets 77 Trademarks 78 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE 82 Voting Debt 12 WARN Act 35 AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”), is made and entered into as of November 1, 2010, by and among McKesson Corporation, a Delaware corporation (“Parent”), Utah Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub”), US Oncology Holdings, Inc., a Delaware corporation (the “Company”), and Utah Stockholders’ Agent LLC, as Stockholders’ Agent (the “Stockholders’ Agent”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Acquired Assets 1 Acquired Avoidance Actions 4 Acquired Leased Real Property 2 Acquired Leases 13 Acquired Owned Real Property 2 Acquired Subsidiaries 3 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 82 Advisors 82 Affiliate 91 Agents 68 82 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor Akorn Luxembourg 82 Allocation 71 Allocation Methodology 71 Alternative Transaction 82 Ancillary Agreement 16 Anti-Corruption Laws 82 Anti-Money Laundering Laws 82 Apportioned Obligations 72 Assigned Contracts 2 Assignment and Assumption Agreement 13 Balance Sheet 24 BIS 54 Assignment and Assumption of Lease 13 Assumed Benefit Plans 7 Assumed Liabilities 6 Assumed Taxes 82 Auction 83 Avoidance Actions 83 Backup Bidder 44 Bankruptcy Case 1 Bankruptcy Code 1 Bankruptcy Court 1 Bidding Procedures Motion 43 Bidding Procedures Order 83 Business Day 3 Cap 86 83 Cash 11 and Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Equivalents 83 Chosen Courts 79 Closing 2 Closing Balance Sheet 12 Closing Cash 12 13 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 13 Code 6 Common Stock 4 83 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Exclusively Licensed Intellectual Property 35 83 Company Licensed Intellectual Property Agreement 37 83 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Owned Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 83 Company SEC Documents 83 Consent 83 Contract 84 Credit Bid Amount 12 Credit Bid Portion 12 Cure Costs 6 Dataroom 40 DEA 84 Designated Purchaser 77 DIP Credit Agreement 84 Direction Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and 42 Documents 84 Effect 88 Employees 53 Encumbrance 84 Enforceability Exceptions 16 Environmental Laws 84 Environmental Permits 26 Equipment 84 ERISA 85 Exchange Act 85 Excluded Assets 4 Excluded Bank Accounts 85 Excluded Cash 85 Excluded Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageArrangements 85 Excluded Contracts 4

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 2 Affiliate 91 Agents 68 2 Agreed Upon Tax Treatment 12 Agreement 1 Annual Anti-Bribery Laws 24 AP Mezz Partners 1 Assignment Agreement 11 Base Purchase Price 2 Borrower 1 Business 2 Business Day 2 Buyer 1 Buyer Disclosure Schedule 2 Buyer Related Persons 35 Buyer Releasors 34 Cash Redemption 1 Closing 11 Closing Date 11 Code 2 Company Contract 2 Company Data 3 Confidential Information 27 Consumer 3 Consumer Protection Laws 3 Contract 3 Contracting Parties 36 Counsel 35 Credit Agreement 3 D&O Indemnified Persons 29 Disclosure Schedules 3 Effective Time 11 Employee Benefit Plans 3 Encumbrance 3 Environmental Claim 4 Environmental Laws 4 Environmental Permits 4 Equity Interests 4 ERISA 4 Excluded Matter 5 Ex-In Laws 4 FERC 4 Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 17 FPA 4 Company Fraud 4 GAAP 4 Governmental Entity 4 Hazardous Substance 5 HPS Blocker 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Independent Accountant 27 Insurance Policies 21 Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 5 Knowledge of Buyer 5 Knowledge of the Sellers 8 Law 5 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 5 Membership Interests 1 Mezz Partners 1 Nonparty Affiliates 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares OFAC 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 6 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 6 Organizational Documents 6 Patent Rights 6 Permits 44 21 Permitted Encumbrances 6 Person 91 Plan 49 Plans 49 6 Personal Information 6 Post-Lockbox Taxable Period 7 Pre-Closing Period Income Tax Returns 77 Lockbox Date Liability 27 Pre-Closing Tax Lockbox Returns 27 Pre-Lockbox Taxable Period 77 Property 29 Public Software 36 7 Privacy Laws 7 Pro Rata Share 7 Purchase Price 11 Real Property Leases 30 7 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 7 Representatives 7 Sanctioned Country 8 Sanctioned Person 8 Sanctions Laws 8 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 26 Security Breach 23 Seller Disclosure Schedule 8 Seller Related Persons 34 Seller Releasors 35 Seller’s Knowledge Sellers 1 Sellers’ Representative 1 SEMTH 1 SET 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 8 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 8 Straddle Returns 27 Systems Target Net Working Capital 12 Companies 1 Tax 29 8 Tax Attributes 27 Contest 28 Tax Indemnitees 28 Tax Lockbox Date 9 Tax Return 29 Tax Returns 29 9 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 8 Taxing Authority 9 Trade Control Laws 24 Trademarks 9 Transaction Documents 9 Transaction Expenses 9 Transfer Taxes 9 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page9 MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT THIS MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT (this “Agreement”), dated as of March 23, 2023, is made by and among Spruce Power Holding Corporation, a Delaware corporation (“Buyer”), Mezzanine Partners III, L.P., a Delaware limited partnership (“Mezz Partners ), AP Mezzanine Partners III, L.P., a Delaware limited partnership ((“AP Mezz Partners), and SS Offshore, L.P., a Cayman Islands exempted limited partnership (“SS Offshore), and, together with Mezz Partners and AP Mezz Partners, “Sellers”), and HPS Investment Partners, LLC, a Delaware limited liability company (the “Sellers’ Representative”), in its capacity as the Sellers’ Representative.

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Land Grant Contract 3 Anti-Corruption Laws 21 Laws 2 Approved Budget and Business Plan 4 Losses 15 Auction 2 New Land 1 Auction Documents 12 Onshore Financing 7 Budget and Business Plan 4 Parties 1 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate 2 Party 1 Capital Contribution Conditions Precedent 8 PBOC 2 Capital Contribution Delivery Date 9 Prax 1 Change of Merger 2 Certificates Law 21 Prax Capital Contribution Deliverables 10 CHL 1 Prax Project Company Deliverables 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working CHL/New Land Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code Contribution Deliverables 10 PRC 1 CHL/New Land Project Company Deliverables 6 Common Stock Project 4 Confidential Information 16 Project Company 1 Control 20 Project Company Indemnified Person 18 Articles of Association 6 Cost Ceiling 3 Project Company Indemnified Persons 18 Conditions Precedent 4 Funded Auction Deposit 2 Project Company Intellectual Property 35 Delivery Date 5 Funded Pre-Construction Costs 7 Project Company Intellectual Property Governmental Approvals 6 Funded Preparation Fee 7 Registered Capital Ceiling 8 HK SPV 1 Shaanxi DOC 6 HK SPV Amended and Restated Memorandum and Articles of Association 10 Shareholders’ Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent 9 Hong Kong 1 Subscription Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Joint Venture Agreement 5 Target Land 1 Land Acquisition Cost 3 Target Registered Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 8 Transaction Document 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital Transaction Documents 11 NLRA 48 Non-Competition and Confidentiality Agreements Xi’an LRB 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series EXHIBIT A JOINT VENTURE AGREEMENT [To Be Attached] Exh. A EXHIBIT B PROJECT COMPANY ARTICLES OF ASSOCIATION [To Be Attached] Exh. B EXHIBIT C SHAREHOLDERS’ AGREEMENT [To Be Attached] Exh. C EXHIBIT D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series SHARE SUBSCRIPTION AGREEMENT [To Be Attached] Exh. D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE EXHIBIT E HK SPV AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF CONTENTS PageASSOCIATION [To Be Attached] Exh. E EXHIBIT F DEED OF GUARANTEE [To Be Attached] Exh. F

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment 20% Owner 6 Equity Securities 8 A&R Agreement 5 Estimated Tax Liability 35 Additional Securities 23 Event of Withdrawal 8 Additional Unitholder 6 Executive 8 Adjusted Capital Account Deficit 6 Executive Manager 38 Affiliate 6 Fair Market Value 9 Affiliated Institution 6 Family Group 9 Agreement 6 Fiscal Quarter 9 Ancillary Documents 15 Fiscal Year 9, 21 Approved Sale 64 Forfeited Units 34 available amount 33 Founder Unitholder 30 Blocker Corporation 6 Fund XII/A Managers 38 Board 7 Governmental Entity 9 Board Governance Exceptions 7 Grossed-Up Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 9 Book Value 7 GTCR Advisory Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 9 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property 7 GTCR Fund 9 CABO 7 GTCR Investor 9 CABO Entity 7 GTCR Investor Representative 10 CABO Investment 5 GTCR Investor Votes 40 CABO Investor 7 GTCR Management 9 CABO Managers 38 GTCR Manager 38 CABO Equity Purchase Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent 7 GTCR Managers 38 Call Option Transfer 15 GTCR Unit Purchase Agreement 10 Exchange Fund Capital Account 7 Incentive Unit 10 Final Capital Contributions 7 Indemnitee 10 Certificate 8 Independent Manager 38 Chosen Courts 75 Initial Distribution 10 Class A Units 16 Institutional Holder 10 Class A Unpaid Yield 22 Investor Manager 38 Class A Unreturned Capital 22 Investor Managers 38 Class A Yield 22 Investor Residual 10 Class B Units 16 Investors 11 Class C Units 16 Issuance Closing Cash 67 Closing Distributions 36 Issuance Notice 66 Code 8 Liens 11 Company 5 Losses 11 Company Interest 8 Management Unitholder 11 Confidential Information 58 Manager 11 Court of Chancery 75 Minimum Gain 11 Delaware Act 8 Net Loss 11 Delaware Federal Court 75 Net Profit 11 Dispute 76 New Securities 11 Distribution 8 Notice 56 Officers 12 Senior Management Agreement 13 Original Agreement 5 Specified Person 14 Final Closing Indebtedness Other Business 29 Splitter Manager 38 Participating Class C Uxxx 00 Xxxxxxxx Xxxxx X Xxxx 00 Participating Residual Unit 12 Subject Unitholders 74 Participation Threshold 24 Subsidiary 14 Final Closing Net Working Capital Partnership Tax Audit Rules 12 Subsidiary Public Offering 14 Final Net Working Capital Excess Permitted Transferee 61 Substituted Unitholder 14 Final Net Working Capital Shortfall Person 12 Tag-Along Notice 63 Pro Rata Allotment 66 Tag-Along Transfer 15 Proceeding 46 Tag-Along Unitholders 63 Profits 12 Tax 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP Public Offering 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act Tax Distribution 34 Public Sale 12 Tax Distribution Conditions 34 Put Option 12 Tax Matters Partner 54 Put Right Transfer 15 Taxable Year 15 Qualified Holder 66 Income Tax 29 Indebtedness Taxes 14 Registration Agreement 13 Transaction Documents 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter Regulatory Allocations 52 Transfer 15 Repurchase Class A Unit 22 Transfer Actions 15 Required Interest 13 Transferee 15 Residual Units 13 Transferred 15 Safe Harbor 56 Transferring Investor 63 Sale of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled the Company Intellectual Property 36 Scheduled Indemnity Matters 81 13 Treasury Regulations 16 Securities 13 Unit 16 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page13 Unit Ledger 23 Securities Exchange Act 13 Unitholder 16 Seller Representative 65

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 33 Acquisition Proposal 69 72 Acquisition Subsidiary 1 Action 41 43 Adjusted Fully Diluted Shares 4 Adjustment Amount 14 Adverse Recommendation Change 68 71 Affiliate 91 94 Agents 68 70 Agreement 1 Agreement of Merger 2 Annual Financial Statements 24 Antitrust Filings 66 69 Assets 29 30 Auditor 13 12 Australian Purchase Agreement 15 Balance Sheet 24 Bank 15 BIS 54 59 Business Day 3 Cap 86 89 Cash 11 15 Cash Adjustment Amount 14 Certificate of Merger 13 Certificates 5 CGCL 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 11 Closing Cash 12 11 Closing Company Transaction Expenses 11 Closing Date 3 Closing Indebtedness 12 11 Closing Net Working Capital 12 11 Closing Statement of Cash 12 11 Closing Statement of Company Transaction Expenses 11 Closing Statement of Indebtedness 12 11 COBRA 49 53 Code 6 5 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Entities 48 Company Intellectual Property 35 37 Company Intellectual Property Agreement 37 38 Company Intellectual Property License 38 Company Manufacturing Tools 35 37 Company Material Adverse Effect 63 66 Company Organizational Documents 21 Options 5 Company Recommendation 67 70 Company Software 36 37 Company Subsidiary Securities 21 Company Transaction Expenses 17 Company Transaction Expenses Adjustment Amount 13 Confidentiality Agreement 65 68 Contract 34 35 Contracts 34 35 Covered Employees 73 CSOs 70 75 Data Room 28 DDTC 59 Defense Notice 84 87 Determination Date 14 DGCL 2 13 Disclosure Schedule 20 19 Dissenting Shares 6 Effect 63 5 Effective Time 2 Employment Agreements 2 Environmental Claim 49 Environmental Law 46 48 Environmental Property 45 48 ERISA Affiliates 53 Escrow Account 16 15 Escrow Agreement 8 7 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 13 Final Closing Company Transaction Expenses 13 Final Closing Indebtedness 14 13 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 13 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 Fundamental Reps 89 GAAP 12 11 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authority 7 Governmental Authorization 44 47 Hazardous Materials 46 49 HIPAA 53 HSR Act 66 69 IC-DISC 29 Identified Debt 15 Identified Debt Releases 8 Income Tax 29 30 Indebtedness 15 14 Indebtedness Adjustment Amount 14 13 Indemnification Threshold 85 88 Indemnified Losses 80 83 Indemnified Party 83 86 Indemnifying Party 83 86 Information Statement 58 61 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 36 Interim Financials 24 IRS 9 Key Stockholders 1 7 ITAR 59 Law 44 46 Leased Real Property 30 31 Letter of Transmittal 10 9 Liens 30 22 Losses 80 83 Merger 1 Merger Consideration 3 Net Working Capital 11 10 NLRA 48 52 Non-Competition and Confidentiality Agreements 2 Non-Management Company Options 6 Non-U.S. Benefit Plan 53 OFAC 59 off-balance sheet arrangements 24 Option Cancellation Agreement 1 Order 41 43 Ordinary Course of Business 26 Owned Real Property 31 Owned Software 36 37 Parent 1 Parent Indemnified Persons 80 83 Parties 1 Party 1 Payment Agent 9 Payment Agent Agreement 9 Payment Event 92 94 Payment Fund 9 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Non-Management Option Holder Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Xxxxxx 0 Xxxxxxxxxx 00 Xxxxxxx 00 Person 91 93 Plan 49 53 Plans 49 53 PPACA 53 Pre-Closing Period 79 Pre-Closing Period Income Tax Returns 77 79 Pre-Closing Tax Period 77 Section 951 Amount 80 Property 29 30 Public Software 36 37 Real Property 31 Real Property Leases 30 31 Release 46 1, 49 Remaining Escrow Amount 17 16 Representative 19 Representative Expense Amount 3 Representative Expenses 20 18 Requisite Stockholder Shareholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 38 Scheduled Indemnity Matters 81 84 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Securityholder Non-Competition Agreements 1 Stockholders Securityholders 7 Securityholders Indemnified Persons 86 Senior Management 6 Share 22 Shareholders 1 Shares 22 Side Agreement 1 Significant Securityholders 1 Software 37 Spreadsheet 73 Statement 8 Straddle Period 78 80 Subsidiary 21 Superior Proposal 70 72 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 60 Target Net Working Capital 12 11 Tax 29 30 Tax Attributes 27 28 Tax Return 29 30 Tax Returns 29 30 Taxes 29 Termination Fee 92 94 Third Party 70 73 Third Party Intellectual Property License 37 38 Third Person 84 87 Third Person Claim 84 87 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Additional Securities 15 Additional Unitholder 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 1 Affiliated Institution 1 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Approved Sale 38 Board 1 Board Governance Exceptions 2 Business Day 2 Capital Contributions 2 Certificate 2 Check-the-Box Election 1 Chosen Courts 53 Class A Unit 2 Class A Unpaid Yield 2 Class A Unreturned Capital 2 Class A Yield 2 Class B Unit 2 Class S Unit 2 Class S Unpaid Yield 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date Class S Unreturned Capital 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Class S Yield 3 Code 6 Common Stock 4 3 Company 1 Company Indemnified Equity Securities 3 Company Interest 3 Confidential Information 56 Contractual Appraisal Rights 49 Court of Chancery 53 Delaware Act 3 Delaware Federal Court 53 Distribution 3 Electing Holder 42 Election Notice 41 Event of Withdrawal 4 Executive 4 Executive Manager 25 Fair Market Value 4 Family Group 37 Fiscal Year 4 Governmental Entity 4 Group of Unitholders 4 Incentive Units 16 Indemnitee 4 Institutional Holder 4 Investor Purchase Agreement 4 Investors 5 Liens 5 Management Co-Invest Units 16 Management Equity Agreement 5 Management Unitholder 5 Manager 5 New Securities 5 Offer Notice 41 Offering Period 41 Officers 6 Original Agreement 1 Other Business 19 Other Unitholders 35 Permitted Transferees 37 Person 18 6 Preemptive Rights Holders 41 Pro Rata Portion 43 Proceeding 31 Proportionate Share 41 Public Offering 6 Recapitalization 49 Registration Rights Agreement 6 Related Entity 24 Related Institutional Person 6 Relative 24 Remaining Securities 42 Required Interest 6 Rollover Agreements 6 Rollover Investors 7 Sale Notice 35 Sale of the Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government Securities 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series 8 Seller Representative 40 Side Letter 52 Subject Units 52 Subsidiary 8 Substituted Unitholder 9 TB DF 9 TB DF_Managers 25 TB DFA 9 TB DFA Managers 25 TB DFII 9 TB DFII Managers 25 TB DFII-A Preferred Stock 5 Series 9 TB DFII-A Managers 25 TB Funds 9 TB Managers 25 Transaction Documents 9 Transfer 9 Transferee 9 Transferred 9 Transferring Investor 35 Unit 9 Unit Ledger 15 Unitholder 9 Unvested Class B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageUnits 10

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action The following terms used in this Agreement have the meanings ascribed to them on the pages indicated below: Page Accounting Firm 30 Affiliate 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements APSU 41 XXXX 00 XXXX 00 XXX Xxxxxx Xxxx 0 XXX Global Opco Group 41 BGC Holdings 1 BGC Holdings Exchange Ratio 42 BGC Holdings Exchange Right Interest 42 BGC Holdings Exchangeable Limited Partnership Interest 41 BGC Holdings Founding Partner Interest 42 BGC Holdings General Partnership Interest 42 BGC Holdings GP 1 BGC Holdings Group 42 BGC Holdings Limited Partnership Xxxxxxxx 00 XXX Xxxxxxxx XXX 00 XXX Holdings Material Adverse Effect 18 BGC Holdings Regular Limited Partnership Xxxxxxxx 00 XXX Holdings REU Interest 42 BGC Holdings Special Voting Limited Partnership Interest 42 BGC Holdings Working Partner Xxxxxxxx 00 XXX Xxxxx 0 XXX Partners 1 BGC Partners Board 2 BGC Partners Board Recommendation 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet BGC Partners Book-Entry Share 6 BGC Partners Certificate 6 BGC Partners Class A Common Stock 42 BGC Partners Class B Common Stock 43 BGC Partners Closing Price 43 BGC Partners Common Stock 43 BGC Partners Equity Awards 12 BGC Partners Group 43 BGC Partners Inc. Group 43 BGC Partners Indemnified Person 26 BGC Partners Material Adverse Effect 22 BGC Partners Preferred Stock 22 BGC Partners Restricted Stock Award 12 BGC Partners RSU Award 12 BGC Partners Separation Agreement 43 BGC Partners Stockholder Approval 24 BIS 54 BGC U.S. Opco 1 BGC U.S. Opco Group 43 Board of Directors 43 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 43 Cancelled Shares 6 Cantor 1 Cantor Group 43 Certificate of Corporate Merger 2 3 Certificate of Holdings Merger 3 Certificate of Holdings Reorganization Merger 3 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 of Merger 3 Class A Stock Consideration 11 Class B Stock Consideration 7 Closing 2 Closing Balance Sheet 12 Closing Cash 12 3 Closing Date 3 Closing Indebtedness Code 43 Consent Solicitation Statement 27 Contract 20 Corporate Merger 2 Demand 30 DGCL 1 DLLCA 1 DRULPA 1 Effective Time 3 Equivalent Holdings Equity Interest 5 Exchange Act 20 Exchange Agent 13 Exchange Fund 13 Exchange Ratio 43 Excluded Interests 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Existing Holdings Equity Interest 5 Existing Maximum Class B Amount 31 Form S-4 27 Former Partner Obligations 13 Founding Partner 43 Founding Partner Unit 43 GAAP 44 Governmental Entity 44 Grant Xxxx 00 XX-Xxxx 00 Holdco 1 Holdco Class A Common Stock 4 Company 44 Holdco Class B Common Stock 44 Holdco Common Stock 44 Holdco Preferred Stock 23 Holdco RSA 12 Holdco RSU Award 12 Holdings Merger 2 Holdings Merger Sub 1 Company Holdings Reorganization Effective Time 3 Holdings Reorganization Merger 1 Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Taxes 30 Intentional Breach 44 Interest 44 IRS 44 Joint Committee 2 Law 44 Legal Restraint 32 Letter of Transmittal 00 Xxxxx 00 XXX 00 Material Adverse Effect 63 Company 44 Merger Consideration 11 Merger Sub 1 1 Merger Sub 2 1 Merger Subs 1 Mergers 1 Nasdaq 44 Newmark Group 45 NLPU 45 Non-Participating Xxxx 00 XXXXX 00 NPPSU 45 NPREU 45 NPSU 45 NREU 45 Objection 30 Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental 45 Other BGC Holdings Limited Partnership Xxxxxxxxx 0 Xxxxxx 00 XXXX 00 PPSE 46 PPSU 46 Preferred Xxxx 00 XXXX 00 Xxxxxxxxxx 00 PSE 46 PSI 46 PSU 46 Regulatory Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount Relevant Period 31 Representative 46 Restricted Partnership Xxxx 00 Xxxxxx 00 XXX 00 SEC 47 Secretary of State 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred 18 SOL Date 30 Specified Share Number 31 Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share Consideration 11 Subsidiary 47 Surviving Corporation 3 Surviving LLC 3 Takeover Laws 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 47 Tax Attributes 27 Counsel 47 Tax Return 29 Tax Returns 29 47 Taxes 29 47 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Date 34 Trading Day 48 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 48 Uncertificated Xxxx 00 Xxxx 00 Xxxx Xxxxxxxxxxx 11 wholly owned Subsidiary 41 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PagePartner Unit 48

INDEX OF DEFINED TERMS. 2010 VSD 55 Termination Notice Page 15% IRR Deficiency 53 20% IRR Deficiency 53 25% IRR Deficiency 54 Acceptance Notice 36 Accounts Receivable 32 24 Acquisition Proposal 69 Acquisition Subsidiary Costs 3 Act 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Administrative Member 16 Administrative Member Costs 3 Administrative Member's Price 35 Administrative Obligations Exhibit 23 Affiliate 91 Agents 68 3 Agreement 1, 53 Applicable Rate 12 Arbitration Notice 30 Bankruptcy/Dissolution Event 4 BREA 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 BREA Sale 16 BREA's Membership Interest 35 Budget 4 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Agreements 4 Capital Budget 4 Claim 4 Claims 40 Closing 2 Closing Balance Sheet 12 Closing Cash 12 7 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 7 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 11 Collateral Agreement 4 Company 1 Company Indemnified Person 18 Percentages 4 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Subsidiaries 2 Company's Accountants 23 Consultant 27 Contributing Member 12 Contribution Request 11 Contributions 53 control 4 Conveyance Documents 20 Credit Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 1 Cure Period 5 Default Loan 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Deficiency 12 Deposit 7 Dissolution Event 33 Distributable Cash 14 Final Closing Indebtedness Distributions 53 ESC 1 Escrow Agent 7 Existing Agreement 1 Existing Competing Projects 8 Extraordinary Income and Extraordinary Expenses 29 GAAP 23 Grossed Up Sale Price 16 Guaranty Payment 39 Indemnitee 39 Intent to Sell Notice 35 Investment Maintenance Costs 5 IRR Deficiency 53 IRR Exhibit 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements IRR Rate 53 Laws 5 Lender 1 Liability Percentage 39 Loan 1 Loan Documents 20 Major Decisions 16 Management Agreement 27 Marketing Period 37 Material Action 5 Member 2 Member Cessation Event 2 Members 2 Money Market Account 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements Contributing Member 12 Noncurable Default 5 Non-Paying Member 39 Note 1 Obligation 6 Operating Accounts 24 Operating Budget 4 Operating Expenses 29 Operating Licenses 28 Paying Member 39 Performance Benchmarks 29 Periodic Report 23 Permitted Portfolio Acquisition 6 Portfolio Cash Return 29 Project 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software Project Financing 6, 10 Project Financing Documents 6, 10 Project Financing Guaranty Documents 6, 10 Project Lender 6, 10 Promote Clauses 31 Properties 6 Property 6 Purchase Agreement 6 Purchase Date 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software Purchase Deposit 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Purchase Offer 35 Purchase Price 7 Recourse Acts 40 Requirements 7 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 41 Security Instrument 1 Seller 7 Sole Member 2 Special Member 3 Special Purpose Provisions 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Subsequent Contribution 11 Supplemental Notice 38 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Exhibit 34 Termination Fee 92 Notice 30 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PagePrice 38 Time 0 53 Transfer 28 Transferred Percentage 16 Unpaid Liabilities 39 Winding-Up Member 34

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Additional Rent 10 L Annual Fixed Rent 2 Automobile Parking Area 41 Land 3 B Landlord 1, 34 Landlord Failure 19 Base Complex Operating Expenses 13 Landlord’s Complex Operating Expenses 13 Base Operating Expenses per Square Foot of Landlord’s Operating Expenses 11 Rentable Floor Area 3 Landlord’s Taxes 13 Base Taxes per Square Foot of Rentable Floor Area 3 Landlord’s Address 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Lease Year 2 Broker 4 Building 3 Business Day 37 0 C Offered Space 6 Complex 3 Cap 86 Cash Outside Restoration Date 27 Construction Manual 15 p Controllable Operating Expenses 13 E Permitted Transfer 24 Permitted Uses 4 Encumbrance 24 Premise Address 2 Estimated Term Commencement Date 2 Premises 4 Expansion Market Rent 6 Prior Lease Reimbursement 3 Extension Term 8 Public Liability Insurance 4 F R Fair Market Rent 9 Rent 11 Cash Adjustment Amount 14 Certificate Financing Party 39 Rent Commencement Date 2 First Offered Space 6 Rentable Floor Area of Merger Bxxxxxxx 0 Xxxxx Xxxxxxx 00 Xxxxxxxx Xxxxx Xxxx of Premises 4 G Rooftop Installation Area 42 Rooftop License 42 Generator Rent 45 T GPS Antenna 42 GPS Rent 43 Tenant 1, 34 Ground Installation Area 44 Tenant Work 15 Ground License 44 Tenant’s Initial Construction 16 Guarantor 4, 30, 38 Tenant’s Pro Rata Share of Landlord’s Complex H Operating Expenses 13 Tenant’s Authorized Representative 4 Hazardous Substances 20 Tenant’s Notice Address 1 Hours of Operation 17 Term Commencement Date 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing I Term Expiration Date 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date Transferees 24 Improvement Allowance 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements Transfers 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageEDGEWATER OFFICE PARK 600 Xxxxxxxxx Xxxxx Xxxxxxxxx, XX 00000 LEASE dated July 30, 2002 ARTICLE I

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Defined Terms Page 1099 Contractor 1 Acquiror 1 Acquiror Indemnified Parties 59 Acquiror Plans 52 Acquiror’s 401(k) Plan 51 Acquisition Proposal 69 Acquisition Subsidiary 41 Action 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Active Business Employees 50 Affiliate 91 Agents 68 1 Agreement 1 Annual Ancillary Agreements 1 Antitrust Clearance 56 Approvals 38 Assumed Company Plans 12 Assumed Contracts 11 Assumed Liabilities 14 Audited and Reviewed Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 41 Xxxx of Sale, Assignment and Assumption Agreement 1 Books and Records 11 Business 1 Business Confidential Information 48 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Business Employees 2 Closing Balance Sheet 12 17 Closing Cash 12 Amount 17 Closing Date 3 Closing Indebtedness 12 17 Closing Net Working Capital 12 19 Closing Statement of Cash 12 Receivables 45 Closing Statement of Indebtedness 12 Target 19 COBRA 49 29 Code 6 Common Stock 4 2 Company 1 Company Indemnified Person 18 Confidential Information 48 Company FSA 52 Company FSA End Date 52 Company Indemnified Persons 18 Parties 60 Company Intellectual Property 35 Marks 2 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Plan 29 Company’s 401(k) Plan 51 Company’s Knowledge 6 Defined Terms Page Confidentiality Agreement 65 38 Consultation Period 19 Continuing Support Obligation 42 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 10 Control 2 Corporate Policies 43 Current Assets 2 Current Liabilities 2 Deductible Amount 60 Direct Claim 61 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 21 End Date 57 Environmental Condition 2 Environmental Law 46 3 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount Permit 3 Equipment 12 ERISA 3 ERISA Affiliate 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall Statement 18 Excluded Assets 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Excluded Employees 3 Excluded Liabilities 15 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Statement 20 Final Net Working Capital Excess 14 Final 20 Financial Statements 23 Financing 3 Financing Sources 3 Financing Sources Related Parties 3 Fraud 4 FSA Balances 53 FSA Participants 52 Fundamental Representations 4 GAAP 4 Governmental Entity 4 Governmental Order 4 Hazardous Material 4 HSR Act 4 Inactive Business Employee 4 Indebtedness 5 Indemnified Party 60 Indemnifying Party 60 Independent Accounting Firm 19 Indian Business Assets 50 Indian Business Employee 5 Insurance Policies 32 Intellectual Property 5 Inventory 5 IP Assignment Agreements 6 IRS 6 IT Asset Contract 6 IT Assets 6 Joint Defense Agreement 6 Knowledge of the Acquiror 6 Knowledge of the Company 6 Law 6 Leased Real Property 6 Legal Process 48 Liabilities 6 Lien 7 Local Agreements 50 Losses 7 Material Adverse Effect 7 Material Customers 32 Material Suppliers 32 Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 New York Courts 68 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course Reimbursable Losses 64 Notice of Business 26 Owned Software 36 Disagreement 19 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Permits 24 Permitted Liens 8 Person 8 Post-Closing Adjustment Amount 4 Per Share Common 21 Post-Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Consents 40 Pre-Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Insurance Matter 43 Pre-Closing Period Income Tax Returns 77 35 Pre-Closing Tax Period 77 Property 29 Public 8 Product 8 PTO Rollover 51 Purchase Price 17 Real Estate Lease 8 Recall 31 Receivables 11 Reference Balance Sheet 23 Related to the Business 8 Release 8 Remedial Action 39 Representative 9 Required Payments 9 Retained Litigation 13 Review Period 19 Shared Contracts 9 Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Specified Warranty Breaches 59 Straddle Period 78 9 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 9 Support Obligations 42 Support Services 43 Target Net Working Capital 12 9 Tax 29 Tax Attributes 27 Tax Return 29 9 Tax Returns 29 Taxes 29 Termination Fee 92 10 Third Party 70 Claim 61 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares Rights 17 Trademarks 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTransaction Agreements 10 Transaction Expenses 10 Transfer Taxes 49 Transferred Assets 10 Transferred Employee 51 Transferred Employee Records 11 Transferred IP 11 Transition Services Agreement 10 Warranty Breach 59 willful and material breach 58 This ASSET PURCHASE AGREEMENT, dated as of May 8, 2019 (this “Agreement”), is made by and among HARSCO CORPORATION, a Delaware corporation (the “Company”), E&C FINFAN, INC., a Delaware corporation (the “Acquiror”), and, solely with respect to Section 11.19, CHART INDUSTRIES, INC., a Delaware corporation (“Parent”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Terms Cross Reference in Agreement 2014 CompuVend Note Article I 2016 Senior Note Subordination Agreement Section 5.7 2016 Series A Notes Article I 2016 Series B Notes Article I Accredited Investors Section 2.13 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Transaction Section 5.12(a) Additional Cash Consideration Article I Additional Cash Merger Consideration Inputs Section 2.16(a)(i) Affiliate Article I Aggregate Consideration Stock Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Article I Aggregate Exercise Price Article I Aggregate Participation Cash Amount Article I Aggregate Participation Stock Amount Article I Aggregate Preference Amount Article I Aggregate Series A Preference Amount Article I Aggregate Series B Preference Amount Article I Aggregate Series C Preference Amount Article I Aggregate Series C-1 Preference Amount Article I Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Preamble Appraiser Section 2.16(d)(ii) Assumed Debt Article I Assumed Debt Amount Article I Balance Sheet 24 BIS 54 Date Section 3.4 Board of Directors Recitals Boards of Directors Recitals Business Day 3 Cap 86 Article I Cash 11 Article I Cash Adjustment Amount 14 Consideration Ratio Article I Cash Merger Consideration Article I Certificate of Merger 2 Section 2.1(b) Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Section 2.9(b) Change in Control Payments Article I Claim Notice Section 6.6(a)(i) Closing 2 Closing Balance Sheet 12 Closing Cash 12 Section 2.2 Closing Date 3 Section 2.2 Closing Indebtedness 12 Date Allocation Schedule Article I Closing Date Net Working Capital 12 Cash Amount Article I Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageArticle I Closing Date Net Working Capital Amount Article I Closing Notice Section 2.16(a) Closing Statement Section 2.16(d)(iii) COBRA Article I Code Article I Company Preamble Company Balance Sheet Section 3.4 Company Business Article I Company Capital Stock Article I Company Charter Documents Section 3.1(b) Company Common Stock Article I Company Common Warrant Article I Company Disclosure Letter Article III Company Employee Plan Article I Company Equityholder Article I Company Indemnified Party Section 5.6(a) Company Intellectual Property Article I Company IP Contract Article I Company Material Contract Section 3.18(a) Company Option Plan Article I Company Options Article I Company Patent Rights Article I Company Permits Section 3.9(b) Company Preferred Stock Article I Company Products Article I Company Stockholder Article I Company Series C Warrant Article I Company Series C Warrant Cancellation Payment Article I Common Stock Warrant Merger Consideration Section 2.7(c)(i) Company Warrant Article I CompuVend Note Subordination Agreement Section 5.8 Confidentiality Agreement Section 5.17(a) Consenting Stockholders Recitals Contract Article I Controlling Party Section 6.6(d) Copyrights Article I Current Assets Article I Current Liabilities Article I date hereof Section 7.2 De Minimis Company Equityholder Section 5.7(g) Deductible Amount Section 6.3(c) Developer Section 3.8(g) DGCL Recitals Disputes Section 3.8(d) Dissenting Shares Section 2.7(e)(i) Domain Names Article I Draft Closing Statement Section 2.16(b) Employee Article I Employee Agreement Article I End Date Section 8.1(b) Environmental Laws Section 3.17 Environmental Permits Section 3.17 EON Section 3.8(c) ERISA Article I ERISA Affiliate Article I Escrow Agent Article I Escrow Agreement Section 6.2(a) Escrow Amount Article I Escrow Fund Article I Escrow Termination Date Article I Estimated Closing Date Net Cash Amount Article I Estimated Closing Date Net Working Capital Adjustment Amount Article I Estimated Closing Date Net Working Capital Amount Article I Exchange Act Article I Excluded Cash Article I, Section 17 extent Section 7.2 Federal Court Section 7.6 Financial Statements Section 3.4 Fundamental Representations Section 6.1(a) GAAP Section 3.4 Governmental Entity Section 3.3(c) Hazardous Materials Section 3.17 hereby Section 7.2 herein Section 7.2 hereof Section 7.2 hereto Section 7.2 hereunder Section 7.2 Inbound License Agreements Section 3.8(c) include Section 7.2 includes Section 7.2 including Section 7.2 Indebtedness Article I Indemnification Demand Section 6.7(a) Indemnification Dispute Notice Section 6.7(b) Indemnified Parties Article I Intellectual Property Article I International Employee Plan Article I Investor Questionnaire Section 2.13(a) IRS Article I Joinder Agreement Recitals Key Employee 5.13 Knowledge Article I Leased Real Property Section 3.13 Leases Section 3.13 Legal Requirements Article I Liability Article I License Agreements Section 3.8(c) Liens Article I Lock-Up Agreement Section 2.8 Losses Article I Material Adverse Effect Article I MCO Section 2.7(i) MCO Cash Payment Section 2.7(i) Merger Recitals Merger Effective Time Section 2.1(b) Merger Consideration Article I Merger Sub Preamble Multiemployer Plan Article I Necessary Consents Section 3.3(c) Net Working Capital Article I Net Working Capital Target Article I NOL’s Section 3.7(p) Non-controlling Party Section 6.6(d) Off-the-Shelf Software Section 3.8(n) Open Source Software Section 3.8(n) Option Payment Section 2.7(d) Optionholder Section 2.7(d) Outbound License Agreements Section 3.8(c) Outstanding Shares Article I Parent Preamble Parent Common Stock Article I Parent Parallel Product Section 6.6(f)(i) Parent Stock Price Article I Patent Office Section 3.8(b) Patent Rights Article I Payment Agent Article I

INDEX OF DEFINED TERMS. 2010 VSD 55 A Accounts Receivable 32 Accounts Date Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Proposals Actual Completion Date Affiliate 91 Agents 68 Affiliated Group Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Agreement Adjustments Agreement Date Approved Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Held for Sale Assumed Liabilities Assurances B Business Day 3 Buyer UK Buyer US Buyer US’s 401(k) Plan Buying Indemnified Parties C Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 CFL Claim Threshold Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing COBRA Code Company Competitive Business Confidentiality Agreement consultants Contaminants Continuing Employees Contracts Contribution Rate D De Minimis Settlement Deadline Date 3 Closing Indebtedness 12 Closing December Balance Sheet December Financials Direct Litigation Option DOJ Downward Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Asset Adjustment E Election employee benefit plan Employee Benefit Plans Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Liabilities Environmental Law 46 Laws Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Liabilities Environmental Permits ERISA ERISA Plan Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Asset Adjustment Excluded Assets Excluded Contracts Excluded Liabilities Extended Deadline Date F Financial Statements 24 FINSA 71 Fully Diluted Shares 4 Freehold Property FSSP FSSP/UPP Transition Period FTC G GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Body H Hazardous Materials 46 Substance HSR Act 66 Income Tax 29 HSR Filing I ICC Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Indemnifying Purchasing Entities Indemnifying Selling Entities independent contractors Independent Firm Intellectual Property 35 Interim Interested Person Investigation Period IRS IT System J June Balance Sheet June Balance Sheet Date June Financials 24 IRS 9 Key Stockholders 1 K knowledge L Xxxxxx Group Xxxxxx Pension Plan Landlord’s Consent Law 44 Leased Personal Property Leased Real Property 30 Letter of Transmittal 10 Leasehold Property Legally Required Statement LIBOR Lien Liens 30 Loss Losses 80 Merger 1 Merger Consideration 3 M MAG material adverse change material adverse effect multiemployer plan N Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Asset Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Assets Non-Compete Term Note Note Claim NPL O operating lease Owned Real Property P Parties Party Performance Bonds Permit Permitted Lien Permitted Liens Person Phase 1 Report Preliminary Closing Balance Sheet Product Liability Purchase Orders Purchase Price Purchased Assets Purchased Contracts Purchasing Entities R Real Property reasonable endeavors Registered Properties Related Agreements Required Consents Retiree Medical Plan Review Period S Sales Order Sales Orders Schedule of Contributions Section 1060 Allocation Securities Act Seller Names Selling Entities Selling Indemnified Parties South Beloit Facility Statement of Objections T Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Threshold transaction Transactions Transfer Date Transfer Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Transferring Members Transition Services Agreement TUPE Transfer U U.K. Properties UIASI UK Asset Sale UK Employee UK Xxxxxx Group UK Pension Plan UK Purchased Assets UNOVA UNOVA IP UNOVA UK UNOVA’s Broker UPP Upward Net Working Capital Asset Adjustment Amount 14 TABLE OF CONTENTS PageUS Asset Sale US Employees US Xxxxxx Group US Purchased Assets VAT VATA W WARN Act Waynesboro Facility WSJ RATE CONTENTS

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 TERM Defined on Page Acquiror 1 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 1 Agreement 29 Assigned Contracts 1 Annual Assumed Liabilities 4 Business 1 Business Day 1 Cap 23 Closing 8 Closing Date 8 Code 1 Competing Business 16 Contract 1 Control 1 Deductible 23 Earnout Dispute Notice 7 Earnout Statement 7 Encumbrances 1 Environmental, Health and Safety Laws 1 Excluded Assets 2 Excluded Liabilities 4 Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 12 Fraud 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Fundamental Documents 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Fundamental Representations 22 GAAP 2 Governmental Entity 2 Hazardous Materials 2 Indemnified Persons 18 Company 2 Indemnifying Persons 2 Intellectual Property 35 Company 2 Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Rights 2 Inventory 2 Knowledge 29 Law 2 Liability 3 Litigation Expense 3 Losses 3 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Fundamental Representations 22 OFAC 16 Orders 3 Parent 1 Parent Indemnified Persons 80 SDL Stock 3 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount Patents 3 Permits 3 Person 3 Proceedings 4 Per Share Common Closing Amount Products 4 Per Share Common Escrow Amount Purchased Assets 1 Purchaser Indemnified Persons 4 Per Share Preferred Adjustment Amount Purchaser Indemnifying Persons 4 Per Share Preferred Closing Amount Purchaser Losses 4 Per Share Preferred Escrow Amount Purchasing Parties 1 Purchasing Party 1 Related Documents 19 Representatives 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Sanction 16 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 14 Seller 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Seller Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 4 Seller Indemnifying Persons 4 Seller Losses 4 Shareholder 4 Survival Date 25 Tax 29 Tax Attributes 27 4 Tax Return 29 Tax Returns 29 5 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 4 Taxing Authority 5 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 24 Trade Names 5 Vested Restricted Shares Trademarks 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTrading Price 5 Transaction Taxes 4 Transferred Permits 2 ASSET PURCHASE AGREEMENT, dated as of August 16, 2022, between Prime Dental Labs LLC., a Florida limited liability company (“Seller”); and Costas, Inc. (d/b/a Standard Dental Labs Inc.), a Nevada corporation (“SDL” or the “Acquiror”). The Acquiror and Seller are sometimes individually referred to herein as a “Party”, and collectively as the “Parties”.

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 The following capitalized terms have the respective meanings given to them in the respective pages of this Agreement set forth opposite each of the capitalized terms below: Acceptable Confidentiality Agreement 2 Acquisition Proposal 69 2 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Transaction 2 Advisor 29 Affiliate 91 Agents 68 3 Agreement 1 Annual Financial Statements 24 Alternate Debt Financing 72 Alternative Acquisition Agreement 57 Anti-Corruption Laws 4 Antitrust Filings 66 Assets 29 Auditor 13 Law 4 Appraisal Withdrawal 22 Audited Company Balance Sheet 24 BIS 54 4 Bermuda Companies Act 4 Bermuda Merger Agreement 4 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 4 Bye-Laws 28 Capitalization Date 31 Certificate of Merger 2 21 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 25 Change of Control Offer 69 Charter 28 Chosen Courts 98 Closing 2 Closing Balance Sheet 12 Closing Cash 12 21 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 21 Code 6 Common Stock 4 Collective Bargaining Agreement 43 Company 1 Company Indemnified Person 18 Board 1 Company Indemnified Persons 18 Board Recommendation 29 Company Board Recommendation Change 59 Company Common Shares 4 Company Disclosure Letter 28 Company Equity Awards 24 Company Equity Plans 4 Company ESPP 4 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 4 Company Material Adverse Effect 63 5 Company Organizational Documents 21 Merger Vote Matters 30 Company Recommendation Options 6 Company Plans 80 Company Preference Shares 6 Company PSU Consideration 23 Company PSUs 6 Company Registered Intellectual Property 7 Company Related Parties 92 Company RSU Consideration 23 Company RSUs 7 Company SEC Reports 33 Company Securities 32 Company Shareholder Meeting 67 Company Software 36 Shareholders 7 Company Transaction Expenses 17 Termination Fee 7 Compliant 7 Computer Systems 39 Confidentiality Agreements 95 Consent 30 Consent Solicitations 68 Continuation Period 79 Continuing Employees 7 Contract 7 Copyrights 9 Credit Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 7 Current ESPP Offering Period 81 D&O Insurance 78 Data Rxxx 00 Debt Commitment Letters 49 Debt Financing 49 Debt Tender Offer 68 Debt Tender Offer Documents 68 Debt Tender Offers 68 Dissenting Company Shares 6 7 Dissenting Shareholder 8 DOJ 8 DTC 26 Echo 8 Effect 63 5 Effective Time 2 Employment Agreements 2 21 Electronic Delivery 100 Employee Plans 41 eNett 8 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Equity Commitment Letters 49 Equity Financing 49 ERISA 8 ERISA Affiliate 41 Exchange Act 8 Ex-Im Laws 8 Existing Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 68 Existing Indemnification Agreements 77 Existing Indenture 8 Existing Notes 8 Fee Letter 49 Financing 49 Financing Letters 49 Financing Sources 8 Foreign Employee Plan 42 Fraud 8 FTC 9 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 9 Governmental Authorization 44 Authority 9 Guarantees 1 Guarantors 1 Hazardous Materials 46 Substance 9 HSR Act 66 Income Tax 29 9 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 9 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Person 77 Intellectual Property 35 Interim Financials 24 9 Intervening Event 9 IRS 9 Key Stockholders 1 10 Joinder 84 Joinder Date 47 Knowledge 10 Law 44 10 Lease 37 Leased Real Property 30 Letter of Transmittal 37 Legal Proceeding 10 Liens 30 Losses 80 Legal Restraint 86 Lenders 49 Marketing Period 10 Marks 9 Material Contract 11 Material Customers 11 Maximum Aggregate Liability 13 Maximum Annual Premium 78 Merger 1 Merger Application 21 Merger Sub 1 Merger Sub Shareholder Approval 49 Money Launder Laws 13 New Debt Commitment Letters 72 New Plans 80 No-Shop Period Start Date 56 Notice Period 60 NYSE 13 Old Plans 80 Option Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 23 Organizational Documents 13 Other Required Company Filing 65 Owned Software 36 Company Shares 22 Parent 1 Parent Indemnified Persons 80 Disclosure Letter 46 Parent Related Parties 1 91 Parent Termination Fee 90 Party 1 Patents 9 Paying Agent 24 Payment Event 92 Fund 25 Payoff Amount 68 Payoff Letter 68 PEO Plan 41 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Price 22 Permits 44 43 Permitted Liens 13 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company 14 Personal Data 14 Privacy Policy 14 Proxy Statement 65 Recent SEC Reports 28 Registered Intellectual Property 36 Scheduled Indemnity Matters 81 Securities 14 Rxxxxxxxx 00 Reimbursement Obligations 75 Remedial Actions 64 Representatives 56 Required Amount 50 Required Financial Information 10 Requisite Shareholder Approval 30 Rule 14e-1 69 Sanctions Laws 14 Sxxxxxxx-Xxxxx Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 14 SXX 00 Xxxxxxxxxx Xxx 00 Sierra 14 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 15 Sublease 37 Subsidiary 21 15 Superior Proposal 70 Surviving Company 15 Supplemental Indentures 69 Supporting Shareholders 2 Surviving Company Organizational Documents 18 Tail Policy 19 20 Takeover Statute 58 Target Net Working Capital 12 Tax Laws 29 Tax Attributes 27 15 Tax Return 29 Tax Returns 29 Taxes 29 15 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Date 87 TIA 69 Transaction Litigation 15 Transactions 1 Uncertificated Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page25 Voting Agreement 2 WARN 16 Willful and Material Breach 16

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 36 Healthcare Regulatory Laws 38 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 4 Indemnifiable Amounts 38 Agreement Dispute 34 Indemnified Party 29 Auditor 13 Balance Sheet 24 BIS 54 Ancillary Agreements 36 Indemnifying Party 29 Assumed Liabilities 36 Intellectual Property 38 Base Consideration 36 Inventory 39 Books and Records 36 Knowledge 39 Business 36 Law 39 Business Day 3 36 Liabilities 39 Business Transfer Documents 5 License Agreement 39 Calendar Quarter 36 Licensed IP 39 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 31 Liens 39 cGMP 36 Marketing Authorization 39 Chargebacks 36 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 39 Closing 6 Milestone Payment 7 Closing Cash Consideration 37 MOU Product 40 Closing Date 6 Net Sales 40 Commercially Reasonable Efforts 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract Non-Transferred Contracts 15 Competing Product 26 Objections Statement 9 Co-Pay Contracts 37 OFAC 19 Data Room 37 Party, Parties 4 Deal Communications 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Patents 41 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Schedules 12 PDUFA Fees 41 Domain Names 37 Permits 18 Endoceutics Amendment 37 Permitted Liens 42 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Amount 8 Person 42 Estimated Saleable Inventory 8 Post-Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Period 42 Excluded Assets 37 Pre-Closing Period Income Tax Returns 77 Accounts Payable 42 Excluded Liabilities 37 Pre-Closing Accounts Receivable 42 Federal Health Care Programs 19 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow 42 Final Cash Consideration 38 Preliminary Statement 8 Final NWC Adjustment Amount 17 Representative 19 Representative Expense 38 Privileged Communications 34 Financial Statements 14 Proceeding 42 GAAP 38 Product 42 Xxxxxxx 6 Product Copyrights 42 Governmental Entity 38 Product Labels and Inserts 43 Promotional Materials 43 Tax Allocation 13 Purchase Price Adjustment Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 43 Tax 29 Tax Attributes 27 Tax Return 29 Claim 35 Purchaser 4 Tax Returns 44 Purchaser Fundamental Reps 43 Territory 45 Purchaser Indemnified Parties 29 Taxes 29 Termination Fee 92 Third Party 70 Third 45 Purchaser Portion of PDUFA Fees 43 Third-Party Intellectual Property Claim 29 Quarterly Reports 7 Threshold Amount 31 R&W Policy 6 Trademarks 45 Rebates 43 Transfer Letters 45 Regulatory Applications 43 Transfer Taxes 45 Regulatory Files 43 Transferred Assets 45 Relevant Product 27 Transferred Contracts 45 Saleable Inventory 44 Transferred Equipment 45 Schedule 12 Transferred IP 45 Seller 4 Transition Services Agreement 20, 45 Seller Fundamental Reps 44 Transitional Trademark License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageAgreement 45 Seller Indemnified Parties 29 Unaffiliated Party 34 Shared Contract 43 Unaffiliated Party Suit 35 Subsidiary 43 Valuation Firm 9 Tax 44 Website IP 45 ARTICLE XII

INDEX OF DEFINED TERMS. 2010 VSD 55 Term Page Accounting Principles 1 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 8 Adjustment Amount 14 Adverse Recommendation Change 68 12 Adjustment Report 11 Affiliate 91 Agents 68 1 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor Laws 1 Assignment of Intellectual Property 16 Assumed Contracts 8 Assumed Liabilities 13 Balance Sheet 24 BIS 54 Assumed Net Debt 2 Assumed Net Debt Difference 2 Xxxx of Sale 16 Business 2 Business Day 2 Business Employees 43 Business Intellectual Property 2 Business Real Property 2 Buyer 1 Buyer Indemnitees 39 Buyer Material Adverse Effect 2 CERCLA 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 15 Closing Balance Sheet 12 Closing Cash 12 11 Closing Date 15 Closing Date Consideration Calculation Certificate 10 Closing Payment 10 CNS 34 COBRA 44 Code 2 Confidentiality Agreement 2 Consents 32 Consultant 34 Deductible 40 Disclosure Letter 2 DOJ 30 Employee Plan 3 End Date 38 Environmental Laws 3 Environmental Permits 26 Environmental Representations 39 ERISA 25 Term Page Escrow Agent 17 Escrow Agreement 17 Escrow Amount 10 Estimated Assumed Net Debt 11 Estimated Closing Balance Sheet 10 Expense Notice 42 Expiration Date 39 Facilities 1 Financial Effective Time 3 Financial Statements 3 FTC 30 Fundamental Representations 39 GAAP 3 Governmental Authority 3 GPII 1 Greensboro Facility 1 Greensboro Lease Agreements 3 Greensboro Warehouse Facility 1 Hazardous Substances 3 HSR Act 4 Improvements 23 Indebtedness 4 Indemnified Party 41 Indemnifying Party 41 Independent Auditors 12 Closing Net Working Capital 12 Closing Statement Initial Phase-out Period 46 Instrument of Cash 12 Closing Statement Assumption 16 Intellectual Property Rights 4 Interim Financial Statements 3 Inventory 4 IRS 4 Knowledge of Indebtedness 12 COBRA 49 Code 6 Common Stock Sellers 4 Labels Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Law 4 Lease Agreements 22 Leased Real Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 4 Lien 5 Losses 39 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction 5 Material Contracts 20 Most Recent Balance Sheet Date 5 NFA 34 Non-competition Agreement 16 Xxxxxxx Deed 16 Xxxxxxx Facility 1 Xxxxxxx Remediation 35 Xxxxxxx Remediation Expenses 17 Confidentiality Agreement 65 Contract 5 Notice of Claim 41 OAC 34 Contracts ORC 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares Order 5 Ordinary Course 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Owned Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 6 Parent 1 Parent Indemnified Persons 80 Parties 1 Guaranty 51 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common 6 Permits 26 Permitted Exceptions 6 Permitted Xxxxxxx Phase II 34 Person 6 Post-Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Assumed Net Debt Certificate 11 Pre-Closing Period Income Tax Returns 77 PreEnvironmental Matters 6 Proceeding 23 Prorated Amounts 11 Proration Adjustment 6 Proration Certificate 11 Purchase Price 10 Purchase Price Allocation Schedule 15 Purchased Assets 8 Remediation Consultant 34 Remediation Standards 34 Retained Assets 9 Retained Liabilities 13 Seller Employee Plans 25 Seller Indemnitees 41 Sellers 1 Settlement Agreement 17 Settlement Date 12 Successor Liability Taxes 26 Taxes 7 Taxing Authority 7 Transaction Documents 7 Transfer Taxes 14 Transferred Employees 43 Transition Services Agreement 7 Union 14 Vehicles 7 WARN 44 Work Plan 34 Year End Financial Statements 3 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement is made and entered into this 1st day of February, 2014, (this “Agreement”) by and between Graphic Packaging International, Inc., a Delaware corporation (“GPII”), Bluegrass Labels Company, LLC, a Delaware limited liability company (“Labels Company” and, together with GPII, the “Sellers”), MCC-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder NonXxxxxxx, LLC, an Ohio limited liability company (“Buyer”) and, solely for the purposes of Section 13.16, Multi-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageColor Corporation, an Ohio corporation (“Parent”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acceptable Confidentiality Agreement 5 Acquisition Proposal 69 5 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Sub 4 Acquisition Transaction 5 Affiliate 91 Agents 68 5 Agreement 1 Annual Financial Statements 24 4 Alternative Acquisition Agreement 57 Antitrust Filings 66 Law 6 Appraisal Shares 26 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 39 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 6 Certificate 25 Certificate of Merger 2 Certificates 24 Change 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Changes 6 Code 6 Collective Bargaining Agreement 44 Company 4 Company Balance Sheet 12 Closing Cash 12 Closing 6 Company Balance Sheet Date 3 Closing Indebtedness 12 Closing Net Working 6 Company Board 6 Company Board Recommendation 31 Company Board Recommendation Change 58 Company By-Laws 6 Company Capital 12 Closing Statement Stock 6 Company Certificate of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code Incorporation 6 Company Common Stock 4 6 Company 1 Disclosure Documents 35 Company Indemnified Person 18 Disclosure Letter 29 Company Indemnified Persons 18 Equity Awards 29 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Rights 8, 40 Company Material Adverse Effect 6 Company Options 8 Company Plans 63 Company Organizational Documents 21 Preferred Stock 8 Company Recommendation 67 Registered Intellectual Property Rights 8 Company Software 36 Restricted Stock 8 Company Transaction Expenses 17 SEC Reports 34 Company Securities 33 Company Stock Plans 8 Company Stockholders 8 Company Warrants 8 Comparable Plans 64 Confidentiality Agreement 65 9 Consent 32 Continuing Employees 9 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 9 D&O Insurance 62 Delaware Law 9 Acceptance Time 26 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 23 DOJ 9 Effective Time 2 Employment Agreements 2 24 Employee Plans 42 Enforceability Exception 30 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 9 Equity Award Amounts 9 Equity Interest 9 ERISA 9 Exchange Agent 10 Exchange Agent Agreement 10 Act 9 Exchange Fund 27 Existing Credit Agreement 9 Existing Director Committee 23 Existing Director Committee Actions 23 Expense Reimbursement 73 Expiration Date 18 Fairness Opinion 49 FDD 9 Financial Advisor 49 Foreign Benefit Plans 43 Franchise 46 Franchise Agreement 46 Franchise Laws 9 Franchised Location 46 Franchisee 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 FTC 10 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 10 Governmental Authorization 44 Authority 10 Hazardous Materials 46 Substance 10 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 10 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Persons 61 Independent 22 Independent Directors 22 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Expiration Date 17 Intellectual Property 35 Interim Financials 24 10 IRS 9 Key Stockholders 1 10 Knowledge 11 Law 44 11 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 38 Leases 38 Legal Proceeding 11 Liabilities 11 Licensed Intellectual Property Rights 11 Lien 11 Master Foreign Licensees 11 Match Period 58 Material Contract 36 Material Franchise Agreements 47 Material Franchisees 47 Merger 1 4 Merger Closing 24 Merger Closing Date 24 Merger Consideration 3 Net Working Capital 25 MESA 11 NLRA 48 NonMESA Litigation 11 Minimum Tender Condition 1 New Plans 64 NYSE 11 Offer 4 Offer Closing 18 Offer Closing Date 18 Offer Conditions 17 Offer Documents 19 Offer Price 4 Old Plans 64 Open Source Software 11 Order 11 Outside Date 70 Outstanding Proposal 72 Owned Real Property 11 Parent 4 Parent Stockholder 4 Parties 4 Party 4 Paying Agency Agreement 27 Paying Agent 27 Pay-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment off Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 69 PBGC 43 Permits 44 Permitted Liens 11 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company 12 Preliminary Proxy Statement 67 Promissory Note 21 Proxy Statement 67 Qualifying Acquisition Proposal 12 Recommendation Change Notice 58 Registered Intellectual Property 36 Scheduled Indemnity Matters 81 Rights 12 Release 12 Representatives 12 Rights Plan 13 Xxxxxxxx-Xxxxx Act 13 Schedule 14D-9 19 Schedule TO 18 SEC 13 Securities Act 24 13 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 32 Short-Form Threshold 20 Software 36 Spreadsheet 70 Statement 9 13 Special Committee 49 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Approval 31 Stockholders’ Meeting 67 Subsidiary 21 13 Subsidiary Securities 34 Superior Proposal 70 13 Support Agreement 4 Surviving Company 2 Surviving Company Organizational Documents 18 Corporation 23 Tail Policy 19 Period 72 Takeover Statute 58 Target Net Working Capital 12 Laws 31 Tax 29 Tax Attributes 27 Tax Return 29 13 Tax Returns 29 Taxes 29 41 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted 72 Top-Up 20 Top-Up Closing 21 Top-Up Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page20 Transfer Taxes 65

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Page Accounting Firm 46 Additional Consideration 47 Affiliate 91 Agents 68 47 Agreement 1 Annual Financial Statements 24 Ancillary and Subsidiary Rights for Existing Titles 47 Ancillary and Subsidiary Rights for New Productions 47 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Laws 33 Base Consideration 48 Business Day 3 Cap 86 48 Cash 11 Cash Adjustment Amount 14 Certificate 48 Change of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Control Payments 48 Closing 2 4 Closing Balance Sheet 12 2 Closing Cash 12 Consideration 48 Closing Date 3 4 Closing Indebtedness Transactions 4 Code 19 Collective Bargaining Agreement 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Employee 22 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Plans 32 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 28 Continuing Employee 32 Copyright Termination 48 Disability 48 Page Disclosure Schedule 20 Dissenting Shares Schedules 6 Effect 63 Effective Time 2 Employment Agreements 2 Entertainment Properties 48 Environmental Law 46 Environmental Property 45 Requirements 21 ERISA 19 ERUSH 9 Escrow Account 16 4 Escrow Agent 4 Escrow Agreement 8 4 Escrow Amount 3 4 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 2 Estimated Indebtedness 11 2 Estimated Net Working Capital Shortfall Amount 2 Estimated NWC Adjustment Amount 49 Final Cash Consideration 49 Final NWC Adjustment Amount 49 Financial Statements 8 GAAP 49 Governmental Entity 49 GTCR Advisory Agreement 21 HSR Act 18 Indebtedness 49 Indemnitee 38 Indemnitor 38 Intellectual Property 50 K&E 4 Key Entertainment Properties 50 Latest Balance Sheet 8 Law 50 Leased Real Property 10 Liens 50 Limited Guaranty 1 Losses 35 Material Adverse Effect 50 Material Contract 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 51 Non-Competition and Confidentiality Agreements 2 offKey Entertainment Properties 51 Non-balance sheet arrangements 24 Order 41 Recourse Party 51 Objections Statement 3 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 51 Outside Date 41 Participant 20 Permits 44 20 Permitted Liens 51 Person 91 52 Plan 49 19 Plans 49 Pre-Closing Period Income Tax Returns 77 19 Pre-Closing Tax Period 77 Property 29 Public Software 42, 44 Preliminary Statement 2 Premium Cap 32 Proposed Allocation 47 Purchase Price 2 Purchaser 1 Purchaser Deductible 35 Purchaser Indemnitee 34 Purchaser Mini-Basket 35 Purchaser Parties 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Purchaser’s Representatives 28 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 52 Schedule 6 Seller 1 Seller Deductible 37 Seller Indemnitee 37 Seller Mini-Basket 37 Seller Parties 36 Seller Schedules 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Specified Representations 52 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 52 Tangible Asset 52 Target Net Working Capital 12 Amount 52 Tax 29 52 Tax Attributes 27 Benefit 39 Tax Return 29 Controversy 45 Tax Returns 29 Taxes 29 Termination Fee 92 53 Tax Valuation firm 47 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page38 Transaction Expenses 53 Transfer Taxes 45 Units 1 Valuation Firm 3

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 ESPP 5 2010 NQSPP 5 ACA 27 Acceptable Confidentiality Agreement 71 Acquisition Proposal 69 Acquisition Subsidiary 1 43 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 19 Affiliate 91 Agents 68 71 Affiliated Entities 11 Agreement 1 Annual Financial Statements 24 Alternative Financing 58 Anti-Corruption Laws 15 Antitrust Filings 66 Assets 29 Auditor Law 47 Applicable Date 15 Bankruptcy and Equity Exception 13 Balance Sheet 24 BIS 54 Benefit Continuation Period 51 Book-Entry Shares 7 Business Day 71 Bylaws 11 Cancelled Shares 3 Cap 86 Cash Capitalization Date 12 Certificate of Incorporation 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 7 Change of Control Offer Documents 57 Change of Recommendation 46 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 2 COBRA 49 20 Code 6 20 Common Stock 4 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 72 Company Notice 42 Company Plans 20 Company Related Parties 68 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 72 Company Systems 24 Company Termination Payment 72 Confidentiality Agreement 50 Continuing Employees 51 Contract 17 control 72 controlled 72 controlled by 72 controlling 72 Credit Facility 72 Cut-Off Date 41 Debt Financing 31 Debt Financing Commitments 31 Debt Financing Sources 72 Debt Tender Offer 56 DGCL 1 Dissenting Shares 9 DOJ 46 Earned MSUs 5 Effective Time 2 End Date 65 Environmental Laws 25 Equity Financing 32 Equity Financing Commitment 31 ERISA 20 ESPPs 5 Exchange Act 14 Exchange Fund 6 Excluded Party 43 Existing Notes 55 Financial Advisor 26 Financing 32 Financing Commitments 31 FTC 46 GAAP 73 Government Contract 73 Governmental Entity 14 Guarantor 1 Hazardous Materials 26 Health Care Laws 27 HIPAA 27 HSR Act 14 Indemnified Person 18 Company Indemnified Persons 18 Company Parties 52 Indenture 55 Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 25 Intervening Event 42 IRS 20 knowledge 73 Law 73 Lender Related Party 68 Licenses 15 Liens 22 Marketing Period 73 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 74 Material Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 19 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 NonSub 1 MSU 5 MSU End Price 5 No-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Shop Period Start Date 39 Notice Period 43 Offer Documents 56 Option 4 Parent 1 Parent Indemnified Persons 80 Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Party 68 Parent Termination Fee 67 Parties 1 Party 1 Payment Event 92 Paying Agent 6 Per Share Common Adjustment Amount Merger Consideration 4 Per Share Common Closing Amount Performance Options 4 Per Share Common Escrow Amount 4 Per Share Permitted Liens 22 Person 75 Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval Stock 11 Proceeding 53 Proxy Statement 24 Restricted Share PSU 5 Restricted Share Issuance Agreements 22 Scheduled Company Recommendation 13 Recoupment Claims 28 Registered Intellectual Property 36 Scheduled Indemnity Matters 81 24 Representatives 39 Required Information 75 SEC 15 SEC Reports 15 Securities Act 24 Series A Preferred 15 Share 3 Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Unit 4 Stockholders 1 Straddle Period 78 Subsidiary 21 Meeting 45 subsidiaries 75 subsidiary 75 Superior Proposal 70 43 Supplemental Indenture 56 Support Agreement 1 Surviving Company Corporation 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 23 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE 23 Transaction Documents 76 Transaction Litigation 62 Trustee 55 under common control with 72 Willful Breach 76 AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER, dated as of October 30, 2016 (this “Agreement”), is entered into by and among Team Health Holdings, Inc., a Delaware corporation (the “Company”), Tennessee Parent, Inc., a Delaware corporation (“Parent”), and Tennessee Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Accounting Firm 12 Actual Balance Sheet 11 Actual Net Working Capital 11 Additional Financial Statements 44 Additional Transaction Bonuses 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 2 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Division 37 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Date 19 Certificate of Merger 2 6 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 14 Closing 47 Closing Date 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Transaction Bonus Payout Amount 10 Code 6 Common Stock 4 2 Company 1 Company Indemnified Person 18 Balance Sheet 19 Company Indemnified Persons 18 Closing Costs 2 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Common Stock 2 Company Material Adverse Effect 63 2 Company Organizational Documents 21 Preferred Stock 17 Company Recommendation 67 Securities 13 Company Software 36 Stock 2 Company Transaction Expenses 17 Stock Option 9 Company Stock Option Exercise Price 9 Company Subsidiary 2 Company Warrant 2 Company Warrant Exercise Price 9 Confidentiality Agreement 65 Contract 34 Contracts 34 36 Constituent Corporations 6 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 Parties 40 Covered Party 40 D&T 12 Dataroom 3 Declaration 53 DGCL 2 Disclosure Schedule 20 1 Dissenting Shares 6 Effect 63 8 Effective Time 2 Employment Agreements 2 3 Employee Plan 27 Environmental Law 46 3 Environmental Property 45 Permit 3 ERISA 3 ERISA Affiliate 3 Escrow Account 16 Agent 14 Escrow Agreement 8 14 Escrow Amount 3 14 Escrow Fund 14 Estimated Cash Merger Consideration 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness Per Share Merger Consideration 11 Estimated Net Working Capital Shortfall 12 Excess Payment 13 Exchange Act 3 Exchange Agent 10 Exchange Agent Agreement 10 14 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Statement 13 Financial Statements 24 FINSA 71 19 Financing 33 Financing Commitment 33 FIRPTA Certificate 15 FTC 37 Fully Diluted Shares 4 Basis 3 GAAP 12 3 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Deposit 47 Governmental Authorization 44 Antitrust Authority 37 Governmental Entity 3 Hazardous Materials 46 3 HSR Act 66 Income Tax 29 3 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 30 Intercompany Indebtedness 4 Interest Factor 4 IRS 9 Key Stockholders 1 4 Judgment 4 knowledge 4 Law 44 4 Leased Real Property 30 Premises 25 Letter of Transmittal 10 Liens 30 Losses 80 14 Liabilities 4 Lien 4 Material Contracts 27 Merger 1 Merger Consideration 3 10 Merger Sub. 1 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course Notice of Business 26 Disagreement 12 Oak Hill 1 Owned Software 36 Property 25 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Closing Costs 4 Payment Event 92 Shortfall 13 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Merger Consideration 11 Permits 5 Person 5 Proceeding 5 PWC 44 Person 91 Recipients 13 Requisite Regulatory Approvals 5 SEC 5 Secretary of State 6 Securities 41 Securities Act 5 Special Costs 5 Stock Option Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite 9 Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements Notice 43 Stockholders 1 Stockholders Agreement 5 Stockholders Representative 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 5 Surveys 26 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Corporation 6 Target Net Working Capital 12 Tax 29 Tax Attributes 27 5 Tax Return 29 Tax Returns 29 23 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 23 Transaction Bonus Agreements 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Warrant Agreement 6 Working Capital Adjustment Amount 14 TABLE 11 Working Capital Statement 11 Written Consent 1 AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER (the "AGREEMENT"), dated September 15, 2006, among TravelCenters of America, Inc., a Delaware corporation (the "COMPANY"), Hospitality Properties Trust, a Maryland real estate investment trust ("PARENT"), HPT TA Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("MERGER SUB"), and Oak Hill Capital Partners, L.P., a Delaware limited partnership ("OAK HILL"), solely in its capacity as the representative for the stockholders of the Company as further provided herein (in such capacity, the "STOCKHOLDERS REPRESENTATIVE").

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Affiliate 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Affiliated Entity 1 Agreement 1 Annual Bank Purchaser 1 Bank Purchaser Transfer Event 2 Beneficial Ownership 2 Beneficially Own 2 Beneficially Owned 2 Benefit Plan 2 Benefit Plans 2 Board Designee 16 Board Observer 17 Board of Directors 2 Call Option 7 Capitalization Date 7 Closing 6 Closing Date 6 Code 2 Common Stock 1 Company 1 Confidential Information 28 Confidentiality Agreement 29 Control 2 controlled by 2 controlling 2 Designee Termination Date 17 ERISA 2 Exchange Act 2 Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 10 GAAP 10 Governmental Entity 2 GSCP 2 HSR Act 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company 27 Indenture 1 Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 11 KKR 1 KKR Purchaser 3 Law 9 Lien 9 Loss 27 Losses 27 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality 3 Merger Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Investor Affiliates 20 Notes 1 NYSE 11 Own 4 Permitted Transfer 22 Person 4 PIA Funds 4 Policy Termination Date 4 Preferred Stock 7 Purchaser 1 Purchaser Adverse Effect 13 Purchasers 1 Registration Rights Agreement 21 Representatives 28 Restricted Period 22 Sxxxxxxx-Xxxxx Act 10 SEC 9 SEC Reports 9 Securities 4 Securities Act 4 Security Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 4 Significant Subsidiary 4 Sponsor 1 Parent Indemnified Persons 80 Parties Sponsor Purchasers 5 Sponsors 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Standstill Termination Date 5 Subsidiary 5 Swap Agreements 5 Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock Taxes 5 Series B Preferred Stock Termination and Settlement Agreement 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 19 Transaction Agreements 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTransfer 22 Transfer Instruction 23 Trustee 6 under common control with 2 Voting Stock 6 NOTE PURCHASE AGREEMENT NOTE PURCHASE AGREEMENT (this “Agreement”), dated as of October 22, 2007, by and among HXXXXX INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), the PURCHASERS NAMED IN EXHIBIT A attached hereto (each, a “Purchaser” and collectively, the “Purchasers”) and, solely for purposes of Article 1, Sections 4.6, 5.5, 5.6 and 7.1 and Article 9 hereof, KOHLBERG KRAVIS RXXXXXX & CO. L.P. (“KKR”) (each of KKR and GSCP (as defined below) may be hereinafter referred to as, a “Sponsor” and KKR and GSCP may be hereinafter referred to collectively, “Sponsors”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 The following terms used in this Agreement have the meanings ascribed to them on the pages indicated below: Acceptable Confidentiality Agreement 58 Action 41 Adjustment Amount 14 58 Adverse Recommendation Change 68 47 Affiliate 91 Agents 68 58 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Anti-Corruption Laws 35 Appraisal Shares 7 Bid 23 Book-Entry Shares 8 Business Day 3 Cap 86 58 Capitalization Date 13 Cash Out Number 11 Cash Adjustment Amount 14 Cash-Out Option 9 Cash-Out RSUs 10 Certificate 7 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 5 Code 6 Common Stock 4 Commercially Available Software 58 Company 1 Company Indemnified Person 18 401(k) Plan 51 Company Indemnified Persons 18 Benefit Plan 58 Company Board 1 Company Bylaws 12 Company Certificate of Incorporation 12 Company Common Stock 1 Company Disclosure Letter 58 Company Employee 51 Company Equity Awards 13 Company Government Contract 24 Company Government Subcontract 24 Company Intellectual Property 35 59 Company MSU 59 Company Preferred Stock 13 Company Products 30 Company Registered IP 31 Company RSAs 13 Company RSUs 13 Company Securities 14 Company Stock Options 13 Company Stock Plans 13 Company Subsidiary Securities 13 Company Termination Fee 59 Compensation Committee 37 Confidentiality Agreement 59 Contract 59 Copyrights 30 Covered Securityholders 37 DGCL 1 Domain Names 30 Effective Time 6 Employment Compensation Arrangement 37 Environment 20 Environmental Claim 20 Environmental Law 20 Environmental Permits 19 Equity Award Exchange Ratio 59 ERISA 59 ERISA Affiliate 59 ESPP 11 Exchange Act 2 Exchange Fund 8 Existing Credit Agreement 54 FAR 25 Filed SEC Documents 12 Final Offering Period 11 Financial Advisor 37 Financial Advisor Agreement 37 First Measurement Period 11 Fixed Asset Plan 42 Foreign Merger Control Laws 15 Former Government Employee 26 GAAP 16 Governmental Authority 15 Governmental Authorizations 15 Hazardous Materials 21 HSR Act 15 Import and Export Laws 19 Indebtedness 59 Indemnified Party 52 Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 30 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Rights 30 Intervening Event 47 Judgment 15 Knowledge 59 Last Measurement Period 11 Law 44 15 Leased Real Property 30 Letter of Transmittal 10 Liens 13 Marks 30 Losses 80 Material Adverse Effect 59 Material Contract 23 Material Policies 35 Maximum Premium 53 Merger 1 Merger Closing 5 Merger Closing Date 5 Merger Consideration 7 Merger Sub 1 Minimum Tender Condition I-1 Multiemployer Plan 60 Notice of Intended Recommendation Change 47 Offer 1 Offer Closing 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements Offer Conditions 2 off-balance sheet arrangements 24 Order 41 Offer Documents 3 Offer Price 1 Open Source Materials 31 Ordinary Course of Business 26 60 Outside Date 55 Owned Software 36 Company Intellectual Property 30 Parent 1 Parent Indemnified Persons 80 401(k) Plan 51 Parent Cash Award 10 Parent Common Stock 9 Parent Common Stock VWAP 60 Parent Material Adverse Effect 60 Parent RSU 10 Parent Stock Option 9 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software Patents 30 Paying Agent 8 Permitted Liens 60 person 61 Privacy Laws 36 Real Property Leases 30 Recommendation 15 Registered IP 61 Regulatory Condition I-1 Release 46 Remaining Escrow Amount 17 21 Representative 19 Representative Expense Amount 61 Restraint Condition I-1 Restraints 55 Rollover Number 11 Roll-Over Option 9 Roll-Over RSU 10 Xxxxxxxx-Xxxxx Act 16 Schedule TO 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements SEC 3 SEC Documents 16 Section 251(h) 1 Short Performance Period 11 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 31 Specified Foreign Merger Control Laws 49 Subsidiary 21 61 Superior Proposal 70 45 Support Agreement 1 Surviving Company 2 Corporation 5 Surviving Company Organizational Documents 18 Tail Policy 19 Corporation Certificate of Incorporation 6 Takeover Statute 58 Target Net Working Capital 12 Laws 15 Takeover Proposal 45 Tax 29 Tax Attributes 27 Tax Return 29 61 Tax Returns 29 61 Taxes 29 61 Technical Regulations 21 Termination Fee 92 Third Party 70 Condition I-2 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page61 Top Customers 36 Top Suppliers 36 Total Number 11 Trade Secrets 31 Transaction Litigation 49 TSR 61 Underwater Option 10 Voting Company Debt 14

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable Additional Securities 17 Distribution 4 Additional Unitholder 1 EBITDA 4 Adjusted Capital Account Deficit 1 Employee Unitholder 5 Affiliate 2 Equity Plan 5 Affiliated Institution 2 Equity Securities 5 Agreement 2 Estimated Tax Liability 29 Approved Sale 50 Event of Withdrawal 5 Board 2 Excess Operating Cash 27 Book Value 2 Executive Manager 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 2 Fair Market Value 5, 59 Call Price 2 Family Group 5 Capital Account 2 Fiscal Quarter 5 Capital Contributions 2 Fiscal Year 6, 15 Capital Incentive Units 11 GAAP 62 Certificate 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates Governmental Entity 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Class B Xxxxx 00 Xxxxxxx-Xx Xxxxxx 28 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Indemnified Person 38 Code 3 Initial Units 6 Common Stock 4 Company 1 Institutional Holder 6 Company Indemnified Equity Value 3 Investor 6 Company Interest 3 Investor Manager 32 Delaware Act 3 Investor Manager Minimum Percentage 32 Designated Put Schedule 3 Investor Managers 32 Investor Votes 35 Residual Xxxxxxxxxx 0 XXX 00 Residual Units 8 Issuance Closing 18 Sale of the Company 8 Issuance Notice 18 Securities Act 8 Liens 6 Seller Representative 51 Losses 6 Senior Management Agreement 4 Management Unitholder 6 Xxxxxxxx 8 Manager 6 Xxxxxxxx Manager Minimum Percentage 32 Minimum Gain 6 Xxxxxxxx Managers 32 Net Loss 7 Xxxxxxxx Stockholder 8 Net Profit 7 Specified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 8 New Securities 7 Subject Unitholders 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 offIndemnifiable Matters 39 Subsidiary 9 Notice 46 Substituted Unitholder 9 NSAM Stock 53 Tag-balance sheet arrangements Along Notice 49 Officers 7 Tag-Along Transfer 10 Other Business 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Tag-Along Unitholders 49 Participating Capital Incentive Unit 28 Tax 9 Participating Residual Unit 28 Tax Distribution 29 Participation Threshold 20 Tax Distribution Conditions 29 Permitted Xxxxxxxx Transfer 7 Tax Matters Partner 46 Permitted Xxxxxxxx Transfer 1% Cap 7 Taxable Year 9 Permitted Xxxxxxxx Transferee 7 Taxes 9 Permitted Xxxxxxxx Transferor 7 Termination Date 9 Permitted Transferee 48 Transaction Documents 9 Person 91 Plan 7 Transfer 9 Pro Rata Allotment 18 Transfer Actions 10 Proceeding 39 Transferee 10 Profits 8 Transferred 10 Put Price 8 Transferring Investor 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents Qualified Holder 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page10 Redemption Date 8 Unit 11 Regulatory Allocations 44 Unit Ledger 16 Required Interest 8 Unitholder 11

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acceptable Confidentiality Agreement 1 Acceptance Time 19 Acquisition Proposal 69 2 Acquisition Subsidiary Sub 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Acquisition Transaction 2 Affiliate 91 Agents 68 2 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Law 2 Appraisal Shares 18 Arrangements 34 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 30 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 2 Certificate 18 Certificate of Merger 17 Change 3 Changes 3 Code 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Collective Bargaining Agreement 34 Company 1 Company Indemnified Person 18 Balance Sheet 2 Company Indemnified Persons 18 Balance Sheet Date 2 Company Board 2 Company Board Recommendation 23 Company Board Recommendation Change 46 Company By-Laws 2 Company Capital Stock 2 Company Certificate of Incorporation 2 Company Common Stock 3 Company Disclosure Documents 26 Company Disclosure Letter 22 Company Equity Awards 21 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Rights 3 Company Material Adverse Effect 63 3 Company Organizational Documents 21 Options 4 Company Recommendation 67 Preferred Stock 4 Company Software 36 Registered Intellectual Property Rights 4 Company Transaction Expenses 17 Representatives 48 Company Restricted Stock 4 Company SEC Reports 25 Company Securities 25 Company Service 35 Company Stock Plans 4 Company Stockholders 4 Confidentiality Agreement 65 4 Consent 24 Continuing Directors 14 Continuing Employees 4 Contract 5 Covered Securityholders 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 D&O Insurance 50 DEA 36 Delaware Law 5 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 16 DOJ 5 Effective Time 2 Employment Agreements 2 17 Employee Plans 32 Enforceability Exception 22 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 5 Equity Award Amounts 5 Equity Interest 5 ERISA 5 Exchange Agent 10 Exchange Agent Agreement 10 Act 5 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 20 Existing Credit Agreement 5 Fairness Opinion 38 FDA 36 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 Advisor 38 Foreign Benefit Plans 34 FTC 5 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 5 Governmental Authorization 44 Authority 5 Hazardous Materials 46 Substance 5 Healthcare Regulatory Authority 36 Healthcare Regulatory Permit 36 HHS 36 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 5 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Persons 49 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Expiration Date 11 Intellectual Property 35 Interim Financials 24 5 Intervening Event 6 IRS 9 Key Stockholders 1 6 Knowledge 6 Law 44 6 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 29 Leases 29 Legal Proceeding 6 Liabilities 6 Lien 6 Material Contract 27 Merger 1 Merger Closing 17 Merger Closing Date 17 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 18 Minimum Tender Condition A-1 Offer 1 Offer Closing 12 Offer Closing Date 12 Offer Conditions 10 Offer Documents 12 Offer Price 1 Order 41 Ordinary Course of Business 26 6 Outside Date 57 Owned Software 36 Real Property 6 Parent 1 Parent Indemnified Persons 80 Expenses 59 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Paying Agency Agreement 19 Paying Agent 19 Permits 44 35 Permitted Liens 6 Person 91 Plan 49 Plans 49 Pre-Closing 7 Preliminary Proxy Statement 55 Promissory Note 16 Proxy Statement 55 Recommendation Change Notice 46 Recommendation Change Notice Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Registered Intellectual Property 36 Scheduled Indemnity Matters 81 Rights 7 Related Party Transaction 38 Remedy 55 Representatives 44 Rights Plan 7 Xxxxxxxx-Xxxxx Act 7 Schedule 14D-9 13 Schedule TO 12 SEC 7 Securities Act 24 7 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 24 Short-Form Threshold 15 Software 36 Spreadsheet 70 Statement 9 7 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Approval 23 Stockholders' Meeting 55 Subsidiary 21 7 Subsidiary Securities 25 Superior Proposal 70 7 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Corporation 17 Takeover Statute 58 Target Net Working Capital 12 Laws 23 Tax 29 Tax Attributes 27 Tax Return 29 8 Tax Returns 29 Taxes 29 31 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted 59 Top-Up 15 Top-Up Closing 16 Top-Up Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page15 Transfer Taxes 52 ARTICLE II THE OFFER

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acceptable Confidentiality Agreement 72 Acquisition Proposal 69 43 Adjusted EBITDA 72 Adjusted Option 4 Adjusted Stock Award 5 Affiliate 73 Agreement Preamble Alternative Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 40 Antitrust Filings 66 Assets 29 Auditor Law 73 Applicable Date 15 Bankruptcy and Equity Exception 13 Balance Sheet 24 BIS 54 Book-Entry Share 3 Business Day 73 Bylaws 2 Cancelled Shares 3 Cap 86 Cash Capitalization Date 11 Cash Adjustment Amount 14 Cash-Out Option 4 Certificate 3 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Change in Control 51 Change of Recommendation 45 Charter 2 Clean Room Agreement 73 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 2 Code 6 20 Collective Bargaining Agreements 21 Company Preamble Company 401(k) Plans 52 Company Agreement 51 Company Board 1 Company Bylaws 11 Company Common Stock 4 3 Company Credit Agreements 73 Company Disclosure Schedule 10 Company Divestiture Action 49 Company Material Owned Real Property 22 Company Material Real Property Leases 23 Company Notes 58 Company Notice 42 Company Owned Real Property 73 Company Payment Programs 28 Company Plan 73 Company Real Property Lease 73 Company Regulatory Agreements 28 Company Requisite Vote 13 Company Securities 12 Company Share 3 Company Stock Plans 74 Company Termination Fee 68 Confidentiality Agreement 50 Consents 46 Continuing Employees 51 Continuing Non-Union Employees 51 Continuing Union-Represented Employees 51 Contract 16 control 74 Conversion Ratio 74 D&O Insurance 54 Data Xxxx 00 Debt Commitment Letter 33 Debt Financing 33 Debt Offer 58 DGCL 1 Company Discharge 74 Dissenting Shares 9 Divestiture Action 48 DOJ 47 Effective Time 2 End Date 66 Environmental Laws 26 Envision Acquisition 74 Equity Financing 74 ERISA 74 ERISA Affiliate 74 Exchange Act 14 Exchange Fund 6 Existing Facilities 37 Financial Advisor 26 Financing 63 Fixed Portion 5 Financing Sources 74 FTC 47 GAAP 75 Governmental Entity 75 Governmental Filings 75 Hazardous Materials 26 Healthcare and Insurance Regulatory Approvals 14 Healthcare Laws 75 HIPAA 75 HSR Act 14 Indemnified Person 18 Company Indemnified Persons 18 Company Parties 53 Indentures 76 Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 76 IRS 19 Key Payors 18 knowledge 76 Law 76 Legal Restraints 64 Liens 22 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 76 Material Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense 18 Merger 1 Merger Sub Preamble NASDAQ 32 Notice 84 Determination Date 14 DGCL 2 Period 42 NYSE 12 Option 78 Parent Preamble Parent Disclosure Schedule 20 Dissenting 30 Parent Permitted Transaction 46 Parent Plans 51 Parent Price 78 Parent Shares 78 Parent Termination Fee 69 Parties Preamble Party Preamble Paying Agent 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Payoff Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash 57 Payoff Letter 57 Per Share Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Performance Unit 78 Permanent Financing 63 Permits 14 Permitted Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 22 Person 78 Preferred Stock 11 NLRA Proceeding 53 Proxy Statement 43 Recommendation 13 Representatives 39 Required Antitrust Action 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 78 Retail Pharmacy 78 Rollover Option 4 Rollover Stock Award 4 RSU 78 SEC 15 SEC Reports 15 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 15 Senior Employee 78 Service Provider 78 Significant Partner 79 Software 79 Solvent 34 Stockholders Meeting 44 subsidiary 79 Subsidiary Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 3 Superior Proposal 70 43 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Corporation 1 Tax Return 29 Tax Returns 29 25 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE 25 Transaction Litigation 55 UBS 33 UBS Bank 33 UBS Securities 33 Willful Breach 79 AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER, dated as of October 27, 2015 (this “Agreement”), is entered into by and among Rite Aid Corporation, a Delaware corporation (the “Company”), Walgreens Boots Alliance, Inc., a Delaware corporation (“Parent”), and Victoria Merger Sub, Inc., a Delaware corporation and a wholly owned direct subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 The following terms are first defined in this Agreement on the page referenced below: Affiliate 91 Agents 68 6 Company Benefit Agreement 16 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Company Benefit Plan 16 Air Emission Requirement 20 Company Employees 34 Arbitrating Accountant 2 Confidential Information 33 Business Day 3 Cap 86 1 Confidentiality Agreement 27 Cash 11 Cash Adjustment Amount 14 Certificate of Merger Equivalents 2 Certificates Control 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Claim 19 Controlling Party 40 Closing 2 4 Copyrights 22 Closing Balance Sheet 12 Closing Cash 12 2 Covered Product 35 Closing Date 4 Damages 35 Closing Estimate Payment 3 Deductible 36 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 3 Delivery Date 2 COBRA 49 18 Dispute 2 Code 10 Dispute Notice 2 Commitment Documents 6 Common Stock 4 Dispute Period 2 Company 1 Company DOL 17 Employee Benefit Plan 16 Permitted Liens 10 Encumbrances 1 Person 6 Environmental Claim 20 Plant Closing and Mass Layoff Laws 34 Environmental Laws 20 Purchase Price 1 Environmental Permits 20 Purchaser 1 ERISA 16 Purchaser Indemnitees 35 ERISA Affiliate 16 Purchaser Welfare Benefit Plans 34 Escrow Agent 4 Purchaser’s Knowledge 26 Escrow Agreement 4 Release 21 Escrow Amount 4 Resolution Period 2 Extended Coverage Claims 35 Securities Act 6 Financial Statements 9 Seller 1 GAAP 2 Seller Benefit Agreement 16 Guaranteed Amount 40 Seller Benefit Plan 16 Hazardous Substances 20 Seller Disclosure Schedule 5 HSR Act 5 Seller Group 16 Indemnifiable Claim 32 Seller Indemnitees 38 Indemnified Person 18 Company Party 35 Seller’s Knowledge 26 Indemnified Persons 18 Company 31 Shares 1 Indemnifying Party 35 Software 22 Insurance Policies 23 SpeeCo 1 Intellectual Property 22 Subsidiaries 1 Interim Financial Statement Date 9 Tax Return 11 Interim Financial Statements 9 Tax Returns 10 IRS 17 Taxes 10 KPMG 2 Third Party Claim 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Leased Real Estate 19 Top Ten Customer 23 Liens 10 Trademarks 22 Material Adverse Effect 63 Company Organizational 7 Transaction Documents 21 Company Recommendation 67 Company Software 36 Company 5 Material Contract 13 Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 4 Non-Controlling Party 40 Voting Company Debt 9 Patents 22 WARN Act 33 Pension Plan 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Welfare Plan 16 Permits 15 Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page2

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary DEFINED TERMS PAGE ------------- ---- Abatement Event 11 Abatement Notice 11 Additional Rent 2 Adjustment Dates 6 Alterations 9 Applicant Exhibit F Approved Working Drawings Exhibit D Architect Exhibit D Base, Shell and Core Exhibit D Basic Rental 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement Beneficiary Exhibit F Brokers 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day Claims 12 Code Exhibit D Commencement Date 1 Construction Drawings Exhibit D Contractor Exhibit D Cosmetic Alterations 10 Damage Repair Estimate 16 Direct Costs 2 Eligibility Period 11 Engineers Exhibit D Environmental Laws 23 Estimate 4 Estimate Statement 4 Estimated Direct Costs 4 Event of Default 18 Existing Security Deposit 5 Expiration Date 1 Final Space Plan Exhibit D Final Working Drawings Exhibit D Force Majeure 22 Hazardous Material 23 HVAC System 11 Improvement Allowance Exhibit D Improvement Allowance Items Exhibit D Improvements 1 Landlord 1 Landlord Coordination Fee Exhibit D Lease 1 Lease Year 2 Letter of Credit 6 Operating Costs 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company Parking Passes 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders Permits Exhibit D Permitted Use 1 Law 44 Leased Premises 1 Project 1 Real Property 30 Letter 2 Representative 22 Review Period 5 Security Deposit 1 Security Deposit Laws 7 Specifications Exhibit D Square Footage 1 Standard Improvement Package Exhibit D Stated Amount 6 Statement 4 Tax Costs 2 Tenant 1 DEFINED TERMS Page ------------- ---- Tenant Improvements 9 Tenant's Agents Exhibit C Tenant's Proportionate Share 1 Term 1 Transfer 15 Transfer Premium 15 Transferee 15 STANDARD MULTI-TENANT INDUSTRIAL LEASE This Standard Multi-Tenant Industrial Lease ("LEASE") is made and entered into as of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition the 23rd day of February, 2001, by and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course between ARDEN REALTY FINANCE IV, L.L.C., a Delaware limited liability company ("Landlord"), and PATRIOT SCIENTIFIC CORPORATION, a Delaware corporation ("Tenant"). Landlord hereby leases to Tenant and Tenant hereby leases from Landlord the premises described as Suite No. 10989, as designated on the plan attached hereto and incorporated herein as Exhibit "A" ("Premises"), of the project ("Project") now known as Via Frontera Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PagePark whose address is 10900 Xxx Xxxxxxxx, Xxx Xxxxx, Xxxxxxxxxx 00000 xxr the Term and upon the terms and conditions hereinafter set forth, and Landlord and Tenant hereby agree as follows:

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Acquired Assets 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor Closing 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Acquired Avoidance Actions 4 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 13 Acquired Leased Real Property 30 2 Code 83 Acquired Leases 13 Company 1 Acquired Owned Real Property 2 Company Exclusively Licensed Intellectual Property 83 Acquired Subsidiaries 3 Company Licensed Intellectual Property 83 Action 82 Company Owned Intellectual Property 83 Advisors 82 Company SEC Documents 83 Affiliate 82 Consent 83 Agreement 1 Contract 84 Akorn Luxembourg 82 Credit Bid Amount 12 Allocation 71 Credit Bid Portion 12 Allocation Methodology 71 Cure Costs 6 Alternative Transaction 82 Dataroom 40 Ancillary Agreement 16 DEA 84 Anti-Corruption Laws 82 Designated Purchaser 77 Anti-Money Laundering Laws 82 DIP Credit Agreement 84 Apportioned Obligations 72 Direction Letter 42 Assigned Contracts 2 Documents 84 Assignment and Assumption Agreement 13 Effect 88 Assignment and Assumption of Transmittal 10 Liens 30 Losses 80 Merger Lease 13 Employees 53 Assumed Benefit Plans 7 Encumbrance 84 Assumed Liabilities 6 Enforceability Exceptions 16 Assumed Taxes 82 Environmental Laws 84 Auction 83 Environmental Permits 26 Avoidance Actions 83 Equipment 84 Backup Bidder 44 ERISA 85 Bankruptcy Case 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition Exchange Act 85 Bankruptcy Code 1 Excluded Assets 4 Bankruptcy Court 1 Excluded Bank Accounts 85 Bidding Procedures Motion 43 Excluded Cash 85 Bidding Procedures Order 83 Excluded Confidentiality Arrangements 85 Business Day 83 Excluded Contracts 4 Cash and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Cash Equivalents 83 Excluded Liabilities 7 Chosen Courts 79 Excluded Subsidiaries 5 94 Express Representations 40 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Real Property 19 FDA 85 Parties 1 FDA Ethics Policy 36 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 FDCA 86 Permits 44 24 Filed SEC Documents 15 Permitted Encumbrances 90 Final Order 85 Person 91 Plan 49 Plans 49 Pre90 Financing Order 85 Personal Information 90 Foreign Competition Laws 16 Petitions 1 Fraud 85 Post-Closing Tax Period Income Tax Returns 77 90 G Reorganization 73 Pre-Closing Tax Period 77 90 G Reorganization Election 73 Prepetition Obligations 90 GAAP 86 Product 90 Governmental Authorization 86 Product Registrations 91 Governmental Body 86 Projections 62 Hazardous Substance 86 Purchase Price 12 Health Care Laws 86 Purchaser 1 HSR Act 87 Purchaser Group 91 Indebtedness 47 Purchaser Plans 54 India Company 87 Registration Information 91 Information Presentation 40 Regulatory Documentation 91 Intellectual Property 29 Public Software 87 Release 91 International Trade Laws 87 Retained Privileged Materials 5 Xxxxxxxxx 00 XXX 00 XXXX 88 Safety Notices 36 Knowledge of Sellers 88 Sale Hearing 92 L5 74 Sale Order 92 Law 88 Sanctioned Person 92 Leased Real Property 20 Schedules 15 Leasehold Improvements 88 SEC 92 Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 92 Lenders 88 Seller 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Liability 88 Seller FDA Transfer Letters 92 Loan Agreement 88 Seller Fundamental Representations 67 Loan Agreement Indebtedness 88 Seller Parties 92 Loan Documents 88 Seller Plan 92 LSRP 56 Seller Sufficiency Representations 67 Material Adverse Effect 88 Sellers 1 Material Contract 22 Standstill Agreement 93 Material Customers 34 Straddle Period 93 Material Suppliers 34 Straddle Period Taxes 73 Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Debtor Subsidiaries 17 Subsidiaries 93 Order 89 Subsidiary 21 Superior Proposal 70 Surviving 93 Ordinary Course 89 Successful Bidder 44 Outside Back-Up Date 90 Swiss Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 93 Outside Date 69 Swiss Employees 55 Systems 28 95 Tax 29 93 U.S. Antitrust Laws 93 Tax Attributes 27 Elections 73 United States Seller Plan 94 Tax Forms 73 Updated Schedules 60 Tax Return 29 Tax Returns 29 93 WARN Act 55 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital 93 Willful Breach 94 Transfer Offer 53 Wind-Down Adjustment Amount 14 TABLE OF CONTENTS Page13 Transfer Taxes 71 Wind-Down Amount 12 Transferred Employees 53 Wind-Down Budget 94

INDEX OF DEFINED TERMS. 2010 VSD 55 The following terms have the meanings given to such terms on the page numbers set forth below: $ 3 Account 29 Account Contracts 12 Accounting Firm 21 Accounting Principles 2 Accounts Receivable 32 2 Accounts Schedule 29 Acquired Assets 11 Acquisition Proposal 69 Acquisition Subsidiary 11 Affiliate 2 AFIC 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 AFIC II 1 Agreement 1 Annual Alternative Transaction 50 Assumed Liabilities 15 At Risk Client Balances 24 Average Earnout Period Index 23 Base Purchase Price 2 BidPay 1 Business 1 Business Day 2 Business Permits 43 Business Trade Rights 2 Cap 65 Cash Balance Plan 16 Check Freight 1 Claim 2 Claim Notice 66 Closing 19 Closing Bonus 58 Closing Data Tape 21 Closing Date 19 Closing Net Funds Employed 2 Closing Premium 2 Closing Statement 21 Code 2 Collecting Party 25 Competitive Business 51 Competitor 51 Confidentiality Agreement 53 Contracts 3 control 2 controlled by 2 Controlling Party 68 Credit and Collection Policies 3 Data Tape 3 De Minimis Amount 65 Deductible Amount 65 Direct Claim 66 dollars 3 Earnout Amount 23 Earnout Period 24 Earnout Statement 23 Employee Plans/Agreements 38 Employees 57 Environmental Laws 3 ERISA 3 ERISA Affiliate 3 Estimated Closing Statement 3 Estimated Net Funds Employed 3 Estimated Total Post-Closing Bonus Payments 58 Excess Earnout Index 24 Excess Earnout Percentage 24 Excluded Assets 14 Excluded Liability 15 Excluded Tax Liability 16 Facilities 1 Factoring Agreements 12 Factoring Company Guide 1 Filing Party 49 Final Closing Net Funds Employed 22 Final Foreign Cash Amount 23 Final Prepaids Amount 23 Final Purchase Price 23 Final Total Post-Closing Bonus Payments 58 Financial Statements 28 Foreign Cash Amount 2 Fundamental Representations 64 Funded Indebtedness 3 GAAP 28 Governmental Entity 59 Group Companies 1 HSR Act 27 IBC 1 ICC 1 ICC Chase Credit Facility 4 ICC Financial Statements 28 Indemnified Parties 65 Indemnifying Party 66 Index 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet Index Ceiling 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate Index Range 24 Index Value 24 Individual Sellers 4 Information 52 Insurance Policies 35 IRS 4 Knowhow 4 knowledge of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock Seller 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Laws 4 Leased Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 34 Liability 4 Liens 4 Litigation 4 Losses 4 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 30 Material Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 5 Maximum Earnout 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders Mistakenly Transferred Assets 18 New Mexico Facility 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Collecting Party 25 Non-Controlling Party 68 Notice of Disagreement 21 Office 99 Accounts 2 Orders 27 Other Transaction Documents 5 Outside Date 63 Party 5 Payoff Letters 20 Payroll Tax Shortfall 58 PEO Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 38 PEOs 5 Permits 44 5 Permitted Liens 5 Person 91 Plan 49 Plans 49 Pre5 Personal Goodwill 5 Personal Property 12 Post-Closing Bonus 58 Post-Closing Bonus Adjustment 58 Post-Closing Tax Period Income Tax Returns 77 5 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 5 Premises Lease Amendments 61 Prepaids Amount 2 Purchase Price 11 Purchaser 1 Purchaser Indemnified Parties 64 Purchaser Obligations 73 Purchaser Parent 1 Purchaser’s Allocation Notice 56 Qualified Employee 58 Recent Balance Sheet 28 Records 13 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company 6 Required Third Party Consents 61 Reviewing Party 49 Sample Closing Statement 6 Seller Disclosure Schedule 25 Seller Indemnified Parties 65 Seller Trade Rights 6 Sellers 1 Sellers’ Allocation 56 Sellers’ Obligations 73 Settlement Accounts 12 Signing Data Tape 6 Straddle Period 57 Tax 6 Tax Claim 68 Tax Proceeding 6 Taxes 6 Technology 12 Technology Connectivity 56 Texas Courts 72 Texas Facility 1 Third-Party Claim 66 Total Closing Bonus Payments 58 Trade Rights 6 Transaction Documents 6 Transfer 7 Transfer Taxes 7 Transferred Accounts Receivable 12 Transferred Contracts 12 Transferred Employee 58 Transferred Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Transferred Leases 12 Transferred Personal Property License 37 Third Person 84 Third Person Claim 84 12 Transferred Personnel Files 13 Transferred Records 13 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Pageunder common control 2 Waste 7

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 69 Acquisition Subsidiary 1 43 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 20 Affiliate 91 Agents 68 72 Agreement 1 Annual Financial Statements 24 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Filings 66 Assets 29 Auditor Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Balance Sheet 24 BIS 54 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Cap 86 Cash Capital Policy 35 Capitalization Date 11 Cash Adjustment Amount 14 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 6 7 CFIUS 71 73 CFIUS Approval 71 Clearances 57 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 2 Code 6 21 Common Stock 4 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Person 18 Company Indemnified Persons 18 Company Parties 54 Infringe 26 Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 75 Material Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 19 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Software 36 Intellectual Property 27 Owned IP 27 Parent 1 Parent Indemnified Persons 80 Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Payment Event 92 Paying Agent 6 Pensions Regulator 76 Per Share Common Adjustment Amount Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 24 Series A Preferred 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Unit 4 Stockholders 1 Straddle Period 78 Subsidiary 21 Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 70 43 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes Corporation 1 Systems 27 Tax Return 29 Tax Returns 29 25 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Accounting Firm 12 Actual Balance Sheet 11 Actual Net Working Capital 11 Additional Financial Statements 44 Additional Transaction Bonuses 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 2 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Division 37 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Date 19 Certificate of Merger 2 6 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 14 Closing 47 Closing Date 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Transaction Bonus Payout Amount 10 Code 6 Common Stock 4 2 Company 1 Company Indemnified Person 18 Balance Sheet 19 Company Indemnified Persons 18 Closing Costs 2 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Common Stock 2 Company Material Adverse Effect 63 2 Company Organizational Documents 21 Preferred Stock 17 Company Recommendation 67 Securities 13 Company Software 36 Stock 2 Company Transaction Expenses 17 Stock Option 9 Company Stock Option Exercise Price 9 Company Subsidiary 2 Company Warrant 2 Company Warrant Exercise Price 9 Confidentiality Agreement 65 Contract 34 Contracts 34 36 Constituent Corporations 6 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 Parties 40 Covered Party 40 D&T 12 Dataroom 3 Declaration 53 DGCL 2 Disclosure Schedule 20 1 Dissenting Shares 6 Effect 63 8 Effective Time 2 Employment Agreements 2 3 Employee Plan 27 Environmental Law 46 3 Environmental Property 45 Permit 3 ERISA 3 ERISA Affiliate 3 Escrow Account 16 Agent 14 Escrow Agreement 8 14 Escrow Amount 3 14 Escrow Fund 14 Estimated Cash Merger Consideration 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness Per Share Merger Consideration 11 Estimated Net Working Capital Shortfall 12 Excess Payment 13 Exchange Act 3 Exchange Agent 10 Exchange Agent Agreement 10 14 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Statement 13 Financial Statements 24 FINSA 71 19 Financing 33 Financing Commitment 33 FIRPTA Certificate 15 FTC 37 Fully Diluted Shares 4 Basis 3 GAAP 12 3 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Deposit 47 Governmental Authorization 44 Antitrust Authority 37 Governmental Entity 3 Hazardous Materials 46 3 HSR Act 66 Income Tax 29 3 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 30 Intercompany Indebtedness 4 Interest Factor 4 IRS 9 Key Stockholders 1 4 Judgment 4 knowledge 4 Law 44 4 Leased Real Property 30 Premises 25 Letter of Transmittal 10 Liens 30 Losses 80 14 Liabilities 4 Lien 4 Material Contracts 27 Merger 1 Merger Consideration 3 10 Merger Sub 1 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course Notice of Business 26 Disagreement 12 Oak Hill 1 v Owned Software 36 Property 25 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Closing Costs 4 Payment Event 92 Shortfall 13 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Merger Consideration 11 Permits 5 Person 5 Proceeding 5 PWC 44 Person 91 Recipients 13 Requisite Regulatory Approvals 5 SEC 5 Secretary of State 6 Securities 41 Securities Act 5 Special Costs 5 Stock Option Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite 9 Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements Notice 43 Stockholders 1 Stockholders Agreement 5 Stockholders Representative 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 5 Surveys 26 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Corporation 6 Target Net Working Capital 12 Tax 29 Tax Attributes 27 5 Tax Return 29 Tax Returns 29 23 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 23 Transaction Bonus Agreements 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Warrant Agreement 6 Working Capital Adjustment Amount 14 TABLE 11 Working Capital Statement 11 Written Consent 1 AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER (the “Agreement”), dated September 15, 2006, among TravelCenters of America, Inc., a Delaware corporation (the “Company”), Hospitality Properties Trust, a Maryland real estate investment trust (“Parent”), HPT TA Merger Sub Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Sub”), and Oak Hill Capital Partners, L.P., a Delaware limited partnership (“Oak Hill”), solely in its capacity as the representative for the stockholders of the Company as further provided herein (in such capacity, the “Stockholders Representative”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 2011 Annual Bonuses 52 Acquiror 1 Acquiror Common Stock 3 Acquiror Disclosure Letter 33 Acquiror Plans 51 Acquiror Preferred Stock 6 Acquiror Ratio 61 Acquiror Regulatory Agreement 40 Acquiror Reports 36 Acquiror Starting Price 61 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 49 affiliate 32 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Average Determination Price 61 Bank Merger 8 Bank Merger Agreement 8 Bank Merger Approvals 58 Business Day 2 Cash Consideration 3 Cap 86 Cash 11 Conversion Number 5 Cash Adjustment Amount 14 Election 3 Cash Election Number 5 Cash Election Shares 3 CERCLA 29 Certificate 4 Certificate of Merger 2 1 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 4 Change in Company Recommendation 47 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 2 Code 6 Common Stock 4 1 Company 1 Company Indemnified Person 18 Board Approval 24 Company Indemnified Persons 18 Common Stock 2 Company Intellectual Property 35 Contract 26 Company Intellectual Property Agreement 37 Disclosure Letter 12 Company Manufacturing Tools 35 Employees 22 Company Material Adverse Effect 63 Insiders 56 Company Organizational Documents 21 Option 6 Company Preferred Stock 14 Company Recommendation 67 47 Company Software 36 Regulatory Agreement 27 Company Transaction Expenses Reports 17 Company Restricted Stock 7 Company Severance Pay Plan 52 Company Stock Incentive Plans 7 Company Stockholders Meeting 47 Confidentiality Agreement 65 Contract 34 Contracts 34 47 control 32 Covered Employees 73 CSOs 70 Defense Notice 84 51 CRA 32 Derivative Transaction 33 Determination Date 14 62 DGCL 2 Disclosure Schedule 20 1 Dissenting Shares 6 Effect 63 4 Effective Time 2 Employment Agreements 2 1 Election 8 Election Deadline 9 End Date 60 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses Laws 29 ERISA 22 ERISA Affiliate 23 Exchange Act 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 8 Exchange Agent Agreement 10 8 Exchange Fund 10 Final Closing Cash Exchange Ratio 3 FDIC 14 FHLB 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 Index Price 62 Form of Election 8 Form S-4 17 Foundation 56 GAAP 12 Good Faith Statement 11 Government Governmental Entity 17 Holder 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Indemnified Parties 53 Index 62 Index Ratio 61 Initial Index Price 62 Insurance Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 54 IT Assets 30 knowledge 65 Law 44 Leased Real Property 30 16 Letter of Transmittal 10 Liens 15 Loans 30 Losses 80 Material Adverse Effect 12 Materials of Environmental Concern 29 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 MHPF 16 NASDAQ 6 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course Election Shares 3 Notice of Business 26 Owned Software Dissenter’s Intent 9 Notice Period 48 Option Consideration 7 OTS 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 person 65 Plans 22 Proprietary Rights 30 Proxy Statement/Prospectus 8 Required Company Vote 24 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Regulatory Approvals 57 SEC 17 Section 16 Information 56 Securities Act 24 Series A Preferred 17 Shortfall Number 5 Significant Subsidiary 34 Stock 5 Series B Preferred Consideration 3 Stock 5 Series C Preferred Election 3 Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Election Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 3 Subsidiary 21 13 Superior Proposal 70 49 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 1 Tax 29 Tax Attributes 27 22 Tax Return 29 Tax Returns 29 22 Taxes 29 22 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE Payment 62 willful and material breach 62 AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER, dated as of January 20, 2011 (as amended, supplemented or otherwise modified from time to time, this “Agreement”), is entered into by and between People’s United Financial, Inc., a Delaware corporation (“Acquiror”) and Danvers Bancorp, Inc., a Delaware corporation (the “Company”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 409A Authorities 34 Contract 5 Acceptable Confidentiality Agreement 2 Covered Securityholder 34 Acquisition Proposal 69 2 CVR 1 Acquisition Subsidiary Sub 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 CVR Agreement 5 Acquisition Transaction 2 D&O Insurance 51 Affiliate 91 Agents 68 2 Delaware Law 5 Agreement 1 Annual Financial Statements 24 Deutsche Bank 38 Antitrust Filings 66 Law 2 DGCL 1 Appraisal Shares 18 DOJ 5 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 31 Effective Time 16 Business Day 3 Cap 86 EMA 5 Cash 11 Cash Adjustment Amount 14 Consideration 1 Employee Plans 33 Certificate 17 Employment Compensation Arrangement 34 Certificate of Merger 2 Certificates 16 Enforceability Exception 22 Change 3 Environmental Law 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Changes 3 Equity Interest 6 Code 3 ERISA 6 Collective Bargaining Agreement 35 ERISA Affiliate 6 Company 1 Exchange Act 6 Company Balance Sheet 12 Closing Cash 12 Closing 3 Exchange Fund 19 Company Balance Sheet Date 3 Closing Indebtedness 12 Closing Net Working Fairness Opinion 38 Company Board 3 FDA 6 Company Board Recommendation 22 FTC 6 Company Board Recommendation Change 47 Fully Diluted Shares A-2 Company By-Laws 3 GAAP 6 Company Capital 12 Closing Statement Stock 3 Governmental Authority 6 Company Certificate of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code Incorporation 3 Hazardous Substance 6 Company Common Stock 4 3 HSR Act 6 Company 1 Compensation Committee 34 Indebtedness 6 Company Indemnified Person 18 Company Disclosure Documents 27 Indemnified Persons 18 50 Company Disclosure Letter 21 Independent Directors 59 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Rights 3 Information Statement 23 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Expiration Date 13 Company Option Amounts 5 Intellectual Property 35 Interim Financials 7 Company Options 5 Intervening Event 7 Company Plans 53 IRS 7 Company Preferred Stock 5 Key Product 7 Company Registered Intellectual Property Rights 5 Knowledge 7 Company SEC Reports 25 Law 7 Company Securities 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens Company Stock Plan 5 Leases 30 Losses 80 Company Stockholders 5 Legal Proceeding 7 Comparable Plans 53 Liabilities 7 Confidentiality Agreement 5 Lien 8 Consent 23 Material Contract 28 Continuing Employees 5 Merger 1 Merger Closing 16 Person 8 Merger Closing Date 16 Post-Signing Arrangement 59 Merger Consideration 3 Net Working Capital 11 NLRA 1 Recommendation Change Notice 48 NonMinimum Tender Condition A-1 Registered Intellectual Property Rights 8 Nasdaq 8 Registrations 8 New Plans 54 Release 8 Offer 1 Representatives 46 Offer Closing 14 Rights Agent 5 Offer Closing Date 14 Sxxxxxxx-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Xxxxx Act 8 Offer Conditions 12 Schedule 14D-9 15 Offer Documents 14 Schedule TO 14 Old Plans 54 SEC 9 Order 41 Ordinary Course of Business 26 Owned Software 36 8 Securities Act 9 Outside Date 61 Subsidiary 9 Parent 1 Subsidiary Securities 25 Parent Indemnified Persons 80 Disclosure Documents 40 Substantial Detriment 9 Parent Expenses 64 Superior Proposal 9 Parent Plans 53 Superior Proposal Notice 61 Parties 1 Surviving Corporation 16 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Takeover Laws 22 Paying Agency Agreement 19 Tax 9 Paying Agent 19 Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 32 Permits 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page63 Permitted Liens 8 Transfer Taxes 55

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Defined Terms Page 1099 Contractor 1 Acquiror 1 Acquiror Indemnified Parties 58 Acquiror Plans 51 Acquiror’s 401(k) Plan 50 Acquisition Proposal 69 Acquisition Subsidiary 40 Action 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Active Business Employees 49 Affiliate 91 Agents 68 1 Agreement 1 Annual Ancillary Agreements 1 Antitrust Clearance 54 Approvals 37 Assumed Company Plans 11 Assumed Contracts 10 Assumed Liabilities 13 Audited and Reviewed Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 40 Xxxx of Sale, Assignment and Assumption Agreement 1 Books and Records 11 Business 1 Business Confidential Information 47 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Business Employees 2 Closing Balance Sheet 12 16 Closing Cash 12 Amount 16 Closing Date 3 Closing Indebtedness 12 16 Closing Net Working Capital 12 18 Closing Statement of Cash 12 Receivables 44 Closing Statement of Indebtedness 12 Target 18 COBRA 49 28 Code 6 Common Stock 4 2 Company 1 Company Indemnified Person 18 Confidential Information 47 Company FSA 51 Company FSA End Date 51 Company Indemnified Persons 18 Parties 59 Company Intellectual Property 35 Marks 2 Company Intellectual Property Plan 28 Company’s 401(k) Plan 50 Company’s Knowledge 6 Defined Terms Page Confidentiality Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Consultation Period 18 Continuing Support Obligation 41 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 10 Control 2 Corporate Policies 42 Current Assets 2 Current Liabilities 2 Deductible Amount 58 Direct Claim 60 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements End Date 56 Environmental Condition 2 Environmental Law 46 3 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount Permit 3 Equipment 11 ERISA 3 ERISA Affiliate 3 Estimated Cash Closing Statement 18 Excluded Assets 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash Excluded Employees 3 Excluded Liabilities 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Statement 19 Final Net Working Capital Excess 14 Final 19 Financial Statements 22 Financing 3 Financing Sources 3 Financing Sources Related Parties 3 Fraud 3 FSA Balances 52 FSA Participants 51 Fundamental Representations 4 GAAP 4 Governmental Entity 4 Governmental Order 4 Hazardous Material 4 HSR Act 4 Inactive Business Employee 4 Indebtedness 4 Indemnified Party 59 Indemnifying Party 59 Independent Accounting Firm 18 Indian Business Assets 9 Indian Business Employee 5 Insurance Policies 31 Intellectual Property 5 Inventory 5 IP Assignment Agreements 5 IRS 5 IT Asset Contract 5 IT Assets 5 Joint Defense Agreement 6 Knowledge of the Acquiror 6 Knowledge of the Company 6 Law 6 Leased Real Property 6 Legal Process 47 Liabilities 6 Lien 6 Local Agreements 49 Losses 6 Material Adverse Effect 6 Material Customers 31 Material Suppliers 31 Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 7 New York Courts 67 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course Reimbursable Losses 63 Notice of Business 26 Owned Software 36 Disagreement 18 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Permits 24 Permitted Liens 7 Person 7 Post-Closing Adjustment Amount 4 Per Share Common 20 Post-Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Consents 39 Pre-Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Insurance Matter 42 Pre-Closing Period Income Tax Returns 77 34 Pre-Closing Tax Period 77 Property 29 Public 8 Product 8 PTO Rollover 49 Purchase Price 16 Real Estate Lease 8 Recall 30 Receivables 10 Reference Balance Sheet 22 Related to the Business 8 Release 8 Remedial Action 38 Representative 8 Required Payments 8 Retained Litigation 13 Review Period 18 Shared Contracts 8 Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 8 Specified Warranty Breaches 58 Straddle Period 78 8 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 8 Support Obligations 41 Support Services 41 Target Net Working Capital 12 9 Tax 29 Tax Attributes 27 Tax Return 29 9 Tax Returns 29 Taxes 29 Termination Fee 92 9 Third Party 70 Claim 59 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares Rights 16 Trademarks 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTransaction Agreements 9 Transaction Expenses 9 Transfer Taxes 48 Transferred Assets 10 Transferred Employee 50 Transferred Employee Records 11 Transferred IP 10 Transition Services Agreement 9 Warranty Breach 58 willful and material breach 57 This ASSET PURCHASE AGREEMENT, dated as of May 8, 2019 (this “Agreement”), is made by and among HARSCO CORPORATION, a Delaware corporation (the “Company”), E&C FINFAN, INC., a Delaware corporation (the “Acquiror”), and, solely with respect to Section 11.19, CHART INDUSTRIES, INC., a Delaware corporation (“Parent”).

INDEX OF DEFINED TERMS. 2010 VSD 55 The following terms have the meanings given to such terms on the page numbers set forth below: $ 3 Account 29 Account Contracts 12 Accounting Firm 21 Accounting Principles 2 Accounts Receivable 32 2 Accounts Schedule 29 Acquired Assets 11 Acquisition Proposal 69 Acquisition Subsidiary 11 Affiliate 2 AFIC 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 AFIC II 1 Agreement 1 Annual Alternative Transaction 50 Assumed Liabilities 15 At Risk Client Balances 24 Average Earnout Period Index 23 Base Purchase Price 2 BidPay 1 Business 1 Business Day 2 Business Permits 43 Business Trade Rights 2 Cap 65 Cash Balance Plan 16 Check Freight 1 Claim 2 Claim Notice 66 Closing 19 Closing Bonus 58 Closing Data Tape 21 Closing Date 19 Closing Net Funds Employed 2 Closing Premium 2 Closing Statement 21 Code 2 Collecting Party 25 Competitive Business 51 Competitor 51 Confidentiality Agreement 53 Contracts 3 control 2 controlled by 2 Controlling Party 68 Credit and Collection Policies 3 Data Tape 3 De Minimis Amount 65 Deductible Amount 65 Direct Claim 66 dollars 3 Earnout Amount 23 Earnout Period 24 Earnout Statement 23 Employee Plans/Agreements 38 Employees 57 Environmental Laws 3 ERISA 3 ERISA Affiliate 3 Estimated Closing Statement 3 Estimated Net Funds Employed 3 Estimated Total Post-Closing Bonus Payments 58 Excess Earnout Index 24 Excess Earnout Percentage 24 Excluded Assets 14 Excluded Liability 15 Excluded Tax Liability 16 Facilities 1 Factoring Agreements 12 Factoring Company Guide 1 Filing Party 49 Final Closing Net Funds Employed 22 Final Foreign Cash Amount 23 Final Total Post-Closing Bonus Payments 58 Financial Statements 28 Foreign Cash Amount 2 Fundamental Representations 64 GAAP 28 ICC 1 ICC Chase Credit Facility 4 ICC Financial Statements 28 Indemnified Parties 65 Indemnifying Party 66 Index Value 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate Individual Sellers 4 Information 52 Insurance Policies 35 IRS 4 Knowhow 4 knowledge of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock Seller 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Laws 4 Leased Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 34 Liability 4 Liens 4 Litigation 4 Losses 4 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 30 Material Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 5 Maximum Earnout 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders Mistakenly Transferred Assets 18 New Mexico Facility 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Collecting Party 25 Non-Controlling Party 68 Notice of Disagreement 21 Office 99 Accounts 2 Orders 27 Other Transaction Documents 5 Outside Date 63 Party 5 Payoff Letters 20 Payroll Tax Shortfall 58 PEO Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 38 PEOs 5 Permits 44 5 Permitted Liens 5 Person 91 Plan 49 Plans 49 Pre5 Personal Goodwill 5 Personal Property 12 Post-Closing Bonus 58 Post-Closing Bonus Adjustment 58 Post-Closing Tax Period Income Tax Returns 77 5 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 5 Premises Lease Amendments 61 Prepaids Amount 2 Purchase Price 11 Purchaser 1 Purchaser Indemnified Parties 64 Purchaser Obligations 73 Purchaser Parent 1 Purchaser’s Allocation Notice 56 Qualified Employee 58 Recent Balance Sheet 28 Records 13 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company 6 Required Third Party Consents 61 Sample Closing Statement 6 Seller Disclosure Schedule 25 Seller Indemnified Parties 65 Seller Trade Rights 6 Sellers 1 Sellers’ Allocation 56 Sellers’ Obligations 73 Settlement Accounts 12 Signing Data Tape 6 Straddle Period 57 Tax 6 Tax Claim 68 Tax Proceeding 6 Taxes 6 Technology 12 Technology Connectivity 56 Texas Courts 72 Texas Facility 1 Third-Party Claim 66 Total Closing Bonus Payments 58 Trade Rights 6 Transaction Documents 6 Transfer 7 Transfer Taxes 7 Transferred Accounts Receivable 12 Transferred Contracts 12 Transferred Employee 58 Transferred Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Transferred Leases 12 Transferred Personal Property License 37 Third Person 84 Third Person Claim 84 12 Transferred Personnel Files 13 Transferred Records 13 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Pageunder common control 2 Waste 7

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable Page 2012 Audit 52 280G Stockholder Approval Requirements 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Additional Retained Amount 52 Adjustment Amount 14 Adverse Recommendation Change 68 52 Affiliate 91 Agents 68 52 Affiliate Agreement 22 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Agreement Dispute 43 Alternative Debt Financing 41 Ancillary Agreements 52 Base Consideration 52 Business Day 52 Cash 52 Claim Notice 50 Closing 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Consideration 52 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Transactions 3 Code 6 Common Stock 4 18 Company 1 Company Indemnified Person 18 Copyrights 16 Company Indemnified Persons 18 Domain Names 16 Company Fundamental Reps 52 Company Intellectual Property 35 17 Company Intellectual Property Agreement Marks 16 Company Patents 16 Company Plans 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Compliant 53 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 30 Controlling Party 50 Debt Commitment Letter 26 Debt Financing 26 Debt Financing Source Related Parties 53 Debt Financing Sources 26 Disclosure Schedule 20 Dissenting Shares Schedules 6 Effect 63 Effective Time 2 Employment Agreements 2 Divestiture Action 39 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Laws 53 ERA Amount 3 53 ERISA 18 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 1 Estimated Indebtedness 11 1 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Amount 1 Estimated NWC Adjustment Amount 53 Estimated Statement 1 Estimated Transaction Expenses 1 Existing Credit Agreement 10 Exchange Fund 10 53 Federal Health Care Programs 20 Final Closing Cash 14 Consideration 53 Final Closing NWC Adjustment Amount 54 Financial Statements 9 GAAP 54 Governmental Entity 54 GTCR 30 GTCR Limited Guarantors 55 Hazardous Materials 54 Healthcare Regulatory Laws 54 HSR Act 8 Indebtedness 14 Final Closing 54 Indemnified Person 36 Indemnifying Party 50 Indemnitee 49 Indemnity Cap 49 Intellectual Property 55 K&E 3 Knowledge 55 Latest Balance Sheet 8 Law 55 Leased Real Property 11 Liens 55 Limited Guaranty 55 Losses 55 Marketing Period 56 Material Adverse Effect 56 Merger Agreement” 57 Modification and Amendment Agreement 57 Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith 57 New Debt Commitment Letter 41 Non-Controlling Party 50 Objections Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased 2 OFAC 21 Outside Date 42 Outstanding Claims 48 Owned Real Property 30 Letter of Transmittal 10 11 Permitted Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 57 Person 91 58 Plan 49 18 Plans 49 Pre-Closing Period Income Tax Returns 77 18 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 44 Pre-Closing Taxes 58 Preliminary Statement 2 Privileged Communications 43 Proceeding 58 Purchaser 1 Purchaser Fundamental Reps 58 Purchaser HSR Filing 38 Purchaser Indemnitees 48 Purchaser’s Representatives 30 Release 46 Remaining Escrow Registration Holder 19 Registrations 19 Replacement Financing 33 Required Information 58 Restricted Cash 59 Retained Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 59 Schedule 6 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 59 Seller 1 Seller Fundamental Reps 59 Seller HSR Filing 31 Seller Indemnitees 48 Services 23 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 45 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 60 Survival Expiration Date 47 Target Net Working Capital 12 Amount 60 Tax 29 60 Tax Attributes 27 Claim 46 Tax Return 29 Incentive 14 Tax Refund 47 Tax Returns 29 60 Third-Party Claim 50 Transaction Expenses 60 Transaction Tax Deductions 60 Transfer Taxes 29 Termination Fee 92 Third 45 Unaffiliated Party 70 Third 44 Unaffiliated Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageSuit 44 Valuation Firm 2 Waived Amounts 32

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Acceptable Confidentiality Agreement 98 Agreement 1 Annual Financial Statements Anti-Corruption Laws 34 Appraisal Withdrawal 11 Appraised Fair Value 11 Benefit Plans 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day Bermuda Companies Act 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Book-Entry Shares 8 Burdensome Condition 64 business day 98 Capital Stock 98 Capitalization Date 16 Certificate of Merger 2 4 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 8 Change of Recommendation 55 Class A Common Stock 16 Class B Common Stock 16 Closing 2 Closing Balance Sheet 12 Closing Cash 12 4 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 4 Common Share 6 Common Share Consideration 6 Common Stock 4 16 Communications Law 98 Company 1 Company Indemnified Person 18 Benefit Plans 72 Company Indemnified Persons 18 Board of Directors 1 Company Intellectual Property 35 Board Recommendation 1 Company Intellectual Property Agreement Disclosure Letter 14 Company Equity Awards 12 Company Equity Plan 98 Company Financial Advisor 37 Company Manufacturing Tools 35 Governing Documents 98 Company Indebtedness 76 Company Material Adverse Effect 63 98 Company Organizational Material Contract 28 Company Options 12 Company Permits 34 Company Related Parties 89 Company RSUs 12 Company SEC Documents 21 Company Recommendation 67 Subsidiary 15 Company Software 36 Systems 98 Company Termination Fee 98 Company Transaction Expenses 17 Related Matters 89 Competing Proposal 98 Competition Law 98 Compliant 98 Confidentiality Agreement 65 Contract 34 98 Continuing Employees 72 Contracts 34 98 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Persons 69 Curaçao Restructuring 62 D&O Insurance 69 Debt Financing 42 Debt Financing Documents 1 Debt Financing Sources 98 Debt Payoff 79 Dissenting Shares 6 98 Effect 63 98 Effective Time 2 Employment Agreements 2 4 Enforceability Exceptions 19 Environmental Law 46 98 Environmental Property 45 Escrow Account Permit 98 Equity Commitment Letter 1 Equity Financing 42 Equity Interests 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Equity Investors 42 Exceptions 48 Exchange Agent 10 Exchange Agent Agreement 10 Act 21 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 8 Ex-Im Laws 34 Expenses 98 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 21 Financing 42 Financing Documents 1 GAAP 12 Good Faith Statement 11 21 Government 8 Government Contract 55 Government Subcontracts 55 Official 98 Governmental Authorization 44 Entity 20 Xxxxxxxxx 00 Xxxxxxxxx 00 v Hazardous Materials 46 HSR Act 66 Income Tax 29 Substances 98 Indebtedness 15 Indebtedness Adjustment Amount 14 98 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Agreements 69 Intellectual Property 35 Interim Financials Rights 98 Intervening Event 98 knowledge 98 Law 98 Legal Proceeding 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Lender Related Party 89 Liabilities 98 Licensed Company Intellectual Property 30 Letter of Transmittal 10 Liens 30 Losses 80 98 Lien 98 Marketing Period 98 Merger 1 Merger Application 4 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 6 Merger Sub 1 Merger Sub Common Stock 6 Nasdaq 20 New York Courts 111 Notice Period 55 OFAC 34 Option Consideration 12 Outside Date 98 Owned Software 36 Company Intellectual Property 98 Parent 1 Parent Indemnified Persons 80 Disclosure Letter 40 Parent Related Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 89 Parent Termination Fee 98 Parent Transaction Related Matters 89 Paying Agent 8 Permitted Liens 31 Person 91 Plan 49 Plans 49 98 Pre-Closing Period Income Tax Returns 77 Pre48 Preferred Share 6 Preferred Stock 16 Proxy Statement 37 Xxxxxxxxx 0 Representatives 98 Required Communications Approvals 20 Required Competition Approvals 20 Required Information 79 Requisite Shareholder Approval 98 Sanctioned Country 34 Sanctioned Person 34 Sanctions Laws 34 Xxxxxxxx-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Xxxxx Act 21 SEC 14 Securities Act 24 21 Series A Preferred Share Consideration 6 Series A Preferred Stock 5 16 Series B Preferred Share Consideration 6 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 16 Shareholder Guarantees 98 Shareholders 1 Shareholders Meeting 62 Shares 21 Side Agreements 6 Significant Subsidiary 98 Software 98 Solvent 46 Special Committee 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Statutory Merger Agreement 98 Subsidiaries 98 Subsidiary 21 98 Superior Proposal 70 98 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 3 Systems 98 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Law 38 Tax Return 29 Tax Returns 29 98 Taxes 29 98 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE 98 Trade Control Laws 34 Transaction Litigation 98 Transactions 1 Voting Agreement 1 Willful Breach 98 vi AGREEMENT AND PLAN OF CONTENTS PageMERGER This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of October 27, 2019, is by and among TV Bidco B.V., a Netherlands private limited liability company (“Parent”), TV Bermuda Ltd., a Bermuda exempted company limited by shares and a wholly-owned subsidiary of Parent (“Merger Sub”), and Central European Media Enterprises Ltd., a Bermuda exempted company limited by shares (the “Company”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Additional Rent 9 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Fixed Rent 2 B Base Operating Expenses per Square Foot of Rentable Floor Area 2 Base Taxes per Square Foot of Rentable Floor Area 2 Broker 3 Building 3 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 32 C Contiguous Space 4 D Design Allowance 2 E Estimated Term Commencement Date 1 Examiner 12 Extension Term 6 F Fair Market Rent 7 Financing Party 33 Force Majeure 13 G Generator 35 Generator Rent 36 Ground Installation Area 35 Ground License 35 Guarantor 26, 37 H Hazardous Substances 15 Hours of Operation 14 Certificate of Merger I Improvement Allowance 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Indemnitees 16 Insolvency Laws 35 Landlord 1, 27 Landlord's Operating Expenses 9 Landlord's Taxes 10 Landlord's Address 1 Lease Assignment 34 Lease Year 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens Credit Security Deposit 31 Letter of Credit Terms and Conditions 30 Losses 80 Merger M Major Work Delivery Date 2 Massachusetts Mutual 34 O Outside Date 6 Outside Restoration Date 21 P Permitted Transfer 18 Permitted Uses 3 persons acting under Tenant 32 persons claiming under Tenant 32 Premises 3 Premises Address 1 Merger Consideration Public Liability Insurance 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements R Rent 9 Rent Commencement Date 2 off-balance sheet arrangements 24 Order 41 Ordinary Course Rent Payments Address 1 Rentable Floor Area of Business 26 Owned Software 36 Parent Xxxxxxxx 0 Xxxxxxxx Xxxxx Xxxx of Premises 3 S Security Deposit 3 Subordination Agreement 34 Substantial Completion Date 6 2 T Tenant 1, 27 Tenant Indemnitees 16 Tenant Work 19 Tenant's Authorized Representative 3 Tenant's Original Address 1 Parent Indemnified Persons 80 Parties Tenant's Plan Delivery Date 1 Party Term Commencement Date 1, 6 Term Expiration Date 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount Transferees 18 Transfers 18 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page000 XXXXX XXXXXX 1 Mac-Gray Services, Inc., a Delaware corporation, as Tenant 1 ARTICLE I REFERENCE DATA 1 1.1 Subjects Referred to 1 Lease Year 1 Annual Fixed Rent 2 Monthly Fixed Rent 2 1.2 Exhibits 3 ARTICLE II PREMISES; TERM; RENT 4 2.1 Premises and Exclusions 4 2.2 Appurtenant Rights 5 2.3 Reservations 6 2.4 Term 6 2.5 Annual Fixed Rent 9 2.6 Additional Rent—Operating Expenses and Taxes 9 2.7 Electricity 13 ARTICLE III CONSTRUCTION 13 3.1 Landlord Work 13 3.2 Entry By Tenant Prior to Term Commencement Date 14 ARTICLE IV LANDLORD'S COVENANTS 14 4.1 Landlord's Covenants 14 4.2 Interruption 15 4.3. Insurance 15 4.4 Hazardous Materials 16 ARTICLE V TENANT'S ADDITIONAL COVENANTS 16 5.1 Maintenance and Repair 16 5.2 Use, Waste and Nuisance 16 5.3 Compliance with Law 17 5.4 Rules and Regulations 18 5.5 Indemnification and Insurance 18 5.6 Tenant's Property 19 5.7 Entry For Repairs and Inspections 20 5.8 Assignment, Subletting 20 5.9 Alterations 21 5.10 Surrender 22 5.12 Personal Property Taxes 22 5.13 Signs 22 ARTICLE VI CASUALTY AND TAKING 23 6.1 Damage By Fire Or Casualty 23 6.2 Condemnation—Eminent Domain 24 6.3 Eminent Domain Award 25 ARTICLE VII DEFAULT 25 7.1 Termination For Default Or Insolvency 25 7.2 Reimbursement of Landlord's Expenses 26 7.3 Damages 26 7.4 Mitigation 27 7.5 Claims In Bankruptcy 27

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Term Location Additional Rent Article 1 Action 41 Adjustment Amount 14 Advance Rent Section 2.4 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement Event Section 26.21 Alterations Section 5.1 Area of the Building Article 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Area of the Premises Article 1 Assessed Valuation Section 7.1 Base Building Systems Exhibit B Base Building Work Exhibit C Base Operating Expenses Section 7.1 Base Rate Exhibit B Base Taxes Section 7.1 Base Year Article 1 Building Article 1 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Days Exhibit B Business Hours Exhibit B Calendar Year Section 7.1 Code Exhibit B Commencement Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Article 1 Common Stock 4 Company Areas Exhibit B Comparable Buildings Exhibit B Comparison Year Section 7.1 Condominium Documents Section 9.5 Deficiency Exhibit B Effective Date Introductory Paragraph Equipment Section 5.7 Excluded Expenses Exhibit B Expense Estimate Section 7.3 Expiration Date Article 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Fixed Rent Article 1 Floor Ready Condition Exhibit C Governmental Authorization 44 Authority Exhibit B Guarantor Article 1 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders Exhibit B Holidays Exhibit B HVAC System Exhibit B ING Section 9.3 Interest Rate Article 1 Law 44 Leased Real Property 30 Land Article 1 Landlord Introductory Paragraph Landlord Party(ies) Exhibit B Landlord’s Address for Notices Article 1 Landlord’s Address for Payment Article 1 Landlord’s Agent Article 1 Landlord’s Contribution Article 1 Lease Introductory Paragraph Lease Year Exhibit B Lessor Exhibit B Letter of Transmittal 10 Liens 30 Credit Article 1 Losses 80 Merger Exhibit B Major Alterations Section 5.1 Minor Alterations Section 5.1 Market Sub-Rent Section 13.3 Mortgage(s) Exhibit B Mortgagee(s) Exhibit B Operating Expenses Section 7.1 Operator Section 3.2 Parking Allocation Article 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageParking Facility Article 1

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Accounting Fees 19 Acquired Assets 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Acquired Avoidance Actions 4 Acquired Insurance Assets 3 Acquired Intellectual Property 3 Acquired Lease 2 Acquired Leased Real Property 2 Acquired Software 31 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor Agreement Dispute 74 Allocation 68 Allocation Methodology 68 Assigned Contracts 2 Assignment and Assumption Agreement 15 Assumed Cure Costs 6 Assumed Current Liabilities 6 Assumed Liabilities 6 Assumed Rebate Liability 6 Backup Bidder 42 Bankruptcy Cases 1 Bankruptcy Code 1 Bankruptcy Court 1 Bankruptcy Court Milestones 40 Breakup Fee 67 Business Confidential Information 59 Business Data 32 Business Insurance Policies 36 Cash Payment 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Chosen Courts 74 Closing 2 Closing Balance Sheet 12 Closing Cash 12 15 Closing Date 3 15 Closing Indebtedness 12 Date Payment 13 Closing Net Working Capital Statement 18 CMS Contracts 13 Commercial Interco Contracts 2 Cure Costs 6, 7, 79 Dataroom 38 Deposit 14 Designated Purchaser 72 Disputed Amounts 18 EIC 12 Elixir 1 Employee Benefit Plan 80 Enforceability Exceptions 22 Environmental Permits 29 Escrow Account 13 Estimated Closing Working Capital 17 Estimated Closing Working Capital Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 17 Excluded Assets 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Excluded Contracts 4 Excluded Cure Costs 7 Excluded Liabilities 7 Excluded Rebate Liability 8 Expense Reimbursement 67 Express Representations 38 FDI 22 Filed SEC Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall Deposit 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 23 Financing 77 Financing Sources 77 Foreign Competition Laws 22 Fundamental Representations 63 Guaranteed Obligations 57 Guarantor 1 Guggenheim Securities 36 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 43 Independent Accountant 18 Information Statement 58 Presentation 38 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Deposit 13 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 24 Material Contract 25 Mental Impressions 60 Non-Competition and Confidentiality Agreements Recourse Person 72 Novation Agreement 61 Outside Date 64 Owned Real Property 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 PCI Requirements 32 Permits 44 Person 91 Plan 49 Plans 49 28 Permitted Purposes 59 Petition Date 1 Pre-Closing Matters 54 Privacy Agreements 32 Privacy and Information Security Policies 32 90 Privacy Laws 32 processing 32 Projections 57 Purchase Price 13 Purchaser 1 Purchaser Adjustment Amount 20 Purchaser Plans 48 RAD 22 Registered Trademarks 29 Registration Office 29 Rejection Contracts 10 Resolution Period Income Tax Returns 77 Pre-Closing Tax 18 Retained Privileged Materials 4 Review Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 18 ROI 2 ROI Agreement 2 Schedule 21 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share Employees 47 Schedules 21 Shares 21 Side Agreements Second Deposit 14 Security Breach 33 Seller 1 Software 36 Spreadsheet 70 Seller Sufficiency Representations 63 Seller Support Obligations 55 Sellers 1 Sellers’ Insurance Policies 54 Significant Customer 27 Significant Supplier 27 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents of Objections 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Successful Bidder 42 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageAssurances 55 Transaction Source Code 30 Transfer Offer 47 Transfer Taxes 67 Transferred Employees 48 Viruses 31 WARN 36

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 1— 1998 Plan 60 —2— 2002 Plan 60 —A— Acceptable Confidentiality Agreement 60 Acquisition Proposal 69 Acquisition Subsidiary Sub 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 41 Aggregate Merger Consideration 60 Agreement 1 Annual Financial Statements 24 Alternative Acquisition Agreement 40 Alternative Patent Sale Agreement 36 Antitrust Filings 66 Assets 29 Auditor Laws 13 Assigned Patent License Agreement 60 —B— Balance Sheet 24 BIS 54 Date 16 Blue Sky Laws 60 Book-Entry Shares 3 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 60 —C— Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 3 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 2 Code 6 Common Stock 4 60 Company 1 Company Indemnified Person 18 Benefit Plan 60 Company Indemnified Persons 18 Common Stock 1 Company Disclosure Schedule 9 Company Employees 19, 45 Company ESPP 8 Company Intellectual Property 35 Rights 20 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Lease 60 Company Material Adverse Effect 63 48, 61 Company Organizational Documents 21 Material Contract 23 Company Option 62 Company Permits 13 Company Plans 62 Company Recommendation 67 62 Company Software 36 Related Parties 53 Company Transaction Expenses 17 Restricted Stock Units 62 Company SEC Documents 14 Competing Proposal 42 Confidentiality Agreement 65 62 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 12 control 62 —D— D&O Insurance 44 DGCL 2 Disclosure Schedule 20 62 Directors’ Stock Option Plan 62 Dissenting Shares 6 Effect 63 8 —E— Effective Time 2 Employment Agreements 2 Electronic Data Room 28 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Laws 63 ERISA 62 ERISA Affiliate 62 Exchange Agent 10 Exchange Agent Agreement 10 Act 62 Exchange Fund 10 Final Closing Cash 4 Expenses 62 —F— FCPA 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 —G— GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 63 Governmental Authorization 44 Authority 63 —H— Hazardous Materials Substance 63 Holdback Amount 46 HSR Act 66 Income Tax 29 63 —I— Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 63 Indemnitee 63 Intellectual Property 35 Interim Financials 24 Rights 20 IRS 9 Key Stockholders 1 63 —K— knowledge 64 —L— Law 44 64 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Properties 26 Lien 64 —M— Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 —N— New Plans 45 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 U.S. Benefit Plan 18 Notice of Superior Proposal 41 —O— Option Cash Payment 7 Option Per Share Consideration 64 Order 41 Ordinary Course of Business 26 Owned Software 36 64 —P— Parent 1 Parent Indemnified Persons 80 Parties Disclosure Schedule 29 Parent Material Adverse Effect 49, 64 Parent Organizational Documents 29 Patent Purchaser 64 Patent Sale Agreement 64 Patent Sale Transaction 64 Paying Agent 4 Permitted Lien 64 person 65 Preferred Stock 11 Proxy Statement 15 —R— Recapitalization 1 Party 1 Recapitalization Cash Portion 46 Recapitalization Certificate 46 Recapitalization Restricted Stock Unit Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 65 Representatives 65 Requisite Stockholder Approval 24 27 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Stock Unit Payment 7 Retained Patent License Agreement 65 —S— Sanctions 14 Xxxxxxxx-Xxxxx Act 15 SEC 65 Secretary of State 65 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 65 Stockholders’ Meeting 38 subsidiary 65 Superior Proposal 70 43 Supplemental Purchase Plan 65 Surviving Company Corporation 2 Surviving Company Organizational Documents 18 Tail Policy 19 —T— Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes Statutes 27 Tax Return 29 66 Tax Returns 29 66 Taxes 29 66 Termination Date 50 Termination Fee 92 52 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 66 Total Common Merger Consideration 66 Total Option Cash Payments 7 Total Recapitalization Cash Portion 46 Total Recapitalization Restricted Stock Unit Cash Payment 66 Total Restricted Stock Unit Payments 7 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE 66 —U— UKLA 66 Union 19 —W— WARN Act 66 THIS AGREEMENT AND PLAN OF CONTENTS PageMERGER, dated as of November 5, 2012 (this “Agreement”), is made by and among Imagination Technologies Group plc, a public limited company under the laws of England and Wales (“Parent”), Imagination Acquisition Sub, Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent (“Acquisition Sub”), and MIPS Technologies, Inc., a Delaware corporation (the “Company”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Defined Terms Page Accounting Principles 1 Acquiror 1 Acquiror Balance Sheet 27 Acquiror Disclosure Schedule 23 Acquiror Indemnified Parties 44 Acquiror SEC Reports 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 1 Affiliate 91 Agents 68 1 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Asset Sellers 1 Assumed Contracts 8 Assumed Liabilities 11 Xxxx of Sale, Assignment and Assumption Agreement 2 Books and Records 10 Business 2 Business Day 3 2 Business Employees 2 Bylaws 25 Cancellation Notice 31 Cap 86 44 Cash 11 Cash Adjustment Amount Consideration 14 Certificate of Merger Incorporation 24 Code 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Shares 14 Company 1 Company Indemnified Person Parties 45 Company Plans 2 Confidential Information 29 Contracts 8 Control 2 Deductible Amount 44 Disclosure Schedule 17 Environmental Law 2 Equity Consideration 14 Exchange Act 2 Excluded Assets 9 Excluded Liabilities 11 Financial Statements 18 Fundamental Representation 3 GAAP 3 Governmental Entity 3 Governmental Order 3 Indebtedness 3 Indemnified Party 45 Indemnifying Party 45 Inventory 3 IRS 3 Knowledge of the Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property 3 Law 4 Liabilities 4 Lien 4 Losses 4 Manufacturing and Supply Agreement 37 Company 4 Manufacturing Tools 35 Company Employees 36 Material Adverse Effect 63 Company Organizational Documents 4 Material Contract 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Materials of Environmental Concern 5 Mixed Contacts 5 Order 5 Patent License Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 5 Permits 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Permitted Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 5 Person 91 Plan 49 Plans 49 Pre5 Post-Closing Period Income Consents 29 Principal Market 5 Product 5 Purchase Price 14 Qualifying Revenues 6 Receivables 9 Registrable Securities 6 Registration Rights Agreement 6 Related to the Business 6 Representative 6 Restricted Affiliates 6 Restricted Business 6 Restricted Legend 15 Rule 144 30 SEC 6 Securities Act 6 Subsidiary 6 Tax or Taxes 7 Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 7 Third Party 70 7 Third Party Intellectual Property License 37 Claim 45 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration Party Rights 12 Transaction Agreements 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTransactions 7 Transfer Date 38 Transfer Taxes 7 Transferred Assets 8 Transferred Employee 38 Transferred IP 8 Transition Services Agreement 7 This ASSET PURCHASE AGREEMENT, dated August 5, 2016 (this “Agreement”), is made between Gambro UF Solutions, Inc., a Delaware corporation (the “Company”), and Sunshine Heart, Inc., a Delaware corporation (the “Acquiror”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Page Acquisition Proposal 69 Acquisition Subsidiary 1 37 Additional Merger Consideration 60 Antitrust Laws 40 Authorized Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 71 Base Consideration 3 Business Day 3 Cap 86 60 Cash 11 Cash Adjustment Amount 14 60 CERCLA 61 Certificate of Merger 1 Claiming Party 79 Class F Liquidation Amount 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Class F Stock 2 Closing 2 9 Closing Balance Sheet 12 7 Closing Cash 12 Bonus Payment Statement 3 Closing Bonus Payments 3 Closing Date 9 Closing Merger Consideration 3 Closing Indebtedness 12 Option Merger Consideration 5 Closing Net Working Capital 12 Stock Merger Consideration 2 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Transactions 9 Code 6 23 Common Stock 4 2 Company 1 Company Indemnified Person 18 Charter 61 Company Indemnified Persons 18 Fundamental Representations 61 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Plans 39 Company Software 36 Company Transaction Expenses 17 Stock 2 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 36 DCAA 27 Debt Commitment Letter 58 Deductible 43 Defending Party 79 DGCL 2 1 Disclosure Schedule 20 Schedules 13 Dissenting Shares 6 Effect 63 Share 61 Effective Time 2 Employment Agreements 2 1 Employee Optionholder 61 Environmental Law 46 Claim 61 Environmental Property 45 Requirements 61 Equityholders 61 ERISA 61 Escrow Account 16 9 Escrow Agent 10 Escrow Agreement 8 Escrow Amount 9 Estimated Cash 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 3 Page Affiliate 60 Agreement 1 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Xxxxxx 0 XXX 00 XXXX 00 XXXX 00 Final Closing Cash 14 Determination 46 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Merger Consideration 3 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Amount 61 Financial Statements 24 FINSA 16 Financing Sources 58 Foreign Person 62 Former Equityholder 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 62 Governing Documents 62 Government 8 Bid 62 Government Contract 55 Government Subcontracts 55 62 Governmental Authorization 44 Customer 62 Governmental Entity 62 Grant Date 16 Hazardous Materials 46 63 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment 63 Indemnitee 47 Indemnitor 47 Indemnity Escrow Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 10 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Report 86 Intellectual Property 35 Interim Financials 24 63 IRS 23 K&E 9 Key Stockholders 1 Latest Balance Sheet 16 Law 44 63 Leased Real Property 30 63 Lenders 58 Letter of Transmittal 10 4 Liens 30 63 Litigation Condition 48 Losses 80 64 Material Adverse Effect 64 Merger 1 Merger Consideration 3 2 Merger Sub 1 Mini-Basket 43 Net Working Capital 11 NLRA 48 64 NISPOM 65 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Recourse Party 65 Objections Statement 8 Obligations 59 Option Plan 65 Optionholder 5 Options 4 Ordinary Course of Business 26 65 Outside Date 53 Owned Software 36 Intellectual Property 21 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount Paying Agent 4 Paying Agent Agreement 4 Per Share Common Closing Amount Portion 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 24 Permitted Liens 65 Person 91 66 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 66 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 66 Preliminary Statement 7 Proceeding 79 Purchaser 1 Purchaser Fundamental Representations 66 Purchaser Parties 44 Purchaser’s Representatives 35 Rebuttal Report 86 Release 46 Remaining Escrow Amount 17 66 Representative 19 Representative Expense Amount 3 Account 6 Representative Expenses 20 Requisite 6 Representative Holdback Amount 6 Residual Percentage 66 Schedule 13 Seller Parties 44 Senior Common Stock 2 Stockholder 4 Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 12 Stockholder Representative 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder NonSubsidiary 67 Successor Equityholder 71 Surviving Corporation 1 Surviving Corporation By-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Laws 6 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Corporation Charter 6 Target Net Working Capital 12 Amount 67 Tax 29 Tax Attributes 27 Tax Return 29 67 Tax Returns 29 67 Teaming Agreement 25 Transaction Documents 67 Transaction Expense Statement 3 Transaction Expenses 67 Transaction Tax Deductions 68 Transfer Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 57 Valuation Firm 68 Working Capital Adjustment Escrow Amount 14 TABLE OF CONTENTS Page9

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 00 Xxxxx Xxxxxx Xxxxxxxx 1 Action 41 Adjustment Amount 14 1st Extension Term 70 00 Xxxxx Xxxxxx Xxxxxxxx 1 20 South Xxxxxx HVAC System 28 2nd Extension Term 70 30 South Xxxxxx Building 1 Additional Exterior Building Signage 64 Additional Insured 37 Additional Rent 10 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement Event 70 Affiliates 43 Alterations 33 Amended Support Space Supplement 86 Amortization Rate 17 Antenna Site 83 Antennas 83 Asbestos Delay 59 Audit Claim 21 Audit Notice 20 Audit Right 20 Available for leasing 00 Xxxxxxxxx XXXX Xxxx 00 Base Building 4 Base Rent 2 Bathroom Work 88 Billing Address 3 BOMA Standard 2 Brokers 3 Building 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor Building Standard 7 Building Structure 4 Business Hours 3 Capital Items 13 Balance Sheet 24 BIS Claims 42 CME 63 Code 27 Common Areas 4 Comparable Market 73 Construction Allowance 3 Contraction Notice 73 Contraction Payment 73 Contraction Right 73 Contraction Space 73 Cost-Saving Expenses 12 Current Leases 86 Declaration 53 Default 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract Default Rate 58 Delivery Condition 10 Delivery Deadline 9 Design Problem 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Desk Space User 46 Determination Date 14 DGCL 71 Determination Notice 71 Dining Facility 23 Emergency Repairs 61 Enforcement Costs 57 Estimated Additional Rent 18 Exclusive Freight Elevator 7 Execution Date 1 Existing 20 South Lease 85 Existing Lease 85 Expenses 11 Expiration Date 2 Disclosure Schedule 20 Dissenting Shares 6 Effect Extension Option 70 Extension Term 70 Exterior Building Signage 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Exterior Building Signage Threshold 63 Fair Market Rent 57 First Offer Right 77 Force Majeure 59 Fuels 81 Generator 81 Generator Space 81 Ground Floor Retail Signage 64 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 25 Holdover 8 HVAC 26 HVAC Connection Work 28 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Notice 44 Initial Cash Merger Consideration Construction Allowance 3 Initial Merger Consideration Premises 1 Interruption of Landlord Provided Services 31 Interruption Period Estimate 40 Kiosk 85 Land 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders Landlord 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger Landlord Provided Services 31 Landlord’s Damages 57 Later Tenant Work 86 Lease 1 Merger Consideration Leasehold Improvements 5 Lessor 52 Liability Limit 3 Net Working Capital 11 NLRA 48 Mandated Expenses 12 Market Rent 72 Material Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount monetary Default 69 Maximum Connected Load 27 Mechanical Systems 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Month 8 Mortgage 52 Mortgagee 52 New Lease Date 8 Non-Competition Agreements 1 Stockholders 1 Straddle Disturbance Agreement 53 - iv - Non-Fixed Term Storage Space 4 Notice 63 Notice Addresses 3 Notice of Repair or Lack of Service 60 Objection 18 Offer Notice 78 Offer Period 78 Subsidiary 21 Office Space 1 Operator 76 Option Cancellation Notice 79 Outside Offer Date 79 Permitted Sublease 48 Permitted Transferee 47 Plans 33 Premises 1 Primary Use 23 Prime Rate 17 Privileges 76 Prohibited Signage Entity 64 Project 4 Qualified Arbitrator 71 Qualified Audit Arbitrator 22 Reasonable attorneys’ fees 57 Refrigerated Waste Facility 26 Reletting Expenses 58 Relocation Date 5 Remainder Rent 57 Rent 19 Repair Estimate 40 Repair Estimate Period 40 Repossession Expenses 58 Required Removal Items 8 Reserved Xxxxxxx 00 XXXX Xxxx 00 XXXX Xxxx Availability Date 78 ROFO Area Commencement Date 79 Roof 83 RSF 1 Rules and Regulations 1 Scheduled Commencement Date 2 Scheduled Term 2 Second Construction Allowance 3 Secured Access Space 1 Secured Access Space Interior Signage 66 Secured Areas 33 Security Deposit 3 Self Help Notice 61 Self Help Rights 59 Set Off Notice 62 Standard Services 25 Storage Space 82 Storage Space Agreement 4 Substantial Completion 10 Superior Proposal 70 Surviving Company Lease 52 Supplemental HVAC System 28 Swing Space 75 Swing Space Additional Charges 76 Swing Space Return Date 76 Taking 45 Tank 82 Taxes 10 Telecommunication Services 30 Tenant 1 Tenant Delay 10 Tenant Exclusive Telecom Closets 5 Tenant Provided Services 31 Tenant’s Auditor 20 Tenant’s Personal Property 7 Tenant’s Share 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Tenant’s Wiring 31 Tenant’s Work 33 Term 8 Third-Party Exterior Building Signage 64 Trading Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares Date 28 Transaction Costs 51 Transfer 46 Unamortized Contraction Cost 73 Untenantable 31 Use 2 USF 1 Visitor’s Center 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageVisitor’s Center Signage 65 Voiding Notice 40

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Affiliate 63 Affiliate Company Award 11 Affiliate Stock Option 10 Agreement 6 Ancillary Agreements 63 Associate 63 Bankruptcy and Equity Exception 20 Board of Directors 6 Book-Entry Shares 8 Business 63 Business Combination Transaction 51 Business Day 64 Business Plan 64 Capitalization Date 18 Cxxxxx Salpeter 39 Certificate 8 Change in the Company Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual 12 Closing 7 Closing Date 7 Code 16 Common Shares 18 Company 6 Company Awards 9 Company Balance Sheet 38 Company Benefit Plan 29 Company Board Recommendation 12 Company Contracts 64 Company Disclosure Letter 17 Company Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 64 Company Intellectual Property 35 32 Company Related Parties 57 Company Shareholder Approval 39 Company Shareholders Meeting 11 Company Shares 18 Company Stock Purchase Plan 64 Company Termination Fee 56 Consents 64 Constituent Documents 64 Dissenting Shares 14 Dxxx-Xxxxx Act 64 Effective Time 7 Environmental Law 64 Environmental Permit 64 ERISA 64 ERISA Affiliate 64 Exchange Act 65 Excluded Shares 65 Expenses 65 FCPA 26 GAAP 65 Governmental Approvals 21 Governmental Entity 21 Grant Date 18 Hazardous Substances 65 Indebtedness 65 Indemnified Person 46 Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company 66 IRS 66 Knowledge 66 Law 66 Lead Director 6 Lease 66 Leased Personal Property 28 Leased Real Property 28 Liens 66 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 66 Merger 7 Merger Certificate 7 Merger Consideration 8 Merger Sub 6 NYBCL 67 Company NYSE MKT 18 Off-the-Shelf Software 36 Company Transaction Expenses 17 Confidentiality 67 Order 67 OTCQB Marketplace 67 Owned Real Property 67 Parent 6 Parent Material Adverse Effect 41 Parent Termination Fee 56 Parent-Related Parties 57 Parties 6 Paying Agent 14 Paying Agent Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Payment Fund 14 Permits 25 Permitted Lien 67 Person 68 Proceeding 44 Proxy Statement 12 Public Shareholders 6 Related Person 68 Release 68 Representatives 68 Rollover Agreement 6 Rollover Director 68 Rollover Shareholders 6 Rollover Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall Sxxxxxxx-Xxxxx Act 68 Schedule 13E-3 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 SXX 00 XXX Xxxxxxxxx 13 SEC Reports 68 Securities Act 24 18 Series A Certificate of Amendment 68 Series A Preferred Shares 18 Series A Preferred Stock 5 Purchase Agreement 68 Series B Preferred Shares 18 Software 68 Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement Option 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 68 Superior Proposal 70 51 Suppliers 27 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Corporation 7 Takeover Statute 58 Target Net Working Capital 12 Proposal 51 Tax 29 Tax Attributes 27 69 Tax Return 29 Tax Returns 29 Taxes 29 69 Taxing Authority 69 Termination Fee 92 Date 69 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 69 Trade Secrets 69 Transfer Tax 69 Transmittal Documents 15 Voting Agreement 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE WARN Act 32 Warrant 69 AGREEMENT AND PLAN OF CONTENTS PageMERGER THIS AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of December 18, 2013, is entered into by and among FOHG HOLDINGS, LLC, a Delaware limited liability company (“Parent”), FOHG ACQUISITION CORP., a New York and wholly-owned subsidiary of Parent (“Merger Sub”), and FREDERICK’S OF HOLLYWOOD GROUP INC., a New York corporation (the “Company” and, together with Parent and Merger Sub, the “Parties”). Certain capitalized terms used in this Agreement and not otherwise defined are used as defined in Section 8.11.

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Defined Terms Page Access Notice 57 Acquiror 1 Acquiror 401(k) Plan 65 Acquiror Benefit Arrangement 61 Acquiror Fundamental Representations 1 Acquiror Indemnified Parties 74 Acquiror Licensed IP 53 Acquiror Pension Plan 62 Acquiror’s Banker 43 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 1 Actuary 1 Affiliate 91 Agents 68 2 Agreement 1 Annual Ancillary Agreements 2 Anti-Boycott Regulations 39 Antitrust Laws 30 Applicable Food Safety Laws 40 Assumed Contracts 13 Assumed Liabilities 17 Audited Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 10 Xxxx of Sale, Assignment and Assumption Agreement 2 Business 1 Business Books and Records 2 Business Day 3 Cap 86 2 Business Employee 2 Business Financial Statements 31 Business IP 33 Business Leased Real Property 5 Business Owned Real Property 8 Business Pension Participants 2 Business Territory 2 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing on Hand 2 Closing Balance Sheet 12 23 Closing Cash 12 Adjustment 23 Closing Amount 23 Closing Date 3 23 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 26 COBRA 49 66 Code 6 Common Stock 4 2 Defined Terms Page Commonly Controlled Entity 36 Company 1 Company Indemnified Person 18 401(k) Plans 65 Company Contract 2 Company Indemnified Persons 18 Parties 74 Company IP Agreements 35 Company Pension Plan 3 Company Plan 3 Company Protected Parties 83 Company True-Up Amount 64 Competing Activities 50 Competing Product 3 Confidential Information 47 Confidentiality Agreement 47 Consultation Period 27 Contracts 13 Control 3 Controlling Party 75 Cost Neutral Basis 21 Critical Dividable Contracts 21 Customs Laws 40 Deposit 23 Disclosure Schedule 29 Dividable Contract 34 EAR 39 End Date 73 Environmental Law 3 Environmental Permit 3 Equipment 13 ERISA 3 Escrow Agent 23 Escrow Agreement 23 Estimated Company Pension Plan Transfer Amount 63 Estimated Working Capital 26 Excluded Assets 15 Excluded Liabilities 19 Excluded UPC Codes 3 Facilities 3 FCPA 39 Federal Law of Economic Competition 3 Final Company Transfer Date 64 Final Working Capital 28 Final Working Capital Statement 28 Financial Statements 31 Financing Commitments 43 Financing Sources 3 Form of Working Capital Statement of the Business 11 Former Business Employee 4 Fundamental Representations 4 GAAP 4 Government Antitrust Entity 48 Governmental Entity 4 Governmental Order 4 HSR Act 4 Indebtedness 4 Indemnified Party 75 Indemnifying Party 75 Independent Accounting Firm 28 Initial Company Transfer Amount 63 Initial Working Capital Statement 26 Intellectual Property 35 4 Inventory 5 IRS 5 Knowledge of the Company Intellectual 5 Law 5 Leased Real Property Agreement 37 Company Manufacturing Tools 35 Company 5 Liabilities 5 Lien 6 Losses 6 Marketing Period 6 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 7 Materials of Environmental Concern 8 Minority Shareholders 8 Multiemployer Plan 66 Notice of Disagreement 27 Other Dividable Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Owned Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 8 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Shareholder Approval 42 PBGC 36 Pension Plan Transfer Amount 64 Permits 32 Permitted Liens 8 Person 9 Post-Closing Adjustment Amount 4 Per Share Common 29 Post-Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Consents 49 Post-Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Dividable Contracts 21 Post-Termination Welfare Plans 49 65 Pre-Closing Period Income Tax Returns 77 44 Pre-Closing Tax Period 77 Property 29 Public Software 36 9 Product 9 Proposed Transaction 56 Purchase Price 23 Qualifying Shared Asset 9 Real Property Estate Leases 30 9 Real Properties 9 Recall 9 Registered IP 33 Related to the Business 9 Release 46 Remaining Escrow 9 Representative 10 Required Financing Information 10 Retained Employees 10 Review Period 26 Revised Company Pension Plan Transfer Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 63 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 43 Seller Licensed IP 53 Share 21 Transfer Documents 12 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 10 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 of Net Assets 31 Straddle Period 78 68 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 10 Target Net Working Capital 12 10 Tax 29 Tax Attributes 27 Tax Return 29 10 Tax Returns 29 Taxes 29 Termination Fee 92 10 Third Party 70 Claim 75 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Rights 21 Title Company 55 Trademarks 4 Transaction Agreements 11 Transfer Taxes 52 Transferred Assets 12 Transferred Employee 59 Transferred Entities 1 Transferred Entity Contract 11 Transferred Entity Employee 11 Transferred Entity Plan 11 Transferred IP 13 Transition Services Agreement 52 U.S. Economic Sanctions 40 Union Employee 11 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page11 This PURCHASE AGREEMENT, dated as of October 9, 2013 (this “Agreement”), is made among DEL MONTE CORPORATION, a Delaware corporation (the “Company”), and DEL MONTE FOODS CONSUMER PRODUCTS, INC., a Delaware corporation (the “Acquiror”), and, solely for purposes of Section 11.20, DEL MONTE PACIFIC LIMITED, a corporation established under the laws of the British Virgin Islands (“Parent”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable Page Affiliate 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Agreement Dispute 28 Ancillary Agreements 32 Assumed Liabilities 32 Business 32 Business Day 3 33 Business Transfer Documents 2 Business Transfer Effective Date 33 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate 25 cGMP 33 Change of Merger 2 Certificates Control Payment 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Chargebacks 33 Claims 7 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Consideration 33 Closing Date 2 Code 5 Collateral 33 Collateral Agent 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Controlling Party 28 Customer Rebates 33 Customers 33 Page Deal Communications 29 Deductible 25 Default Amount 7 Default Fee 7 Default Payment 7 Disclosure Schedules 9 Environmental Laws 33 Excluded Assets 34 Excluded Liabilities 34 Exploit 34 Federal Health Care Programs 14 Fraud 34 GAAP 34 Xxxxxxx 2 Governmental Entity 34 Hazardous Materials 35 Healthcare Regulatory Laws 35 Indemnified Person 18 Company Parties 27 Indemnified Persons 18 Company Party 27 Indemnifying Parties 27 Indemnifying Party 27 Insolvency Event 35 Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Inventory 36 Inventory Sell-Down Period 36 IP Transfer Documents 2 Know-How 36 Knowledge 36 Law 36 L-Cysteine Cash Consideration 38 Liabilities 36 Licensed Marks 36 Liens 36 Loss 36 Marketing Authorization 36 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 37 Medicaid Rebate Program 37 Medicare Part D Coverage Gap Discount Program 37 Medicare Part D Prescription Drug Plan 38 Monthly Payment 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration Monthly Payments 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 controlling Party 28 Nouress Litigation 23 Nouress Product 38 Occurrence 38 OFAC 14 Party, Parties 1 Party 1 Patents 38 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Claims 38 Payment Default 38 Permits 44 13 Permitted Liens 39 Person 91 Plan 49 Plans 49 39 Pharmacy Claim Payment Date 39 PHS 340B Program 39 Pre-Closing Period Income Accounts Payable 39 Privileged Communications 29 Proceeding 39 Product Transfer 6 Product Transfer Payment 6 Products 39 Xxxxxxxx 0 Xxxxxxxx Price 4 Purchaser 1 Purchaser Change of Control 39 Purchaser Fundamental Representations 39 Purchaser Guaranteed Obligations 31 Purchaser Indemnified Party 24 Purchaser Parent 1 Rebates 40 Regulatory Applications 40 Regulatory Files 40 Release 3 Restrictive Covenant Agreement 40 Royalty Agreements 40 sanctioned country 15 Schedule 9 Seller 1 Seller Fundamental Representations 40 Seller Guaranteed Obligations 31 Seller Indemnified Party 24 Seller NDC 20 Seller Parent 1 Shared Contract 40 State Assistance Programs 40 Subordination Agreement 3 Subsidiary 40 Tax 41 Tax Claim 30 Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 41 Territory 41 Third Party 70 Third 41 Trade Secrets 41 Trademarks 41 Transaction Expenses 41 Transfer Letters 41 Transfer Taxes 41 Transferred Assets 42 Transferred Contracts 42 Transferred IP 42 TriCare Rebate Program 42 UCC 42 Unaffiliated Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page29 Unaffiliated Party Suit 29 VA Master Agreement 42 VA Pharmaceutical Pricing Agreement 42 ARTICLE XII

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Paragraph # ----------- ADA 9 Additional Rent 4 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Alterations 12 Bank 7 Base Rent 4 Building 2 Closing Balance Sheet Building Amenities 12 Closing Cash 12 Closing Casualty Discovery Date 21 Commencement Date 3 Closing Indebtedness Common Areas 2 Communications Systems 12 Closing Net Working Capital Computation Year 4 Condemnation 22 Conduit 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock CPA 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Default 24 Due Diligence Period 58 Early Occupancy 3 Electric Service Provider 5 Emergency Generator 5 Environmental Laws 32 Expiration Date 3 Extension Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 57 First Offer Price 58 Force Majeure 54 Guarantor 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 32 Holder 42 Insurance Expenses 4 Landlord Parties 39 Landlord's Agents 8 Landlord's Investment Advisors 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement Laws 9 Negotiation Period 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition Structural Alterations 12 Normal Business Hours 5 Operating Expenses 4 Option 57 Option Period 57 Parking Areas 2 Premises 1 Private Restrictions 9 Project 2 Proportionate Share 4 Related Entity 23 Rent 4 Right of First Offer 58 Right of First Offer Notice 58 Rules and Confidentiality Agreements Regulations 41 Space Planning Expense 4 Structural Components 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount Successor Landlord 31 Superior Lease(s) 31 Superior Lessor 31 Superior Mortgage(s) 31 Superior Mortgagee 31 Systems 4 Per Share Common Closing Amount Taxes 4 Per Share Common Escrow Amount Tenant Allowance 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Tenant's Agents 9 Tenant's Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 15 Term 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Price 58 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageTerms 58 Utilities 4 Utility Expenses 4 Year 2000 Compliant 4 LEASE AGREEMENT BASIC LEASE INFORMATION Lease Date: February 1, 2000 Landlord: Conejo Valley Development Corporation, a California xxxxxxxxxxx Xxxxxxxx'x Xxxxxss: c/o Zeeco Trading 4523 North Houston School Road Xxxxxxxxx, XX 00000 Xxx xxxxxxx xxxx xx Xxxxxxxx xxxxx xxxx Xxxxx xxxxx xx xxxx xx xxx above address, with copies to: [Insert name and address of property manager]: --------------------------------- --------------------------------- --------------------------------- Attn: --------------------------- Phone: ( ) --- --------------------- Tenant: Broadcom Corporation, a California corporation Tenant's Contact Person: Director of Corporate Services Tenant's Address and Telephone Number: 16215 Alton Parkway Irvine, CA 92618 (949) 450-8700 Building Square Footage: Approximately Two Hundred Xxxxxxxx (000,000) rentable square feet in one, partial two-story building (the "Building" or "Project")

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 2016 SPRSU Award 9 2017 PRSU Award 9 2018 PRSU Award 9 Acceptable Confidentiality Agreement 73 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 73 Affiliate 91 Agents 68 73 Agreement 1 Annual Financial Statements 24 Alternative Financing 57 Antitrust Filings 66 Assets 29 Auditor Laws 73 Appraisal Shares 7 Assumed Performance Unit Award 9 Assumed Restricted Stock Award 8 Bankruptcy and Equity Exception 13 Balance Sheet 24 BIS 54 Benefits Continuation Period 50 Book Entry Company Share 3 Book Entry Parent Shares 4 Business Day 73 Cash Consideration 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate 3 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Change of Board Recommendation 46 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 2 Code 6 Common Stock 4 73 Commitment Letter 73 Company 1 Company Indemnified Person 18 Balance Sheet 74 Company Indemnified Persons 18 Benefit Plans 19 Company Board Recommendation 13 Company Bylaws 11 Company Charter 11 Company Common Stock 3 Company Disclosure Letter 10 Company Equity Awards 11 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 23 Company Material Adverse Effect 63 74 Company Organizational Material Contract 22 Company Preferred Stock 11 Company PRSU Award 9 Company Registered Intellectual Property 23 Company Related Parties 75 Company Restricted Stock Award 8 Company SEC Documents 21 14 Company Recommendation 67 SEC Financial Statements 15 Company Software 36 Stock Option 8 Company Transaction Expenses 17 Stock Plan 75 Company Stock Plan Reduction 3 Company Stockholder Approval 12 Company Stockholders Meeting 44 Confidentiality Agreement 65 75 Consent 13 Continuing Employees 50 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 75 Credit Agreement 75 Current Insurance 52 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 1 DTC 4 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Laws 75 Equity Award Exchange Ratio 76 ERISA 18 ERISA Affiliate 19 Exchange Act 76 Exchange Agent 10 Exchange Agent Agreement 10 4 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Exchange Ratio 3 Excluded Share 76 Filing 13 Financing 76 Financing Source 76 Form X-0 00 XXXX 76 Governmental Authorization 44 Entity 13 Hazardous Materials 46 Substances 76 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 13 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 52 Inside Date 2 Intellectual Property 35 Interim Financials 76 internal controls 14 International Trade Law 76 Intervening Event 76 IRS 18 IT Systems 23 JPM 79 Knowledge 77 Laws 77 Lease 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 77 Lien 77 Material Purchase Order 77 Merger 1 Merger Consideration 3 Merger Consideration Value 8 Merger Sub 1 Merger Sub Bylaws 29 Merger Sub Charter 29 Xxxxxx Xxxxxxx 79 Nasdaq 77 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Option Share 8 Notice Period 47 OFAC 16 Order 41 77 Ordinary Course of Business 26 Owned Software 36 77 Outside Date 63 Parent 1 Parent Indemnified Persons Balance Sheet 77 Parent Bylaws 29 Parent Charter 27 Parent Common Stock 3 Parent Disclosure Letter 28 Parent Material Adverse Effect 77 Parent Preferred Stock 29 Parent Related Party 79 Parent SEC Documents 32 Parent SEC Financial Statements 33 Parent Stock Plans 79 Parent Stock Price 79 Parent Warrant Confirmations 79 Pension Plan 19 Permits 17 Permitted Individuals 50 Permitted Lien 79 Person 79 Proceeding 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 PreProposed Changed Terms 47 Proxy Statement/Prospectus 42 Regulation M-Closing Period Income Tax Returns 77 PreA Filing 43 Regulation S-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 K 15 Reporting Tail Endorsement 53 Representatives 80 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Information 48 Xxxxxxxx-Xxxxx Act 80 SEC 10 Securities Act 24 Series A Preferred 80 Significant Subsidiaries 11 Solvent 36 Stock 5 Series B Preferred Consideration 3 Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Threshold 3 Subsidiary 21 80 Superior Proposal 70 80 Surviving Company Corporation 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax 80 Tax Return 29 80 Tax Returns 29 Taxes 29 Sharing Agreement 80 Taxing Authority 81 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page65 Top Customers 81 Top Parent Counterparties 81 Top Suppliers 81 Total Issuance 3 Transaction Litigation 55 WARN 81 Willful Breach 81

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Page Action 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 1 Affiliated Group 2 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 2 Balance Sheet 24 BIS 54 2 Balance Sheet Date 2 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Buyer 1 Buyer Tax Indemnitee 38 CDI Marks 33 Claim Notice 46 Clerical/Administrative Personnel 2 Closing Balance Sheet 12 Closing Cash 12 10 Closing Date 10 Code 2 Collateral Source 48 Common Parent 2 Company 1 Company Contracts 19 Company Disclosure Letter 2 Company Group Member 33 Company Intellectual Property 3 Closing Company Leases 16 Company Plans 3 Confidentiality Agreement 29 Contract 3 Copyrights 3 Current Assets 3 Current Liabilities 3 Debt Certificate 10 Deferred Compensation Plan 41 Dispute Notice 11 Employee Data 30 Encumbrance 3 Environmental Law 4 ERISA 3 ERISA Affiliate 4 Excluded Representations 47 Exclusive Period 38 Final Net Working Capital 12 Final Net Working Capital Statement 12 Final Working Capital Adjustment 12 GAAP 4 Governmental Entity 4 Governmental Filings 14 Guarantees 32 Hazardous Materials 5 Income Tax 5 Indebtedness 12 5 Indemnified Party 5 Indemnified Party Tax Increase 34 Indemnifying Party 5 Independent Accounting Firm 5 Initial Purchase Price 10 Intellectual Property 5 Knowledge of Seller 5 Law 6 Leased Real Property 16 Losses 45 Material Adverse Effect 6 Material Interest 6 Net Working Capital 6 Xxxxxxxxx Obligations 41 Notice Period 46 Outside Date 43 Parent 1 Patents 7 Permits 21 Permitted Encumbrance 7 Person 7 Preliminary Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing 10 Preliminary Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated 10 Prior Period Return 7 Protected Employee 7 Purchase Price 12 Reference Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent 7 Released Parties 32 Representatives 8 Restricted Business 37 Section 338(h)(10) Election 35 Section 338(h)(10) Election Forms 35 Seller 1 Seller’s Basket 47 Seller’s Cap 47 Shares 1 Significant Customers 24 Straddle Period 33 Subsidiary 8 Support Services 32 Support Services Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 8 Tax Claim 34 Tax Indemnified Party 83 34 Tax Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 34 Tax Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 39 Tax Return 29 Tax Returns 29 9 Taxes 29 Termination Fee 92 8 Terminating Contracts 32 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageAcquisition 9 Trade Secrets 9 Trademarks 9 Transfer Taxes 9 WARN Act 36

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Page Acceleration Event 1 Acceleration Issuance 27 Acceleration Issuance Number 2 Accountant 26 Accounting Principles 2 Accrued Expenses 2 Acquired Assets 17 Acquired Contracts 17 Acquired Intellectual Property 17 Acquired Lease 2 Acquired Leased Real Property 17 Acquired Subsidiaries 17 Acquired Subsidiary Equity 17 Acquiring Affiliates 73 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Transaction 33 Additional Service 77 Adjustment Amount 14 Adverse Recommendation Change 68 2 Affiliate 91 Agents 68 2 Aggregate Liability Cap 89 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Alternative Proposal 61 Applicable Discount Rate 2 Assumed Consulting Agreement 18 Assumed Employment Agreements 18 Assumed Liabilities 20 BGC Holdings 1 BGC US 1 Xxxx 16 Business 2 Business Consultant 3 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date Business Employee 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Business Financial Information 38 Business Marks 72 Business Material Adverse Effect 3 Business Revenue 4 Cantor 1 Cantor Group 4 Cap 88 Claim Notice 86 Cleanup 4 Clearing Affiliate 4 Closing 21 Closing Date 21 Closing Date Statement 4 Closing Purchase Price 22 COBRA Obligations 69 Code 4 Commissions Receivables 5 Competing Business 5 Competitive Technology 60 Consents 52 Consulting Agreement 39 Continuing Business Employees 67 Contract 5 Current Market Capitalization 5 Current Market Price 5 Damages 5 De Minimis Claims 88 Deferred Revenues 5 Dilutive Issuance 5 Disclosure Letters 6 Disposition Transaction 32 Disputed Line Items 24 Divestiture Period 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality DTV 6 Due Date 6 Earn-Out Date 6 Earn-Out Issuance 25 Earn-Out Number 27 Earn-Out Statement 26 Earn-Out Statement Deadline 26 ELX Technology Contract 6 Employment Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 39 Enforceability Exceptions 37 Environmental Claim 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Laws 6 ERISA 6 ERISA Affiliate 10 Estimated Adjustment Amount 3 Estimated Cash 11 22 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Date Statement 6 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Act 7 Excluded Assets 18 Excluded Liabilities 19 Excluded Taxes 7 Ex-Date 7 Federal Funds Rate 7 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Allocation 21 FIRPTA Certificate 22 First Off-The-Run 7 First Quarter End Date 7 Four Week ADTV 7 Fully Diluted Shares 4 Electronic 7 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Authority 8 Governmental Order 8 Hazardous Materials 46 8 HSR Act 66 Income Tax 29 59 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 8 Indemnified Parties 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 86 Indemnity Payments 90 Information Statement 58 Technology 8 Initial Cash Merger Consideration 3 Allocation 20 Initial Merger Consideration 4 Earn-Out Number 8 Intellectual Property 35 Interim Financials 24 8 IRS 8 Key Kleos Customers 45 Key MDDF Customers 45 Key MDV Customers 45 Key UST Customers 45 Kleos Business 3 Kleos Entities 17 Knowledge 9 Key Stockholders 1 Law 44 9 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 9 Leases 9 Liability 9 License Agreement 9 Licensed Intellectual Property 9 Licensed Software 75 Lien 9 Lock-Up Securities 32 Market Data Direct Feed Business 2 Market Data Vendor Business 2 Marks 9 Material Customers 45 Measurement Period 9 New Issuance 12 Non-Competition and Confidentiality Agreements 2 offDilutive Cash Distribution 10 Non-balance sheet arrangements 24 Order 41 Dilutive Extraordinary Dividend 10 Non-Disclosure Agreement 58 Ordinary Course of Business 26 Owned Software 36 54 Ordinary Dividend 10 Outside Date 83 Ownership Limitation 33 Parent 1 Parent Indemnified Persons 80 Benefit Plan 10 Parent Group 11 Parent SEC Documents 11 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Patent License 71 Patents 11 Percentage Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 34 Permits 44 11 Permitted Issuance 11 Permitted Lien 11 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 12 Potentially Disruptive Sale Transaction 34 Pre-Closing Tax Period 77 12 Prepaid Expenses 12 Purchaser 1 Purchaser 401(k) Plan 68 Purchaser Consents 52 Purchaser Disclosure Letter 12 Purchaser Equity Plans 12 Purchaser Excluded Items 89 Purchaser Financial Statements 53 Purchaser Indemnified Parties 85 Purchaser Material Adverse Effect 12 Purchaser Preferred Stock 51 Purchaser SEC Documents 12 Purchaser Shares 51 Purchaser Tax Indemnitees 79 Purchaser Transaction Expenses 12 Qualified Plan 40 Recently Announced or Issued or Re-Opened 12 Reference Price 13 Reference Property 29 Public Software 36 Real Property Leases 30 31 Reference Statement 38 Registration Rights Agreement 13 Regulatory Agreement 13 Related Agreements 13 Release 46 Remaining Escrow 13 Retained Claim 13 Revised Adjustment Amount 17 Representative 19 Representative Expense Amount 3 Representative 23 SEC 13 Securities Act 49 Seller 1 Seller 401(k) Plan 68 Seller Consents 37 Seller Disclosure Letter 13 Seller Excluded Items 88 Seller Indemnified Parties 85 Seller Tax Indemnitees 79 Seller Transaction Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted 14 x Sellers 1 Services Agreement 14 Share Issuance Agreements 22 Scheduled Company Limitation 33 Shared Contract 65 Shared Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party 14 Shared Intellectual Property License 37 70 Shared Patents 14 Software 14 Software License 75 Specified Taxes 79 Standalone Transactions 14 Stock Issuance Reference Price 14 Straddle Period 14 Subsidiary 14 Substituted Guarantees 76 Tangible Personal Property 15 Target Revenue 15 Target Revenue Fraction 15 Tax Item 15 Tax Proceeding 15 Tax Return 15 Taxes 15 Third Person 84 Third Person Party Claim 84 86 Threshold 88 TIPS 16 Transfer Taxes 15 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page16 TSA Entities 17 U.S. Treasury Securities 16 UST Business 2 WARN Act 42 Yearly Net Income 10 PURCHASE AGREEMENT This PURCHASE AGREEMENT (this "Agreement") is entered into as of April 1, 2013, by and among BGC PARTNERS, INC., a Delaware corporation ("Parent"), BGC HOLDINGS, L.P., a Delaware limited partnership ("BGC Holdings"), and BGC PARTNERS, L.P., a Delaware limited partnership ("BGC US" and together with Parent and BGC Holdings, collectively, "Sellers," and each individually, a "Seller"), and THE NASDAQ OMX GROUP, INC., a Delaware corporation ("Purchaser") (Sellers, together with Purchaser, collectively, the "Parties," and each, individually, a "Party"), and, solely for purposes of Sections 3.8(e), 3.8(f), 3.8(g), Article IV (to the extent referenced therein), Sections 6.6, 6.7, 6.11, 6.12, 6.13, 8.3, 9.2 and Article XI, Cantor Xxxxxxxxxx, X.X., a Delaware limited partnership ("Cantor").

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Page No. Abatement Condition 11 Abatement Space 11 ADA 14 Additional Rent 3 Alteration 15 Alterations 15 Anti-Terrorism Law 48 Appraisers 51 Base Rent 3 Basic Lease Information 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement Building 1 Annual Financial Statements business days 47 Casualty Discovery Date 22 CERCLA 38 Chronic delinquency 31 Chronic overuse 31 Commencement Date 2 Common Areas 1 Computation Year 7 Condemnation 24 Antitrust Filings 66 Assets CPA 9 Default 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash Dispute Notice 8 Electric Service Provider 10 Environmental Laws 38 Essential Service 11 Cash Adjustment Amount 14 Certificate of Merger Executive Order No. 13224 48 Expiration Date 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Extension Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 50 Force Majeure 50 Guarantor 30 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 38 Holder 45 Initial Cash Merger Consideration 3 Initial Merger Consideration Disclosure Certificate 38 Insurance Expenses 6 Landlord Parties 43 Landlord’s Agents 13 Landlord’s Insureds 19 Laws 13 Lease 1 Loss of Rents 19 Minor Alterations 16 Mold Conditions 41 Mold Prevention Practices 41 Operating Expenses 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders Option 50 Option Period 50 Parking Area 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property Existing Hazardous Materials 42 Premises 1 Private Restrictions 13 Prohibited Person 48 Project 1 Proportionate Share 8 RCRA 38 Related Corporation 29 Public Software Rent 8 Report Date 9 Rules and Regulations 44 Successor Landlord 37 Superior Lessor 37 Superior Lease(s) 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property Superior Mortgage(s) 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Mortgage 37 Systems 4 Tangible Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns Worth 29 Taxes 29 Termination Fee 92 6 Tenant’s Agents 13 Tenant’s Property 19 Term 2 Third Party 70 Third Party Intellectual CPA 9 TSCA 38 Update Disclosure Certificate 38 USA Patriot Act 48 Utilities 9 Utility Expenses 6 Visitors 46 LEASE AGREEMENT BASIC LEASE INFORMATION Lease Date: January 18, 2005 Landlord: Xxxxxx Xxxx Investors LLC, a Delaware limited liability company Landlord’s Address: c/o UBS Realty Investors LLC 000 Xxxxxx Xxxxxx, Xxxxx 0000 Xxx Xxxxxxxxx, Xxxxxxxxxx 00000 Attention: Asset Manager, Xxxxxx Hill Business Park All notices sent to Landlord under this Lease shall be sent to the above address, with copies to: Woodmont Real Estate Services, L.P. 0000 Xxxxxxx Xxxxxx Belmont, California 94022 Attention: Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageManager, Xxxxxx Hill Business Park Tenant: Corsair Memory, Inc., a California corporation Tenant’s Contact Person: Xxxx X. Xxxxx Tenant’s Address and Telephone Number: Prior to Commencement Date: 00000 Xxxxx Xxxxxxx Xxxxxxxxx Fremont, California 94538 (510) 657-8747 On and after Commencement Date: 00000 Xxxxxxx Xxxxxxx Xxxxxxx, Xxxxxxxxxx 00000-0000 (000) 000-0000 Premises. Square Footage: Approximately Fifty-Five Thousand Two Hundred Sixty-Four (55,264) rentable square feet Premises Address: 46221-46231 Xxxxxxx Xxxxxxx Xxxxxxx, Xxxxxxxxxx 00000-0000 Project: Xxxxxx Xxxx Business Park Building: 00000-00000 Xxxxxxx Xxxxxxx, Xxxxxxx, Xxxxxxxxxx Tenant’s Proportionate Share of Project: Not Applicable Tenant’s Proportionate Share of Building: 100% Length of Term: Sixty-Four (64) months Estimated Commencement Date: June 1, 2005 Estimated Expiration Date: September 30, 2010 Base Rent: Months Sq. Ft. Annual Base Rate Annual Base Rent Monthly Base Rate Monthly Base Rent Jun 05–Sept 05 1-4 55,264 x $0.00 =$0.00 x $0.00 =$0.00 Oct 05–Sept 06 5-16 55,264 x $6.24 =$344,847.36 x $0.52 =$28,737.28 Oct 06–Sept 00 00-00 00,264 x $6.43 =$355,192.78 x $0.54 =$29,599.40 Oct 07–Sept 00 00-00 00,264 x $6.62 =$365,848.56 x $0.55 =$30,487.38 Oct 08–Sept 00 00-00 00,264 x $6.82 =$376,824.02 x $0.57 =$31,402.00 Oct 09–Sept 00 00-00 00,264 x $7.02 =$388,128.74 x $0.59 =$32,344.06 Prepaid Base Rent: Twenty-Eight Thousand Seven Hundred Thirty-Seven and 28/100 Dollars ($28,737.28) Prepaid Additional Rent: Thirteen Thou and Nine Hundred Twenty-Six and 53/100 Dollars ($13,926.53) Month(s) to which Prepaid Base Rent and Additional Rent will be Applied: Prepaid Base Rent shall be applied to the fifth (5th) month of the Term. Prepaid Additional Rent shall be applied to the first (1st) month of the Term.

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 The following capitalized terms, which may be used in more than one Section or other location of this Agreement, are defined in the following Sections or other locations: TERM LOCATION Affiliate 91 Agents 68 Annex I Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 12.9(a) Allocation 3.2(a) Amendment Agreement 1.1(e) Another Transaction Annex I Assigned Contracts 1.1(f) Assigned Trademarks 1.1(g) Assumed Liabilities 2.1 Back Royalties 1.1(j) Base Purchase Price 3.1(a) Business Annex I Business Day 3 Annex I Business Employees 5.14(a) Cap 86 9.5(a)(ii) Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Payment 3.1(a) CLM 12.14 Closing 2 Closing Balance Sheet 12 Closing Cash 12 4.1 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement 4.1 Code Annex I Confidentiality Agreement 10.3 Confidential Information 10.3 Contemplated Transactions Annex I Contract Annex I Control Annex I Development Agreement 1.1(b) Employee Benefit Plan Annex I Encumbrances Annex I Environmental, Health and Safety Laws Annex I ERISA Annex I ERISA Affiliate Annex I Escrow Amount Annex I Escrow Agent Annex I Escrow Agreement Annex I Escrow Income 3.3(b) Excluded Assets 1.2 Excluded Liabilities 2.2 Expense Reimbursement Amount Annex I FDA Annex I Fraud Annex I [*] = Certain confidential information contained in this document, marked by brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of Cash 12 Closing Statement the Securities Exchange Act of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Company 1 Company Indemnified Person 18 Company 1934, as amended. Final Allocation 3.2(a) Fundamental Documents Annex I Fundamental Representations Annex I GAAP Annex I Governmental Entity Annex I Hxxxxx FRC Caption Hxxxxx FRC Indemnified Persons 18 Company Annex I Hxxxxx FRC Indemnifying Persons Annex I Hxxxxx FRC Losses Annex I Hxxxxx-Paid Q1 RCT Royalties 2.2(b) Hxxxxx-Received Q1 UCB Royalties 1.2 Hazardous Materials Annex I HSR Act Annex I Indemnification Claim 3.3(b)(i) Indemnified Persons Annex I Indemnifying Persons Annex I Independent Accounting Firm 3.2(a) Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Rights Annex I Know-How Annex I Knowledge Annex I Law Annex I Liability Annex I Litigation Agreements 1.1(f) Litigation Expense Annex I Long-Stop Date 11.1(b) Losses Annex I Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Change Annex I Orders Annex I OFAC 5.13 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Caption Patents Annex I Permits 44 Annex I Permitted Encumbrances Annex I Person 91 Plan 49 Plans 49 Annex I Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder 7.1 Proceedings Annex I Product Preamble Purchase Price 3.1(a) Purchased Assets 1.1 Purchased Claims 1.1(j) Purchaser Caption Purchaser Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Annex I Purchaser Indemnifying Persons Annex I Purchaser Losses Annex I Qualifying Unilateral Settlement 9.3(f) Q1 Royalty Adjustment 3.1(b) [*] = Certain confidential information contained in this document, marked by brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. RCT 1.1(a) RCT License Agreement 1.1(a) Related Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 8.2(d) Release Date 3.3(b)(iii) Representatives Annex I Requisite Shareholder Approval Annex I Schedule Supplement 7.4 Shareholder Claims Annex I Shareholder/Purchaser Claim 9.3(b) Survival Date 9.4(c) Tax 29 Tax Attributes 27 or Taxes Annex I Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Annex I Taxing Authority Annex I Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page9.3 Threshold 9.5(a)(i) Trademark Agreement 1.1(d) Trademarks Annex I Trade Names Annex I Transaction Taxes 1.4 Transferred Intellectual Property 1.1(g) UCB 1.1(b) UCB License Agreement 1.1(c) UCBSA 1.1(b) [*] = Certain confidential information contained in this document, marked by brackets, has been omitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. ASSET PURCHASE AGREEMENT, dated as of July 7, 2020, between Hxxxxx FRC Acquisition, LP, a Delaware limited partnership (“Purchaser”), and HXXXXX FRC CORPORATION, a New Jersey corporation (“Hxxxxx FRC,” and, together with Purchaser, the “Parties”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 The following capitalized terms have the respective meanings given to them in the respective pages of this Agreement set forth opposite each of the capitalized terms below: 2019 Indenture 1 2019 Notes 7 2023 Notes 7 Acceptable Confidentiality Agreement 2 Acquisition Proposal 69 2 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Transaction 2 Advisor 27 Affiliate 91 Agents 68 2 Agreement 1 Annual Financial Statements 24 Alternate Debt Financing 60 Alternative Acquisition Agreement 50 Ancillary Agreements 2 Anti-Corruption Laws 3 Antitrust Filings 66 Assets 29 Auditor 13 Law 3 Assumed Company RSUs 21 Audited Company Balance Sheet 24 BIS 54 3 Burdensome Effect 3 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Bylaws 26 Capitalization Date 28 Certificate of Merger 2 19 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 24 Charter 26 Chosen Courts 79 Closing 2 Closing Balance Sheet 12 Closing Cash 12 19 Closing Date 20 Code 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Collective Bargaining Agreement 38 Company 1 Company Indemnified Person 18 2019 Annual Overachievement PSU Consideration 23 Company Indemnified Persons 18 2019 Annual Overachievement PSUs 3 Table of Contents Company 2019 Annual Target PSU Consideration 22 Company 2019 Annual Target PSUs 3 Company Board 1 Company Board Recommendation 27 Company Board Recommendation Change 51 Company Common Shares 3 Company Disclosure Letter 26 Company Equity Awards 3 Company Equity Plans 3 Company ESPP 3 Company Intellectual Property 35 3 Company Intellectual Property Agreement 37 LTIP Overachievement PSU 4 Company Manufacturing Tools 35 LTIP Overachievement PSU Consideration 22 Company LTIP Target PSU Consideration 22 Company LTIP Target PSUs 4 Company Material Adverse Effect 63 4 Company Organizational Documents Merger Vote Matters 27 Company Options 5 Company Plans 65 Company Preferred Shares 5 Company Products 5 Company Real Property 32 Company Registered Intellectual Property 5 Company Related Parties 75 Company RSU Consideration 21 Company Recommendation 67 RSUs 5 Company SEC Reports 30 Company Securities 29 Company Shareholder Meeting 57 Company Shareholders 6 Company Software 36 34 Company Transaction Expenses 17 Termination Fee 6 Compliant 6 Computer Systems 35 Confidentiality Agreement 65 77 Consent 27 Continuing Employees 6 Contract 34 Contracts 34 Covered Employees 6 Copyrights 8 Credit Agreement 6 Current ESPP Offering Period 66 D&O Insurance 64 Data Xxxx 00 Debt Commitment Letters 43 Debt Financing 43 Debt Financing Related Parties 73 CSOs 70 Defense Notice 84 Determination Date 14 Designated Jurisdiction 40 DGCL 2 Disclosure Schedule 20 1 Dissenting Company Shares 6 DOJ 6 Domain Names 8 DTC 25 Table of Contents Effect 63 4 Effective Time 2 Employment Agreements 2 19 Electronic Delivery 80 Employee Plans 36 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 6 Equity Commitment Letters 43 Equity Financing 43 ERISA 6 ERISA Affiliate 7 Exchange Act 7 Excluded Party 7 Excluded Party End Date 6 Ex-Im Laws 7 Existing Agent 58 Existing D&O Insurance 65 Existing Indemnification Agreements 64 Existing Indentures 7 Existing Notes 7 Fee Letter 43 Financing 43 Financing Letters 43 Financing Source Provisions 75 Financing Sources 7 Foreign Employee Plan 38 Fraud 7 FTC 7 GAAP 7 Governmental Authority 7 Governmental Order 7 Guarantor 1 Hazardous Substance 7 HIPAA 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 8 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 8 Indemnified Losses 80 Person 64 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Persons 64 Intellectual Property 35 Interim Financials 24 8 Intervening Event 8 IRS 9 Key Stockholders 1 8 Knowledge 8 Law 44 8 Lease 32 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 32 Legal Proceeding 9 Legal Restraint 70 Lenders 43 Limited Guarantees 1 Marketing Period 9 Marks 8 Material Contract 9 Maximum Annual Premium 65 Merger 1 Table of Contents Merger Consideration 3 Net Working Capital 20 Merger Sub 1 Merger Sub Shareholder Approval 43 Money Laundering Laws 11 NLRA 48 MUFG 60 NASDAQ 11 New Debt Commitment Letters 60 New Plans 66 Non-Competition and Confidentiality Agreements 2 offParty Affiliates 80 No-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Shop Period Start Date 49 Notice Period 52 Old Plans 66 Open Source License 11 Option Consideration 23 Organizational Documents 11 Owned Software 36 Company Shares 20 Owned Real Property 32 Parent 1 Parent Indemnified Persons 80 Disclosure Letter 41 Parent Related Parties 1 74 Parent Termination Fee 73 Party 1 Patents 8 Paying Agent 23 Payment Event 92 Per Share Common Adjustment Fund 24 Payoff Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 58 Payoff Letter 58 Permits 44 39 Permitted Liens 11 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company 12 Personal Data 12 Privacy and Security Laws 12 Privacy Policy 12 Prohibited Terms 59 Proxy Statement 56 Registered Intellectual Property 36 Scheduled Indemnity Matters 81 12 Reimbursement Obligations 63 Release 12 Remedial Actions 55 Representatives 49 Required Amount 44 Required Information 9 Requisite Shareholder Approval 27 Sanctions Laws 12 Xxxxxxxx-Xxxxx Act 12 SEC 12 SEC Reports 26 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 12 Siris Group 12 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 13 Subsidiary 21 13 Superior Proposal 70 13 Table of Contents Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes Laws 27 Tax 13 Tax Return 29 Tax Returns 29 Taxes 29 13 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Date 71 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted 13 Trade Control Laws 40 Trade Secrets 8 Transaction Litigation 13 Transactions 13 Uncertificated Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page24 WARN 13 Willful and Material Breach 14

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 5% Beneficial Ownership Requirement 61 5% Fall-Award Date 61 10% Beneficial Ownership Requirement 62 10% Fall-Away Date 62 Acquisition Proposal 69 62 Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Transaction 62 ACT 48 affiliate 63 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Anti-Corruption Laws 17 Bank Act 63 beneficial ownership 63 beneficially own 63 beneficially owned 63 beneficially owning 63 BHC Act 7 Blue Sky 11 Board of Directors 10 Business Combination 63 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate 63 Change of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Control 63 Chosen Courts 59 Closing 2 Closing Balance Sheet 12 Date 2 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Dates 2 Closings 2 Common Stock 4 1 Company 1 Company Indemnified Person Articles 10 Company Bank 2 Company Benefit Plans 64 Company Disclosure Letter 7 Company Equity Awards 8 Company ESPP 64 Company Opportunity 49 Company Options 8 Company Preferred Stock 8 Company PSU Awards 8 Company Regulations 10 Company Regulatory Agreement 19 Company Reports 12 Company RSU Awards 8 Company Stock Plans 64 Confidential Information 30 Confidential Supervisory Information 60 Continuing Directors 64 Contract 10 control 63 controlled by 63 Data Breach 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 Company Enforceability Exceptions 10 ERISA 64 ERISA Affiliate 64 Exchange Act 11 Excluded Issuance 64 Federal Reserve 11 First Closing 1 First Closing Date 1 First Closing Shares 5 First Closing Termination Date 52 First Share Issuance 1 Fraud 64 GAAP 65 Governmental Entity 2 Gross-up Right 40 Hedge 65 Hedging 65 HSR Act 3 HSR Clearance 3 Initial Purchaser Director Nominees 43 Institutional Accredited Investor 65 Knowledge 65 Law 2 Liens 9 Lock-Up End Date 34 Market Deal 38 Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account Materially Burdensome Condition 27 Multiemployer Plan 64 Multiple Employer Plan 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements Party Affiliates 50 Notification Trigger 38 NYSE 3 OFAC 18 Offered Shares 39 OGCL 66 Order 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Own 66 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 66 Ownership 66 Pandemic 66 Pandemic Measures 66 Participation Portion 40 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Issue Price 5 Permitted Purpose 30 Person 91 Plan 49 Plans 49 66 Personal Data 17 Piggyback Underwritten Offering 7 Post-Business Combination Ownership Interest 42 Pre-Business Combination Ownership Interest 42 Pre-Closing Period Income Tax Returns 77 Pre-32 Proposed Securities 40 Purchaser 1 Purchaser Director 66 Purchaser Nominee 66 Registrable Securities 13 Registration Statement 1 Registration Statement Losses 9 Regulatory Hardship Transfer 38 Related Party Transaction 20 Reorganization 66 Representatives 30 Requisite Regulatory Approvals 67 ROFO Election Notice 39 ROFO Offer Notice 39 ROFO Offer Price 39 Sanctions 18 SEC 7 Second Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 2 Second Closing Approvals 67 Second Closing Approvals Condition 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Second Closing Date 2 Second Closing Shares 6 Second Closing Termination Date 53 Second Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 1 Second Share Issuance Provisions 67 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 12 Selling Expenses 7 Share 21 Issuances 1 Shares 21 Side Agreements 6 Shelf Registration 1 Software 36 Spreadsheet 70 Shelf Registration Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders Shelf Takedown 1 Straddle Period 78 SRO 11 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 67 Takeover Statute 58 Target Net Working Capital 12 21 Tax 29 Tax Attributes 27 67 Tax Return 29 Tax Returns 29 67 Taxes 29 Termination Fee 92 Third 67 Third-Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageDesignee 42 Transfer 68 U.S. 58 under common control with 63 Underwritten Offering A-13 Underwritten Offering Filing A-13 Underwritten Shelf Takedown A-1 Underwritten Shelf Takedown Notice A-1 INVESTMENT AGREEMENT, dated as of August 12, 2024 (this “Agreement”), by and between KeyCorp, an Ohio corporation (the “Company”), and The Bank of Nova Scotia, a bank organized under the laws of Canada (“Purchaser”).

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 69 Acquisition Subsidiary Term Page 10-Year Fixed Rate Notes 10 20-Year Fixed Rate Notes 10 30-Year Fixed Rate Notes 10 5-Year Fixed Rate Notes 10 7-Year Fixed Rate Notes 10 Additional Notes 11 Agent Members 17 Applicable Procedures 1 Action 41 Base Indenture 1 Benchmark 2 Benchmark Agent 2 Benchmark Replacement 2 Benchmark Replacement Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 91 Agents 68 Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Balance Sheet 24 BIS 54 Business Day 3 Cap 86 Cash 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 Closing Benchmark Replacement Conforming Changes 2 Closing Balance Sheet 12 Closing Cash 12 Closing Benchmark Replacement Date 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement Benchmark Transition Event 3 Calculation Agent 13 Calculation Date 26 Change of Cash 12 Closing Statement Control Offer 29 Change of Indebtedness 12 COBRA 49 Code 6 Common Stock 4 Control Payment 29 Clearstream 3 Company 1 Company Indemnified Person 18 Company Indemnified Persons 18 Company Intellectual Property 35 Company Intellectual Property Comparable Treasury Issue 26 Comparable Treasury Price 26 Compounded SOFR 3 Corresponding Tenor 4 Daily Interest Amount 15 Definitive Note 4 Designated LIBOR Page 4 DTC 21 Euroclear 4 Exchange Notes 4 Federal Reserve 4 Federal Reserve Bank of New York’s Website 4 Fixed Rate Notes 10 Floating Rate Interest Payment Date 13 Floating Rate Notes 10 Global Notes 17 Global Notes Legend 4 Guarantee Agreement 37 Company Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Recommendation 67 Company Software 36 Company Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 4 Guarantee Release Date 4 Guarantor 4 herein 7 hereof 7 hereunder 7 Indenture 1 Independent Investment Banker 26 Initial Notes 4 Interest Determination Date 14 DGCL 2 Disclosure Schedule 20 Dissenting Shares Interest Payment Date 4 Interest Period 13 Interest Reset Date 13 Interpolated Benchmark 4 ISDA Definitions 5 ISDA Fallback Adjustment 5 ISDA Fallback Rate 5 LIBOR 5 London Business Day 14 Make-Whole Basis Points 26 Make-Whole Redemption Price 25 Notes 10 Notes Custodian 5 Par Call Date 27 Parent Guarantee 5 Primary Treasury Dealer 27 QIB 5 Qualified Institutional Buyer 5 Record Date 5 Reference Time 5 Reference Treasury Dealer 27 Reference Treasury Dealer Quotations 27 Registered Exchange Offer 5 Registration Rights Agreement 6 Effect 63 Effective Time 2 Employment Agreements 2 Environmental Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Regulation S 6 Regulation S Global Note 17 Regulation S Notes 6 Relevant Governmental Body 6 Remaining Scheduled Payments 27 Representative Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 7 Representatives 6 Restricted Notes Legend 6 Restricted Period 6 Rule 144 6 Rule 144A 6 Rule 144A Global Note 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Rule 144A Notes 6 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 6, 21 Shares 21 Side Agreements SOFR 6 Supplemental Indenture 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder NonTerm SOFR 6 Three-Competition Agreements Month LIBOR 6 Transfer Restricted Note 7 Treasury Rate 27 Trustee 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS PageUnadjusted Benchmark Replacement 7

INDEX OF DEFINED TERMS. 2010 VSD 55 Accounts Receivable 32 Terms Cross Reference in Agreement Accredited Investors 2.12(a) Acquisition Proposal 69 6.1(a)(i) Acquisition Subsidiary 1 Action 41 Adjustment Amount 14 Adverse Recommendation Change 68 Transaction 6.1(a)(i) Affiliate 91 Agents 68 Article I Agreement 1 Annual Financial Statements 24 Antitrust Filings 66 Assets 29 Auditor 13 Preamble Appraiser 2.14(d)(ii) Allocation Certificate 2.6 Assignment of Spousal Rights 7.3(m) B-Cell Lymphoma Product Article I Balance Sheet 24 BIS 54 Date 3.6 Board of Directors and Boards of Directors Recitals Business Day 3 Article I Cap 86 Cash 11 Cash Adjustment Amount 14 8.4(a) Certificate of Merger 2 2.2 Certificates 6 CFIUS 71 CFIUS Approval 71 Clearances 57 2.10(b) Change in Control Payments Article I Claim Notice 8.6(a) Closing 2 2.2 Closing Adjustment Escrow Amount Article I Closing Date 2.2 Closing Notice 2.14(a) Closing Per Share Stock Payment Article I Closing Statement 2.14(d)(iii) COBRA Article I Code Article I Company Preamble Company Balance Sheet 12 Closing Cash 12 Closing Date 3 Closing Indebtedness 12 Closing Net Working 3.6 Company Business Article I Company Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 6 Stock 2.7(b) Company Charter Documents 3.1(b) Company Common Stock 4 2.7(b) Company 1 Disclosure Letter Article III Company Indemnified Person 18 Employee Plan Article I Company Indemnified Persons 18 Holder Article I Terms Cross Reference in Agreement Company Intellectual Property 35 Article I Company Intellectual Property Agreement 37 Company Manufacturing Tools 35 IP Contract Article I Company Material Adverse Effect 63 Contract 3.18(a) Company Organizational Documents 21 Options Article I Company Recommendation 67 Patent Rights Article I Company Software 36 Permits 3.11(b) Company Transaction Expenses 17 Preferred Stock 2.7(a) Company Products Article I Company Stockholder Article I Confidentiality Agreement 65 6.3(a) Contingent Merger Consideration 2.11(a) Contract 34 Contracts 34 Covered Employees 73 CSOs 70 Defense Notice 84 Determination Date 14 Article I Controlling Party 8.6(d) Deductible Amount 8.4(a) Delaware Law Recitals DGCL 2 Disclosure Schedule 20 2.3 Dissenting Shares 6 Effect 63 2.7(d)(i) Draft Closing Statement 2.14(b) Effective Time 2 2.2 Employee Article I Employee Agreement Article I Employment and Consulting Agreements 2 7.3(k) End Date 9.1(d) Environmental Law 46 Laws 3.17 Environmental Property 45 Permits 3.17 ERISA Article I ERISA Affiliate Article I Escrow Account 16 8.2(a) Escrow Agent Article I Escrow Agreement 8 Recitals Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Agent 10 Exchange Agent Agreement 10 Exchange Article I Escrow Fund 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 12 Good Faith Statement 11 Government 8 Government Contract 55 Government Subcontracts 55 Governmental Authorization 44 Hazardous Materials 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Article I Escrow Payment 2.7(a)(v) Escrow Termination Date Article I Escrowed Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Leased Real Property 30 Letter of Transmittal 10 Liens 30 Losses 80 Merger 1 Merger Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Software 36 Parent 1 Parent Indemnified Persons 80 Parties 1 Party 1 Payment Event 92 Per Share Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Representative Expenses 20 Requisite Stockholder Approval 24 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders 1 Straddle Period 78 Subsidiary 21 Superior Proposal 70 Surviving Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 29 Tax Returns 29 Taxes 29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14 TABLE OF CONTENTS Page8.2(a) Federal Court 10.6