INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU Acquired Assets 5 Acquired Leased Real Property 5 Acquired Owned Real Property 5 Adjustment Escrow Account 11 Adjustment Escrow Agreement 11 Adjustment Escrow Amount 11 Agreement 4 Acceptable Confidentiality Allocation 49 Assigned Contracts 5 Assignment and Assumption Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 13 Assumed Liabilities 8 Backup Bidder 28 Xxxxx Xxxxxx 45 Xxxxx Xxxxxx License 45 Bankruptcy Case 4 Bankruptcy Code 4 Bankruptcy Court 4 Business 4 Cash Payment. 11 Chosen Courts 55 Closing 12 Closing Date. 12 Closing Date Payment 11 Closing Inventory. 14 Closing Inventory Statement 14 Closing Property Taxes 14 Closing Property Taxes Statement 15 Company 4 Core Equipment 5 Cure Costs 8 Customer & Vendor List 34 Dataroom. 27 Deposit 12 Deposit Escrow Account. 12 Deposit Escrow Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable 12 Employees 34 Enforceability Exceptions 17 Engagement Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws Commitment Letter 4 Escrow Agent 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act Estimated Inventory 14 Exchange Fund Estimated Property Taxes 14 Excluded Assets 6 Excluded Contracts 6 Excluded Liabilities 9 Existing Marks 43 Express Representations 27 Final Inventory 16 Final Property Taxes 16 Financial Statements 18 Foreign Competition Laws 17 Information 59 ExPresentation 27 IP Assignment Agreement 13 Leased Real Property 18 Leases 18 Multiemployer Plans 23 New Leases 44 Outside Date. 47 Owned Real Property 19 Parties 4 Party 4 Pension Plans 23 Permits 21 Projections. 41 Property Taxes Shortfall Amount 15 Purchase Price 10 Purchaser 4 Purchaser 401(k) Plan 35 Purchaser Plans 35 Retained Mixed-Im Laws Use Contract 42 Retained Names and Marks 43 Sale 4 Sale Order 4 Schedules 53 Seller 4 Seller Plans. 23 Shortfall Amount 15 Expense Cap 68 Financial Advisor Successful Bidder 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice Transfer Offer 34 Transfer Taxes 49 Transferred Employees 34 Transferred Mixed-Use Contract 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation Transition Services Agreement 13 Representatives Updated Schedules 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Warn Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).36 Welfare Plans 23
Appears in 1 contract
Samples: Asset Purchase Agreement
INDEX OF DEFINED TERMS. 2019 PSU Additional Securities 17 Distribution 4 Acceptable Confidentiality Additional Unitholder 1 EBITDA 4 Adjusted Capital Account Deficit 1 Employee Unitholder 5 Affiliate 2 Equity Plan 5 Affiliated Institution 2 Equity Securities 5 Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 2 Estimated Tax Liability 29 Approved Sale 50 Event of Withdrawal 5 Board 2 Excess Operating Cash 27 Book Value 2 Executive Manager 32 Business 2 Fair Market Value 5, 59 Call Price 2 Family Group 5 Capital Account 2 Fiscal Quarter 5 Capital Contributions 2 Fiscal Year 6, 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws Capital Incentive Units 11 Cancelled Shares GAAP 62 Certificate 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Governmental Entity 6 Class B Common Stock 11 Xxxxx 00 Xxxxxxx-Xx Xxxxxx 28 Closing 2 Closing Date 2 3 Indemnified Person 38 Code 21 Common Stock 11 3 Initial Units 6 Company 1 Company Disclosure Letter 10 Company Employees 20 Institutional Holder 6 Company Equity Award 73 Value 3 Investor 6 Company Interest 3 Investor Manager 32 Delaware Act 3 Investor Manager Minimum Percentage 32 Designated Put Schedule 3 Investor Managers 32 Investor Votes 35 Residual Xxxxxxxxxx 0 XXX 00 Residual Units 8 Issuance Closing 18 Sale of the Company 8 Issuance Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 8 Liens 6 Seller Representative 51 Losses 6 Senior Management Agreement 4 Management Unitholder 6 Xxxxxxxx 8 Manager 6 Xxxxxxxx Manager Minimum Percentage 32 Minimum Gain 6 Xxxxxxxx Managers 32 Net Loss 7 Xxxxxxxx Stockholder 8 Net Profit 7 Specified Person 8 New Securities 7 Subject Unitholders 65 Non-Indemnifiable Matters 39 Subsidiary 9 Notice 46 Substituted Unitholder 9 NSAM Stock Purchase Plan 5 Stock 53 Tag-Along Notice 49 Officers 7 Tag-Along Transfer 10 Other Business 24 Tag-Along Unitholders 49 Participating Capital Incentive Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 28 Tax Return 25 9 Participating Residual Unit 28 Tax Distribution 29 Participation Threshold 20 Tax Distribution Conditions 29 Permitted Xxxxxxxx Transfer 7 Tax Matters Partner 46 Permitted Xxxxxxxx Transfer 1% Cap 7 Taxable Year 9 Permitted Xxxxxxxx Transferee 7 Taxes 25 Trade Control Laws 15 9 Permitted Xxxxxxxx Transferor 7 Termination Date 9 Permitted Transferee 48 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).9 Person 7 Transfer 9 Pro Rata Allotment 18 Transfer Actions 10 Proceeding 39 Transferee 10 Profits 8 Transferred 10 Put Price 8 Transferring Investor 49 Qualified Holder 18 Treasury Regulations 10 Redemption Date 8 Unit 11 Regulatory Allocations 44 Unit Ledger 16 Required Interest 8 Unitholder 11
Appears in 1 contract
Samples: Limited Liability Company Agreement (NorthStar Asset Management Group Inc.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Act 1 Action 20 23 Additional Amounts 19 Affiliate 72 1 Agreed Amount 34 Agreement 1 Alternative Financing 57 AntiAllocation Schedule 20 Ancillary Agreements 1 Approved Spin-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Out Transferee 21 Approved Transferee 21 Assumed Liabilities 14 Xxxx of Sale 2 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 2 Buyer 1 Buyer Disclosure Schedule 25 Buyer Indemnification Cap 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger Buyer Indemnified Parties 32 Buyer Related Party 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Claim Notice 34 Claimed Amount 34 Clinical Trial Agreements 31 Closing 12 Closing Consideration 2 Closing Date 12 Code 2 Code 21 Common Stock 11 Company Combination Product 2 Commercially Reasonable Efforts 2 Contingent Payment Period 3 Contingent Payment Product 3 Contingent Royalty Period 17 Contracts 3 control 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote Copyrights 4 Cover 3 Covered 3 Designated Contacts 32 EMA 3 Encumbrance 3 European Union 3 Excluded Assets 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL Excluded Liabilities 14 Exhibits 3 [***] 3 FDA 3 First Commercial Sale 4 GAAP 4 Governmental Authority 4 Governmental Authorization 4 GSI 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws GSI Retained Name 4 Includes 37 including 37 IND 4 Indemnified Party 33 Indemnifying Party 33 Initiation 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents 4 Know-How 4 Knowledge 4 Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 4 Liabilities 5 Local Holding Requirements 22 Losses 5 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 5 Milestone Event 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Milestone Payment 15 Mono Product 7 Net Sales 5 Non-Assignable Asset 28 Non-Assignable Authorization 28 Ongoing Clinical Trials 24 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Patent Assignment Agreement 8 Patent Rights 4 Permitted Claims 69 Encumbrance 8 Permitted Liens 24 License 9 Permitted Spin Transaction 9 Person 76 Preferred Stock 9 Pharmaceutical Laws 23 Product 9 Product INDs 23 Purchased Assets 13 Purchased IP 13 Purchased Know-How 13 Purchased Patent Rights 10 Purchased Records 13 Qualified Transferee 10 Registrational Trial 10 Regulatory Approval 10 Regulatory Exclusivity 10 Retained Names 10 Royalties 16 Royalty Rates 16 Schedules 10 SEC 29 Seller 1 Seller Disclosure Schedule 22 Seller Indemnification Cap 35 Seller Indemnified Parties 33 Seller Taxes 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Selling Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Straddle Period 11 Tax 11 Tax Return 25 11 Third Party 11 Third Party Claim 33 Threshold 35 Trademarks 4 Transfer 12 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER18 Transferred Assets 21 Update Report 21 Valid Claim 12 THIS ASSET PURCHASE AGREEMENT, dated as of July 1August 20, 2019 2018 (this “Agreement”), is entered into made by and among Genesee & Wyoming Sierra Oncology, Inc., a Delaware corporation (the “CompanyBuyer”), DJP XX, LLCYM Biosciences Australia Pty Ltd, a Delaware limited liability company organized under the laws of Australia (“ParentSeller”), and MKM XXII Corp.Gilead Sciences, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger SubGSI”), solely for purposes of Section 7.1. Seller, GSI and Buyer may hereinafter be referred to individually as a “Party” and, together with the Company and Parentcollectively, as the “Parties” and each, a “Party”).
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Acquired Assets 1 Effect 46 Acquired Leased Real Property 1 Enforceability Exceptions 11 Acquired Owned Real Property 2 Environmental Liabilities 3 Acquired Real Property 2 Escrow Agent 6 Agreement 1 Alternative Excluded Assets 2 Agreement Dispute 37 Excluded Liabilities 3 Allocation 35 Express Representations 13 Allocation Methodology 35 Financing 57 Anti14 Allocation Objection Notice 36 FTC 21 Assigned Contracts 2 Fundamental Representations 29 Assignment and Assumption Agreement 7 Independent Accountant 10 Assumed Liabilities 3 Information Presentation 13 Backup Bidder 17 Lenders 14 Bankruptcy Cases 1 Non-Corruption Laws Recourse Party 37 Bankruptcy Code 1 Outside Date 31 Bankruptcy Court 1 Parties 1 Bidder Approval Date 15 Antitrust Law 47 Applicable Party 1 Bidding Procedures Order 1 Petition Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book1 Cash Payment 5 Pro-Entry Shares Rated Amount 30 Chosen Courts 39 Prorations 8 Closing 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Purchase Price 5 Closing Date 2 Code 21 Common 7 Purchaser 1 Closing Date Payment 5 Rolling Stock 11 28 Closing Escrow 7 Schedule 10 Closing Statement 9 Schedules 10 Closing-Related Costs 9 Seller 1 Cure Costs 3 Seller Broker 14 Dataroom 13 Seller Support Obligations 26 Credit .Agreement 14 Sellers 1 Debtors 1 Successful Bidder 17 Deposit 6 Title Company 7 Designated Purchaser 37 Transfer Taxes 33 Disputed -Amounts 9 Yellow 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).21
Appears in 1 contract
Samples: Asset Purchase Agreement (XPO, Inc.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Accounting Firm 12 Actual Balance Sheet 11 Actual Net Working Capital 11 Additional Financial Statements 44 Additional Transaction Bonuses 1 Affiliate 72 2 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Division 37 Balance Sheet Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 19 Certificate of Merger 2 6 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 14 Closing 2 47 Closing Date 2 Closing Transaction Bonus Payout Amount 10 Code 21 Common Stock 11 2 Company 1 Company Disclosure Letter 10 Balance Sheet 19 Company Employees 20 Closing Costs 2 Company Equity Award 73 Common Stock 2 Company Notice 42 Material Adverse Effect 2 Company Plans 21 Preferred Stock 17 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote Securities 13 Company Securities 12 Stock 2 Company Stock Plan 73 Option 9 Company Systems 27 Stock Option Exercise Price 9 Company Termination Payment 73 Subsidiary 2 Company Warrant 2 Company Warrant Exercise Price 9 Confidentiality Agreements 52 Continuing Employees Agreement 36 Constituent Corporations 6 Covered Parties 40 Covered Party 40 D&T 12 Dataroom 3 Declaration 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 8 Effective Time 2 End Date 65 3 Employee Plan 27 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 Law 3 Environmental Permit 3 ERISA 20 Exchange Act 3 ERISA Affiliate 3 Escrow Agent 14 Exchange Escrow Agreement 14 Escrow Amount 14 Escrow Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Estimated Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Consideration 11 Estimated Net Working Capital 11 Estimated Per Share Merger Consideration 11 Excess Payment 13 Exchange Act 3 Permitted Claims 69 Permitted Liens 24 Exchange Agent 14 Exchange Fund 14 Final Statement 13 Financial Statements 19 Financing 33 Financing Commitment 33 FIRPTA Certificate 15 FTC 37 Fully Diluted Basis 3 GAAP 3 Good Faith Deposit 47 Governmental Antitrust Authority 37 Governmental Entity 3 Hazardous Materials 3 HSR Act 3 Indebtedness 4 Intellectual Property 30 Intercompany Indebtedness 4 Interest Factor 4 IRS 4 Judgment 4 knowledge 4 Law 4 Leased Premises 25 Letter of Transmittal 14 Liabilities 4 Lien 4 Material Contracts 27 Merger 1 Merger Consideration 10 Merger Sub 1 Net Working Capital 11 Notice of Disagreement 12 Oak Hill 1 Owned Property 25 Parent 1 Parent Closing Costs 4 Payment Shortfall 13 Per Share Merger Consideration 11 Permits 5 Person 76 Preferred Stock 11 5 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 5 PWC 44 Recipients 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 Requisite Regulatory Approvals 5 SEC 16 SEC Reports 16 5 Secretary of State 6 Securities 41 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Special Costs 5 Stock Unit 4 Option Plan 9 Stockholder Approval 5 Stockholder Notice 43 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 1 Stockholders Agreement 5 Stockholders Representative 1 Subsidiary 5 Surveys 26 Surviving Corporation 1 Systems 27 6 Target Net Working Capital 5 Tax Return 25 23 Taxes 25 Trade Control Laws 15 23 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents Bonus Agreements 6 Warrant Agreement 6 Working Capital Adjustment Amount 11 Working Capital Statement 11 Written Consent 1 This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 MERGER (this the “Agreement”), is entered into by and dated September 15, 2006, among Genesee & Wyoming TravelCenters of America, Inc., a Delaware corporation (the “Company”), DJP XX, LLCHospitality Properties Trust, a Delaware limited liability company Maryland real estate investment trust (“Parent”), and MKM XXII Corp.HPT TA Merger Sub Inc., a Delaware corporation and a wholly wholly-owned subsidiary of Parent (“Merger Sub” and”), together with and Oak Hill Capital Partners, L.P., a Delaware limited partnership (“Oak Hill”), solely in its capacity as the representative for the stockholders of the Company and Parentas further provided herein (in such capacity, the “Parties” and each, a “PartyStockholders Representative”).
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU Page AAA 1 Action 1 Adjusted Net Working Capital 1 Adjustment Date 2 Affiliate 2 Affiliated Group 2 Aggregate Net Company Indebtedness 2 Aggregate SERP Adjustment Amount 2 Agreement 1, 2 Balance Sheet 2 Balance Sheet Date 2 Base Claim 2 Base Purchase Price 13 Business 2 Business Day 3 Closing 3, 17 Closing Adjustment Statement 3 Closing Balance Sheet 3 Closing Date 3, 18 Closing Date Financial Statements 3 Closing Date Purchase Price 3 Code 3 Company 1, 3 Company Deferred Compensation Plan 3 Company Employees 3, 36 Company Indemnitees 3, 41 Company Intellectual Property 3 Company Leases 3, 28 Company Material Contracts 4, 27 Company Owned Intellectual Property 4, 29 Company Plans 4, 25 Company Retiree 4 Acceptable Company Savings Plan 4 Company Savings Plan 37 Company SERP 4, 37 Company Severance Plan 4, 36 Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 4, 39 Contract 4 Copyrights 4 Credit Agreement 4 Debenture Purchase Agreement 4 Debt 4 Deductible 5 Determination Date 5 Dispute Notice 5 Electronic Data Room 5 Encumbrance 5 Environmental Law 5, 23 ERISA 5, 25 ERISA Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 5, 26 Estimated Adjusted Net Working Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 5 Estimated Adjustment Statement 5 Estimated Aggregate Net Company Indebtedness 5 Estimated Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Balance Sheet 5 Estimated Financial Statements 5 Estimated Net PP&E Amount 5 Excluded SERP Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Warranties 6 Existing CBA 35 Final Adjusted Net Working Capital 6 Final Aggregate Net Company Indebtedness 6 Final Net PP&E Amount 6 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 Statements 6 GAAP 74 GIC Guarantor 1 Government Official 74 6 Governmental Entity 14 Guarantor 1 6 Governmental Filings 7, 20 Governmental Order 7 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Substance 7, 23 Hedging Transaction 7 HSR Act 7, 20 Indemnitee 7 Indemnitor 7 Independent Accounting Firm 7 Initial Outside Date 7, 49 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 7 IPUC 7 IPUC Notification Filing 7 IRS 21 Joint Notice 14 knowledge 74 Table 7 Knowledge of Contents Seller 7 Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 7 Leased Real Property 8, 28 License Agreements 8, 29 Losses 8 March 31 Calculations 8 Marks 8 Material Adverse Effect 75 8 Material Contract 19 Merger 1 Merger Sub 1 Notice Easement Agreements 9, 28 Multiemployer Plan 9 Net PP&E Amount 9 Offering Materials 9, 46 Owned Real Property 9, 28 Patents 9 Permits 9, 22 Permitted Encumbrance 9 Person 10 Pre-Closing Straddle Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Taxes 10 Pre-Closing Tax Period 10 Pre-Closing Tax Returns 10 Purchase Price 10 Purchaser 1, 10 Purchaser Governmental Filings 10, 31 Purchaser Indemnified Parties 10 Purchaser Material Adverse Effect 64 Parent Related 10 Purchaser Savings Plan 10, 37 Purchaser Warranty Claim 10 Real Property 11 Refund 11, 45 Representatives 11 Seller 1, 11 Seller Deferred Compensation Plan 11 Seller Disclosure Schedule 11 Seller Indemnified Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 SERP Accrual 11 Shares 1, 11 Solvent 11 Straddle Period 12 Straddle Period Tax Returns 12 Subsidiary 12 Target Adjusted Net Working Capital 12 Target Aggregate Net Company Indebtedness 12 Target Net PP&E Amount 12 Tax 12 Tax Benefits 12 Tax Return 25 Taxes 12 Xxxxxx Litigation 12 Terminating Contracts 12, 42 Title IV Plan 12, 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This Secrets 13 Trademarks 13 Transfer Taxes 13 THIS STOCK PURCHASE AGREEMENT AND PLAN OF MERGER, dated is made and entered into and effective as of July 1the 1st day of July, 2019 2008 (this “"Agreement”"), is entered into by and among Genesee & Wyoming between Intermountain Industries, Inc., an Idaho corporation ("Seller"), and MDU Resources Group, Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”"Purchaser").
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Affiliate 63 Affiliate Company Award 11 Affiliate Stock Option 10 Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 6 Ancillary Agreements 63 Associate 63 Bankruptcy and Equity Exception 13 20 Board of Directors 6 Book-Entry Shares 7 Brookfield Guarantor 1 8 Business 63 Business Combination Transaction 51 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 64 Business Plan 64 Capitalization Date 11 18 Cxxxxx Salpeter 39 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 8 Change in the Company Recommendation 12 Closing 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 7 Code 21 16 Common Stock 11 Shares 18 Company 1 6 Company Awards 9 Company Balance Sheet 38 Company Benefit Plan 29 Company Board Recommendation 12 Company Contracts 64 Company Disclosure Letter 10 17 Company Employees 20 Financial Statements 64 Company Equity Award 73 Company Notice 42 Company Plans 21 Intellectual Property 32 Company Related Parties 68 57 Company Remedial Measure 49 Shareholder Approval 39 Company Requisite Vote 13 Shareholders Meeting 11 Company Securities 12 Shares 18 Company Stock Purchase Plan 73 Company Systems 27 64 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Fee 56 Consents 64 Constituent Documents 64 Dissenting Shares 9 DOJ 47 DPA 74 14 Dxxx-Xxxxx Act 64 Effective Time 2 End Date 65 7 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 Law 64 Environmental Permit 64 ERISA 20 64 ERISA Affiliate 64 Exchange Act 14 Exchange Fund 6 65 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 Shares 65 Expenses 65 FCPA 26 GAAP 74 GIC Guarantor 1 Government Official 74 65 Governmental Approvals 21 Governmental Entity 14 Guarantor 1 21 Grant Date 18 Hazardous Materials 28 ICCTA 14 Substances 65 Indebtedness 65 Indemnified Parties 54 Infringe 26 Person 46 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 66 IRS 21 Joint Notice 14 knowledge 74 Table of Contents 66 Knowledge 66 Law 74 Lender Related Party 69 Licenses 14 66 Lead Director 6 Lease 66 Leased Personal Property 28 Leased Real Property 28 Liens 24 Marketing Period 74 66 Material Adverse Effect 75 Material Contract 19 66 Merger 1 7 Merger Certificate 7 Merger Consideration 8 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 6 NYBCL 67 NYSE MKT 18 Off-the-Shelf Software 67 Order 67 OTCQB Marketplace 67 Owned Intellectual Real Property 27 Owned IP 27 67 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 6 Parent Material Adverse Effect 64 Parent Related Parties 69 41 Parent Termination Fee 67 56 Parent-Related Parties 1 Party 1 57 Parties 6 Paying Agent 14 Paying Agent Agreement 14 Payment Fund 14 Permits 25 Permitted Lien 67 Person 68 Proceeding 44 Proxy Statement 12 Public Shareholders 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Related Person 76 68 Release 68 Representatives 68 Rollover Agreement 6 Rollover Director 68 Rollover Shareholders 6 Rollover Shares 6 Sxxxxxxx-Xxxxx Act 68 Schedule 13E-3 12 SXX 00 XXX Xxxxxxxxx 13 SEC Reports 68 Securities Act 18 Series A Certificate of Amendment 68 Series A Preferred Shares 18 Series A Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Purchase Agreement 68 Series B Preferred Shares 18 Software 68 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Option 9 Subsidiary 68 Superior Proposal 43 51 Suppliers 27 Surviving Corporation 1 Systems 27 7 Takeover Proposal 51 Tax 69 Tax Return 25 Taxes 25 69 Taxing Authority 69 Termination Date 69 Third Party 69 Trade Control Laws Secrets 69 Transfer Tax 69 Transmittal Documents 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 Voting Agreement 7 WARN Act 23 Willful Breach 77 Table of Contents This 32 Warrant 69 THIS AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 MERGER (this “Agreement”), dated as of December 18, 2013, is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XXFOHG HOLDINGS, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp.FOHG ACQUISITION CORP., a Delaware corporation New York and a wholly wholly-owned subsidiary of Parent (“Merger Sub”), and FREDERICK’S OF HOLLYWOOD GROUP INC., a New York corporation (the “Company” and, together with the Company Parent and ParentMerger Sub, the “Parties” and each, a “Party”). Certain capitalized terms used in this Agreement and not otherwise defined are used as defined in Section 8.11.
Appears in 1 contract
Samples: Merger Agreement (Frederick's of Hollywood Group Inc /Ny/)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 The following terms have the meanings given to such terms on the page numbers set forth below: $ 3 Account 29 Account Contracts 12 Accounting Firm 21 Accounting Principles 2 Accounts Receivable 2 Accounts Schedule 29 Acquired Assets 11 Acquisition Proposal 43 Action 20 11 Affiliate 72 2 AFIC 1 AFIC II 1 Agreement 1 Alternative Financing 57 Anti-Corruption Laws Transaction 50 Assumed Liabilities 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor At Risk Client Balances 24 Average Earnout Period Index 23 Base Purchase Price 2 BidPay 1 Business 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization 2 Business Permits 43 Business Trade Rights 2 Cap 65 Cash Balance Plan 16 Check Freight 1 Claim 2 Claim Notice 66 Closing 19 Closing Bonus 58 Closing Data Tape 21 Closing Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 19 Closing Net Funds Employed 2 Closing Date Premium 2 Closing Statement 21 Code 21 Common Stock 11 2 Collecting Party 25 Competitive Business 51 Competitor 51 Confidentiality Agreement 53 Contracts 3 control 2 controlled by 2 Controlling Party 68 Credit and Collection Policies 3 Data Tape 3 De Minimis Amount 65 Deductible Amount 65 Direct Claim 66 dollars 3 Earnout Amount 23 Earnout Period 24 Earnout Statement 23 Employee Plans/Agreements 38 Employees 57 Environmental Laws 3 ERISA 3 ERISA Affiliate 3 Estimated Closing Statement 3 Estimated Net Funds Employed 3 Estimated Total Post-Closing Bonus Payments 58 Excess Earnout Index 24 Excess Earnout Percentage 24 Excluded Assets 14 Excluded Liability 15 Excluded Tax Liability 16 Facilities 1 Factoring Agreements 12 Factoring Company Guide 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure Filing Party 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems Final Closing Net Funds Employed 22 Final Foreign Cash Amount 23 Final Prepaids Amount 23 Final Purchase Price 23 Final Total Post-Closing Bonus Payments 58 Financial Statements 28 Foreign Cash Amount 2 Fundamental Representations 64 Funded Indebtedness 3 GAAP 28 Governmental Entity 59 Group Companies 1 HSR Act 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 IBC 1 ICC 1 ICC Chase Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 4 ICC Financial Statements 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual 65 Indemnifying Party 66 Index 24 Index Ceiling 24 Index Range 24 Index Value 24 Individual Sellers 4 Information 52 Insurance Policies 35 IRS 4 Knowhow 4 knowledge of Seller 4 Laws 4 Leased Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 34 Liability 4 Liens 24 Marketing Period 74 4 Litigation 4 Losses 4 Material Adverse Effect 75 30 Material Contract 19 Merger 5 Maximum Earnout 24 Mistakenly Transferred Assets 18 New Mexico Facility 1 Merger Sub Non-Collecting Party 25 Non-Controlling Party 68 Notice of Disagreement 21 Office 99 Accounts 2 Orders 27 Other Transaction Documents 5 Outside Date 63 Party 5 Payoff Letters 20 Payroll Tax Shortfall 58 PEO Agreements 38 PEOs 5 Permits 5 Permitted Liens 5 Person 5 Personal Goodwill 5 Personal Property 12 Post-Closing Bonus 58 Post-Closing Bonus Adjustment 58 Post-Closing Tax Period 5 Pre-Closing Tax Period 5 Premises Lease Amendments 61 Prepaids Amount 2 Purchase Price 11 Purchaser 1 Purchaser Indemnified Parties 64 Purchaser Obligations 73 Purchaser Parent 1 Purchaser’s Allocation Notice 56 Qualified Employee 58 Recent Balance Sheet 28 Records 13 Release 6 Required Third Party Consents 61 Reviewing Party 49 Sample Closing Statement 6 Seller Disclosure Schedule 25 Seller Indemnified Parties 65 Seller Trade Rights 6 Sellers 1 Sellers’ Allocation 56 Sellers’ Obligations 73 Settlement Accounts 12 Signing Data Tape 6 Straddle Period 42 Option 4 Other Regulatory Approvals 14 Owned 57 Tax 6 Tax Claim 68 Tax Proceeding 6 Taxes 6 Technology 12 Technology Connectivity 56 Texas Courts 72 Texas Facility 1 Third-Party Claim 66 Total Closing Bonus Payments 58 Trade Rights 6 Transaction Documents 6 Transfer 7 Transfer Taxes 7 Transferred Accounts Receivable 12 Transferred Contracts 12 Transferred Employee 58 Transferred Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 12 Transferred Leases 12 Transferred Personal Property 12 Transferred Personnel Files 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Transferred Records 13 Treasury Regulations 7 under common control 2 Waste 7
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 The following terms have the meanings given to such terms on the page numbers set forth below: $ 3 Account 29 Account Contracts 12 Accounting Firm 21 Accounting Principles 2 Accounts Receivable 2 Accounts Schedule 29 Acquired Assets 11 Acquisition Proposal 43 Action 20 11 Affiliate 72 2 AFIC 1 AFIC II 1 Agreement 1 Alternative Financing 57 Anti-Corruption Laws Transaction 50 Assumed Liabilities 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor At Risk Client Balances 24 Average Earnout Period Index 23 Base Purchase Price 2 BidPay 1 Business 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization 2 Business Permits 43 Business Trade Rights 2 Cap 65 Cash Balance Plan 16 Check Freight 1 Claim 2 Claim Notice 66 Closing 19 Closing Bonus 58 Closing Data Tape 21 Closing Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 19 Closing Net Funds Employed 2 Closing Date Premium 2 Closing Statement 21 Code 21 Common Stock 11 2 Collecting Party 25 Competitive Business 51 Competitor 51 Confidentiality Agreement 53 Contracts 3 control 2 controlled by 2 Controlling Party 68 Credit and Collection Policies 3 Data Tape 3 De Minimis Amount 65 Deductible Amount 65 Direct Claim 66 dollars 3 Earnout Amount 23 Earnout Period 24 Earnout Statement 23 Employee Plans/Agreements 38 Employees 57 Environmental Laws 3 ERISA 3 ERISA Affiliate 3 Estimated Closing Statement 3 Estimated Net Funds Employed 3 Estimated Total Post-Closing Bonus Payments 58 Excess Earnout Index 24 Excess Earnout Percentage 24 Excluded Assets 14 Excluded Liability 15 Excluded Tax Liability 16 Facilities 1 Factoring Agreements 12 Factoring Company Guide 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure Filing Party 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Final Closing Net Funds Employed 22 Final Foreign Cash Amount 23 Final Total Post-Closing Bonus Payments 58 Financial Statements 28 Foreign Cash Amount 2 Fundamental Representations 64 GAAP 28 ICC 1 ICC Chase Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 4 ICC Financial Statements 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual 65 Indemnifying Party 66 Index Value 24 Individual Sellers 4 Information 52 Insurance Policies 35 IRS 4 Knowhow 4 knowledge of Seller 4 Laws 4 Leased Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 34 Liability 4 Liens 24 Marketing Period 74 4 Litigation 4 Losses 4 Material Adverse Effect 75 30 Material Contract 19 Merger 5 Maximum Earnout 24 Mistakenly Transferred Assets 18 New Mexico Facility 1 Merger Sub Non-Collecting Party 25 Non-Controlling Party 68 Notice of Disagreement 21 Office 99 Accounts 2 Orders 27 Other Transaction Documents 5 Outside Date 63 Party 5 Payoff Letters 20 Payroll Tax Shortfall 58 PEO Agreements 38 PEOs 5 Permits 5 Permitted Liens 5 Person 5 Personal Goodwill 5 Personal Property 12 Post-Closing Bonus 58 Post-Closing Bonus Adjustment 58 Post-Closing Tax Period 5 Pre-Closing Tax Period 5 Premises Lease Amendments 61 Prepaids Amount 2 Purchase Price 11 Purchaser 1 Purchaser Indemnified Parties 64 Purchaser Obligations 73 Purchaser Parent 1 Purchaser’s Allocation Notice 56 Qualified Employee 58 Recent Balance Sheet 28 Records 13 Release 6 Required Third Party Consents 61 Sample Closing Statement 6 Seller Disclosure Schedule 25 Seller Indemnified Parties 65 Seller Trade Rights 6 Sellers 1 Sellers’ Allocation 56 Sellers’ Obligations 73 Settlement Accounts 12 Signing Data Tape 6 Straddle Period 42 Option 4 Other Regulatory Approvals 14 Owned 57 Tax 6 Tax Claim 68 Tax Proceeding 6 Taxes 6 Technology 12 Technology Connectivity 56 Texas Courts 72 Texas Facility 1 Third-Party Claim 66 Total Closing Bonus Payments 58 Trade Rights 6 Transaction Documents 6 Transfer 7 Transfer Taxes 7 Transferred Accounts Receivable 12 Transferred Contracts 12 Transferred Employee 58 Transferred Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 12 Transferred Leases 12 Transferred Personal Property 12 Transferred Personnel Files 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Transferred Records 13 Treasury Regulations 7 under common control 2 Waste 7
Appears in 1 contract
Samples: Asset Purchase Agreement
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Adjusted EBITDA 72 Adjusted Option 4 Adjusted Stock Award 5 Affiliate 72 73 Agreement 1 Preamble Alternative Financing 57 Anti-Corruption Laws 15 Acquisition Agreement 40 Antitrust Law 47 73 Applicable Date 16 Australia Credit Facility 72 15 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Share 3 Business Day 72 73 Bylaws 11 2 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Cash-Out Option 4 Certificate 3 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change in Control 51 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Charter 2 Clean Room Agreement 73 Closing 2 Closing Date 2 Code 20 Collective Bargaining Agreements 21 Company Preamble Company 401(k) Plans 52 Company Agreement 51 Company Board 1 Company Bylaws 11 Company Common Stock 11 3 Company 1 Credit Agreements 73 Company Disclosure Letter Schedule 10 Company Employees 20 Divestiture Action 49 Company Equity Award 73 Material Owned Real Property 22 Company Material Real Property Leases 23 Company Notes 58 Company Notice 42 Company Plans 21 Owned Real Property 73 Company Related Parties 68 Payment Programs 28 Company Remedial Measure 49 Plan 73 Company Real Property Lease 73 Company Regulatory Agreements 28 Company Requisite Vote 13 Company Securities 12 Company Share 3 Company Stock Plan 73 Company Systems 27 Plans 74 Company Termination Payment 73 Fee 68 Confidentiality Agreements 52 Agreement 50 Consents 46 Continuing Employees 53 51 Continuing Non-Union Employees 51 Continuing Union-Represented Employees 51 Contract 18 Contribution Notice 73 16 control 73 Credit Facility 73 74 Conversion Ratio 74 D&O Insurance 54 Data Xxxx 00 Debt Commitment Letter 33 Debt Financing 32 33 Debt Financing Commitments 32 Offer 58 DGCL 1 Discharge 74 Dissenting Shares 9 Divestiture Action 48 DOJ 47 DPA 74 Effective Time 2 End Date 65 66 Environmental Laws 28 26 Envision Acquisition 74 Equity Financing 32 Equity Financing Commitment 32 74 ERISA 20 74 ERISA Affiliate 74 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Existing Facilities 37 Financial Advisor 28 Financial Support Direction 73 26 Financing 32 63 Fixed Portion 5 Financing Commitments 32 Sources 74 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 75 Governmental Entity 14 Guarantor 1 75 Governmental Filings 75 Hazardous Materials 28 ICCTA 26 Healthcare and Insurance Regulatory Approvals 14 Healthcare Laws 75 HIPAA 75 HSR Act 14 Indemnified Parties 54 Infringe 26 53 Indentures 76 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 76 IRS 21 Joint Notice 14 19 Key Payors 18 knowledge 74 Table of Contents 76 Law 74 Lender Related Party 69 Licenses 14 76 Legal Restraints 64 Liens 24 Marketing Period 74 22 Material Adverse Effect 75 76 Material Contract 19 18 Merger 1 Merger Sub 1 Preamble NASDAQ 32 Notice Period 42 NYSE 12 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 78 Parent 1 Preamble Parent Disclosure Letter 29 Schedule 30 Parent Group Permitted Transaction 46 Parent Guarantee 1 Plans 51 Parent Material Adverse Effect 64 Price 78 Parent Related Parties 69 Shares 78 Parent Termination Fee 67 69 Parties 1 Preamble Party 1 Preamble Paying Agent 6 Pensions Regulator 76 Payoff Amount 57 Payoff Letter 57 Per Share Merger Consideration 3 Permitted Claims 69 Performance Unit 78 Permanent Financing 63 Permits 14 Permitted Liens 24 22 Person 76 78 Preferred Stock 11 Proceeding 54 53 Proxy Statement 26 PSU 4 PwC 74 43 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 Antitrust Action 48 Restricted Share 78 Retail Pharmacy 78 Rollover Option 4 Rollover Stock Award 4 RSU 78 SEC 16 15 SEC Reports 16 15 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 15 Senior Employee 78 Service Provider 78 Significant Partner 79 Software 79 Solvent 34 Stockholders Meeting 45 subsidiaries 76 44 subsidiary 76 79 Subsidiary Shares 3 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 55 UBS 33 UBS Bank 33 UBS Securities 33 Willful Breach 77 Table of Contents 79 This AGREEMENT AND PLAN OF MERGER, dated as of July 1October 27, 2019 2015 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc.Rite Aid Corporation, a Delaware corporation (the “Company”), DJP XXWalgreens Boots Alliance, LLCInc., a Delaware limited liability company corporation (“Parent”), and MKM XXII Corp.Victoria Merger Sub, Inc., a Delaware corporation and a wholly owned direct subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality The following terms used in this Agreement 72 Acquisition Proposal 43 Action 20 have the meanings ascribed to them on the pages indicated below: Accounting Firm 30 Affiliate 72 41 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 APSU 41 XXXX 00 XXXX 00 XXX Xxxxxx Xxxx 0 XXX Global Opco Group 41 BGC Holdings 1 BGC Holdings Exchange Ratio 42 BGC Holdings Exchange Right Interest 42 BGC Holdings Exchangeable Limited Partnership Interest 41 BGC Holdings Founding Partner Interest 42 BGC Holdings General Partnership Interest 42 BGC Holdings GP 1 BGC Holdings Group 42 BGC Holdings Limited Partnership Xxxxxxxx 00 XXX Xxxxxxxx XXX 00 XXX Holdings Material Adverse Effect 18 BGC Holdings Regular Limited Partnership Xxxxxxxx 00 XXX Holdings REU Interest 42 BGC Holdings Special Voting Limited Partnership Interest 42 BGC Holdings Working Partner Xxxxxxxx 00 XXX Xxxxx 0 XXX Partners 1 BGC Partners Board 2 BGC Partners Board Recommendation 24 BGC Partners Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Share 6 BGC Partners Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 6 BGC Partners Class A Common Stock 11 42 BGC Partners Class B Common Stock 11 43 BGC Partners Closing 2 Closing Date 2 Code 21 Price 43 BGC Partners Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company 43 BGC Partners Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities Awards 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 BGC Partners Group 43 BGC Partners Inc. Group 43 BGC Partners Indemnified Parties 54 Infringe Person 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 BGC Partners Material Adverse Effect 75 22 BGC Partners Preferred Stock 22 BGC Partners Restricted Stock Award 12 BGC Partners RSU Award 12 BGC Partners Separation Agreement 43 BGC Partners Stockholder Approval 24 BGC U.S. Opco 1 BGC U.S. Opco Group 43 Board of Directors 43 Business Day 43 Cancelled Shares 6 Cantor 1 Cantor Group 43 Certificate of Corporate Merger 3 Certificate of Holdings Merger 3 Certificate of Holdings Reorganization Merger 3 Certificates of Merger 3 Class A Stock Consideration 11 Class B Stock Consideration 7 Closing 3 Closing Date 3 Code 43 Consent Solicitation Statement 27 Contract 20 Corporate Merger 2 Demand 30 DGCL 1 DLLCA 1 DRULPA 1 Effective Time 3 Equivalent Holdings Equity Interest 5 Exchange Act 20 Exchange Agent 13 Exchange Fund 13 Exchange Ratio 43 Excluded Interests 12 Existing Holdings Equity Interest 5 Existing Maximum Class B Amount 31 Form S-4 27 Former Partner Obligations 13 Founding Partner 43 Founding Partner Unit 43 GAAP 44 Governmental Entity 44 Grant Xxxx 00 XX-Xxxx 00 Holdco 1 Holdco Class A Common Stock 44 Holdco Class B Common Stock 44 Holdco Common Stock 44 Holdco Preferred Stock 23 Holdco RSA 12 Holdco RSU Award 12 Holdings Merger 2 Holdings Merger Sub 1 Holdings Reorganization Effective Time 3 Holdings Reorganization Merger 1 Indemnified Taxes 30 Intentional Breach 44 Interest 44 IRS 44 Joint Committee 2 Law 44 Legal Restraint 32 Letter of Transmittal 00 Xxxxx 00 XXX 00 Material Contract 19 Adverse Effect 44 Merger Consideration 11 Merger Sub 1 1 Merger Sub 2 1 Notice Merger Subs 1 Mergers 1 Nasdaq 44 Newmark Group 45 NLPU 45 Non-Participating Xxxx 00 XXXXX 00 NPPSU 45 NPREU 45 NPSU 45 NREU 45 Objection 30 Organizational Documents 45 Other BGC Holdings Limited Partnership Xxxxxxxxx 0 Xxxxxx 00 XXXX 00 PPSE 46 PPSU 46 Preferred Xxxx 00 XXXX 00 Xxxxxxxxxx 00 PSE 46 PSI 46 PSU 46 Regulatory Law 46 Relevant Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 31 Representative 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration Restricted Partnership Xxxx 00 Xxxxxx 00 XXX 00 SEC 47 Secretary of State 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 18 SOL Date 30 Specified Share 3 Snow Australia Divestiture Number 31 Stock Consideration 11 Subsidiary 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 3 Surviving LLC 3 Takeover Laws 21 Tax 47 Tax Counsel 47 Tax Return 25 47 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a 47 Termination Date 34 Trading Day 48 Treasury Regulations 48 Uncertificated Xxxx 00 Xxxx 00 Xxxx Xxxxxxxxxxx 11 wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Subsidiary 41 Working Partner Unit 48
Appears in 1 contract
Samples: Corporate Conversion Agreement (BGC Partners, Inc.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Action 1 Affiliate 1 Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 1 Claims 18 Control 2 Cure Notice 22 Cure Period 23 Default Interest Rate 2 Direct G&A Costs 2 Disclosing Party 25 Disputed Item 14 Effective Date 1 Emergency 2 Environmental Condition 2 Environmental Law 2 Expert 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities Facilities 3 FERC 3 Fiscal Year 3 Force Majeure 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Gathering Assets 3 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 3 Indebtedness for Borrowed Money 3 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Party 18 Indemnifying Party 18 Indemnity Demand 18 KAAC 3 Knowledge 3 Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 3 Material Adverse Effect 75 Material Contract 19 Merger 3 Natural Gas Liquids Pipelines 3 Natural Gas Pipelines 4 Notice 25 Options 4 Owner 1 Merger Sub 1 Notice Period 42 Option Owner Direct-Billed Costs 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Owner Indemnified Party 18 Parties 1 Party 1 Paying Agent Performance Breach 22 Performance Breach Notice 22 Permits 4 Person 4 Prime Rate 4 Processing Assets 4 Proposed Support Services Fee 13 Purchase Rights and Restrictive Covenants Agreement 4 Reasonable and Prudent Service Provider 8 Receiving Party 25 Related Party Transaction Policy 4 Required Upgrade 4 Restricted Persons 24 Senior Supervisory Personnel 5 Service Contracts 5 Service Costs 5 Service Provider 1 Service Provider Indemnified Party 18 Services 8 Subsidiary 5 Supplemental Service Provider 8 Supplemental Service Providers 8 Support Services Fee 5 System 5 System (Effective Date) 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens Term 6 Third Party 6 Transferred Employees 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents TRRC 6 Unrecoverable Damages 6 CONSTRUCTION, OPERATIONS AND MAINTENANCE AGREEMENT This AGREEMENT AND PLAN OF MERGERConstruction, dated as of July 1, 2019 Operations and Maintenance Agreement (this “Agreement”) is effective as of November 9, 2018 (the “Effective Date”), is entered into by and among Genesee & Wyoming Inc.between Apache Corporation, a Delaware corporation (the “CompanyService Provider”), DJP XX, LLC, a Delaware limited liability company (“Parent”)on the one hand, and MKM XXII Altus Midstream Company (f/k/a Xxxxx Xxxxxxxx Acquisition Corp.), a Delaware corporation (as “Owner”), on the other hand. Each of Service Provider and Owner is sometimes referred to herein individually as a wholly owned subsidiary of Parent (“Merger SubParty” and, together with the Company and Parent, collectively as the “Parties” and each, a “Party.”).
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Acquired Assets 1 Acquired Intellectual Property 3 Acquired Lease 2 Acquired Leased Real Property 2 Agreement 1 Alternative Financing Agreement Dispute 63 Agreement Order 31 Allocation 57 Allocation Methodology 57 Anti-Corruption Law 27 Apportioned Obligations 58 Assigned Contract and Cure Schedule 6 Assigned Contracts 2 Assignment and Assumption Agreement 11 Assumed Cure Costs 5 Assumed Liabilities 5 Backup Bid Termination Date 32 Bankruptcy Cases 1 Bankruptcy Code 1 Bankruptcy Court 1 Bankruptcy Rules 33 Business 1 Business Confidential Information 51 Business Software 22 Cash Payment 9 Chosen Courts 63 Closing 10 Closing Date 11 Closing Date Payment 9 Collecting Party 40 Comprehensively Sanctioned Jurisdictions 26 Dataroom 28 Deposit 10 Designated Purchaser 60 Disclosure Schedules 61 Disputed Accounts Receivable 41 DOJ 44 Effect 71 Employees 41 Enforceability Exceptions 13 Environmental Permits 18 Escrow Agent 10 Excluded Assets 3 Excluded Contracts 3 Excluded Cure Costs 6 Excluded Insurance Policies 4 Excluded Liabilities 6 Express Representations 28 Filed SEC Documents 12 Financial Statements 13 Foreign Competition Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield FTC 44 Fundamental Representations 53 Government Closure 44 Guaranteed Obligations 50 Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy HIPAA 69 Inactive Employees 41 Indebtedness 35 Capitalization Information Presentation 28 Inside Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 10 Insurance Policies 23 Invitae 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 15 Misconduct Allegations 25 Non-Debtor Contract 6 Non-Executory Contract 6 Non-Recourse Person 61 Outside Date 55 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permits 18 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU Purposes 51 Previously Omitted Contract 7 Projections 49 Purchase Price 9 Purchaser 1 Purchaser Plans 42 Reimbursement Amount 53 Retained Privileged Materials 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation Retained Receivables 40 Security Incident 20 Security Risk Assessments 21 Seller 1 Systems 27 Tax Return 25 Seller Support Obligations 48 Sellers 1 Successful Bidder 32 Transfer Offer 41 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 57 Transferred Employees 41 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).24
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU Paragraph # ----------- ADA 9 Additional Rent 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Agents 2 Alterations 12 Bank 7 Base Rent 4 Building 2 Building Amenities 12 Casualty Discovery Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 21 Commencement Date 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger Common Areas 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities Communications Systems 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Computation Year 4 Condemnation 22 Conduit 12 CPA 4 Default 24 Due Diligence Period 58 Early Occupancy 3 Electric Service Provider 5 Emergency Generator 5 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Expiration Date 3 Extension Notice 57 First Offer Price 58 Force Majeure 54 Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 24 Hazardous Materials 28 ICCTA 14 Indemnified 32 Holder 42 Insurance Expenses 4 Landlord Parties 54 Infringe 26 Intellectual 39 Landlord's Agents 8 Landlord's Investment Advisors 15 Laws 9 Negotiation Period 58 Non-Structural Alterations 12 Normal Business Hours 5 Operating Expenses 4 Option 57 Option Period 57 Parking Areas 2 Premises 1 Private Restrictions 9 Project 2 Proportionate Share 4 Related Entity 23 Rent 4 Right of First Offer 58 Right of First Offer Notice 58 Rules and Regulations 41 Space Planning Expense 4 Structural Components 2 Successor Landlord 31 Superior Lease(s) 31 Superior Lessor 31 Superior Mortgage(s) 31 Superior Mortgagee 31 Systems 4 Taxes 4 Tenant Allowance 4 Tenant's Agents 9 Tenant's Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related 15 Term 3 Third Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option Price 58 Third Party Terms 58 Utilities 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU Utility Expenses 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit Year 2000 Compliant 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This LEASE AGREEMENT AND PLAN OF MERGER, dated as of July BASIC LEASE INFORMATION Lease Date: February 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc.2000 Landlord: Conejo Valley Development Corporation, a Delaware California xxxxxxxxxxx Xxxxxxxx'x Xxxxxss: c/o Zeeco Trading 4523 North Houston School Road Xxxxxxxxx, XX 00000 Xxx xxxxxxx xxxx xx Xxxxxxxx xxxxx xxxx Xxxxx xxxxx xx xxxx xx xxx above address, with copies to: [Insert name and address of property manager]: --------------------------------- --------------------------------- --------------------------------- Attn: --------------------------- Phone: ( ) --- --------------------- Tenant: Broadcom Corporation, a California corporation Tenant's Contact Person: Director of Corporate Services Tenant's Address and Telephone Number: 16215 Alton Parkway Irvine, CA 92618 (949) 450-8700 Building Square Footage: Approximately Two Hundred Xxxxxxxx (000,000) rentable square feet in one, partial two-story building (the “Company”"Building" or "Project"), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
Appears in 1 contract
Samples: Lease Agreement (Broadcom Corp)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Delaware LLC 1 Additional Imposition 16 Affiliate 72 1 Agent 1 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Amazon 1 Amazon Lease 2 AML 2, 22 Annual Budget 2 Applicable Date 16 Australia Credit Facility 72 Policy Period 52 Approved Lease 2 Assignment of Leases 2 bank holding company 25 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Code 2 Borrower 1, 2 Borrower's Knowledge 2 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing Cash Management Agreement 2 Casualty 2, 46 Casualty Retainage 2, 51 Clearing Account Agreement 2 Closing Date 2 1, 3 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 3 Collateral 3 Condemnation Proceeds 3, 46 Constituent Entity 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Contracts 3 Control 3 Creditors Rights Laws 3 Debt Financing 32 Coverage Ratio 3 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Yield 3 Default 4 Default Rate 4 Environmental Indemnity 4 Environmental Laws 28 4 Equipment 4 Equity Financing 32 Equity Financing Commitment 32 Interests 4 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex4 Event of Default 4, 53, 57 Excessive 52 Financial Covenants 4 Fiscal Year 4 Free Rent Reserve Account 15 LOAN AGREEMENT vi Loan No. 374-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 1407 Free Rent Reserve Deposit 17 GAAP 74 GIC 4 Governmental Authority 4 Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 5 Guaranty of Recourse Obligations 5 Hazardous Materials 28 ICCTA 14 5 Impositions 5 Improvements 5 Indebtedness 5 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Party 5 Independent Director 6 Insolvency Action 6, 53 Insolvency Opinion 6 Inspector 6 Insurance Proceeds 6, 46 Interest Rate 6 Inventory 6 Investors 6, 58 Land 6 Late Charge 6 Lease Approval Package 31 Leases 6 Legal Requirements 6 Lender 1, 7 Lxxxxx's Application Election Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 50 Lien 7 Lists 7, 22 Loan 1, 7 Loan Amount 1, 7 Loan Documents 7 Losses 7 Management Agreement 7 Manager 8 Manager's Subordination 8 Material Adverse Effect 75 8 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Agreements 8 Material Alterations 8, 28 Maturity Date 8 Maximum Non-Excessive Amount 52 Member 8 Net Operating Income 8 Net Restoration Proceeds 9, 48 New Guarantor 41 Note 9 NYL Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 9 NYL Loan 9 LOAN AGREEMENT vii Loan No. 374-1407 O&M Plan 9, 35 Obligations 9 OFAC 9, 22 Operating Expenses 9 Order 10, 22 Orders 10, 22 PXXX Xxxx 10 Payment Date 10 Payment Guaranty 10 Permits 10 Permitted Easements 10 Permitted Encumbrances 10 Permitted Trade Payables 11, 3 Permitted Claims 69 Transfer 11, 37 Permitted Liens 24 Transfer Fee 39 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation Personal Property 11, 20 Personal Property Schedule 11, 20 Plan 11 Plan Assets 11 Prepayment Fee 11 Principal Indebtedness 11 Property 11 Qualified Investor 11 Qualified Manager 12 REIT 37 Remediation 12 Rent Roll 12, 21 Rents 12 Replacement Management Agreement 12 Reserve Account 12, 16 Reserve Accounts 12, 16 Reserve Funds 12 Restoration 12, 48 Restoration Proceeds 12, 46 Restoration Proceeds Reserve Account 12, 15 Restoration Proceeds Threshold 12, 48 Restricted Party 12 Rollover Reserve Account 12, 15 S&P 13 Representatives 39 Required Information 76 Sanctioned Country Sale or Pledge 13 Sanctions 13, 22 Secondary Market Conditions 13, 57 Secondary Market Transaction 13, 57 Secondary Market Transactions 57 Section 6.2 Transfer 38 LOAN AGREEMENT viii Loan No. 374-1407 Security Instrument 13 Single Purpose Entity 13 SPE Equity Owner 13 Special Member 13 Taking 13, 46 Tax and Insurance Monthly Installment 13, 16 Sanctioned Person Tax and Insurance Reserve Account 13, 15 Taxes 13, 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB Tenant Improvement Reserve Deposit 18 Tenant Improvements Reserve Account 15 Terrorism Insurance 44, 51, 52 Terrorism Insurance Deposits 52 Title Policy 13 Transfer 13 Transferee Organizational Chart 40 UCC 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This Upstream Owner 14 Wetlands Instruments 37 Wetlands Obligations 37 Wetlands Permits 37 LOAN AGREEMENT AND PLAN OF MERGERix Loan No. 374-1407 THIS LOAN AGREEMENT (as the same may from time to time hereafter be modified, supplemented or amended, this "Agreement"), dated as of July 1August 14, 2019 2024 (this “Agreement”the "Closing Date"), is entered into made by and among Genesee & Wyoming Inc.between NEW YORK LIFE INSURANCE COMPANY, a Delaware corporation New York mutual insurance company (the “Company”together with its successors and assigns, "Lender"), DJP XXand EQRT 3327 HARRISBURG, LLCL.P., a Delaware limited liability company partnership (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company its permitted successors and Parentassigns, the “Parties” and each, a “Party”"Borrower").
Appears in 1 contract
Samples: Loan Agreement (EQT Exeter Real Estate Income Trust, Inc.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable The following terms are first defined in this Agreement on the page referenced below: Affiliate 6 Company Benefit Agreement 16 Agreement 1 Company Benefit Plan 16 Air Emission Requirement 20 Company Employees 34 Arbitrating Accountant 2 Confidential Information 33 Business 1 Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 27 Cash Equivalents 2 Control 6 Claim 19 Controlling Party 40 Closing 4 Copyrights 22 Closing Balance Sheet 2 Covered Product 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 4 Damages 35 Closing Estimate Payment 3 Deductible 36 Closing Indebtedness 3 Delivery Date 2 COBRA 18 Dispute 2 Code 21 Common Stock 11 10 Dispute Notice 2 Commitment Documents 6 Dispute Period 2 Company 1 Company Disclosure Letter DOL 17 Employee Benefit Plan 16 Permitted Liens 10 Company Employees Encumbrances 1 Person 6 Environmental Claim 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Plant Closing and Mass Layoff Laws 34 Environmental Laws 28 Equity Financing 20 Purchase Price 1 Environmental Permits 20 Purchaser 1 ERISA 16 Purchaser Indemnitees 35 ERISA Affiliate 16 Purchaser Welfare Benefit Plans 34 Escrow Agent 4 Purchaser’s Knowledge 26 Escrow Agreement 4 Release 21 Escrow Amount 4 Resolution Period 2 Extended Coverage Claims 35 Securities Act 6 Financial Statements 9 Seller 1 GAAP 2 Seller Benefit Agreement 16 Guaranteed Amount 40 Seller Benefit Plan 16 Hazardous Substances 20 Seller Disclosure Schedule 5 HSR Act 5 Seller Group 16 Indemnifiable Claim 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor Seller Indemnitees 38 Indemnified Party 35 Seller’s Knowledge 26 Indemnified Persons 31 Shares 1 Government Official 74 Governmental Entity 14 Guarantor Indemnifying Party 35 Software 22 Insurance Policies 23 SpeeCo 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 22 Subsidiaries 1 Interim Financial Statement Date 9 Tax Return 11 Interim Financial Statements 9 Tax Returns 10 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related 17 Taxes 10 KPMG 2 Third Party 69 Licenses 14 Claim 35 Leased Real Estate 19 Top Ten Customer 23 Liens 24 Marketing Period 74 10 Trademarks 22 Material Adverse Effect 75 7 Transaction Documents 5 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 13 Transaction Expenses 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Non-Controlling Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 40 Voting Company Debt 9 Patents 22 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).33 Pension Plan 16 Welfare Plan 16 Permits 15 Working Capital 2
Appears in 1 contract
Samples: Stock Purchase Agreement (Blount International Inc)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 5 Acquisition Proposal 43 Action 20 5 Acquisition Sub 4 Acquisition Transaction 5 Affiliate 72 5 Agreement 1 4 Alternative Financing Acquisition Agreement 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry 6 Appraisal Shares 7 Brookfield Guarantor 1 26 Assets 39 Business Day 72 Bylaws 11 Cancelled Shares 3 6 Certificate 25 Certificate of Merger 24 Change 6 Changes 6 Code 6 Collective Bargaining Agreement 44 Company 4 Company Balance Sheet 6 Company Balance Sheet Date 6 Company Board 6 Company Board Recommendation 31 Company Board Recommendation Change 58 Company By-Laws 6 Company Capital Policy 35 Capitalization Date 11 Stock 6 Company Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A 6 Company Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 6 Company 1 Disclosure Documents 35 Company Disclosure Letter 10 Company Employees 20 29 Company Equity Award 73 Awards 29 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Rights 8, 40 Company Material Adverse Effect 75 6 Company Options 8 Company Plans 63 Company Preferred Stock 8 Company Registered Intellectual Property Rights 8 Company Restricted Stock 8 Company SEC Reports 34 Company Securities 33 Company Stock Plans 8 Company Stockholders 8 Company Warrants 8 Comparable Plans 64 Confidentiality Agreement 9 Consent 32 Continuing Employees 9 Contract 9 D&O Insurance 62 Delaware Law 9 Acceptance Time 26 DGCL 23 DOJ 9 Effective Time 24 Employee Plans 42 Enforceability Exception 30 Environmental Law 9 Equity Award Amounts 9 Equity Interest 9 ERISA 9 Exchange Act 9 Exchange Fund 27 Existing Credit Agreement 9 Existing Director Committee 23 Existing Director Committee Actions 23 Expense Reimbursement 73 Expiration Date 18 Fairness Opinion 49 FDD 9 Financial Advisor 49 Foreign Benefit Plans 43 Franchise 46 Franchise Agreement 46 Franchise Laws 9 Franchised Location 46 Franchisee 10 FTC 10 GAAP 10 Governmental Authority 10 Hazardous Substance 10 HSR Act 10 Indemnified Persons 61 Independent 22 Independent Directors 22 Initial Expiration Date 17 Intellectual Property 10 IRS 10 Knowledge 11 Law 11 Leased Real Property 38 Leases 38 Legal Proceeding 11 Liabilities 11 Licensed Intellectual Property Rights 11 Lien 11 Master Foreign Licensees 11 Match Period 58 Material Contract 36 Material Franchise Agreements 47 Material Franchisees 47 Merger 4 Merger Closing 24 Merger Closing Date 24 Merger Consideration 25 MESA 11 MESA Litigation 11 Minimum Tender Condition 1 New Plans 64 NYSE 11 Offer 4 Offer Closing 18 Offer Closing Date 18 Offer Conditions 17 Offer Documents 19 Merger 1 Merger Sub 1 Offer Price 4 Old Plans 64 Open Source Software 11 Order 11 Outside Date 70 Outstanding Proposal 72 Owned Real Property 11 Parent 4 Parent Stockholder 4 Parties 4 Party 4 Paying Agency Agreement 27 Paying Agent 27 Pay-off Amount 69 PBGC 43 Permits 44 Permitted Liens 11 Person 12 Preliminary Proxy Statement 67 Promissory Note 21 Proxy Statement 67 Qualifying Acquisition Proposal 12 Recommendation Change Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned 58 Registered Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Rights 12 Release 12 Representatives 12 Rights Plan 13 Xxxxxxxx-Xxxxx Act 13 Schedule 14D-9 19 Schedule TO 18 SEC 13 Securities Act 13 Series A Preferred Stock 32 Short-Form Threshold 20 Software 13 Special Committee 49 Stockholder Approval 31 Stockholders’ Meeting 67 Subsidiary 13 Subsidiary Securities 34 Superior Proposal 13 Support Agreement 4 Surviving Corporation 23 Tail Period 72 Takeover Laws 31 Tax 13 Tax Returns 41 Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 72 Top-Up 20 Top-Up Closing 21 Top-Up Shares 20 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).65
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 2010 VSD 55 Accounts Receivable 32 Acquisition Proposal 43 69 Acquisition Subsidiary 1 Action 20 41 Adjustment Amount 14 Adverse Recommendation Change 68 Affiliate 72 91 Agents 68 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Annual Financial Statements 24 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception Filings 66 Assets 29 Auditor 13 Book-Entry Shares 7 Brookfield Guarantor 1 Balance Sheet 24 BIS 54 Business Day 72 Bylaws 3 Cap 86 Cash 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Cash Adjustment Amount 14 Certificate of Merger 2 Certificates 7 6 CFIUS 73 71 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 71 Clearances 57 Closing 2 Closing Balance Sheet 12 Closing Cash 12 Closing Date 2 3 Closing Indebtedness 12 Closing Net Working Capital 12 Closing Statement of Cash 12 Closing Statement of Indebtedness 12 COBRA 49 Code 21 6 Common Stock 11 4 Company 1 Company Disclosure Letter 10 Indemnified Person 18 Company Employees 20 Indemnified Persons 18 Company Equity Award 73 Intellectual Property 35 Company Notice 42 Intellectual Property Agreement 37 Company Plans Manufacturing Tools 35 Company Material Adverse Effect 63 Company Organizational Documents 21 Company Related Parties 68 Recommendation 67 Company Remedial Measure 49 Software 36 Company Requisite Vote 13 Company Securities 12 Company Stock Plan Transaction Expenses 17 Confidentiality Agreement 65 Contract 34 Contracts 34 Covered Employees 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution CSOs 70 Defense Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 84 Determination Date 14 DGCL 1 2 Disclosure Schedule 20 Dissenting Shares 9 DOJ 47 DPA 74 6 Effect 63 Effective Time 2 End Date 65 Employment Agreements 2 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Law 46 Environmental Property 45 Escrow Account 16 Escrow Agreement 8 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Estimated Net Working Capital Shortfall 12 Exchange Act 14 Agent 10 Exchange Agent Agreement 10 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 10 Final Closing Cash 14 Final Closing Indebtedness 14 Final Closing Net Working Capital 14 Final Net Working Capital Excess 14 Final Net Working Capital Shortfall 14 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 Statements 24 FINSA 71 Fully Diluted Shares 4 GAAP 74 GIC Guarantor 1 12 Good Faith Statement 11 Government Official 74 8 Government Contract 55 Government Subcontracts 55 Governmental Entity 14 Guarantor 1 Authorization 44 Hazardous Materials 28 ICCTA 46 HSR Act 66 Income Tax 29 Indebtedness 15 Indebtedness Adjustment Amount 14 Indemnification Threshold 85 Indemnified Parties 54 Infringe 26 Losses 80 Indemnified Party 83 Indemnifying Party 83 Information Statement 58 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 27 Intervening Event 35 Interim Financials 24 IRS 9 Key Stockholders 1 Law 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table Leased Real Property 30 Letter of Contents Law 74 Lender Related Party 69 Licenses 14 Transmittal 10 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 30 Losses 80 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Consideration 3 Net Working Capital 11 NLRA 48 Non-Competition and Confidentiality Agreements 2 off-balance sheet arrangements 24 Order 41 Ordinary Course of Business 26 Owned Intellectual Property 27 Owned IP 27 Software 36 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Indemnified Persons 80 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Payment Event 92 Per Share Merger Consideration Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Preferred Adjustment Amount 4 Per Share Preferred Closing Amount 4 Per Share Preferred Escrow Amount 4 Per Share Series D Preference Amount 4 Percentage 81 Permits 44 Person 91 Plan 49 Plans 49 Pre-Closing Period Income Tax Returns 77 Pre-Closing Tax Period 77 Property 29 Public Software 36 Real Property Leases 30 Release 46 Remaining Escrow Amount 17 Representative 19 Representative Expense Amount 3 Permitted Claims 69 Permitted Liens Representative Expenses 20 Requisite Stockholder Approval 24 Person 76 Restricted Share 5 Restricted Share Issuance Agreements 22 Scheduled Company Intellectual Property 36 Scheduled Indemnity Matters 81 Securities Act 24 Series A Preferred Stock 11 Proceeding 54 Proxy 5 Series B Preferred Stock 5 Series C Preferred Stock 5 Series D Preference Payment 5 Series D Preferred Stock 5 Share 21 Shares 21 Side Agreements 1 Software 36 Spreadsheet 70 Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 9 Stockholder Indemnified Persons 83 Stockholder Non-Competition Agreements 1 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 1 Straddle Period 78 Subsidiary 21 Superior Proposal 43 70 Surviving Corporation 1 Systems Company 2 Surviving Company Organizational Documents 18 Tail Policy 19 Takeover Statute 58 Target Net Working Capital 12 Tax 29 Tax Attributes 27 Tax Return 25 29 Tax Returns 29 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).29 Termination Fee 92 Third Party 70 Third Party Intellectual Property License 37 Third Person 84 Third Person Claim 84 Treasury Regulations 6 Unvested Consideration 7 Unvested Restricted Shares 5 Vested Restricted Shares 5 Working Capital Adjustment Amount 14
Appears in 1 contract
Samples: Merger Agreement (Ixia)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Defined Terms Page 1099 Contractor 1 Acquiror 1 Acquiror Indemnified Parties 58 Acquiror Plans 51 Acquiror’s 401(k) Plan 50 Acquisition Proposal 43 40 Action 20 1 Active Business Employees 49 Affiliate 72 1 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Ancillary Agreements 1 Antitrust Law Clearance 54 Approvals 37 Assumed Company Plans 11 Assumed Contracts 10 Assumed Liabilities 13 Audited and Reviewed Financial Statements 40 Xxxx of Sale, Assignment and Assumption Agreement 1 Books and Records 11 Business 1 Business Confidential Information 47 Applicable Business Day 2 Business Employees 2 Closing 16 Closing Amount 16 Closing Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Closing Net Working Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 18 Closing Receivables 44 Closing Target 18 COBRA 28 Code 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Confidential Information 47 Company FSA 51 Company FSA End Date 51 Company Indemnified Parties 59 Company Marks 2 Company Plan 28 Company’s 401(k) Plan 50 Company’s Knowledge 6 Defined Terms Page Confidentiality Agreement 37 Consultation Period 18 Continuing Support Obligation 41 Contract 10 Control 2 Corporate Policies 42 Current Assets 2 Current Liabilities 2 Deductible Amount 58 Direct Claim 60 Disclosure Letter 10 Company Schedule 20 End Date 56 Environmental Condition 2 Environmental Law 3 Environmental Permit 3 Equipment 11 ERISA 3 ERISA Affiliate 3 Estimated Closing Statement 18 Excluded Assets 11 Excluded Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company 3 Excluded Liabilities 14 Final Closing Statement 19 Final Net Working Capital 19 Financial Statements 22 Financing 3 Financing Sources 3 Financing Sources Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 3 Fraud 3 FSA Balances 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 FSA Participants 51 Fundamental Representations 4 GAAP 74 GIC Guarantor 1 Government Official 74 4 Governmental Entity 14 Guarantor 1 4 Governmental Order 4 Hazardous Materials 28 ICCTA 14 Material 4 HSR Act 4 Inactive Business Employee 4 Indebtedness 4 Indemnified Parties 54 Infringe 26 Party 59 Indemnifying Party 59 Independent Accounting Firm 18 Indian Business Assets 9 Indian Business Employee 5 Insurance Policies 31 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 5 Inventory 5 IP Assignment Agreements 5 IRS 21 5 IT Asset Contract 5 IT Assets 5 Joint Notice 14 knowledge 74 Table Defense Agreement 6 Knowledge of Contents the Acquiror 6 Knowledge of the Company 6 Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 6 Leased Real Property 6 Legal Process 47 Liabilities 6 Lien 6 Local Agreements 49 Losses 6 Material Adverse Effect 75 6 Material Contract 19 Merger 1 Merger Sub 1 Customers 31 Material Suppliers 31 Net Working Capital 7 New York Courts 67 Non-Reimbursable Losses 63 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 of Disagreement 18 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permits 24 Permitted Liens 24 7 Person 76 Preferred Stock 7 Post-Closing Adjustment 20 Post-Closing Consents 39 Pre-Closing Insurance Matter 42 Pre-Closing Period 34 Pre-Closing Tax Period 8 Product 8 PTO Rollover 49 Purchase Price 16 Real Estate Lease 8 Recall 30 Receivables 10 Reference Balance Sheet 22 Related to the Business 8 Release 8 Remedial Action 38 Representative 8 Required Payments 8 Retained Litigation 13 Review Period 18 Shared Contracts 8 Software 8 Specified Warranty Breaches 58 Straddle Period 8 Subsidiary 8 Support Obligations 41 Support Services 41 Target Net Working Capital 9 Tax 9 Tax Returns 9 Third Party Claim 59 Third Party Rights 16 Trademarks 5 Transaction Agreements 9 Transaction Expenses 9 Transfer Taxes 48 Transferred Assets 10 Transferred Employee 50 Transferred Employee Records 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Transferred IP 10 Transition Services Agreement 9 Warranty Breach 77 Table of Contents 58 willful and material breach 57 This AGREEMENT AND PLAN OF MERGERASSET PURCHASE AGREEMENT, dated as of July 1May 8, 2019 (this “Agreement”), is entered into made by and among Genesee & Wyoming Inc.HARSCO CORPORATION, a Delaware corporation (the “Company”), DJP XXE&C FINFAN, LLCINC., a Delaware limited liability company corporation (the “Acquiror”), and, solely with respect to Section 11.19, CHART INDUSTRIES, INC., a Delaware corporation (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
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INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 98 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 34 Appraisal Withdrawal 11 Appraised Fair Value 11 Benefit Plans 24 Bermuda Companies Act 3 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 8 Burdensome Condition 64 business day 98 Capital Policy 35 Stock 98 Capitalization Date 11 Certificate of Incorporation 11 16 Certificate of Merger 2 4 Certificates 7 CFIUS 73 CFIUS Approval 73 8 Change of Recommendation 45 55 Class A Common Stock 11 16 Class B Common Stock 11 16 Closing 2 4 Closing Date 2 Code 21 4 Common Share 6 Common Share Consideration 6 Common Stock 11 16 Communications Law 98 Company 1 Company Benefit Plans 72 Company Board of Directors 1 Company Board Recommendation 1 Company Disclosure Letter 10 Company Employees 20 14 Company Equity Award 73 Awards 12 Company Notice 42 Equity Plan 98 Company Plans 21 Financial Advisor 37 Company Governing Documents 98 Company Indebtedness 76 Company Material Adverse Effect 98 Company Material Contract 28 Company Options 12 Company Permits 34 Company Related Parties 68 89 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities RSUs 12 Company Stock Plan 73 SEC Documents 21 Company Subsidiary 15 Company Systems 27 98 Company Termination Payment 73 Fee 98 Company Transaction Related Matters 89 Competing Proposal 98 Competition Law 98 Compliant 98 Confidentiality Agreements 52 Agreement 98 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 72 Contracts 98 Covered Persons 69 Curaçao Restructuring 62 D&O Insurance 69 Debt Financing 32 42 Debt Financing Commitments 32 DGCL Documents 1 Debt Financing Sources 98 Debt Payoff 79 Dissenting Shares 9 DOJ 47 DPA 74 98 Effect 98 Effective Time 2 End Date 65 4 Enforceability Exceptions 19 Environmental Laws 28 Law 98 Environmental Permit 98 Equity Commitment Letter 1 Equity Financing 32 42 Equity Financing Commitment 32 ERISA 20 Interests 16 Equity Investors 42 Exceptions 48 Exchange Act 14 21 Exchange Fund 6 Excluded Information 59 8 Ex-Im Laws 15 Expense Cap 68 34 Expenses 98 Financial Advisor 28 Financial Support Direction 73 Statements 21 Financing 32 42 Financing Commitments 32 FTC 47 Documents 1 GAAP 74 GIC Guarantor 1 21 Government Official 74 98 Governmental Entity 14 Guarantor 1 20 Xxxxxxxxx 00 Xxxxxxxxx 00 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Substances 98 Indebtedness 98 Indemnification Agreements 69 Intellectual Property 27 Rights 98 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 98 knowledge 74 Table of Contents 98 Law 74 98 Legal Proceeding 24 Lender Related Party 69 Licenses 14 Liens 24 89 Liabilities 98 Licensed Company Intellectual Property 98 Lien 98 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 98 Merger 1 Merger Application 4 Merger Consideration 6 Merger Sub 1 Merger Sub Common Stock 6 Nasdaq 20 New York Courts 111 Notice Period 42 55 OFAC 34 Option 4 Other Regulatory Approvals 14 Consideration 12 Outside Date 98 Owned Company Intellectual Property 27 Owned IP 27 98 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 40 Parent Related Parties 69 89 Parent Termination Fee 67 Parties 1 Party 1 98 Parent Transaction Related Matters 89 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 8 Permitted Liens 24 31 Person 76 98 Pre-Closing Period 48 Preferred Share 6 Preferred Stock 11 Proceeding 54 16 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 37 Xxxxxxxxx 0 Representatives 39 98 Required Communications Approvals 20 Required Competition Approvals 20 Required Information 76 79 Requisite Shareholder Approval 98 Sanctioned Country 16 34 Sanctioned Person 16 34 Sanctions Laws 16 34 Xxxxxxxx-Xxxxx Act 21 SEC 16 SEC Reports 16 14 Securities Act 21 Series A Preferred Share Consideration 6 Series A Preferred Stock 16 Series B Preferred Share 3 Snow Australia Divestiture 47 STB 14 Consideration 6 Series B Preferred Stock Purchase Plan 5 Stock Unit 4 Stockholders 16 Shareholder Guarantees 98 Shareholders 1 Shareholders Meeting 45 subsidiaries 76 subsidiary 76 62 Shares 6 Significant Subsidiary 98 Software 98 Solvent 46 Special Committee 1 Statutory Merger Agreement 98 Subsidiaries 98 Subsidiary 98 Superior Proposal 43 98 Surviving Corporation 1 Company 3 Systems 27 98 Takeover Law 38 Tax Return 25 98 Taxes 25 98 Termination Fee 98 Trade Control Laws 15 Transaction Documents 76 34 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 98 Transactions 1 Voting Agreement 1 Willful Breach 77 Table of Contents 98 This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 MERGER (this “Agreement”), dated as of October 27, 2019, is entered into by and among Genesee & Wyoming Inc.TV Bidco B.V., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware Netherlands private limited liability company (“Parent”), and MKM XXII Corp.TV Bermuda Ltd., a Delaware corporation Bermuda exempted company limited by shares and a wholly wholly-owned subsidiary of Parent (“Merger Sub” and”), together with the Company and ParentCentral European Media Enterprises Ltd., a Bermuda exempted company limited by shares (the “Parties” and each, a “PartyCompany”).
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Samples: Merger Agreement (Central European Media Enterprises LTD)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 1 Acceptance Time 19 Acquisition Proposal 43 Action 20 2 Acquisition Sub 1 Acquisition Transaction 2 Affiliate 72 2 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry 2 Appraisal Shares 7 Brookfield Guarantor 1 18 Arrangements 34 Assets 30 Business Day 72 Bylaws 11 Cancelled Shares 2 Certificate 18 Certificate of Merger 17 Change 3 Changes 3 Code 2 Collective Bargaining Agreement 34 Company 1 Company Balance Sheet 2 Company Balance Sheet Date 2 Company Board 2 Company Board Recommendation 23 Company Board Recommendation Change 46 Company By-Laws 2 Company Capital Policy 35 Capitalization Date 11 Stock 2 Company Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Company Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 3 Company 1 Disclosure Documents 26 Company Disclosure Letter 10 Company Employees 20 22 Company Equity Award 73 Company Notice 42 Company Plans Awards 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Rights 3 Company Material Adverse Effect 75 3 Company Options 4 Company Preferred Stock 4 Company Registered Intellectual Property Rights 4 Company Representatives 48 Company Restricted Stock 4 Company SEC Reports 25 Company Securities 25 Company Service 35 Company Stock Plans 4 Company Stockholders 4 Confidentiality Agreement 4 Consent 24 Continuing Directors 14 Continuing Employees 4 Contract 5 Covered Securityholders 34 D&O Insurance 50 DEA 36 Delaware Law 5 DGCL 16 DOJ 5 Effective Time 17 Employee Plans 32 Enforceability Exception 22 Environmental Law 5 Equity Award Amounts 5 Equity Interest 5 ERISA 5 Exchange Act 5 Exchange Fund 20 Existing Credit Agreement 5 Fairness Opinion 38 FDA 36 Financial Advisor 38 Foreign Benefit Plans 34 FTC 5 GAAP 5 Governmental Authority 5 Hazardous Substance 5 Healthcare Regulatory Authority 36 Healthcare Regulatory Permit 36 HHS 36 HSR Act 5 Indemnified Persons 49 Initial Expiration Date 11 Intellectual Property 5 Intervening Event 6 IRS 6 Knowledge 6 Law 6 Leased Real Property 29 Leases 29 Legal Proceeding 6 Liabilities 6 Lien 6 Material Contract 19 27 Merger 1 Merger Sub Closing 17 Merger Closing Date 17 Merger Consideration 18 Minimum Tender Condition A-1 Offer 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Offer Closing 12 Offer Closing Date 12 Offer Conditions 10 Offer Documents 12 Offer Price 1 Order 6 Outside Date 57 Owned Intellectual Real Property 27 Owned IP 27 6 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Expenses 59 Parties 1 Party 1 Paying Agency Agreement 19 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 19 Permits 35 Permitted Liens 24 6 Person 76 7 Preliminary Proxy Statement 55 Promissory Note 16 Proxy Statement 55 Recommendation Change Notice 46 Recommendation Change Notice Period 46 Registered Intellectual Property Rights 7 Related Party Transaction 38 Remedy 55 Representatives 44 Rights Plan 7 Xxxxxxxx-Xxxxx Act 7 Schedule 14D-9 13 Schedule TO 12 SEC 7 Securities Act 7 Series A Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 24 Short-Form Threshold 15 Software 7 Stockholder Approval 23 Stockholders' Meeting 55 Subsidiary 7 Subsidiary Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 25 Superior Proposal 43 7 Surviving Corporation 1 Systems 27 17 Takeover Laws 23 Tax Return 25 8 Tax Returns 31 Termination Fee 59 Top-Up 15 Top-Up Closing 16 Top-Up Shares 15 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).52 ARTICLE II THE OFFER
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Samples: Merger Agreement (Bioclinica Inc)
INDEX OF DEFINED TERMS. 2019 PSU Acquired Assets 2 Acquired Employee 55 Acquired Entities 4 Acceptable Confidentiality Acquired Intellectual Property 4 Ad Hoc Group 71 Administrative Agent Preamble AE Acquired Real Property 24 AE Registered Intellectual Property 30 Affiliate Agreements 54 Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Preamble Agreement 1 Alternative Financing 57 Anti-Corruption Laws Dispute 78 Assigned Contracts 2 Assignment and Assumption Agreement(s) 16 Assumed Liabilities 8 Assumed Revolver Obligations 9 Balance Sheet Date 22 Bankruptcy Cases Recitals Bankruptcy Code Recitals Bankruptcy Court Recitals Bridge Loan Secured Obligations 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Business Insurance Policies 42 Business Registered Intellectual Property 30 Cash Consideration 14 China Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Interest Purchase Agreement 17 Chosen Courts 78 Closing 2 15 Closing Cash Deficiency 14 Closing Date 2 Code 21 Common Stock 11 15 Collective Bargaining Agreement 40 Company 1 Preamble Company Disclosure Letter 10 Filings 22 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems IP Agreements 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution IT Systems 32 Company Software 33 Corporate Reorganization Steps 4 Credit Bid Recitals Credit Bid Amount 14 Credit Bid Portion 14 Cure Cap 8 Cure Costs 8 Data Partners 34 Dataroom 44 Deferred Conditions 69 Designated Purchaser 76 Dispute Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End 13 Disputes 61 Domain Transfer Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 61 Enforceability Exceptions 20 Exchange Act 14 Exchange Fund Estimated Closing Cash 13 Excluded Assets 6 Excluded Contracts 7 Excluded Documents 7 Excluded Leased Real Property 7 Excluded Leases 7 Excluded Liabilities 9 Excluded Owned Real Property 7 Excluded Real Property 7 Excluded Subsidiaries 8 Expense Reimbursement 71 Express Purchaser Representations 46 Express Seller Representations 43 FDI 20 Filed Bankruptcy Court Documents 19 Filed SEC Documents 19 Final Cash Collateral Order 64 Final Closing Cash 13 Financial Statements 22 Foreign Competition Laws 20 Fundamental Representations 67 Improvements 25 Indebtedness 50 Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC Presentation 44 Intercompany Receivables 23 Interim Balance Sheets 23 Interim Cash Collateral Order 64 Korea Court Procedures 65 Korea Subsidiary 65 Liquidating Plan 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Malicious Code 33 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent 25 Material Adverse Effect Distributor 26 Material Supplier 26 Milestones 64 Parent Related Parties Non-Recourse Person 76 Novation Agreement(s) 16 Outside Date 69 Parent Preamble Parent LLCA 65 Parties Preamble Party Preamble Pension Plan 39 PEO 55 Petition Date Recitals Prepetition Revolving/Term Loan Debt Recitals Privacy Policy 34 Privacy Requirements 34 Property Taxes 73 Purchase Price 14 Purchased Claims 6 Purchaser Preamble Purchaser Cash Statement 13 Purchaser Released Parties 61 Purchaser Releasing Parties 62 Real Property 24 Recitals iv Released Seller Representatives 62 Remaining Prepetition Debt 15 Review Period 13 SEC 22 Section 1542 62 Seller Preamble Seller Combined Tax Returns 87 Seller Released Parties 62 Seller Releasing Parties 61 Sellers Preamble Sellers IP Assignment Agreement 16 Straddle Period 73 Terminated Agreements 60 Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU Notice 60 Transfer Offer 55 Transfer Taxes 72 Transferred Employees 55 Transferred Subsidiaries 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 Transition Services Agreements 17 TRC 63 U.S. Acquired Employees 55 Union 40 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).41
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Acquired Assets 2 Acquired Real Property 2 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Agreement Dispute 44 Allocation 38 Allocation Methodology 38 Allocation Objection Notice 38 Assigned Contracts 2 Assignment and Assumption Agreement 8 Assumed Liabilities 3 Backup Bidder 19 Bankruptcy and Equity Exception 13 Book-Entry Shares Cases 1 Bankruptcy Code 1 Bankruptcy Court 1 Bidding Procedures Order 1 Canadian Court 1 Canadian Recognition Proceedings 1 Cash Payment 5 CCAA 1 Chosen Courts 44 Closing 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 7 Closing Date Payment 6 Closing Escrow 7 Closing Statement 11 Company Closing-Related Costs 10 Conditions Certificate 34 Cure Costs 3 Dataroom 14 Debt Commitment Letter 16 Debtors 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities Deposit 6 Designated Purchaser 41 Disputed Amounts 11 DOJ 23 Effect 51 Enforceability Exceptions 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund Liabilities 3 Escrow Agent 6 Excluded Assets 2 Excluded Liabilities 4 Express Representations 14 Financing 16 Foreign Representative 1 FTC 23 Fundamental Representations 33 Independent Accountant 11 Information 59 ExPresentation 14 Lenders 16 Non-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice Recourse Party 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Outside Date 35 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Petition Date 1 Pro-Rated Amount 33 Prorations 9 Purchase Price 5 Purchaser 1 Rolling Stock 31 Schedule 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country Schedules 12 Seller 1 Seller Broker 14 Seller Support Obligations 29 Sellers 1 Bidder Approval Date 17 Specified Uses 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Successful Bidder 19 Title Company 7 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 37 Yellow 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Accounting Firm 10 Adjustment Escrow Account 73 Adjustment Escrow Agreement 73 Adjustment Escrow Amount 73 Advisors 73 Affiliate 74 Agreement 6 Audited Financial Statements 16 Award Agreements 61 Balance Sheet 16 Business Day 74 CARES Act 21 Cash 74 Certificate of Designation 74 Closing 8 Closing Cash 74 Closing Cash Proceeds 7 Closing Date 8 Closing Indebtedness 74 Closing Net Working Capital 74 Closing Statement 9 COBRA 74 Code 74 Company 6 Company 401(k) Plan 61 Company Employee 74 Company Intellectual Property 25 Company Marketing Materials 26 Company Plans 74 Company Products 24 Company Stock 6 Company Trade Secrets 25 Company's knowledge 79 Competition Law 75 Confidentiality Agreement 72 Acquisition Proposal 75 Contracts 75 COVID-19 75 COVID-19 Measures 75 D&O Tail Policy 53 Dataroom 43 Action 20 Disclosure Schedules 13 Environmental Claim 76 Environmental Law 76 Environmental Permits 76 ERISA 76 ERISA Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 76 Escrow Agent 76 Estimated Cash 7 Estimated Closing Statement 7 Estimated Indebtedness 7 Estimated Net Working Capital 7 Estimated Transaction Expenses 7 Express Representations 76 FCPA 36 Final Cash Proceeds 9 Financial Statements 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 FIRPTA Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Foreign Benefit Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 30 Fraud 77 Funded Indebtedness 77 Funds Flow 8 GAAP 77 Governmental Body 77 Hazardous Material 77 HSR Act 77 ICE 36 Income Tax Amount 77 Income Taxes 78 Indebtedness 78 Indemnified Person 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 78 Interim Financial Statements 16 IRS 21 Joint Notice 14 79 IT Systems 79 Jewelry Laws 33 Xxxxxxxxx Process 79 knowledge 74 Table of Contents the Company 79 Law 74 Lender Related Party 69 Licenses 14 79 Lease 18 Leased Real Property 18 Legal Proceeding 79 Liability 79 Licensed Intellectual Property 79 Liens 24 Marketing Period 74 79 Material Adverse Effect 75 79 Material Contract 19 Merger 1 Merger Sub 1 24 Material Suppliers 37 Multiemployer Plan 80 Net Working Capital 80 Objection Notice Period 42 10 Open Source Software 81 Option 4 Other Regulatory Approvals 14 81 Option Cancellation Agreements 61 Option Plan 81 Optionholder 81 Order 81 Ordinary Course of Business 81 Organizational Documents 81 Outside Date 57 Owned Intellectual Property 27 81 Owned IP 27 Parent 1 Parent Disclosure Real Property 81 Payoff Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 49 Permits 81 Permitted Liens 82 Person 82 Personal Information 82 Personnel IP Contracts 26 PPACA 29 Pre-Closing Tax Period 82 Privacy Laws 82 Privacy Requirements 83 Products 37 Projections 60 Protected Seller Communications 64 Purchaser 6 Purchaser Adjustment Amount 11 Purchaser Group 83 Purchaser Releasers 62, 63 Release 83 Sanctions Laws 83 Schedule 13 Scheduled Intellectual Property 24 Person 76 Securities Act 42 Seller 6 Seller Adjustment Amount 11 Seller Group 63 Seller Parties 83 Seller Released Parties 62, 63 Seller Review Period 9 Series C Holders 83 Series C Preferred Stock 83 Series C Redemption 50 Series C Redemption Price 83 Settlement Date 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Software 83 SPAC 50 SPAC Termination 50 Specified Employees 49 Straddle Period 84 Subsidiary 84 Target Net Working Capital 84 Tax Return 25 84 Tax Controversy 65 Tax Returns 84 Taxes 25 84 Trade Control Laws 15 Approvals 34 Transaction Documents 76 6 Transaction Litigation 62 Expenses 84 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Price 7 Transaction Tax Deductions 85 Transfer Taxes 64 willful breach 85
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 2 Affiliate 72 2 Agreed Upon Tax Treatment 12 Agreement 1 Alternative Financing 57 Anti-Corruption Bribery Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 24 AP Mezz Partners 1 Assignment Agreement 11 Base Purchase Price 2 Borrower 1 Business 2 Business Day 72 Bylaws 2 Buyer 1 Buyer Disclosure Schedule 2 Buyer Related Persons 35 Buyer Releasors 34 Cash Redemption 1 Closing 11 Cancelled Shares 3 Capital Policy 35 Capitalization Closing Date 11 Certificate of Incorporation 11 Certificate of Merger Code 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing Company Contract 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Data 3 Confidential Information 27 Consumer 3 Consumer Protection Laws 3 Contract 3 Contracting Parties 36 Counsel 35 Credit Agreement 3 D&O Indemnified Persons 29 Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Schedules 3 Effective Time 2 End Date 65 11 Employee Benefit Plans 3 Encumbrance 3 Environmental Claim 4 Environmental Laws 28 4 Environmental Permits 4 Equity Financing 32 Equity Financing Commitment 32 Interests 4 ERISA 20 Exchange Act 14 Exchange Fund 6 4 Excluded Information 59 Matter 5 Ex-Im In Laws 15 Expense Cap 68 4 FERC 4 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 Statements 17 FPA 4 Fraud 4 GAAP 74 GIC Guarantor 1 Government Official 74 4 Governmental Entity 14 Guarantor 4 Hazardous Substance 5 HPS Blocker 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Independent Accountant 27 Insurance Policies 21 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table 5 Knowledge of Contents Buyer 5 Knowledge of the Sellers 8 Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 5 Material Adverse Effect 75 Material Contract 19 Merger 5 Membership Interests 1 Merger Sub Mezz Partners 1 Notice Nonparty Affiliates 36 OFAC 6 Order 6 Ordinary Course of Business 6 Organizational Documents 6 Patent Rights 6 Permits 21 Permitted Encumbrances 6 Person 6 Personal Information 6 Post-Lockbox Taxable Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual 7 Pre-Lockbox Date Liability 27 Pre-Lockbox Returns 27 Pre-Lockbox Taxable Period 7 Privacy Laws 7 Pro Rata Share 7 Purchase Price 11 Real Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 7 Release 7 Representatives 39 Required Information 76 7 Sanctioned Country 16 8 Sanctioned Person 16 8 Sanctions Laws 16 SEC 16 SEC Reports 16 8 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 26 Security Breach 23 Seller Disclosure Schedule 8 Seller Related Persons 34 Seller Releasors 35 Seller’s Knowledge Sellers 1 Sellers’ Representative 1 SEMTH 1 SET 1 Software 8 Straddle Period 8 Straddle Returns 27 Systems 27 Target Companies 1 Tax 8 Tax Contest 28 Tax Indemnitees 28 Tax Lockbox Date 9 Tax Return 25 9 Taxes 25 8 Taxing Authority 9 Trade Control Laws 15 24 Trademarks 9 Transaction Documents 76 9 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This Expenses 9 Transfer Taxes 9 Treasury Regulations 9 THIS MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), dated as of March 23, 2023, is entered into made by and among Genesee & Wyoming Inc.Spruce Power Holding Corporation, a Delaware corporation (the “CompanyBuyer”), DJP XXMezzanine Partners III, L.P., a Delaware limited partnership (“Mezz Partners ), AP Mezzanine Partners III, L.P., a Delaware limited partnership ((“AP Mezz Partners), and SS Offshore, L.P., a Cayman Islands exempted limited partnership (“SS Offshore), and, together with Mezz Partners and AP Mezz Partners, “Sellers”), and HPS Investment Partners, LLC, a Delaware limited liability company (the “ParentSellers’ Representative”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with in its capacity as the Company and Parent, the “Parties” and each, a “Party”)Sellers’ Representative.
Appears in 1 contract
Samples: Membership Interest Purchase and Sale Agreement (Spruce Power Holding Corp)
INDEX OF DEFINED TERMS. 2019 PSU Abatement Period 9 Landlord Default 23 ADA 14 Landlord’s Broker 2 Additional Rent 5 Late Charge 9 Additional Services 10 Late Delivery Rent Credit 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement Affiliates 18 Latent Defects 3 Alterations 13 Lease 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor Amortization Rate 8 Lease Month 4 Antenna 29 Lease Year 4 Arbitration Request 28 Leasehold Improvements 3 Base Building 2 MAI 28 Base Rent 1 Mechanical Systems 2 Brokers 2 NLT 4 Building 1 Notice Addresses 2 Building Standard 4 OFAC 10 Building Structure 2 Permitted Transferee 19 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger Hours 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date Premises 1 Claims 17 Project 2 Code 19 Rent 9 Commencement Date 4 Repair Estimate 16 Common Areas 3 Riser Manager 11 Construction Allowance 2 RSF 1 control 18 Scheduled Commencement Date 1 Control 19 Scheduled Term 1 Cost-Saving Expenses 6 Security Deposit 2 Current Market Rate 27 Space Plans E-1 Default Rate 23 Standard Services 10 Design Problem 13 Substantial Completion E-2 Encumbrance 20 Substantially Completed E-2 Estimated Additional Rent 8 Successor Landlord 21 Common Stock Estimates 28 Taking 18 Execution Date 1 Taxes 5 Executive Order 10 Taxes applicable to the Base Year 5 Expenses 6 Telecommunication Services 11 Company Expenses applicable to the Base Year 6 Tenant 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans Expiration Date 4 Tenant Default 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems Extension Option 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Tenant Delay Day E-2 Extension Term 27 Tenant’s Broker 2 Fitness Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 30 Tenant’s Personal Property 4 Force Majeure 24 Tenant’s Share 1 Government Official 74 Governmental Entity 14 Guarantor 1 Mandated Expenses 6 Tenant’s Wiring 11 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 9 Term 4 Holidays 2 Transfer 18 HVAC 10 Use 1 Merger Sub Land 2 Working Drawings E-1 Landlord 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated Landlord and Tenant enter into this Office Lease (“Lease”) as of July 1the Execution Date on the following terms, 2019 (this “Agreement”)covenants, is entered into by conditions and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).provisions:
Appears in 1 contract
Samples: Office Lease (Enfusion, Inc.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement Accounts Receivable 33 Acquisition Proposal 72 Acquisition Proposal Subsidiary 1 Action 43 Action 20 Adjusted Fully Diluted Shares 4 Adjustment Amount 14 Adverse Recommendation Change 71 Affiliate 72 94 Agents 70 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate Agreement of Merger 2 Annual Financial Statements 24 Antitrust Filings 69 Assets 30 Auditor 12 Australian Purchase Agreement 15 Balance Sheet 24 Bank 15 BIS 59 Business Day 3 Cap 89 Cash 15 Cash Adjustment Amount 13 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 5 CGCL 2 Closing 2 Closing Balance Sheet 11 Closing Cash 11 Closing Company Transaction Expenses 11 Closing Date 2 3 Closing Indebtedness 11 Closing Net Working Capital 11 Closing Statement of Cash 11 Closing Statement of Company Transaction Expenses 11 Closing Statement of Indebtedness 11 COBRA 53 Code 21 5 Common Stock 11 4 Company 1 Company Disclosure Letter 10 Entities 48 Company Employees 20 Intellectual Property 37 Company Equity Award 73 Intellectual Property Agreement 38 Company Notice 42 Intellectual Property License 38 Company Plans Manufacturing Tools 37 Company Material Adverse Effect 66 Company Options 5 Company Recommendation 70 Company Software 37 Company Subsidiary Securities 21 Company Related Parties Transaction Expenses 17 Company Transaction Expenses Adjustment Amount 13 Confidentiality Agreement 68 Company Remedial Measure 49 Company Requisite Vote Contract 35 Contracts 35 Covered Employees 75 Data Room 28 DDTC 59 Defense Notice 87 Determination Date 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Disclosure Schedule 19 Dissenting Shares 9 DOJ 47 DPA 74 5 Effective Time 2 End Date 65 Employment Agreements 2 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 Claim 49 Environmental Law 48 Environmental Property 48 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws Affiliates 53 Escrow Account 15 Expense Cap 68 Escrow Agreement 7 Escrow Amount 3 Estimated Cash 11 Estimated Closing Net Working Capital 11 Estimated Company Transaction Expenses 17 Estimated Indebtedness 11 Final Closing Cash 13 Final Closing Company Transaction Expenses 13 Final Closing Indebtedness 13 Final Closing Net Working Capital 13 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC Statements 24 Fully Diluted Shares 4 Fundamental Reps 89 GAAP 11 Good Faith Statement 11 Governmental Authority 7 Governmental Authorization 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 49 HIPAA 53 HSR Act 69 IC-DISC 29 Identified Debt 15 Identified Debt Releases 8 Income Tax 30 Indebtedness 14 Indebtedness Adjustment Amount 13 Indemnification Threshold 88 Indemnified Parties 54 Infringe 26 Losses 83 Indemnified Party 86 Indemnifying Party 86 Information Statement 61 Initial Cash Merger Consideration 3 Initial Merger Consideration 4 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 36 Interim Financials 24 IRS 21 Joint Notice 14 knowledge 74 Table 7 ITAR 59 Law 46 Leased Real Property 31 Letter of Contents Law 74 Lender Related Party 69 Licenses 14 Transmittal 9 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 22 Losses 83 Merger 1 Merger Sub Consideration 3 Net Working Capital 10 NLRA 52 Non-Competition and Confidentiality Agreements 2 Non-Management Company Options 6 Non-U.S. Benefit Plan 53 OFAC 59 off-balance sheet arrangements 24 Option Cancellation Agreement 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Order 43 Ordinary Course of Business 26 Owned Intellectual Real Property 27 31 Owned IP 27 Software 37 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Indemnified Persons 83 Parties 1 Party 1 Paying Payment Agent 6 Pensions Regulator 76 9 Payment Agent Agreement 9 Payment Event 94 Payment Fund 9 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens Common Adjustment Amount 4 Per Share Common Closing Amount 4 Per Share Common Escrow Amount 4 Per Share Non-Management Option Holder Closing Xxxxxx 0 Xxxxxxxxxx 00 Xxxxxxx 00 Person 93 Plan 53 Plans 53 PPACA 53 Pre-Closing Period 79 Pre-Closing Period Income Tax Returns 79 Pre-Closing Section 951 Amount 80 Property 30 Public Software 37 Real Property 31 Real Property Leases 31 Release 1, 49 Remaining Escrow Amount 16 Representative 18 Requisite Shareholder Approval 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Scheduled Company Intellectual Property 38 Scheduled Indemnity Matters 84 Securities Act 16 24 Securityholder Non-Competition Agreements 1 Securityholders 7 Securityholders Indemnified Persons 86 Senior Management 6 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 22 Shareholders 1 Shares 22 Side Agreement 1 Significant Securityholders 1 Software 37 Spreadsheet 73 Statement 8 Straddle Period 80 Subsidiary 21 Superior Proposal 43 72 Surviving Corporation 1 Systems 27 Company 2 Takeover Statute 60 Target Net Working Capital 11 Tax 30 Tax Attributes 28 Tax Return 25 30 Tax Returns 30 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).29 Termination Fee 94 Third Party 73 Third Party Intellectual Property License 38 Third Person 87 Third Person Claim 87 Treasury Regulations 5 Working Capital Adjustment Amount 14
Appears in 1 contract
Samples: Agreement and Plan of Merger (Ixia)
INDEX OF DEFINED TERMS. 2019 PSU 4 409A Authorities 34 Contract 5 Acceptable Confidentiality Agreement 72 2 Covered Securityholder 34 Acquisition Proposal 43 Action 20 2 CVR 1 Acquisition Sub 1 CVR Agreement 5 Acquisition Transaction 2 D&O Insurance 51 Affiliate 72 2 Delaware Law 5 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Deutsche Bank 38 Antitrust Law 47 Applicable Date 2 DGCL 1 Appraisal Shares 18 DOJ 5 Assets 31 Effective Time 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled 3 EMA 5 Cash Consideration 1 Employee Plans 33 Certificate 17 Employment Compensation Arrangement 34 Certificate of Merger 16 Enforceability Exception 22 Change 3 Environmental Law 6 Changes 3 Equity Interest 6 Code 3 ERISA 6 Collective Bargaining Agreement 35 ERISA Affiliate 6 Company 1 Exchange Act 6 Company Balance Sheet 3 Exchange Fund 19 Company Balance Sheet Date 3 Fairness Opinion 38 Company Board 3 FDA 6 Company Board Recommendation 22 FTC 6 Company Board Recommendation Change 47 Fully Diluted Shares A-2 Company By-Laws 3 GAAP 6 Company Capital Policy 35 Capitalization Date 11 Stock 3 Governmental Authority 6 Company Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A 3 Hazardous Substance 6 Company Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 3 HSR Act 6 Company 1 Compensation Committee 34 Indebtedness 6 Company Disclosure Documents 27 Indemnified Persons 50 Company Disclosure Letter 10 21 Independent Directors 59 Company Employees 20 Intellectual Property Rights 3 Information Statement 23 Company Equity Award 73 Material Adverse Effect 3 Initial Expiration Date 13 Company Notice 42 Option Amounts 5 Intellectual Property 7 Company Options 5 Intervening Event 7 Company Plans 21 53 IRS 7 Company Related Parties 68 Preferred Stock 5 Key Product 7 Company Remedial Measure 49 Registered Intellectual Property Rights 5 Knowledge 7 Company Requisite Vote 13 SEC Reports 25 Law 7 Company Securities 12 24 Leased Real Property 30 Company Stock Plan 73 5 Leases 30 Company Systems 27 Company Termination Payment 73 Stockholders 5 Legal Proceeding 7 Comparable Plans 53 Liabilities 7 Confidentiality Agreements 52 Agreement 5 Lien 8 Consent 23 Material Contract 28 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 5 Merger 1 Merger Sub Closing 16 Person 8 Merger Closing Date 16 Post-Signing Arrangement 59 Merger Consideration 1 Recommendation Change Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned 48 Minimum Tender Condition A-1 Registered Intellectual Property 27 Owned IP 27 Rights 8 Nasdaq 8 Registrations 8 New Plans 54 Release 8 Offer 1 Representatives 46 Offer Closing 14 Rights Agent 5 Offer Closing Date 14 Sxxxxxxx-Xxxxx Act 8 Offer Conditions 12 Schedule 14D-9 15 Offer Documents 14 Schedule TO 14 Old Plans 54 SEC 9 Order 8 Securities Act 9 Outside Date 61 Subsidiary 9 Parent 1 Subsidiary Securities 25 Parent Disclosure Letter 29 Documents 40 Substantial Detriment 9 Parent Group 46 Expenses 64 Superior Proposal 9 Parent Guarantee Plans 53 Superior Proposal Notice 61 Parties 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Surviving Corporation 16 Party 1 Takeover Laws 22 Paying Agency Agreement 19 Tax 9 Paying Agent 19 Tax Returns 32 Permits 36 Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 63 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 8 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).55
Appears in 1 contract
Samples: Merger Agreement (Chelsea Therapeutics International, Ltd.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Accounting Firm Accounts Receivable Action Affiliate Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Ancillary Agreements Annual Financial Statements Balance Sheet Base Inventory Amount Base Purchase Price Base Working Capital Bxxxx Shoe Bxxxx Shoe Cap Bxxxx Shoe Guaranty Bxxxx Shoe Indemnified Persons Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Buyer Buyer Cap Buyer Indemnified Persons Buyer Parties CERCLA Closing 2 Closing Date 2 Closing Payment Closing Purchase Price Closing Working Capital COBRA Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Accounting Methodology Company Employees 20 Group Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Company Material Adverse Effect 75 Company Parties Confidentiality Agreement Contract Contracts Credit Agreement Defense Notice Defense Notice Period DeMinimis Disclosure Schedules Disputed Items Distribution Agreement Environmental Claim Environmental Law ESO Estimated Closing Schedule Estimated Closing Working Capital Estimated Inventory Amount Excluded Assets Excluded Businesses Excluded Liabilities Excluded Subsidiaries Final Closing Schedule Final Closing Working Capital Final Inventory Amount Final Purchase Price Financial Statements Fundamental Reps GAAP Governmental Authority Governmental Authorization Hazardous Materials Identified Claims Income Tax Income Tax Return Indebtedness Indemnification Threshold Indemnified Losses Indemnified Party Indemnifying Party Intellectual Property Intercompany Accounts Interim Financials Inventory Adjustment Amount Inventory Buyer Inventory Purchase Agreement Law Leased Real Property Liens Losses Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Non-Assignable Assets Note Note Amount Order Ordinary Course of Business Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permits Permitted Liens 24 Person 76 Preferred Plan Plans Pre-Closing Cash Dividend Pre-Closing Periods Real Property Lease Real Property Leases Release Releasees Releasing Parties Restructuring Schedule of Agreed Exceptions Seller Seller’s Dispute Notice Shared Contract Software Special Third Person Claim Specified Order Liabilities Specified Orders Specified Shared Contracts Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Straddle Period Subsidiary Tax Tax Return 25 Tax Returns Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Third Person Third Person Claim Third Person Claim Notice Transfer Taxes Transition Services Agreement Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Misconduct Working Capital
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Defined Terms Page 1099 Contractor 1 Acquiror 1 Acquiror Indemnified Parties 59 Acquiror Plans 52 Acquiror’s 401(k) Plan 51 Acquisition Proposal 43 41 Action 20 1 Active Business Employees 50 Affiliate 72 1 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Ancillary Agreements 1 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy Clearance 56 Approvals 38 Assumed Company Plans 12 Assumed Contracts 11 Assumed Liabilities 14 Audited and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor Reviewed Financial Statements 41 Xxxx of Sale, Assignment and Assumption Agreement 1 Books and Records 11 Business 1 Business Confidential Information 48 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing Business Employees 2 Closing 17 Closing Amount 17 Closing Date 17 Closing Net Working Capital 19 Closing Receivables 45 Closing Target 19 COBRA 29 Code 2 Code 21 Common Stock 11 Company 1 Company Confidential Information 48 Company FSA 52 Company FSA End Date 52 Company Indemnified Parties 60 Company Marks 2 Company Plan 29 Company’s 401(k) Plan 51 Company’s Knowledge 6 Defined Terms Page Confidentiality Agreement 38 Consultation Period 19 Continuing Support Obligation 42 Contract 10 Control 2 Corporate Policies 43 Current Assets 2 Current Liabilities 2 Deductible Amount 60 Direct Claim 61 Disclosure Letter 10 Company Schedule 21 End Date 57 Environmental Condition 2 Environmental Law 3 Environmental Permit 3 Equipment 12 ERISA 3 ERISA Affiliate 3 Estimated Closing Statement 18 Excluded Assets 12 Excluded Employees 3 Excluded Liabilities 15 Final Closing Statement 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Final Net Working Capital 20 Financial Statements 23 Financing 3 Financing Sources 3 Financing Sources Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 3 Fraud 4 FSA Balances 53 FSA Participants 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 Fundamental Representations 4 GAAP 74 GIC Guarantor 1 Government Official 74 4 Governmental Entity 14 Guarantor 1 4 Governmental Order 4 Hazardous Materials 28 ICCTA 14 Material 4 HSR Act 4 Inactive Business Employee 4 Indebtedness 5 Indemnified Parties 54 Infringe 26 Party 60 Indemnifying Party 60 Independent Accounting Firm 19 Indian Business Assets 50 Indian Business Employee 5 Insurance Policies 32 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 5 Inventory 5 IP Assignment Agreements 6 IRS 21 6 IT Asset Contract 6 IT Assets 6 Joint Notice 14 knowledge 74 Table Defense Agreement 6 Knowledge of Contents the Acquiror 6 Knowledge of the Company 6 Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 6 Leased Real Property 6 Legal Process 48 Liabilities 6 Lien 7 Local Agreements 50 Losses 7 Material Adverse Effect 75 7 Material Contract Customers 32 Material Suppliers 32 Net Working Capital 8 New York Courts 68 Non-Reimbursable Losses 64 Notice of Disagreement 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permits 24 Permitted Liens 24 8 Person 76 Preferred Stock 8 Post-Closing Adjustment 21 Post-Closing Consents 40 Pre-Closing Insurance Matter 43 Pre-Closing Period 35 Pre-Closing Tax Period 8 Product 8 PTO Rollover 51 Purchase Price 17 Real Estate Lease 8 Recall 31 Receivables 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation Reference Balance Sheet 23 Related to the Business 8 Release 8 Remedial Action 39 Representative 9 Required Payments 9 Retained Litigation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan Review Period 19 Shared Contracts 9 Software 9 Specified Warranty Breaches 59 Straddle Period 9 Subsidiary 9 Support Obligations 42 Support Services 43 Target Net Working Capital 9 Tax 9 Tax Returns 10 Third Party Claim 61 Third Party Rights 17 Trademarks 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Transaction Agreements 10 Transaction Expenses 10 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful 49 Transferred Assets 10 Transferred Employee 51 Transferred Employee Records 11 Transferred IP 11 Transition Services Agreement 10 Warranty Breach 77 Table of Contents 59 willful and material breach 58 This AGREEMENT AND PLAN OF MERGERASSET PURCHASE AGREEMENT, dated as of July 1May 8, 2019 (this “Agreement”), is entered into made by and among Genesee & Wyoming Inc.HARSCO CORPORATION, a Delaware corporation (the “Company”), DJP XXE&C FINFAN, LLCINC., a Delaware limited liability company corporation (the “Acquiror”), and, solely with respect to Section 11.19, CHART INDUSTRIES, INC., a Delaware corporation (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
Appears in 1 contract
INDEX OF DEFINED TERMS. The following capitalized terms have the respective meanings given to them in the respective pages of this Agreement set forth opposite each of the capitalized terms below: 2019 PSU 4 Indenture 1 2019 Notes 7 2023 Notes 7 Acceptable Confidentiality Agreement 72 2 Acquisition Proposal 43 Action 20 2 Acquisition Transaction 2 Advisor 27 Affiliate 72 2 Agreement 1 Alternate Debt Financing 60 Alternative Financing 57 Acquisition Agreement 50 Ancillary Agreements 2 Anti-Corruption Laws 15 3 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 3 Assumed Company RSUs 21 Audited Company Balance Sheet 3 Burdensome Effect 3 Business Day 72 3 Bylaws 11 Cancelled Shares 3 Capital Policy 35 26 Capitalization Date 11 Certificate of Incorporation 11 28 Certificate of Merger 2 19 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 24 Charter 26 Chosen Courts 79 Closing 2 19 Closing Date 2 20 Code 21 Common Stock 11 3 Collective Bargaining Agreement 38 Company 1 Company 2019 Annual Overachievement PSU Consideration 23 Company 2019 Annual Overachievement PSUs 3 Table of Contents Company 2019 Annual Target PSU Consideration 22 Company 2019 Annual Target PSUs 3 Company Board 1 Company Board Recommendation 27 Company Board Recommendation Change 51 Company Common Shares 3 Company Disclosure Letter 10 Company Employees 20 26 Company Equity Award 73 Awards 3 Company Notice 42 Equity Plans 3 Company ESPP 3 Company Intellectual Property 3 Company LTIP Overachievement PSU 4 Company LTIP Overachievement PSU Consideration 22 Company LTIP Target PSU Consideration 22 Company LTIP Target PSUs 4 Company Material Adverse Effect 4 Company Merger Vote Matters 27 Company Options 5 Company Plans 21 65 Company Preferred Shares 5 Company Products 5 Company Real Property 32 Company Registered Intellectual Property 5 Company Related Parties 68 75 Company Remedial Measure 49 RSU Consideration 21 Company Requisite Vote 13 RSUs 5 Company SEC Reports 30 Company Securities 12 29 Company Stock Plan 73 Shareholder Meeting 57 Company Systems 27 Shareholders 6 Company Software 34 Company Termination Payment 73 Fee 6 Compliant 6 Computer Systems 35 Confidentiality Agreements 52 Agreement 77 Consent 27 Continuing Employees 53 6 Contract 18 Contribution Notice 73 control 73 6 Copyrights 8 Credit Facility 73 Agreement 6 Current ESPP Offering Period 66 D&O Insurance 64 Data Xxxx 00 Debt Commitment Letters 43 Debt Financing 32 43 Debt Financing Commitments 32 Related Parties 73 Designated Jurisdiction 40 DGCL 1 Dissenting Company Shares 9 6 DOJ 47 DPA 74 6 Domain Names 8 DTC 25 Table of Contents Effect 4 Effective Time 2 19 Electronic Delivery 80 Employee Plans 36 Environmental Law 6 Equity Commitment Letters 43 Equity Financing 43 ERISA 6 ERISA Affiliate 7 Exchange Act 7 Excluded Party 7 Excluded Party End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 7 Existing Agent 58 Existing D&O Insurance 65 Existing Indemnification Agreements 64 Existing Indentures 7 Existing Notes 7 Fee Letter 43 Financing 32 43 Financing Commitments 32 Letters 43 Financing Source Provisions 75 Financing Sources 7 Foreign Employee Plan 38 Fraud 7 FTC 47 7 GAAP 74 GIC Guarantor 1 Government Official 74 7 Governmental Entity 14 Authority 7 Governmental Order 7 Guarantor 1 Hazardous Materials 28 ICCTA 14 Substance 7 HIPAA 12 HSR Act 8 Indebtedness 8 Indemnified Parties 54 Infringe 26 Person 64 Indemnified Persons 64 Intellectual Property 27 8 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice 8 IRS 8 Knowledge 8 Law 8 Lease 32 Leased Real Property 32 Legal Proceeding 9 Legal Restraint 70 Lenders 43 Limited Guarantees 1 Marketing Period 43 IRS 21 Joint Notice 14 knowledge 74 9 Marks 8 Material Contract 9 Maximum Annual Premium 65 Merger 1 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger Consideration 20 Merger Sub 1 Merger Sub 1 Shareholder Approval 43 Money Laundering Laws 11 MUFG 60 NASDAQ 11 New Debt Commitment Letters 60 New Plans 66 Non-Party Affiliates 80 No-Shop Period Start Date 49 Notice Period 42 52 Old Plans 66 Open Source License 11 Option 4 Other Regulatory Approvals 14 Consideration 23 Organizational Documents 11 Owned Intellectual Company Shares 20 Owned Real Property 27 Owned IP 27 32 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 41 Parent Related Parties 69 74 Parent Termination Fee 67 Parties 1 73 Party 1 Patents 8 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 23 Payment Fund 24 Payoff Amount 58 Payoff Letter 58 Permits 39 Permitted Liens 24 11 Person 76 Preferred Stock 11 Proceeding 54 12 Personal Data 12 Privacy and Security Laws 12 Privacy Policy 12 Prohibited Terms 59 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 56 Registered Intellectual Property 12 Reimbursement Obligations 63 Release 12 Remedial Actions 55 Representatives 39 49 Required Amount 44 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 9 Requisite Shareholder Approval 27 Sanctions Laws 16 12 Xxxxxxxx-Xxxxx Act 12 SEC 16 12 SEC Reports 16 26 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 12 Siris Group 12 Software 13 Subsidiary 13 Superior Proposal 43 13 Table of Contents Surviving Corporation 1 Systems Company 19 Takeover Laws 27 Tax 13 Tax Return 25 Taxes 25 13 Termination Date 71 Third Person 13 Trade Control Laws 15 Transaction Documents 76 40 Trade Secrets 8 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 13 Transactions 13 Uncertificated Shares 24 WARN Act 23 13 Willful and Material Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).14
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 The following capitalized terms have the respective meanings given to them in the respective pages of this Agreement set forth opposite each of the capitalized terms below: Acceptable Confidentiality Agreement 72 2 Acquisition Proposal 43 Action 20 2 Acquisition Transaction 2 Advisor 29 Affiliate 72 3 Agreement 1 Alternate Debt Financing 72 Alternative Financing Acquisition Agreement 57 Anti-Corruption Laws 15 4 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 4 Appraisal Withdrawal 22 Audited Company Balance Sheet 4 Bermuda Companies Act 4 Bermuda Merger Agreement 4 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 4 Bye-Laws 28 Capitalization Date 11 Certificate of Incorporation 11 31 Certificate of Merger 2 21 Certificates 7 CFIUS 73 CFIUS Approval 73 25 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Control Offer 69 Charter 28 Chosen Courts 98 Closing 2 21 Closing Date 2 21 Code 21 Common Stock 11 4 Collective Bargaining Agreement 43 Company 1 Company Board 1 Company Board Recommendation 29 Company Board Recommendation Change 59 Company Common Shares 4 Company Disclosure Letter 10 Company Employees 20 28 Company Equity Award 73 Awards 24 Company Notice 42 Equity Plans 4 Company ESPP 4 Company Intellectual Property 4 Company Material Adverse Effect 5 Company Merger Vote Matters 30 Company Options 6 Company Plans 21 80 Company Preference Shares 6 Company PSU Consideration 23 Company PSUs 6 Company Registered Intellectual Property 7 Company Related Parties 68 92 Company Remedial Measure 49 RSU Consideration 23 Company Requisite Vote 13 RSUs 7 Company SEC Reports 33 Company Securities 12 32 Company Stock Plan 73 Shareholder Meeting 67 Company Systems 27 Shareholders 7 Company Termination Payment 73 Fee 7 Compliant 7 Computer Systems 39 Confidentiality Agreements 52 95 Consent 30 Consent Solicitations 68 Continuation Period 79 Continuing Employees 53 7 Contract 18 Contribution Notice 73 control 73 7 Copyrights 9 Credit Facility 73 Agreement 7 Current ESPP Offering Period 81 D&O Insurance 78 Data Rxxx 00 Debt Commitment Letters 49 Debt Financing 32 49 Debt Financing Commitments 32 DGCL 1 Tender Offer 68 Debt Tender Offer Documents 68 Debt Tender Offers 68 Dissenting Company Shares 9 7 Dissenting Shareholder 8 DOJ 47 DPA 74 8 DTC 26 Echo 8 Effect 5 Effective Time 2 End Date 65 21 Electronic Delivery 100 Employee Plans 41 eNett 8 Environmental Laws 28 Law 8 Equity Commitment Letters 49 Equity Financing 32 Equity Financing Commitment 32 49 ERISA 20 8 ERISA Affiliate 41 Exchange Act 14 Exchange Fund 6 Excluded Information 59 8 Ex-Im Laws 15 Expense Cap 8 Existing Agent 68 Financial Advisor 28 Financial Support Direction 73 Existing Indemnification Agreements 77 Existing Indenture 8 Existing Notes 8 Fee Letter 49 Financing 32 49 Financing Commitments 32 Letters 49 Financing Sources 8 Foreign Employee Plan 42 Fraud 8 FTC 47 9 GAAP 74 GIC Guarantor 9 Governmental Authority 9 Guarantees 1 Government Official 74 Governmental Entity 14 Guarantor Guarantors 1 Hazardous Materials 28 ICCTA 14 Substance 9 HSR Act 9 Indebtedness 9 Indemnified Parties 54 Infringe 26 Person 77 Intellectual Property 27 9 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 9 IRS 21 Joint Notice 14 knowledge 74 Table of Contents 10 Joinder 84 Joinder Date 47 Knowledge 10 Law 74 Lender Related Party 69 Licenses 14 Liens 24 10 Lease 37 Leased Real Property 37 Legal Proceeding 10 Legal Restraint 86 Lenders 49 Marketing Period 74 Material Adverse Effect 75 10 Marks 9 Material Contract 19 11 Material Customers 11 Maximum Aggregate Liability 13 Maximum Annual Premium 78 Merger 1 Merger Application 21 Merger Sub 1 Merger Sub Shareholder Approval 49 Money Launder Laws 13 New Debt Commitment Letters 72 New Plans 80 No-Shop Period Start Date 56 Notice Period 42 60 NYSE 13 Old Plans 80 Option 4 Consideration 23 Organizational Documents 13 Other Regulatory Approvals 14 Required Company Filing 65 Owned Intellectual Property 27 Owned IP 27 Company Shares 22 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 91 Parent Termination Fee 67 Parties 1 90 Party 1 Patents 9 Paying Agent 6 Pensions Regulator 76 24 Payment Fund 25 Payoff Amount 68 Payoff Letter 68 PEO Plan 41 Per Share Merger Consideration 3 Permitted Claims 69 Price 22 Permits 43 Permitted Liens 24 13 Person 76 Preferred Stock 11 Proceeding 54 14 Personal Data 14 Privacy Policy 14 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 65 Recent SEC Reports 28 Registered Intellectual Property 14 Rxxxxxxxx 00 Reimbursement Obligations 75 Remedial Actions 64 Representatives 39 56 Required Amount 50 Required Financial Information 76 Sanctioned Country 16 Sanctioned Person 16 10 Requisite Shareholder Approval 30 Rule 14e-1 69 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities 14 Sxxxxxxx-Xxxxx Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 SXX 00 Xxxxxxxxxx Xxx 00 Sierra 14 Software 15 Sublease 37 Subsidiary 15 Superior Proposal 43 15 Supplemental Indentures 69 Supporting Shareholders 2 Surviving Corporation 1 Systems 27 Company 20 Takeover Laws 29 Tax 15 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Termination Date 87 TIA 69 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 15 Transactions 1 Uncertificated Shares 25 Voting Agreement 2 WARN Act 23 16 Willful and Material Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).16
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU Acquired Assets 1 Closing 13 Acquired Avoidance Actions 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Closing Date 13 Acquired Leased Real Property 2 Code 83 Acquired Leases 13 Company 1 Acquired Owned Real Property 2 Company Exclusively Licensed Intellectual Property 83 Acquired Subsidiaries 3 Company Licensed Intellectual Property 83 Action 20 82 Company Owned Intellectual Property 83 Advisors 82 Company SEC Documents 83 Affiliate 72 82 Consent 83 Agreement 1 Contract 84 Akorn Luxembourg 82 Credit Bid Amount 12 Allocation 71 Credit Bid Portion 12 Allocation Methodology 71 Cure Costs 6 Alternative Financing 57 Transaction 82 Dataroom 40 Ancillary Agreement 16 DEA 84 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 82 Designated Purchaser 77 Anti-Money Laundering Laws 82 DIP Credit Agreement 84 Apportioned Obligations 72 Direction Letter 42 Assigned Contracts 2 Documents 84 Assignment and Assumption Agreement 13 Effect 88 Assignment and Assumption of Lease 13 Employees 53 Assumed Benefit Plans 7 Encumbrance 84 Assumed Liabilities 6 Enforceability Exceptions 16 Australia Credit Facility 72 Assumed Taxes 82 Environmental Laws 84 Auction 83 Environmental Permits 26 Avoidance Actions 83 Equipment 84 Backup Bidder 44 ERISA 85 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor Case 1 Exchange Act 85 Bankruptcy Code 1 Excluded Assets 4 Bankruptcy Court 1 Excluded Bank Accounts 85 Bidding Procedures Motion 43 Excluded Cash 85 Bidding Procedures Order 83 Excluded Confidentiality Arrangements 85 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital 83 Excluded Contracts 4 Cash and Cash Equivalents 83 Excluded Liabilities 7 Chosen Courts 79 Excluded Subsidiaries 5 Express Representations 40 Owned Real Property 19 FDA 85 Parties 1 FDA Ethics Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 36 Party 1 FDCA 86 Permits 24 Filed SEC Documents 15 Permitted Encumbrances 90 Final Order 85 Person 90 Financing Order 85 Personal Information 90 Foreign Competition Laws 16 Petitions 1 Fraud 85 Post-Closing Tax Period 90 G Reorganization 73 CFIUS Approval Pre-Closing Tax Period 90 G Reorganization Election 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Prepetition Obligations 90 GAAP 86 Product 90 Governmental Authorization 86 Product Registrations 91 Governmental Body 86 Projections 62 Hazardous Substance 86 Purchase Price 12 Health Care Laws 86 Purchaser 1 HSR Act 87 Purchaser Group 91 Indebtedness 47 Purchaser Plans 54 India Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded 87 Registration Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 91 Information Presentation 40 Regulatory Documentation 91 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 87 Release 91 International Trade Laws 87 Retained Privileged Materials 5 Xxxxxxxxx 00 XXX 00 XXXX 88 Safety Notices 36 Knowledge of Sellers 88 Sale Hearing 92 L5 74 Table of Contents Sale Order 92 Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 88 Sanctioned Person 92 Leased Real Property 20 Schedules 15 Leasehold Improvements 88 SEC 92 Leases 20 Securities Act 92 Lenders 88 Seller 1 Liability 88 Seller FDA Transfer Letters 92 Loan Agreement 88 Seller Fundamental Representations 67 Loan Agreement Indebtedness 88 Seller Parties 92 Loan Documents 88 Seller Plan 92 LSRP 56 Seller Sufficiency Representations 67 Material Adverse Effect 75 88 Sellers 1 Material Contract 19 Merger 1 Merger Sub 1 Notice 22 Standstill Agreement 93 Material Customers 34 Straddle Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent 93 Material Adverse Effect 64 Parent Related Parties Suppliers 34 Straddle Period Taxes 73 Non-Debtor Subsidiaries 17 Subsidiaries 93 Order 89 Subsidiary 93 Ordinary Course 89 Successful Bidder 44 Outside Back-Up Date 90 Swiss Company 93 Outside Date 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Swiss Employees 55 Systems 28 Tax 93 U.S. Antitrust Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase 93 Tax Elections 73 United States Seller Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 94 Tax Forms 73 Updated Schedules 60 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 93 WARN Act 23 55 Taxes 93 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).94 Transfer Offer 53 Wind-Down Adjustment Amount 13 Transfer Taxes 71 Wind-Down Amount 12 Transferred Employees 53 Wind-Down Budget 94
Appears in 1 contract
Samples: Asset Purchase Agreement (Akorn Inc)
INDEX OF DEFINED TERMS. 2019 PSU Affiliate 36 Healthcare Regulatory Laws 38 Agreement 4 Acceptable Confidentiality Indemnifiable Amounts 38 Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Dispute 34 Indemnified Party 29 Ancillary Agreements 36 Indemnifying Party 29 Assumed Liabilities 36 Intellectual Property 38 Base Consideration 36 Inventory 39 Books and Records 36 Knowledge 39 Business 36 Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 39 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense 36 Liabilities 39 Business Transfer Documents 5 License Agreement 39 Calendar Quarter 36 Licensed IP 39 Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 31 Liens 24 39 cGMP 36 Marketing Period 74 Authorization 39 Chargebacks 36 Material Adverse Effect 75 Material Contract 39 Closing 6 Milestone Payment 7 Closing Cash Consideration 37 MOU Product 40 Closing Date 6 Net Sales 40 Commercially Reasonable Efforts 36 Non-Transferred Contracts 15 Competing Product 26 Objections Statement 9 Co-Pay Contracts 37 OFAC 19 Merger 1 Merger Sub 1 Notice Data Room 37 Party, Parties 4 Deal Communications 34 Patents 41 Disclosure Schedules 12 PDUFA Fees 41 Domain Names 37 Permits 18 Endoceutics Amendment 37 Permitted Liens 42 Estimated Net Working Capital Amount 8 Person 42 Estimated Saleable Inventory 8 Post-Closing Tax Period 42 Option Excluded Assets 37 Pre-Closing Accounts Payable 42 Excluded Liabilities 37 Pre-Closing Accounts Receivable 42 Federal Health Care Programs 19 Pre-Closing Tax Period 42 Final Cash Consideration 38 Preliminary Statement 8 Final NWC Adjustment Amount 38 Privileged Communications 34 Financial Statements 14 Proceeding 42 GAAP 38 Product 42 Xxxxxxx 6 Product Copyrights 42 Governmental Entity 38 Product Labels and Inserts 43 Promotional Materials 43 Tax Allocation 13 Purchase Price Adjustment Amount 43 Tax Claim 35 Purchaser 4 Other Tax Returns 44 Purchaser Fundamental Reps 43 Territory 45 Purchaser Indemnified Parties 29 Third Party 45 Purchaser Portion of PDUFA Fees 43 Third-Party Claim 29 Quarterly Reports 7 Threshold Amount 31 R&W Policy 6 Trademarks 45 Rebates 43 Transfer Letters 45 Regulatory Approvals 14 Owned Intellectual Property Applications 43 Transfer Taxes 45 Regulatory Files 43 Transferred Assets 45 Relevant Product 27 Owned Transferred Contracts 45 Saleable Inventory 44 Transferred Equipment 45 Schedule 12 Transferred IP 27 Parent 1 Parent Disclosure Letter 45 Seller 4 Transition Services Agreement 20, 45 Seller Fundamental Reps 44 Transitional Trademark License Agreement 45 Seller Indemnified Parties 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Unaffiliated Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 34 Shared Contract 43 Surviving Corporation 1 Systems 27 Unaffiliated Party Suit 35 Subsidiary 43 Valuation Firm 9 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).44 Website IP 45
Appears in 1 contract
Samples: Asset Purchase Agreement (Amag Pharmaceuticals, Inc.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Accounts Receivable 24 Acquisition Proposal 43 Action 20 Affiliate 72 64 Additional Equity Financing 66 ADK Blocker 1 ADK Blocker Merger Sub 1 ADK Blocker Group 1 ADK Merger Sub 1 ADK Service Provider Class A Shares 12 ADK Service Provider Holdco 1 ADK Service Provider Merger Sub 1 Agreement 1 Allocation 68 Alternative Financing 57 AntiTransaction 64 Announcement 8-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor K 74 Blocker Mergers 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate Combination 82 Certificates of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 4 Class B Common Stock 11 Units Grant 12 Closing 2 4 Closing Date 2 Code 21 Common Stock 11 4 Closing Press Release 74 Companies Laws 1 Company 1 Company Benefit Plan 33 Company Disclosure Letter 10 Company Employees Schedule 20 Company Equity Award 73 Financials 23 Company Notice 42 IP 29 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems IP Licenses 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Material Contract 18 Contribution Notice 73 25 Company Merger 1 Company Permits 25 Company Real Property Leases 30 Company Registered IP 27 Company Securityholder Representative 1 Company Support Agreement 2 Completion 8-K 74 Consideration Shares 15 Consideration Units 15 Continental 51 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 84 controlled by 84 CRULLCA 2 D&O Indemnitees 72 DGCL 1 Dissenting DLLCA 2 Domestication 1 Earn Out Milestone 14 Earned Earn Out Shares 9 DOJ 47 DPA 74 16 Effective Time 2 End 4 Enforceability Exceptions 20 Environmental Permits 34 Equity Incentive Plan 60 Exchange Agreement 8 Excluded Company Matters 80 Excluded Thunder Bridge II Matters 81 Expenses 79 Export and Import Laws 37 Extension Expenses 55 First Earn Out Milestone 14 First Earn Out Milestone Shares 14 Flow-Through Tax Item 69 Forfeited Consideration Shares 15 Forfeited Consideration Units 15 Illustrative Merger Consideration Payout Schedule 12 Intended Tax Treatment 68 Interim Balance Sheet 23 Interim Balance Sheet Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex23 Interim Period 52 Insider 51 IPO 82 Letter of Transmittal 13 Lock-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor up Agreement 67 Lock-up Signatories 67 Mergers 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger Consideration Payout Schedule 12 Merger Subs 1 Merger Sub 1 Equity Holder Written Consent 2 Objection Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 17 OFAC 50 Off-the-Shelf Software 27 Owned Outbound IP 27 License 28 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying and Exchange Agent 6 Pensions Regulator 76 Per Share Merger Consideration 13 Paying and Exchange Agent Agreement 13 Phantom Award Agreement 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Phantom Equity Plan 3 Post-Closing Directors 65 Post-Closing Surviving Pubco Board 65 Prospectus 82 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned 60 Pubco Owner 14 Pubco Owner’s First Base 14 Pubco Owner’s Second Base 14 Public Certifications 44 Public Stockholders 82 Redemption 60 Registration Statement 60 Related Person 16 Sanctions Laws 16 SEC 16 35 Released Claims 82 Reserve Consideration 11 Reviewable Document 63 SEC Reports 44 Second Earn Out Milestone 14 Second Earn Out Milestone Shares 14 Section 409A Plan 34 Service Provider Merger 1 Signing Press Release 74 Sponsor Letter 3 Sponsor Support Agreement 2 Stock Price Earn-Out Statement 17 Surviving Company 1 Surviving Company Amended and Restated Limited Liability Company Agreement 5 Surviving Company Owner 15 Surviving Company Owner’s First Base 15 Surviving Company Owner’s Second Base 15 Surviving Pubco 1 Surviving Pubco Bylaws 4 Surviving Pubco Charter 4 Surviving Pubco Plans 74 Surviving Pubco Public Warrants 10 Surviving Pubco Sale 18 Surviving Pubco Warrants 10 Tax Receivable Agreement 9 TBII Merger Sub 1 Thunder Bridge II 1 Thunder Bridge II Class A Share Certificate 10 Thunder Bridge II Class A Shares 42 Thunder Bridge II Class B Share Certificate 10 Thunder Bridge II Class B Shares 42 Thunder Bridge II Bylaws 67 Thunder Bridge II Charter 67 Thunder Bridge II Common Stock 42 Thunder Bridge II Disclosure Schedule 40 Thunder Bridge II Equity Holder Meeting 60 Thunder Bridge II Financials 00 Xxxxxxx Xxxxxx II Material Contract 48 Thunder Bridge II Merger 1 Thunder Bridge II Preferred Shares 42 Thunder Bridge II Warrants 42 Top Customers 36 Top Suppliers 36 Total First Base 15 Total Second Base 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related 69 Trust Account 51 Trust Agreement 51 under common control with 84 Voting Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).60 VWAP Objection Notice 17 Withdrawing Director 65
Appears in 1 contract
Samples: Master Transactions Agreement (Thunder Bridge Acquisition II, LTD)
INDEX OF DEFINED TERMS. 2019 PSU Accounting Fees 19 Acquired Assets 1 Acquired Avoidance Actions 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Acquired Insurance Assets 3 Acquired Intellectual Property 3 Acquired Lease 2 Acquired Leased Real Property 2 Acquired Software 31 Agreement 1 Alternative Agreement Dispute 74 Allocation 67 Allocation Methodology 67 Assigned Contracts 2 Assignment and Assumption Agreement 15 Assumed Cure Costs 6 Assumed Current Liabilities 6 Assumed Liabilities 6 Assumed Rebate Liability 6 Avoidance Actions 4 Backup Bidder 42 Bankruptcy Cases 1 Bankruptcy Code 1 Bankruptcy Court 1 Bankruptcy Court Milestones 40 Breakup Fee 66 Business Confidential Information 59 Business Data 32 Business Insurance Policies 36 Cash Payment 13 Chosen Courts 74 Closing 15 Closing Date 15 Closing Date Payment 13 Closing Working Capital Statement 17 Commercial Interco Contracts 2 Cure Costs 6, 7, 79 Dataroom 38 Deposit 14 Designated Purchaser 71 Disputed Amounts 18 EIC 12 Elixir 1 Employee Benefit Plan 80 Enforceability Exceptions 22 Environmental Permits 29 Escrow Account 13 Estimated Closing Working Capital 17 Estimated Closing Working Capital Statement 17 Excluded Assets 4 Excluded Contracts 4 Excluded Cure Costs 7 Excluded Insurance Assets 3 Excluded Insurance Policies 3 Excluded Liabilities 7 Excluded Rebate Liability 8 Expense Reimbursement 66 Express Representations 37 FDI 22 Filed SEC Documents 21 Final Deposit 13 Financial Statements 23 Financing 77 Financing Sources 76 Foreign Competition Laws 22 Fundamental Representations 63 Guaranteed Obligations 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote Guggenheim Securities 36 Indebtedness 43 Independent Accountant 18 Information Presentation 38 Initial Deposit 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Leased Real Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 25 Mental Impressions 60 Non-Recourse Person 72 Outside Date 64 Owned Intellectual Real Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 2 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 PCI Requirements 32 Permits 28 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding Purposes 59 Petition Date 1 PHI 61 Pre-Closing Matters 54 Proxy Privacy Agreements 32 Privacy and Information Security Policies 32 Privacy Laws 32 processing 32 Projections 57 Purchase Price 12 Purchaser 1 Purchaser Adjustment Amount 20 Purchaser Plans 48 RAD 22 Registered Trademarks 29 Registration Office 29 Rejection Contracts 10 Resolution Period 18 Retained Privileged Materials 5 Review Period 18 ROI Amendment 2 Schedule 21 Scheduled Employees 47 Schedules 21 Second Deposit 13 Security Breach 33 Seller 1 Seller Sufficiency Representations 63 Seller Support Obligations 55 Sellers 1 Sellers’ Insurance Policies 54 Significant Customer 27 Significant Supplier 27 Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture of Objections 18 Successful Bidder 42 Third Party Assurances 55 Transaction Source Code 30 Transfer Offer 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 67 Transferred Employees 48 Viruses 31 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).36
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 The following terms used in this Agreement have the meanings ascribed to them on the pages indicated below: Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 58 Action 20 58 Adverse Recommendation Change 47 Affiliate 72 58 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 35 Appraisal Shares 7 Bid 23 Book-Entry Shares 7 Brookfield Guarantor 1 8 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 58 Capitalization Date 13 Cash Out Number 11 Cash-Out Option 9 Cash-Out RSUs 10 Certificate 7 Certificate of Merger 5 Code 4 Commercially Available Software 58 Company 1 Company 401(k) Plan 51 Company Benefit Plan 58 Company Board 1 Company Bylaws 12 Company Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A 12 Company Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 58 Company Employees 20 Employee 51 Company Equity Award 73 Awards 13 Company Notice 42 Government Contract 24 Company Plans 21 Government Subcontract 24 Company Related Parties 68 Intellectual Property 59 Company Remedial Measure 49 MSU 59 Company Requisite Vote Preferred Stock 13 Company Products 30 Company Registered IP 31 Company RSAs 13 Company RSUs 13 Company Securities 12 14 Company Stock Plan 73 Options 13 Company Systems 27 Stock Plans 13 Company Subsidiary Securities 13 Company Termination Payment 73 Fee 59 Compensation Committee 37 Confidentiality Agreements 52 Continuing Employees 53 Agreement 59 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 59 Copyrights 30 Covered Securityholders 37 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Domain Names 30 Effective Time 2 End Date 65 6 Employment Compensation Arrangement 37 Environment 20 Environmental Laws 28 Claim 20 Environmental Law 20 Environmental Permits 19 Equity Financing 32 Equity Financing Commitment 32 Award Exchange Ratio 59 ERISA 20 59 ERISA Affiliate 59 ESPP 11 Exchange Act 14 2 Exchange Fund 6 Excluded Information 59 Ex-Im 8 Existing Credit Agreement 54 FAR 25 Filed SEC Documents 12 Final Offering Period 11 Financial Advisor 37 Financial Advisor Agreement 37 First Measurement Period 11 Fixed Asset Plan 42 Foreign Merger Control Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 Former Government Employee 26 GAAP 74 GIC Guarantor 1 Government Official 74 16 Governmental Entity 14 Guarantor 1 Authority 15 Governmental Authorizations 15 Hazardous Materials 28 ICCTA 14 21 HSR Act 15 Import and Export Laws 19 Indebtedness 59 Indemnified Parties 54 Infringe 26 Party 52 Intellectual Property 27 30 Intellectual Property Rights 30 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice 47 Judgment 15 Knowledge 59 Last Measurement Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents 11 Law 74 Lender Related Party 69 Licenses 14 15 Leased Real Property 30 Liens 24 Marketing Period 74 13 Marks 30 Material Adverse Effect 75 59 Material Contract 19 23 Material Policies 35 Maximum Premium 53 Merger 1 Merger Closing 5 Merger Closing Date 5 Merger Consideration 7 Merger Sub 1 Minimum Tender Condition I-1 Multiemployer Plan 60 Notice Period 42 Option 4 Other Regulatory Approvals 14 of Intended Recommendation Change 47 Offer 1 Offer Closing 3 Offer Conditions 2 Offer Documents 3 Offer Price 1 Open Source Materials 31 Ordinary Course of Business 60 Outside Date 55 Owned Company Intellectual Property 27 Owned IP 27 30 Parent 1 Parent Disclosure Letter 29 401(k) Plan 51 Parent Group 46 Cash Award 10 Parent Guarantee 1 Common Stock 9 Parent Common Stock VWAP 60 Parent Material Adverse Effect 64 60 Parent Related Parties 69 RSU 10 Parent Termination Fee 67 Stock Option 9 Parties 1 Party 1 Patents 30 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 8 Permitted Liens 24 Person 76 Preferred Stock 60 person 61 Privacy Laws 36 Real Property Leases 30 Recommendation 15 Registered IP 61 Regulatory Condition I-1 Release 21 Representative 61 Restraint Condition I-1 Restraints 55 Rollover Number 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Roll-Over Option 9 Roll-Over RSU 10 Xxxxxxxx-Xxxxx Act 16 Share Schedule TO 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 SEC 3 SEC Documents 16 Section 251(h) 1 Short Performance Period 11 Software 31 Specified Foreign Merger Control Laws 49 Subsidiary 61 Superior Proposal 43 45 Support Agreement 1 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control 5 Surviving Corporation Certificate of Incorporation 6 Takeover Laws 15 Transaction Documents 76 Takeover Proposal 45 Tax 61 Tax Returns 61 Taxes 61 Technical Regulations 21 Termination Condition I-2 Third Party Intellectual Property License 61 Top Customers 36 Top Suppliers 36 Total Number 11 Trade Secrets 31 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the 49 TSR 61 Underwater Option 10 Voting Company and Parent, the “Parties” and each, a “Party”).Debt 14
Appears in 1 contract
Samples: Merger Agreement
INDEX OF DEFINED TERMS. 2019 PSU Accounting Fees 19 Acquired Assets 1 Acquired Avoidance Actions 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Acquired Insurance Assets 3 Acquired Intellectual Property 3 Acquired Lease 2 Acquired Leased Real Property 2 Acquired Software 31 Agreement 1 Alternative Agreement Dispute 74 Allocation 68 Allocation Methodology 68 Assigned Contracts 2 Assignment and Assumption Agreement 15 Assumed Cure Costs 6 Assumed Current Liabilities 6 Assumed Liabilities 6 Assumed Rebate Liability 6 Backup Bidder 42 Bankruptcy Cases 1 Bankruptcy Code 1 Bankruptcy Court 1 Bankruptcy Court Milestones 40 Breakup Fee 67 Business Confidential Information 59 Business Data 32 Business Insurance Policies 36 Cash Payment 13 Chosen Courts 74 Closing 15 Closing Date 15 Closing Date Payment 13 Closing Working Capital Statement 18 CMS Contracts 13 Commercial Interco Contracts 2 Cure Costs 6, 7, 79 Dataroom 38 Deposit 14 Designated Purchaser 72 Disputed Amounts 18 EIC 12 Elixir 1 Employee Benefit Plan 80 Enforceability Exceptions 22 Environmental Permits 29 Escrow Account 13 Estimated Closing Working Capital 17 Estimated Closing Working Capital Statement 17 Excluded Assets 4 Excluded Contracts 4 Excluded Cure Costs 7 Excluded Liabilities 7 Excluded Rebate Liability 8 Expense Reimbursement 67 Express Representations 38 FDI 22 Filed SEC Documents 21 Final Deposit 14 Financial Statements 23 Financing 77 Financing Sources 77 Foreign Competition Laws 22 Fundamental Representations 63 Guaranteed Obligations 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote Guggenheim Securities 36 Indebtedness 43 Independent Accountant 18 Information Presentation 38 Initial Deposit 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Leased Real Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 25 Mental Impressions 60 Non-Recourse Person 72 Novation Agreement 61 Outside Date 64 Owned Intellectual Real Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 2 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 PCI Requirements 32 Permits 28 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding Purposes 59 Petition Date 1 Pre-Closing Matters 54 Proxy Privacy Agreements 32 Privacy and Information Security Policies 32 Privacy Laws 32 processing 32 Projections 57 Purchase Price 13 Purchaser 1 Purchaser Adjustment Amount 20 Purchaser Plans 48 RAD 22 Registered Trademarks 29 Registration Office 29 Rejection Contracts 10 Resolution Period 18 Retained Privileged Materials 4 Review Period 18 ROI 2 ROI Agreement 2 Schedule 21 Scheduled Employees 47 Schedules 21 Second Deposit 14 Security Breach 33 Seller 1 Seller Sufficiency Representations 63 Seller Support Obligations 55 Sellers 1 Sellers’ Insurance Policies 54 Significant Customer 27 Significant Supplier 27 Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture of Objections 18 Successful Bidder 42 Third Party Assurances 55 Transaction Source Code 30 Transfer Offer 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Transfer Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 67 Transferred Employees 48 Viruses 31 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).36
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Accounting Firm 12 Actual Balance Sheet 11 Actual Net Working Capital 11 Additional Financial Statements 44 Additional Transaction Bonuses 1 Affiliate 72 2 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Division 37 Balance Sheet Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 19 Certificate of Merger 2 6 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 14 Closing 2 47 Closing Date 2 Closing Transaction Bonus Payout Amount 10 Code 21 Common Stock 11 2 Company 1 Company Disclosure Letter 10 Balance Sheet 19 Company Employees 20 Closing Costs 2 Company Equity Award 73 Common Stock 2 Company Notice 42 Material Adverse Effect 2 Company Plans 21 Preferred Stock 17 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote Securities 13 Company Securities 12 Stock 2 Company Stock Plan 73 Option 9 Company Systems 27 Stock Option Exercise Price 9 Company Termination Payment 73 Subsidiary 2 Company Warrant 2 Company Warrant Exercise Price 9 Confidentiality Agreements 52 Continuing Employees Agreement 36 Constituent Corporations 6 Covered Parties 40 Covered Party 40 D&T 12 Dataroom 3 Declaration 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 8 Effective Time 2 End Date 65 3 Employee Plan 27 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 Law 3 Environmental Permit 3 ERISA 20 Exchange Act 3 ERISA Affiliate 3 Escrow Agent 14 Exchange Escrow Agreement 14 Escrow Amount 14 Escrow Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Estimated Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Consideration 11 Estimated Net Working Capital 11 Estimated Per Share Merger Consideration 11 Excess Payment 13 Exchange Act 3 Permitted Claims 69 Permitted Liens 24 Exchange Agent 14 Exchange Fund 14 Final Statement 13 Financial Statements 19 Financing 33 Financing Commitment 33 FIRPTA Certificate 15 FTC 37 Fully Diluted Basis 3 GAAP 3 Good Faith Deposit 47 Governmental Antitrust Authority 37 Governmental Entity 3 Hazardous Materials 3 HSR Act 3 Indebtedness 4 Intellectual Property 30 Intercompany Indebtedness 4 Interest Factor 4 IRS 4 Judgment 4 knowledge 4 Law 4 Leased Premises 25 Letter of Transmittal 14 Liabilities 4 Lien 4 Material Contracts 27 Merger 1 Merger Consideration 10 Merger Sub. 1 Net Working Capital 11 Notice of Disagreement 12 Oak Hill 1 Owned Property 25 Parent 1 Parent Closing Costs 4 Payment Shortfall 13 Per Share Merger Consideration 11 Permits 5 Person 76 Preferred Stock 11 5 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 5 PWC 44 Recipients 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 Requisite Regulatory Approvals 5 SEC 16 SEC Reports 16 5 Secretary of State 6 Securities 41 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Special Costs 5 Stock Unit 4 Option Plan 9 Stockholder Approval 5 Stockholder Notice 43 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 1 Stockholders Agreement 5 Stockholders Representative 1 Subsidiary 5 Surveys 26 Surviving Corporation 1 Systems 27 6 Target Net Working Capital 5 Tax Return 25 23 Taxes 25 Trade Control Laws 15 23 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents Bonus Agreements 6 Warrant Agreement 6 Working Capital Adjustment Amount 11 Working Capital Statement 11 Written Consent 1 AGREEMENT AND PLAN OF MERGER This AGREEMENT AND PLAN OF MERGERMERGER (the "AGREEMENT"), dated as September 15, 2006, among TravelCenters of July 1America, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”"COMPANY"), DJP XX, LLCHospitality Properties Trust, a Delaware limited liability company Maryland real estate investment trust (“Parent”"PARENT"), and MKM XXII Corp.HPT TA Merger Sub Inc., a Delaware corporation and a wholly wholly-owned subsidiary of Parent (“Merger Sub” and"MERGER SUB"), together with and Oak Hill Capital Partners, L.P., a Delaware limited partnership ("OAK HILL"), solely in its capacity as the representative for the stockholders of the Company and Parentas further provided herein (in such capacity, the “Parties” and each, a “Party”"STOCKHOLDERS REPRESENTATIVE").
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Affiliate 1 Affiliated Entity 1 Agreement 1 Bank Purchaser 1 Bank Purchaser Transfer Event 2 Beneficial Ownership 2 Beneficially Own 2 Beneficially Owned 2 Benefit Plan 2 Benefit Plans 2 Board Designee 16 Board Observer 17 Board of Directors 2 Call Option 7 Capitalization Date 7 Closing 6 Closing Date 6 Code 2 Common Stock 1 Company 1 Confidential Information 28 Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable 29 Control 2 controlled by 2 controlling 2 Designee Termination Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 17 ERISA 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 2 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 Statements 10 GAAP 74 GIC Guarantor 1 Government Official 74 10 Governmental Entity 14 Guarantor 2 GSCP 2 HSR Act 3 Indemnified Persons 27 Indenture 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 11 KKR 1 KKR Purchaser 3 Law 9 Lien 9 Loss 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Losses 27 Material Adverse Effect 75 Material Contract 19 3 Merger Agreement 4 Non-Investor Affiliates 20 Notes 1 Merger Sub NYSE 11 Own 4 Permitted Transfer 22 Person 4 PIA Funds 4 Policy Termination Date 4 Preferred Stock 7 Purchaser 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Purchaser Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 13 Purchasers 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Registration Rights Agreement 21 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 28 Restricted Period 22 Sxxxxxxx-Xxxxx Act 10 SEC 16 9 SEC Reports 16 9 Securities 4 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 4 Security Agreements 4 Significant Subsidiary 4 Sponsor 1 Sponsor Purchasers 5 Sponsors 1 Standstill Termination Date 5 Subsidiary 5 Swap Agreements 5 Tax Returns 5 Taxes 5 Termination and Settlement Agreement 5 Third Party 19 Transaction Agreements 6 Transfer 22 Transfer Instruction 23 Trustee 6 under common control with 2 Voting Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This 6 NOTE PURCHASE AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into dated as of October 22, 2007, by and among Genesee & Wyoming Inc.HXXXXX INTERNATIONAL INDUSTRIES, INCORPORATED, a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company the PURCHASERS NAMED IN EXHIBIT A attached hereto (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “PartyPurchaser” and collectively, the “Purchasers”) and, solely for purposes of Article 1, Sections 4.6, 5.5, 5.6 and 7.1 and Article 9 hereof, KOHLBERG KRAVIS RXXXXXX & CO. L.P. (“KKR”) (each of KKR and GSCP (as defined below) may be hereinafter referred to as, a “Sponsor” and KKR and GSCP may be hereinafter referred to collectively, “Sponsors”).
Appears in 1 contract
Samples: Note Purchase Agreement (Harman International Industries Inc /De/)
INDEX OF DEFINED TERMS. 2019 PSU 4 2016 SPRSU Award 9 2017 PRSU Award 9 2018 PRSU Award 9 Acceptable Confidentiality Agreement 72 73 Acquisition Proposal 43 Action 20 73 Affiliate 72 73 Agreement 1 Alternative Financing 57 Anti-Corruption Antitrust Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 73 Appraisal Shares 7 Assumed Performance Unit Award 9 Assumed Restricted Stock Award 8 Bankruptcy and Equity Exception 13 Book-Benefits Continuation Period 50 Book Entry Company Share 3 Book Entry Parent Shares 7 Brookfield Guarantor 1 4 Business Day 72 Bylaws 11 Cancelled Shares 73 Cash Consideration 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 3 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Board Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 46 Closing 2 Closing Date 2 Code 21 73 Commitment Letter 73 Company 1 Company Balance Sheet 74 Company Benefit Plans 19 Company Board Recommendation 13 Company Bylaws 11 Company Charter 11 Company Common Stock 11 Company 1 3 Company Disclosure Letter 10 Company Employees 20 Equity Awards 11 Company Equity Intellectual Property 23 Company Material Adverse Effect 74 Company Material Contract 22 Company Preferred Stock 11 Company PRSU Award 73 9 Company Notice 42 Company Plans 21 Registered Intellectual Property 23 Company Related Parties 68 75 Company Remedial Measure 49 Restricted Stock Award 8 Company Requisite Vote 13 SEC Documents 14 Company Securities 12 SEC Financial Statements 15 Company Stock Option 8 Company Stock Plan 73 75 Company Systems 27 Stock Plan Reduction 3 Company Termination Payment 73 Stockholder Approval 12 Company Stockholders Meeting 44 Confidentiality Agreements 52 Agreement 75 Consent 13 Continuing Employees 53 50 Contract 18 Contribution Notice 73 control 73 75 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 Agreement 75 Current Insurance 52 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 DTC 4 Effective Time 2 End Date 65 Environmental Laws 28 75 Equity Financing 32 Equity Financing Commitment 32 Award Exchange Ratio 76 ERISA 20 18 ERISA Affiliate 19 Exchange Act 14 76 Exchange Agent 4 Exchange Fund 6 4 Exchange Ratio 3 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Share 76 Filing 13 Financing 32 76 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Source 76 Form X-0 00 XXXX 76 Governmental Entity 14 Guarantor 1 13 Hazardous Materials 28 ICCTA 14 Substances 76 HSR Act 13 Indemnified Parties 54 Infringe 26 Party 52 Inside Date 2 Intellectual Property 27 76 internal controls 14 International Trade Law 76 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 76 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 18 IT Systems 23 JPM 79 Knowledge 77 Laws 77 Lease 24 Marketing Period 74 Leased Real Property 77 Lien 77 Material Adverse Effect 75 Material Contract 19 Purchase Order 77 Merger 1 Merger Consideration 3 Merger Consideration Value 8 Merger Sub 1 Merger Sub Bylaws 29 Merger Sub Charter 29 Xxxxxx Xxxxxxx 79 Nasdaq 77 Net Option Share 8 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 47 OFAC 16 Order 77 Ordinary Course 77 Outside Date 63 Parent 1 Parent Balance Sheet 77 Parent Bylaws 29 Parent Charter 27 Parent Common Stock 3 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 28 Parent Material Adverse Effect 64 77 Parent Preferred Stock 29 Parent Related Parties 69 Party 79 Parent SEC Documents 32 Parent SEC Financial Statements 33 Parent Stock Plans 79 Parent Stock Price 79 Parent Warrant Confirmations 79 Pension Plan 19 Permits 17 Permitted Individuals 50 Permitted Lien 79 Person 79 Proceeding 80 Proposed Changed Terms 47 Proxy Statement/Prospectus 42 Regulation M-A Filing 43 Regulation S-K 15 Reporting Tail Endorsement 53 Representatives 80 Restricted Information 48 Xxxxxxxx-Xxxxx Act 80 SEC 10 Securities Act 80 Significant Subsidiaries 11 Solvent 36 Stock Consideration 3 Stock Threshold 3 Subsidiary 80 Superior Proposal 80 Surviving Corporation 2 Takeover Statute 27 Tax 80 Tax Return 80 Tax Sharing Agreement 80 Taxing Authority 81 Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 65 Top Customers 81 Top Parent Counterparties 81 Top Suppliers 81 Total Issuance 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 55 WARN Act 23 81 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).81
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU Additional Rent 10 L Annual Fixed Rent 2 Automobile Parking Area 41 Land 3 B Landlord 1, 34 Landlord Failure 19 Base Complex Operating Expenses 13 Landlord’s Complex Operating Expenses 13 Base Operating Expenses per Square Foot of Landlord’s Operating Expenses 11 Rentable Floor Area 3 Landlord’s Taxes 13 Base Taxes per Square Foot of Rentable Floor Area 3 Landlord’s Address 1 Lease Year 2 Broker 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Building 3 Business Day 72 Bylaws 11 Cancelled Shares 37 0 C Offered Space 6 Complex 3 Capital Policy 35 Capitalization Outside Restoration Date 11 Certificate of Incorporation 11 Certificate of Merger 27 Construction Manual 15 p Controllable Operating Expenses 13 E Permitted Transfer 24 Permitted Uses 4 Encumbrance 24 Premise Address 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Estimated Term Commencement Date 2 Code 21 Common Stock Premises 4 Expansion Market Rent 6 Prior Lease Reimbursement 3 Extension Term 8 Public Liability Insurance 4 Fair Market Rent 9 Rent 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice Financing Party 39 Rent Commencement Date 2 First Offered Space 6 Rentable Floor Area of Bxxxxxxx 0 Xxxxx Xxxxxxx 00 Xxxxxxxx Xxxxx Xxxx of Premises 4 G Rooftop Installation Area 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice Rooftop License 42 Intervening Event Notice Period Generator Rent 45 T GPS Antenna 42 GPS Rent 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July Tenant 1, 2019 (this “Agreement”)34 Ground Installation Area 44 Tenant Work 15 Ground License 44 Tenant’s Initial Construction 16 Guarantor 4, is entered into by and among Genesee & Wyoming Inc.30, a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary 38 Tenant’s Pro Rata Share of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Landlord’s Complex H Operating Expenses 13 Tenant’s Authorized Representative 4 Hazardous Substances 20 Tenant’s Notice Address 1 Hours of Operation 17 Term Commencement Date 2 I Term Expiration Date 2 Transferees 24 Improvement Allowance 3 Transfers 24
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 2 Affiliated Entities 2 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Securities Exchange 2 Articles of Association 8 Board 2 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Class A Chosen Courts 37 Common Stock 11 Class B Common Stock 11 Closing 2 Closing Company 1 Controlled Company 10 Corporate Opportunity Entities 34 Court of Chancery 36 Delaware Federal Court 37 Demand 19 Demand Participation Notice 19 Demand Registration 19 Demanding Holders 20 Demanding Shareholder 19 Distributions 1 DSM 1 DSM Director 10 Effective Date 2 Code 21 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 3 Family 3 Governmental Authorization 3 Governmental Entity 14 Guarantor 3 Independent Director Designees 10 IPO 3 JLL 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice JLL Director 10 JLL Fund VI 2 JLL Partners 2 Xxxxxx & Xxxxxxx 33 Lien 3 Lock-Up Agreement 4 Lock-Up Period 43 IRS 4 Losses 31 Maximum Amount 16 Maximum Demand Number 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger Maximum Piggyback Number 22 Other Demand Rights 22 Other Demanding Sellers 22 Other Shareholder 11 Partnership Preamble Partnership Agreement 1 Merger Sub 1 Notice Period 42 Option Person 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Piggyback Registration 22 Piggyback Sellers 22 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 Primary Offering 23 reasonable best efforts 12 Registrable Securities 4 Registration Expenses 30 SEC 16 SEC Reports 16 4 Securities Act 4 Selling Shareholder 11 Shareholder 1 Shares 4 Skadden 33 Subsidiaries 4 Subsidiary 4 Tag-Along Holder 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan Tag-Along Notice 16 Tag-Along Right 17 Tag-Along Sale 16 Tag-Along Sale Percentage 16 Tag-Along Securities 16 Tag-Along Seller 16 Transfer 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Transferee 5 Transferor 5 Transferred 5
Appears in 1 contract
Samples: Shareholders’ Agreement (Patheon Holdings Cooperatief U.A.)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Additional Securities 15 Additional Unitholder 1 Affiliate 72 1 Affiliated Institution 1 Agreement 1 Alternative Financing 57 AntiApproved Sale 38 Board 1 Board Governance Exceptions 2 Business 2 Capital Contributions 2 Certificate 2 Check-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Bookthe-Entry Shares 7 Brookfield Guarantor Box Election 1 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Recommendation 45 Chosen Courts 53 Class A Common Stock 11 Unit 2 Class A Unpaid Yield 2 Class A Unreturned Capital 2 Class A Yield 2 Class B Common Stock 11 Closing Unit 2 Closing Date Class S Unit 2 Class S Unpaid Yield 3 Class S Unreturned Capital 3 Class S Yield 3 Code 21 Common Stock 11 3 Company 1 Company Disclosure Letter 10 Equity Securities 3 Company Employees 20 Company Equity Award 73 Company Interest 3 Confidential Information 56 Contractual Appraisal Rights 49 Court of Chancery 53 Delaware Act 3 Delaware Federal Court 53 Distribution 3 Electing Holder 42 Election Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 41 Event of Withdrawal 4 Executive 4 Executive Manager 25 Fair Market Value 4 Family Group 37 Fiscal Year 4 Governmental Entity 14 Guarantor 4 Group of Unitholders 4 Incentive Units 16 Indemnitee 4 Institutional Holder 4 Investor Purchase Agreement 4 Investors 5 Liens 5 Management Co-Invest Units 16 Management Equity Agreement 5 Management Unitholder 5 Manager 5 New Securities 5 Offer Notice 41 Offering Period 41 Officers 6 Original Agreement 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Other Business 19 Other Unitholders 35 Permitted Transferees 37 Person 6 Preemptive Rights Holders 41 Pro Rata Portion 43 Proceeding 31 Proportionate Share 41 Public Offering 6 Recapitalization 49 Registration Rights Agreement 6 Related Entity 24 Related Institutional Person 6 Relative 24 Remaining Securities 42 Required Interest 6 Rollover Agreements 6 Rollover Investors 7 Sale Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table 35 Sale of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 the Company 8 Securities 8 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 8 Seller Representative 40 Side Letter 52 Subject Units 52 Subsidiary 8 Substituted Unitholder 9 TB DF 9 TB DF_Managers 25 Taxes TB DFA 9 TB DFA Managers 25 Trade Control Laws 15 TB DFII 9 TB DFII Managers 25 TB DFII-A 9 TB DFII-A Managers 25 TB Funds 9 TB Managers 25 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July 1, 2019 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).9 Transfer 9 Transferee 9 Transferred 9 Transferring Investor 35 Unit 9 Unit Ledger 15 Unitholder 9 Unvested Class B Units 10
Appears in 1 contract
Samples: Limited Liability Company Agreement (Project Angel Parent, LLC)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 Acquisition Proposal 43 Action 20 Affiliate 72 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Additional Rent 9 Annual Fixed Rent 2 B Base Operating Expenses per Square Foot of Rentable Floor Area 2 Base Taxes per Square Foot of Rentable Floor Area 2 Broker 3 Building 3 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 32 C Contiguous Space 4 D Design Allowance 2 E Estimated Term Commencement Date 1 Examiner 12 Extension Term 6 F Fair Market Rent 7 Financing Party 33 Force Majeure 13 G Generator 35 Capitalization Date 11 Certificate Generator Rent 36 Ground Installation Area 35 Ground License 35 Guarantor 26, 37 H Hazardous Substances 15 Hours of Incorporation 11 Certificate Operation 14 I Improvement Allowance 2 Indemnitees 16 Insolvency Laws 35 Landlord 1, 27 Landlord's Operating Expenses 9 Landlord's Taxes 10 Landlord's Address 1 Lease Assignment 34 Lease Year 2 Letter of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change Credit Security Deposit 31 Letter of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Closing 2 Closing Credit Terms and Conditions 30 M Major Work Delivery Date 2 Code Massachusetts Mutual 34 O Outside Date 6 Outside Restoration Date 21 Common Stock 11 Company P Permitted Transfer 18 Permitted Uses 3 persons acting under Tenant 32 persons claiming under Tenant 32 Premises 3 Premises Address 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 Company Systems 27 Company Termination Payment 73 Confidentiality Agreements 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL Public Liability Insurance 3 R Rent 9 Rent Commencement Date 2 Rent Payments Address 1 Dissenting Shares 9 DOJ 47 DPA 74 Effective Time Rentable Floor Area of Xxxxxxxx 0 Xxxxxxxx Xxxxx Xxxx of Premises 3 S Security Deposit 3 Subordination Agreement 34 Substantial Completion Date 6 2 End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 Material Adverse Effect 75 Material Contract 19 Merger 1 Merger Sub 1 Notice Period 42 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation 1 Systems 27 Tax Return 25 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER, dated as of July T Tenant 1, 2019 (this “Agreement”)27 Tenant Indemnitees 16 Tenant Work 19 Tenant's Authorized Representative 3 Tenant's Original Address 1 Tenant's Plan Delivery Date 1 Term Commencement Date 1, is entered into by and among Genesee & Wyoming 6 Term Expiration Date 1 Transferees 18 Transfers 18 3 TABLE OF CONTENTS 000 XXXXX XXXXXX 1 Mac-Gray Services, Inc., a Delaware corporation (the “Company”)corporation, DJP XXas Tenant 1 ARTICLE I REFERENCE DATA 1 1.1 Subjects Referred to 1 Lease Year 1 Annual Fixed Rent 2 Monthly Fixed Rent 2 1.2 Exhibits 3 ARTICLE II PREMISES; TERM; RENT 4 2.1 Premises and Exclusions 4 2.2 Appurtenant Rights 5 2.3 Reservations 6 2.4 Term 6 2.5 Annual Fixed Rent 9 2.6 Additional Rent—Operating Expenses and Taxes 9 2.7 Electricity 13 ARTICLE III CONSTRUCTION 13 3.1 Landlord Work 13 3.2 Entry By Tenant Prior to Term Commencement Date 14 ARTICLE IV LANDLORD'S COVENANTS 14 4.1 Landlord's Covenants 14 4.2 Interruption 15 4.3. Insurance 15 4.4 Hazardous Materials 16 ARTICLE V TENANT'S ADDITIONAL COVENANTS 16 5.1 Maintenance and Repair 16 5.2 Use, LLCWaste and Nuisance 16 5.3 Compliance with Law 17 5.4 Rules and Regulations 18 5.5 Indemnification and Insurance 18 5.6 Tenant's Property 19 5.7 Entry For Repairs and Inspections 20 5.8 Assignment, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary Subletting 20 5.9 Alterations 21 5.10 Surrender 22 5.12 Personal Property Taxes 22 5.13 Signs 22 ARTICLE VI CASUALTY AND TAKING 23 6.1 Damage By Fire Or Casualty 23 6.2 Condemnation—Eminent Domain 24 6.3 Eminent Domain Award 25 ARTICLE VII DEFAULT 25 7.1 Termination For Default Or Insolvency 25 7.2 Reimbursement of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).Landlord's Expenses 26 7.3 Damages 26 7.4 Mitigation 27 7.5 Claims In Bankruptcy 27
Appears in 1 contract
Samples: Office Lease (Mac-Gray Corp)
INDEX OF DEFINED TERMS. 2019 PSU 4 2010 ESPP 5 2010 NQSPP 5 ACA 27 Acceptable Confidentiality Agreement 72 71 Acquisition Proposal 43 Action 20 19 Affiliate 72 71 Affiliated Entities 11 Agreement 1 Alternative Financing 57 58 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 15 Bankruptcy and Equity Exception 13 Benefit Continuation Period 51 Book-Entry Shares 7 Brookfield Guarantor 1 Business Day 72 71 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 12 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 Change of Control Offer Documents 57 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 46 Closing 2 Closing Date 2 COBRA 20 Code 21 20 Common Stock 11 Company 1 Company Disclosure Letter 10 Company Employees 20 Company Equity Award 73 72 Company Notice 42 Company Plans 21 20 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities 12 Company Stock Plan 73 72 Company Systems 27 24 Company Termination Payment 73 72 Confidentiality Agreements 52 Agreement 50 Continuing Employees 53 51 Contract 18 Contribution Notice 73 17 control 73 72 controlled 72 controlled by 72 controlling 72 Credit Facility 73 72 Cut-Off Date 41 Debt Financing 32 31 Debt Financing Commitments 32 31 Debt Financing Sources 72 Debt Tender Offer 56 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 46 Earned MSUs 5 Effective Time 2 End Date 65 Environmental Laws 28 25 Equity Financing 32 Equity Financing Commitment 32 31 ERISA 20 ESPPs 5 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Party 43 Existing Notes 55 Financial Advisor 28 Financial Support Direction 73 26 Financing 32 Financing Commitments 32 31 FTC 47 46 GAAP 74 GIC Guarantor 1 73 Government Official 74 Contract 73 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 26 Health Care Laws 27 HIPAA 27 HSR Act 14 Indemnified Parties 54 Infringe 26 52 Indenture 55 Intellectual Property 27 25 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 20 knowledge 74 Table of Contents 73 Law 74 73 Lender Related Party 69 68 Licenses 14 15 Liens 24 22 Marketing Period 74 73 Material Adverse Effect 75 74 Material Contract 19 Merger 1 Merger Sub 1 MSU 5 MSU End Price 5 No-Shop Period Start Date 39 Notice Period 42 43 Offer Documents 56 Option 4 Other Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Party 68 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 4 Performance Options 4 Permitted Liens 24 22 Person 76 75 Preferred Stock 11 Proceeding 54 53 Proxy Statement 26 24 PSU 4 PwC 74 5 Recommendation 13 Recoupment Claims 28 Registered Intellectual Property 24 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 75 SEC 16 15 SEC Reports 16 15 Securities Act 16 15 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 75 subsidiary 76 75 Superior Proposal 43 Supplemental Indenture 56 Support Agreement 1 Surviving Corporation 1 Systems 27 2 Tax Return 25 23 Taxes 25 Trade Control Laws 15 23 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Trustee 55 under common control with 72 Willful Breach 77 Table of Contents 76 This AGREEMENT AND PLAN OF MERGER, dated as of July 1October 30, 2019 2016 (this “Agreement”), is entered into by and among Genesee & Wyoming Team Health Holdings, Inc., a Delaware corporation (the “Company”), DJP XXTennessee Parent, LLCInc., a Delaware limited liability company corporation (“Parent”), and MKM XXII Corp.Tennessee Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
Appears in 1 contract
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality Agreement 72 5% Beneficial Ownership Requirement 61 5% Fall-Award Date 61 10% Beneficial Ownership Requirement 62 10% Fall-Away Date 62 Acquisition Proposal 43 Action 20 Affiliate 72 62 Acquisition Transaction 62 ACT 48 affiliate 63 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 17 Bank Act 63 beneficial ownership 63 beneficially own 63 beneficially owned 63 beneficially owning 63 BHC Act 7 Brookfield Guarantor 1 Blue Sky 11 Board of Directors 10 Business Combination 63 Business Day 72 Bylaws 11 Cancelled Shares 3 Capital Policy 35 Capitalization Date 11 Certificate of Incorporation 11 Certificate of Merger 2 Certificates 7 CFIUS 73 CFIUS Approval 73 63 Change of Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 Control 63 Chosen Courts 59 Closing 2 Closing Date 2 Code 21 Closing Dates 2 Closings 2 Common Stock 11 1 Company 1 Company Articles 10 Company Bank 2 Company Benefit Plans 64 Company Disclosure Letter 7 Company Equity Awards 8 Company ESPP 64 Company Opportunity 49 Company Options 8 Company Preferred Stock 8 Company PSU Awards 8 Company Regulations 10 Company Employees 20 Regulatory Agreement 19 Company Equity Award 73 Company Notice 42 Company Plans 21 Company Related Parties 68 Company Remedial Measure 49 Company Requisite Vote 13 Company Securities Reports 12 Company RSU Awards 8 Company Stock Plan 73 Company Systems 27 Company Plans 64 Confidential Information 30 Confidential Supervisory Information 60 Continuing Directors 64 Contract 10 control 63 controlled by 63 Data Breach 18 Enforceability Exceptions 10 ERISA 64 ERISA Affiliate 64 Exchange Act 11 Excluded Issuance 64 Federal Reserve 11 First Closing 1 First Closing Date 1 First Closing Shares 5 First Closing Termination Payment 73 Confidentiality Agreements Date 52 Continuing Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 32 Debt Financing Commitments 32 DGCL First Share Issuance 1 Dissenting Shares Fraud 64 GAAP 65 Governmental Entity 2 Gross-up Right 40 Hedge 65 Hedging 65 HSR Act 3 HSR Clearance 3 Initial Purchaser Director Nominees 43 Institutional Accredited Investor 65 Knowledge 65 Law 2 Liens 9 DOJ 47 DPA 74 Effective Time 2 Lock-Up End Date 65 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 ERISA 20 Exchange Act 14 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 GAAP 74 GIC Guarantor 1 Government Official 74 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 Indemnified Parties 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 knowledge 74 Table of Contents Law 74 Lender Related Party 69 Licenses 14 Liens 24 Marketing Period 74 34 Market Deal 38 Material Adverse Effect 75 Material Contract 19 Merger 65 Materially Burdensome Condition 27 Multiemployer Plan 64 Multiple Employer Plan 16 Non-Party Affiliates 50 Notification Trigger 38 NYSE 3 OFAC 18 Offered Shares 39 OGCL 66 Order 2 Own 66 Owned 66 Ownership 66 Pandemic 66 Pandemic Measures 66 Participation Portion 40 Per Share Issue Price 5 Permitted Purpose 30 Person 66 Personal Data 17 Piggyback Underwritten Offering 7 Post-Business Combination Ownership Interest 42 Pre-Business Combination Ownership Interest 42 Pre-Closing Period 32 Proposed Securities 40 Purchaser 1 Merger Sub Purchaser Director 66 Purchaser Nominee 66 Registrable Securities 13 Registration Statement 1 Notice Period 42 Option 4 Other Registration Statement Losses 9 Regulatory Hardship Transfer 38 Related Party Transaction 20 Reorganization 66 Representatives 30 Requisite Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 67 ROFO Election Notice 39 ROFO Offer Notice 39 ROFO Offer Price 39 Sanctions 18 SEC 7 Second Closing 2 Second Closing Approvals 67 Second Closing Approvals Condition 3 Second Closing Date 2 Second Closing Shares 6 Second Closing Termination Date 53 Second Share Issuance 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee Second Share Issuance Provisions 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 12 Selling Expenses 7 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 Surviving Corporation Issuances 1 Systems 27 Shares 6 Shelf Registration 1 Shelf Registration Statement 1 Shelf Takedown 1 SRO 11 Subsidiary 67 Takeover Statute 21 Tax 67 Tax Return 25 67 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents This AGREEMENT AND PLAN OF MERGER67 Third-Party Designee 42 Transfer 68 U.S. 58 under common control with 63 Underwritten Offering A-13 Underwritten Offering Filing A-13 Underwritten Shelf Takedown A-1 Underwritten Shelf Takedown Notice A-1 INVESTMENT AGREEMENT, dated as of July 1August 12, 2019 2024 (this “Agreement”), is entered into by and among Genesee & Wyoming Inc.between KeyCorp, a Delaware an Ohio corporation (the “Company”), DJP XX, LLCand The Bank of Nova Scotia, a Delaware limited liability company bank organized under the laws of Canada (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “PartyPurchaser”).
Appears in 1 contract
Samples: Investment Agreement (Keycorp /New/)
INDEX OF DEFINED TERMS. 2019 PSU 4 Acceptable Confidentiality 2011 Annual Bonuses 52 Acquiror 1 Acquiror Common Stock 3 Acquiror Disclosure Letter 33 Acquiror Plans 51 Acquiror Preferred Stock 6 Acquiror Ratio 61 Acquiror Regulatory Agreement 72 40 Acquiror Reports 36 Acquiror Starting Price 61 Acquisition Proposal 43 Action 20 Affiliate 72 49 affiliate 32 Agreement 1 Alternative Financing 57 Anti-Corruption Laws 15 Antitrust Law 47 Applicable Date 16 Australia Credit Facility 72 Bankruptcy and Equity Exception 13 Book-Entry Shares 7 Brookfield Guarantor 1 Average Determination Price 61 Bank Merger 8 Bank Merger Agreement 8 Bank Merger Approvals 58 Business Day 72 Bylaws 11 Cancelled 2 Cash Consideration 3 Cash Conversion Number 5 Cash Election 3 Cash Election Number 5 Cash Election Shares 3 Capital Policy 35 Capitalization Date 11 CERCLA 29 Certificate of Incorporation 11 4 Certificate of Merger 2 1 Certificates 7 CFIUS 73 CFIUS Approval 73 4 Change of in Company Recommendation 45 Class A Common Stock 11 Class B Common Stock 11 47 Closing 2 Closing Date 2 Code 21 Common Stock 11 1 Company 1 Company Board Approval 24 Company Common Stock 2 Company Contract 26 Company Disclosure Letter 10 12 Company Employees 20 22 Company Equity Award 73 Insiders 56 Company Notice 42 Option 6 Company Plans 21 Preferred Stock 14 Company Related Parties 68 Recommendation 47 Company Remedial Measure 49 Regulatory Agreement 27 Company Requisite Vote 13 Reports 17 Company Securities 12 Restricted Stock 7 Company Severance Pay Plan 52 Company Stock Plan 73 Incentive Plans 7 Company Systems 27 Company Termination Payment 73 Stockholders Meeting 47 Confidentiality Agreements 52 Continuing Agreement 47 control 32 Covered Employees 53 Contract 18 Contribution Notice 73 control 73 Credit Facility 73 Debt Financing 51 CRA 32 Debt Financing Commitments 32 Derivative Transaction 33 Determination Date 62 DGCL 1 Dissenting Shares 9 DOJ 47 DPA 74 4 Effective Time 2 1 Election 8 Election Deadline 9 End Date 65 60 Environmental Laws 28 Equity Financing 32 Equity Financing Commitment 32 29 ERISA 20 22 ERISA Affiliate 23 Exchange Act 14 17 Exchange Agent 8 Exchange Agent Agreement 8 Exchange Fund 6 Excluded Information 59 Ex-Im Laws 15 Expense Cap 68 Financial Advisor 28 Financial Support Direction 73 Financing 32 Financing Commitments 32 FTC 47 10 Exchange Ratio 3 FDIC 14 FHLB 14 Final Index Price 62 Form of Election 8 Form S-4 17 Foundation 56 GAAP 74 GIC Guarantor 1 Government Official 74 12 Governmental Entity 14 Guarantor 1 Hazardous Materials 28 ICCTA 14 17 Holder 8 Indemnified Parties 53 Index 62 Index Ratio 61 Initial Index Price 62 Insurance Amount 54 Infringe 26 Intellectual Property 27 Intervening Event 44 Intervening Event Notice 42 Intervening Event Notice Period 43 IRS 21 Joint Notice 14 IT Assets 30 knowledge 74 Table 65 Law 16 Letter of Contents Law 74 Lender Related Party 69 Licenses 14 Transmittal 10 Liens 24 Marketing Period 74 15 Loans 30 Material Adverse Effect 75 Material Contract 19 12 Materials of Environmental Concern 29 Merger 1 Merger Sub 1 Consideration 3 MHPF 16 NASDAQ 6 Non-Election Shares 3 Notice of Dissenter’s Intent 9 Notice Period 42 48 Option 4 Other Consideration 7 OTS 36 Per Share Amount 3 person 65 Plans 22 Proprietary Rights 30 Proxy Statement/Prospectus 8 Required Company Vote 24 Requisite Regulatory Approvals 14 Owned Intellectual Property 27 Owned IP 27 Parent 1 Parent Disclosure Letter 29 Parent Group 46 Parent Guarantee 1 Parent Material Adverse Effect 64 Parent Related Parties 69 Parent Termination Fee 67 Parties 1 Party 1 Paying Agent 6 Pensions Regulator 76 Per Share Merger 57 SEC 17 Section 16 Information 56 Securities Act 17 Shortfall Number 5 Significant Subsidiary 34 Stock Consideration 3 Permitted Claims 69 Permitted Liens 24 Person 76 Preferred Stock 11 Proceeding 54 Proxy Statement 26 PSU 4 PwC 74 Recommendation Election 3 Stock Election Shares 3 Subsidiary 13 Representatives 39 Required Information 76 Sanctioned Country 16 Sanctioned Person 16 Sanctions Laws 16 SEC 16 SEC Reports 16 Securities Act 16 Share 3 Snow Australia Divestiture 47 STB 14 Stock Purchase Plan 5 Stock Unit 4 Stockholders Meeting 45 subsidiaries 76 subsidiary 76 Superior Proposal 43 49 Surviving Corporation Company 1 Systems 27 Tax 22 Tax Return 25 22 Taxes 25 Trade Control Laws 15 Transaction Documents 76 Transaction Litigation 22 Termination Payment 62 Transaction Related Matters 69 UK Plan 77 WARN Act 23 Willful Breach 77 Table of Contents willful and material breach 62 This AGREEMENT AND PLAN OF MERGER, dated as of July 1January 20, 2019 2011 (as amended, supplemented or otherwise modified from time to time, this “Agreement”), is entered into by and among Genesee & Wyoming between People’s United Financial, Inc., a Delaware corporation (“Acquiror”) and Danvers Bancorp, Inc., a Delaware corporation (the “Company”), DJP XX, LLC, a Delaware limited liability company (“Parent”), and MKM XXII Corp., a Delaware corporation and a wholly owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).
Appears in 1 contract