Common use of INDEX OF DEFINED TERMS Clause in Contracts

INDEX OF DEFINED TERMS. Term Location 19(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1) Agreement Preamble Agreement Records § 6(a) AML § 3(b)(l)(A)(ii) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Authorized Person Schedule A Back-Up Facilities § 8(a) Bank Charges § 3(e)(5)(E) BCP Test Group § 8(c) Beneficiary § 3(a)(9)(A)(i) Blue Sky Information § 3(a)(22)(i) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(c) Books And Records Laws § 2(a) Breach Conduct § 11(a) Breach Notice § 13(b) Breach Termination Notice § 13(b) Business Continuity Plan § 8(b) Business Day § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster § 8(a) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii) Eligible Property § 3(a)(8)(i)(B) Email Instructions § 10(h) Event Beyond Reasonable Control § 11(b) Exception Research § 14(c)(i) Exception Procedures § 14(c) Excess Account Credit § 3(e)(5)(B) Excluded Shareholders § 3(a)(5)(v) Excluded Tax Forms § 3(a)(5)(v) External Research § 10(d)(i) FATCA § 3(a)(16)(vi) Fee Agreement § 9(a) Fee Credits § 3(i)(1) Fees § 9(a) First Year § 3(d)(2)(A)(i) First Year Ending Date § 3(d)(2)(A)(i) FFI Regulations § 3(b)(2)(A) FinCEN Schedule A FINRA Schedule A Foreign Financial Institution § 3(b)(2)(A)(i) Form § 10(b) FSR Sub-Agreement Fund Preamble Fund AML Laws § 3(b)(11) Fund Communication § 10(g) Fund Custodian § 3(a)(2)(iii) Fund Data § 3(b)(5)(A) Fund Error Schedule A Fund FSR Information § 3(d)(1) Fund Indemnified Party § 12(b) Fund Registry § 3(c)(1)(i)(C) Fund Shares Schedule A Funds' AML Compliance Officer Schedule A GAMA Software § 3(d)(1) GAMA System § 3(d)(1) Identification Data § 3(a)(8)(iii) Identity Theft § 3(c)(1)(i)(B) in good order § 3(a)(9)(A)(v) Indemnified Party § 12(c) Indemnifying Party § 12(c) Industry Standard § 14(a) Information Requests § 3(b)(4) Information Security Program § 5(c)(1) Initial Allocation § 3(d)(2)(A)(ii) Instructions Schedule A Internal Research § 10(d)(i) Investment Company Schedule A IRS § 3(a)(3) ISP Tests § 5(c)(2) Legal Process Items § 3(a)(18)(ii) Licensed Services Sub-Agreement Licensed Systems Sub-Agreement Lion Software § 3(d)(1) Lion System § 3(d)(1) Lion Web Application § 3(d)(1) Loss, Losses Schedule A Lost Shareholder Rule § 3(a)(7) Massachusetts Privacy Regulation § 5(b) Material Service Level Termination Event § 13(b) Middle Year Commencement Date § 3(d)(2)(A)(i) Middle Years § 3(d)(2)(A)(i) NAV Schedule A NCCT List § 3(b)(5)(A)(ii) Networking § 3(a)(15)(i)

INDEX OF DEFINED TERMS. Term Location 19(asection Acquisition Agreement 5.3(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1Adverse Recommendation Change 5.3(c) Agreement Preamble Agreement Records § 6(apreamble Balance Sheet Date 3.7 Base Amount 5.4(b) AML § 3(b)(l)(A)(iiBook-Entry Shares 2.1(c)(ii) AML Services § 3(bCBA 3.15(f) Applicable Law Certificate of Merger 1.5 Chosen Courts 8.5 Closing 1.4 Closing Date 1.4 Company preamble Company Affiliated Party 3.19 Company Affiliated Party Transactions 3.19 Company Board recitals Company Board Recommendation recitals Company Common Stock recitals Company Disclosure Schedule A Appropriate List Matching Data § 3(b)(5)(Darticle III Company Option 2.3(a) Attorneys Fees Schedule A Audit § 6(bCompany Option Cash Out Amount 2.3(a)(i) Audit File § 3(a)(10)(ivCompany Property 3.10(b) Authorized Person Schedule A Back-Up Facilities § 8(aCompany RSU Award 2.3(b) Bank Charges § 3(e)(5)(ECompany RSU Cash Out Amount 2.3(b) BCP Test Group § 8(cCompany Warrants 2.4(a) Beneficiary § 3(a)(9)(A)(iCompensation Committee 5.11 Creator 3.12(e) Blue Sky Information § 3(a)(22)(iDGCL recitals Dissenting Shares 2.5(a) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(cDOL 3.14(a) Books And Records Laws § 2(aEffective Time 1.5 ERISA 3.14(a) Breach Conduct § 11(aERISA Affiliate 3.14(c) Breach Notice § 13(b) Breach Termination Notice § 13(b) Business Continuity Plan § 8(b) Business Day § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster § 8(a) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii) Eligible Property § 3(a)(8)(i)(B) Email Instructions § 10(h) Event Beyond Reasonable Control § 11(b) Exception Research § 14(c)(i) Exception Procedures § 14(c) Excess Account Credit § 3(e)(5)(BExchange Act 3.4(a)(ii) Excluded Shareholders § 3(a)(5)(vShares 2.1(b) Excluded Tax Forms § 3(a)(5)(vExpense Reimbursement 7.6(c) External Research § 10(d)(iExpenses 5.8 Expiration Time 1.1(c) FATCA § 3(a)(16)(viFinancing 4.5(a) Fee Agreement § 9(aGAAP 3.6(a)(ii) Fee Credits § 3(i)(1Governmental Authorizations 3.4(a) Fees § 9(a) First Year § 3(d)(2)(A)(i) First Year Ending Date § 3(d)(2)(A)(i) FFI Regulations § 3(b)(2)(A) FinCEN Schedule A FINRA Schedule A Foreign Financial Institution § 3(b)(2)(A)(i) Form § 10(b) FSR SubIn-Agreement Fund Preamble Fund AML Laws § 3(b)(11) Fund Communication § 10(g) Fund Custodian § 3(a)(2)(iii) Fund Data § 3(b)(5)(A) Fund Error Schedule A Fund FSR Information § 3(d)(1) Fund Indemnified Party § 12(b) Fund Registry § 3(c)(1)(i)(C) Fund Shares Schedule A Funds' AML Compliance Officer Schedule A GAMA Software § 3(d)(1) GAMA System § 3(d)(1) Identification Data § 3(a)(8)(iii) Identity Theft § 3(c)(1)(i)(B) in good order § 3(a)(9)(A)(v) Indemnified Party § 12(c) Indemnifying Party § 12(c) Industry Standard § 14(a) Information Requests § 3(b)(4) Information Security Program § 5(c)(1the-Money Option 2.3(a)(i) Initial Allocation § 3(d)(2)(A)(iiExpiration Time 1.1(c) Instructions Schedule A Internal Research § 10(d)(iInquiry 5.3(a) Investment Company Schedule A IRS § 3(a)(3) ISP Tests § 5(c)(2) Legal Process Items § 3(a)(18)(ii) Licensed Services Sub-Agreement Licensed Systems Sub-Agreement Lion Software § 3(d)(1) Lion System § 3(d)(1) Lion Web Application § 3(d)(1) Loss, Losses Schedule A Lost Shareholder Rule § 3(a)(7) Massachusetts Privacy Regulation § 5(bTerm section Material Contract 3.13(a) Material Service Level Termination Event § 13(bSupplier 3.23 Merger recitals Merger Consideration 2.1(c)(i) Middle Year Commencement Date § 3(d)(2)(A)(iMerger Sub preamble Merger Transactions recitals Minimum Condition annex I Nasdaq 1.1(d) Middle Years § 3(d)(2)(A)(iNew Litigation Claim 5.2(c) NAV Schedule A NCCT List § 3(b)(5)(A)(iiNo-Shop Period Start Time 5.3(a)(i) Networking § 3(a)(15)(i)Non-Scheduled Contracts 3.12(c) Note Purchase Agreement recitals Notice Period 5.3(c)(iii) Offer recitals

INDEX OF DEFINED TERMS. Each of the following defined terms has the meaning ascribed to it in the section referenced below. Defined Term Location 19(aSection Affiliate §1(c)(v) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1Agreed Budget §5(h)(vi) Agreement Preamble Alternate Transaction §9(a)(iv) Alternate Transaction Agreement Records § 6(a§9(a)(iv) AML § 3(b)(l)(A)(ii) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Authorized Person Schedule A Back-Up Facilities § 8(a) Bank Charges § 3(e)(5)(E) BCP Test Group § Amended and Restated Constituent Documents §8(c) Beneficiary § 3(a)(9)(A)(iAnti-Terrorism Law §3(w)(i) Blue Sky Information § 3(a)(22)(iAppeals §9(a)(x) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(cAudited Financial Statements §3(h)(i) Books And Records Laws § 2(aBackstop Amount. §2(a)(ii) Breach Conduct § 11(aBackstop Commitment Fee §2(g) Breach Notice § 13(bBackstop Shares §2(a)(ii) Breach Termination Notice § 13(bBankruptcy Code §1(a) Business Continuity Plan § 8(bBankruptcy Court Recitals Bankruptcy Rules §3(b)(i) Business Day § 1(b§1(c)(iii) Carryover Account Credit § 3(e)(5)(BCanadian Court §12(c)(viii) Carryover Months § 3(e)(5)(BCanadian Pension Event §3(u)(iii) CIP Regulations § 3(b)(3)(ACanadian Pension Plan §3(u)(iii) Canadian Union Plan §3(u)(iii) Change of Recommendation §9(a)(v) Chapter 11 Cases. §3(h)(iii) Claim Schedule A §1(a) Closing Date. §2(c) Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2§3(t)(vii) commercially reasonable § 6(aCommission §3(h)(iv) Comparison Results § 3(b)(4Communications Laws. §3(dd) Compliance Failures § 3(a)(8)(iiCompany Preamble Confirmation Order §9(a)(vi) conduct Schedule A Confidential Information § 4(bConfirmed Plan §9(a)(vii) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(EConvenience Claim §1(a) Determination Date § 3(d)(2)(A)(vii§1(c)(iv) Determination Date Amount § 3(d)(2)(A)(viDGCL §3(cc) DIP Agreement §3(h)(iii) Direct Account § 3(c)(1)(i)(ESubscription Shares §2(a)(i) Director § 3(b)(5)(A)(iiiDisclosure Letter §3 Disclosure Statement §5(b) Disaster § 8(aDisclosure Statement Approval Date §1(c)(ii) Documentation Sub-Agreement Down-To-Distribution Date Calculations § 3(a)(9)(F)(v§1(c)(ii) Downward Increment § 3(d)(2)(A)(v)(bbE&Y §3(h)(i) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii§1(c)(iii) Eligible Property § 3(a)(8)(i)(BHolder §1(a) Email Instructions § 10(hEnvironmental Laws §3(u) ERISA §3(u)(i) ERISA Affiliates §3(u)(i) ERISA Event §3(u)(i) Event Beyond Reasonable Control § 11(bof Default §12(c)(iii) Exception Research § 14(c)(i) Exception Procedures § 14(c) Excess Account Credit § 3(e)(5)(B) Excluded Shareholders § 3(a)(5)(v) Excluded Tax Forms § 3(a)(5)(v) External Research § 10(d)(i) FATCA § 3(a)(16)(vi) Fee Agreement § 9(a) Fee Credits § 3(i)(1) Fees § 9(a) First Year § 3(d)(2)(A)(i) First Year Ending Date § 3(d)(2)(A)(i) FFI Regulations § 3(b)(2)(A) FinCEN Schedule A FINRA Schedule A Foreign Financial Institution § 3(b)(2)(A)(i) Form § 10(b) FSR Sub-Agreement Fund Preamble Fund AML Laws § 3(b)(11) Fund Communication § 10(g) Fund Custodian § 3(a)(2)(iii) Fund Data § 3(b)(5)(A) Fund Error Schedule A Fund FSR Information § 3(d)(1) Fund Indemnified Party § 12(b) Fund Registry § 3(c)(1)(i)(C) Fund Shares Schedule A Funds' AML Compliance Officer Schedule A GAMA Software § 3(d)(1) GAMA System § 3(d)(1) Identification Data § 3(a)(8)(iii) Identity Theft § 3(c)(1)(i)(B) in good order § 3(a)(9)(A)(v) Indemnified Party § 12(c) Indemnifying Party § 12(c) Industry Standard § 14(a) Information Requests § 3(b)(4) Information Security Program § 5(c)(1) Initial Allocation § 3(d)(2)(A)(ii) Instructions Schedule A Internal Research § 10(d)(i) Investment Company Schedule A IRS § 3(a)(3) ISP Tests § 5(c)(2) Legal Process Items § 3(a)(18)(ii) Licensed Services Sub-Agreement Licensed Systems Sub-Agreement Lion Software § 3(d)(1) Lion System § 3(d)(1) Lion Web Application § 3(d)(1) Loss, Losses Schedule A Lost Shareholder Rule § 3(a)(7) Massachusetts Privacy Regulation § 5(b) Material Service Level Termination Event § 13(b) Middle Year Commencement Date § 3(d)(2)(A)(i) Middle Years § 3(d)(2)(A)(i) NAV Schedule A NCCT List § 3(b)(5)(A)(ii) Networking § 3(a)(15)(iExchange Act §1(c)(v)

INDEX OF DEFINED TERMS. (includes defined terms through Schedule A; excludes terms defined in Schedule C solely for Schedule C) Term Location 19(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Accepted Non-Standard Instruction § 10(c)(iii) Account § 3(c)(1)(i)(G) Account Credit Additional Fund § 3(e)(5)(A19(l) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution Institutions § 3(e)(19(b) Agreement Preamble Agreement Records § 6(a) AML § 3(b)(l)(A)(ii3(b)(l)(A) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D3(b)(5)(C) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Confidential Execution Version Authorized Person Schedule A Back-Up Facilities § 8(a8 BNYM Preamble BNYM Account Documentation § 3(a)(12)(C)(iii)(bb) Bank Charges § 3(e)(5)(E) BCP Test XXX Xxxxxx Xxxx Xxxxxxxx X XXX Xxxxxx Group § 8(c19(r) Beneficiary BNYM System § 3(a)(9)(A)(i3(d) Blue Sky Information § 3(a)(22)(i) BNY Mellon Bank BNYM Trust Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(c) Books And Records Laws § 2(a) Breach Conduct § 11(a) Schedule A Breach Notice § 13(b13(c) Breach Termination Notice § 13(b13(c) Business Continuity Plan Centralized Functions § 8(b19(r) Business Day Change in Control § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B13(d)(iv) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii3(a)(15)(B) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI Custodian § 9(c3(a)(12)(C) Credited Hours Custodied Account § 3(j3(a)(12)(A)(iii) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs Deconversion Services § 3(a)(17)(v13(e)(1)(D) Dealer § 2(a) Dedicated Personnel Schedule A Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster Dissolution Event § 8(a9(h) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery DTCC Schedule A Early Termination § 13(d) Early Termination Fee § 13(d)(ii) Effective Date Schedule A Preamble Eligible Assets § 3(a)(9)(A)(iii3(a)(12)(A)(i) Eligible Property § 3(a)(8)(i)(B3(a)(15)(A)(ii) Email Enabling Instructions § 10(h1(b) Evaluation Report § 3(c)(1)(iv) Event Beyond Reasonable Control § 11(b11(c) Exemption Procedures § 1(b) Exception Research Procedure § 14(c)(i) Exception Procedures § 14(c) Excess Account Credit § 3(e)(5)(B) Excluded Shareholders § 3(a)(5)(v) Excluded Tax Forms § 3(a)(5)(v14(b)(iii) External Research Schedule A FATF Lists § 10(d)(i) FATCA § 3(a)(16)(vi3(b)(5)(A)(ii) Fee Agreement § 9(a) Fee Credits § 3(i)(1) Fees § 9(a) First Year § 3(d)(2)(A)(i) First Year Ending Date § 3(d)(2)(A)(i) FFI Regulations § 3(b)(2)(A) Final Distribution § 9(h) Final Expenses § 9(h) FinCEN Schedule A FINRA Schedule A Foreign Financial Institution § 3(b)(2)(A)(i) Form § 10(b) FSR Sub-Agreement Fund Preamble Background Fund AML Laws § 3(b)(113(b)(10) Fund Communication § 10(g) Schedule A Fund Custodian § 3(a)(2)(iii3(a)(1)(xii) Fund Data § 3(b)(5)(A) Fund Error Schedule A Fund FSR Information § 3(d)(1) Fund Indemnified Party § 12(b) Fund Registry § 3(c)(1)(i)(C) Fund Shares Schedule A Funds' AML Compliance Officer Schedule A GAMA Software Good Faith Estimate § 3(d)(1) GAMA System § 3(d)(113(e)(1)(C) Identification Data § 3(a)(8)(iii3(a)(15)(C) Identity Theft § 3(c)(1)(i)(B) in good order IGO § 3(a)(9)(A)(v14(a) Indemnified Party Implementing Communication § 12(c10(a)(ii) Indemnifying Party Ineligible Communication § 12(c10(d) Industry Standard § 14(a) Information Requests § 3(b)(4) Information Security Program in good order Schedule A Initial Claim § 5(c)(111(i) Initial Allocation Term § 3(d)(2)(A)(ii13(a) Instructions Schedule A Intellectual Property Rights Schedule A Internal Research § 10(d)(i) Investment Company Schedule A IRS Schedule A Legal Authority § 3(a)(3) ISP Tests § 5(c)(211(j) Legal Process Items Item § 3(a)(18)(ii3(a)(14) Licensed Services Sub-Agreement Licensed Systems Sub-Agreement Lion Software Liable Conduct § 3(d)(1) Lion System § 3(d)(1) Lion Web Application § 3(d)(111(a) Loss, Losses Schedule A Loss Date Schedule A Lost Shareholder Rule § 3(a)(73(a)(11)(A) Massachusetts Privacy Regulation § 5(b5 Material Event § 3(a)(12)(C)(i) Material Monetary Benefits § 9(b) New Service Level Termination Event § 19(c) NIGO § 14(a) Non-Defaulting Party § 13(c) Non-Renewal Notice § 13(b) Middle Year Commencement Date Non-Standard Form § 3(d)(2)(A)(i10(i) Middle Years Non-Standard Instruction § 3(d)(2)(A)(i10(c) NAV Non-Standard Procedures § 14(b) NSCC Schedule A NCCT List OFAC § 3(b)(5)(A)(ii3(b)(5)(A)(i) Networking OFAC Lists § 3(a)(15)(i3(b)(5)(A)(i) Oral Instruction Schedule A Overdraft Amount § 9(c)(i) Participant § 3(a)(12)(A)(ii) PMLC Determination § 3(b)(5)(A)(iii) Portfolio Schedule A Possible Identity Theft § 3(c)(1)(iii) Primary Facilities § 8 Prospectus Schedule A Red Flag § 3(c)(1)(i)(A)

INDEX OF DEFINED TERMS. Term Location 19(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1) Agreement Preamble Agreement Records § 6(a) AML § 3(b)(l)(A)(ii) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Authorized Person Schedule A Back-Up Facilities § 8(a) Bank Charges § 3(e)(5)(E) BCP Test Group § 8(c) Beneficiary § 3(a)(9)(A)(i) Blue Sky Information § 3(a)(22)(i) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(c) Books And Records Laws § 2(a) Breach Conduct § 11(a) Breach Notice § 13(b) Breach Termination Notice § 13(b) Business Continuity Plan § 8(b) Business Day § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster § 8(a) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii) Eligible Property § 3(a)(8)(i)(B) Email Instructions § 10(h) Event Beyond Reasonable Control § 11(b) Exception Research § 14(c)(i) Exception Procedures § 14(c) Excess Account Credit § 3(e)(5)(B) Excluded Shareholders § 3(a)(5)(v) Excluded Tax Forms § 3(a)(5)(v) External Research § 10(d)(i) FATCA § 3(a)(16)(vi) Fee Agreement § 9(a) Fee Credits § 3(i)(1) Fees § 9(a) First Year § 3(d)(2)(A)(i) First Year Ending Date § 3(d)(2)(A)(i) FFI Regulations § 3(b)(2)(A) FinCEN Schedule A FINRA Schedule A Foreign Financial Institution § 3(b)(2)(A)(i) Form § 10(b) FSR Sub-Agreement Fund Preamble Fund AML Laws § 3(b)(11) Fund Communication § 10(g) Fund Custodian § 3(a)(2)(iii) Fund Data § 3(b)(5)(A) Fund Error Schedule A Fund FSR Information § 3(d)(1) Fund Indemnified Party § 12(b) Fund Registry § 3(c)(1)(i)(C) Fund Shares Schedule A Funds' AML Compliance Officer Schedule A GAMA Software § 3(d)(1) GAMA System § 3(d)(1) Identification Data § 3(a)(8)(iii) Identity Theft § 3(c)(1)(i)(B) in good order § 3(a)(9)(A)(v) Indemnified Party § 12(c) Indemnifying Party § 12(c) Industry Standard § 14(a) Information Requests § 3(b)(4) Information Security Program § 5(c)(1) Initial Allocation § 3(d)(2)(A)(ii) Instructions Schedule A Internal Research § 10(d)(i) Investment Company Schedule A IRS § 3(a)(3) ISP Tests § 5(c)(2) Legal Process Items § 3(a)(18)(ii) Licensed Services Sub-Agreement Licensed Systems Sub-Agreement Lion Software § 3(d)(1) Lion System § 3(d)(1) Lion Web Application § 3(d)(1) Loss, Losses Schedule A Lost Shareholder Rule § 3(a)(7) Massachusetts Privacy Regulation § 5(b) Material Service Level Termination Event § 13(b) Middle Year Commencement Date § 3(d)(2)(A)(i) Middle Years § 3(d)(2)(A)(i) NAV Schedule A NCCT List § 3(b)(5)(A)(ii) Networking § 3(a)(15)(i) New Fund Industry Service § 1(c)(1)

INDEX OF DEFINED TERMS. Term Location 19(a) Statement § 3(a)(3) 1933 Act Schedule A 1934 Act Schedule A 1940 Act Schedule A 314(a) Procedures § 3(b)(4) Account § 3(c)(1)(i)(G) Account Credit § 3(e)(5)(A) Account Fees § 3(e)(5)(B) ACH Schedule A Affiliate Schedule A Affiliated Third Party Institution § 3(e)(1) Agreement Preamble Agreement Records § 6(a) AML § 3(b)(l)(A)(ii) AML Services § 3(b) Applicable Law Schedule A Appropriate List Matching Data § 3(b)(5)(D) Attorneys Fees Schedule A Audit § 6(b) Audit File § 3(a)(10)(iv) Authorized Person Schedule A Back-Up Facilities § 8(a) Bank Charges § 3(e)(5)(E) BCP Test Group § 8(c) Beneficiary § 3(a)(9)(A)(i) Blue Sky Information § 3(a)(22)(i) BNY Mellon Bank Schedule A BNYM Background BNYM Corporation Schedule A BNYM Equipment Sub-Agreement BNYM System Sub-Agreement Bona Fide Reason § 10(c) Books And Records Laws § 2(a) Breach Conduct § 11(a) Breach Notice § 13(b) Breach Termination Notice § 13(b) Business Continuity Plan § 8(b) Business Day § 1(b) Carryover Account Credit § 3(e)(5)(B) Carryover Months § 3(e)(5)(B) CIP Regulations § 3(b)(3)(A) Claim Schedule A Code Schedule A COLD Sub-Agreement Commercially Infeasible § 1(d)(2) commercially reasonable § 6(a) Comparison Results § 3(b)(4) Compliance Failures § 3(a)(8)(ii) conduct Schedule A Confidential Information § 4(b) Continuation Services § 13(g)(iii) Contract Year § 3(d)(2)(A)(i) control affiliates § 3(b)(6)(D) Controls § 3(c)(1)(i) Conversion Actions § 13(g)(i) Conversion Expenses § 13(g)(i) Corporate Transaction § 17(a) course of conduct Schedule A Covered Account § 3(c)(1)(i)(F) Covered Person § 3(c)(1)(i)(D) CPI § 9(c) Credited Hours § 3(j) Customer § 3(b)(3)(A)(i) Custody Account § 3(e)(2)(A) Day 2 Services § 3(j) Data Elements § 3(b)(3)(A)(i) DDAs § 3(a)(17)(v) Dealer § 2(a) Defaulting Party § 13(c) Designated Service Accounts § 3(e)(5)(E) Determination Date § 3(d)(2)(A)(vii) Determination Date Amount § 3(d)(2)(A)(vi) Direct Account § 3(c)(1)(i)(E) Director § 3(b)(5)(A)(iii) Disaster § 8(a) Documentation Sub-Agreement Down-To-Date Calculations § 3(a)(9)(F)(v) Downward Increment § 3(d)(2)(A)(v)(bb) DRAS Sub-Agreement Dreyfus Data Sub-Agreement Dreyfus System Sub-Agreement DTI Preamble DTI Account Documentation § 3(a)(9)(A)(ii) DTI Audits § 6(a) DTI Indemnified Party § 12(a) DTI Procedures § 14(b) E-delivery Schedule A Effective Date Schedule A Eligible Assets § 3(a)(9)(A)(iii) Eligible Property § 3(a)(8)(i)(B) Email Instructions § 10(h) Event Beyond Reasonable Control § 11(b) Exception Research § 14(c)(i) Exception Procedures § 14(c) Excess Account Credit § 3(e)(5)(B) Excluded Shareholders § 3(a)(5)(v) Excluded Tax Forms § 3(a)(5)(v) External Research § 10(d)(i) FATCA § 3(a)(16)(vi) Fee Agreement § 9(a) Fee Credits § 3(i)(1) Fees § 9(a) First Year § 3(d)(2)(A)(i) First Year Ending Date § 3(d)(2)(A)(i) FFI Regulations § 3(b)(2)(A) FinCEN Schedule A FINRA Schedule A Foreign Financial Institution § 3(b)(2)(A)(i) Form § 10(b) FSR Sub-Agreement Fund Preamble Fund AML Laws § 3(b)(11) Fund Communication § 10(g) Fund Custodian § 3(a)(2)(iii) Fund Data § 3(b)(5)(A) Fund Error Schedule A Fund FSR Information § 3(d)(1) Fund Indemnified Party § 12(b) Fund Registry § 3(c)(1)(i)(C) Fund Shares Schedule A Funds' AML Compliance Officer Schedule A GAMA Software § 3(d)(1) GAMA System § 3(d)(1) Identification Data § 3(a)(8)(iii) Identity Theft § 3(c)(1)(i)(B) in good order § 3(a)(9)(A)(v) Indemnified Party § 12(c) Indemnifying Party § 12(c) Industry Standard § 14(a) Information Requests § 3(b)(4) Information Security Program § 5(c)(1) Initial Allocation § 3(d)(2)(A)(ii) Instructions Schedule A Internal Research § 10(d)(i) Investment Company Schedule A IRS § 3(a)(3) ISP Tests § 5(c)(2) Legal Process Items § 3(a)(18)(ii) Licensed Services Sub-Agreement Licensed Systems Sub-Agreement Lion Software § 3(d)(1) Lion System § 3(d)(1) Lion Web Application § 3(d)(1) Loss, Losses Schedule A Lost Shareholder Rule § 3(a)(7) Massachusetts Privacy Regulation § 5(b) Material Service Level Termination Event § 13(b) Middle Year Commencement Date § 3(d)(2)(A)(i) Middle Years § 3(d)(2)(A)(i) NAV Schedule A NCCT List § 3(b)(5)(A)(ii) Networking § 3(a)(15)(i)