Common use of Information Available Clause in Contracts

Information Available. So long as the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration Statement, the Company will furnish to such Investor: (a) as soon as practicable after publicly available, one copy of (i) its Annual Reports to Stockholders (which Annual Reports shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), (ii) if not included in substance in the Annual Reports to Stockholders, its Annual Reports on Form 10-K, (iii) its Quarterly Reports on Form 10-Q, and (iv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period. (b) upon the reasonable written request of such Investor, all exhibits excluded by the parenthetical to subparagraph (a)(iv) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor; and (c) upon the reasonable written request of such Investor, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such Investor, will meet with such Investor or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until and unless such Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Repligen Corp), Stock Purchase Agreement (Repligen Corp), Stock Purchase Agreement (Repligen Corp)

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Information Available. So long as the Registration Statement is ---------------------- effective covering the resale of Shares the Registrable Securities owned by an Investor and such Investor holds Shares subject to the Registration StatementInvestor, the Company will shall furnish to such the Investor: (a) as soon as practicable after publicly availableit is available (but in the case of the Company's Annual Report to Shareholders, within one hundred twenty (120) days after the end of each fiscal year of the Company), one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ; (ii) if not included in substance in the Annual Reports Report to Stockholders, its Annual Reports Report on Form 10-KK (the foregoing, in each case, excluding exhibits); (iii) if not included in substance in its Quarterly Reports to Shareholders, its quarterly reports on Form 10-Q, ; and (iv) a full copy of the particular Registration Statement covering the Shares Registrable Securities (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such the Investor, all exhibits excluded by the parenthetical to subparagraph subparagraphs (a)(iva)(ii), (iii) and (iv) of this Section 4.5 6.7 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investorshareholders; and (c) upon the reasonable written request of such the Investor, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such the Investor, will shall meet with such the Investor or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares Registrable Securities and will shall otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such the Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until and unless such the Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Da Consulting Group Inc), Securities Purchase Agreement (Da Consulting Group Inc)

Information Available. As long as any Purchaser owns the Shares and the Company is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to the Exchange Act. So long as the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementPurchaser, the Company will furnish to the Purchaser upon such InvestorPurchaser’s request: (a) as soon as practicable after publicly availableavailable (but in the case of the Company’s Annual Report to Stockholders, concurrently with delivery to its shareholders generally) one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with U.S. generally accepted accounting principles by a national firm of certified public accountants), (ii) if not included in substance in the Annual Reports Report to Stockholders, upon the request of the Purchaser, its Annual Reports Report on Form 10-K, (iii) upon the request of the Purchaser, its Quarterly Reports on Form 10-Q, (iv) upon the request of the Purchaser, its Current Reports on Form 8-K, and (ivv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investor, all exhibits excluded by the parenthetical to subparagraph (a)(iva)(v) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor7.5; and (c) upon the reasonable written request of such Investorthe Purchaser, an adequate a reasonable number of copies of the Prospectuses prospectuses and supplements thereto to supply to any other party requiring such Prospectusesprospectuses and supplements; and the Company, upon the reasonable request of such Investorthe Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquartersShares; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until the Purchaser only if the Purchaser has requested such information in writing and unless such Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 2 contracts

Samples: Purchase Agreement (Roxio Inc), Purchase Agreement (Sirna Therapeutics Inc)

Information Available. As long as any Purchaser owns the Shares and the Company is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to the Exchange Act. So long as the a Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementPurchaser, the Company will furnish to the Purchaser upon such InvestorPurchaser’s request: (a) as soon as practicable after publicly availableavailable (but in the case of the Company’s Annual Report to Stockholders, concurrently with delivery to its shareholders generally) one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with U.S. generally accepted accounting principles by a national nationally recognized firm of certified public accountants), (ii) if not included in substance in the Annual Reports Report to Stockholders, upon the request of the Purchaser, its Annual Reports Report on Form 10-K, (iii) upon the request of the Purchaser, its Quarterly Reports on Form 10-Q, (iv) upon the request of the Purchaser, its Current Reports on Form 8-K, and (ivv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investor, all exhibits excluded by the parenthetical to subparagraph (a)(iva)(v) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor7.5; and (c) upon the reasonable written request of such Investorthe Purchaser, an adequate a reasonable number of copies of the Prospectuses prospectuses and supplements thereto to supply to any other party requiring such Prospectusesprospectuses and supplements; and the Company, upon the reasonable request of such Investorthe Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the a Registration Statement covering the Shares and will otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquartersShares; provided, that the Company provide to the Purchaser at the Purchaser’s request a reasonable time prior to such meeting a copy of the draft Registration Statement, any SEC comments and amendments; provided further, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until the Purchaser only if the Purchaser has requested such information in writing and unless such Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 2 contracts

Samples: Purchase Agreement (Ameriserv Financial Inc /Pa/), Purchase Agreement (Ameriserv Financial Inc /Pa/)

Information Available. So long as the any Registration Statement is effective covering the resale of Shares Registrable Securities owned by an Investor and such Investor holds Shares subject to the Registration Statementa Holder, the Company will furnish (or, to the extent such Investorinformation is available electronically through the Company’s filings with the SEC, the Company will make available) to the Holder: (a) as soon as practicable after publicly it is available, one copy of (i) its Annual Reports Report to Stockholders Shareholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified an independent registered public accountants)accounting firm, and (ii) if not included in substance in the Annual Reports Report to StockholdersShareholders, its Annual Reports Report on Form 10-K, (iii) its Quarterly Reports on Form 10-Q, and (iv) a full copy of the particular Registration Statement covering the Shares K (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investorthe Holder, all exhibits excluded by the parenthetical to subparagraph subsection (a)(iva)(ii) of this Section 4.5 5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investorshareholders; and (c) upon the reasonable written request of such Investorthe Holder, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such Investorthe Holder, will meet with such Investor the Holder or a representative thereof at the Company's ’s headquarters during the Company’s normal business hours to discuss all information relevant for disclosure in the Registration Statement covering the Shares Registrable Securities and will otherwise reasonably cooperate with any Investor the Holder conducting an investigation for the purpose of reducing or eliminating such Investor's the Holder’s exposure to liability under the Securities Act, including the reasonable production of information at the Company's ’s headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor the Holder until and unless such Investor the Holder shall have entered into a confidentiality agreement agreement, in form and substance reasonably satisfactory to the Company Company, with the Company with respect thereto.

Appears in 2 contracts

Samples: Registration Rights Agreement (Ediets Com Inc), Registration Rights Agreement (Prides Capital Partners, LLC)

Information Available. As long as any Purchaser owns the Shares and the Company is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company relating to the Company after the date hereof pursuant to the Exchange Act. So long as the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementPurchaser, the Company will furnish to the Purchaser upon such InvestorPurchaser’s request: (a) as soon as practicable after publicly availableavailable (but in the case of the Company’s Annual Report to Stockholders, concurrently with delivery to its shareholders generally) one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with United States generally accepted accounting principles by a national firm of certified public accountants), (ii) if not included in substance in the Annual Reports Report to Stockholders, upon the request of the Purchaser, its Annual Reports Report on Form 10-K, (iii) upon the request of the Purchaser, its Quarterly Reports on Form 10-Q, (iv) upon the request of the Purchaser, its Current Reports on Form 8-K, and (ivv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investor, all exhibits excluded by the parenthetical to subparagraph (a)(iva)(v) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor7.5; and (c) upon the reasonable written request of such Investorthe Purchaser, an adequate a reasonable number of copies of the Prospectuses prospectuses and supplements thereto to supply to any other party requiring such Prospectusesprospectuses and supplements; and the Company, upon the reasonable request of such Investorthe Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquartersShares; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until the Purchaser only if the Purchaser has requested such information in writing and unless such Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Purchase Agreement (Clayton Williams Energy Inc /De)

Information Available. So long as the Registration Statement is effective covering the resale of the Shares owned by an Investor and such Investor holds Shares subject to the Registration Statementa Purchaser, the Company will furnish to such Investoreach Purchaser: (a) upon the request of the Purchaser, as soon as practicable after publicly availableit is available (but in the case of the Company's Annual Report to Stockholders, within one hundred twenty (120) days after the end of each fiscal year of the Company), one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ; (ii) if not included in substance in the Annual Report to Stockholders, its Annual Report on Form 10-K (the foregoing, in each case, excluding exhibits); (iii) if not included in substance in its Quarterly Reports to Stockholders, its Annual Reports on Form 10-K, (iii) its Quarterly Reports quarterly reports on Form 10-Q, and ; or (iv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investorthe Purchaser, all exhibits excluded by the parenthetical to subparagraph subparagraphs (a)(iva)(ii), (iii) and (iv) of this Section 4.5 6.7 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investorstockholders; and (c) upon the reasonable written request of such Investorthe Purchaser, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such Investorthe Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise reasonably cooperate with any Investor Purchaser conducting an investigation for the purpose of reducing or eliminating such InvestorPurchaser's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor Purchaser until and unless such Investor the Purchaser shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Purchase Agreement (Us Bancorp \De\)

Information Available. So long as the any Shelf Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration Statementin effect, the Company will furnish shall deliver to such Investorthe Investors: (ai) as soon as practicable practicable, but in any event within 45 days after publicly availablethe end of each fiscal year of the Company, one copy of (iA) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ) and (iiB) if not included in substance in the Annual Reports to Stockholders, its Annual Reports Report on Form 10-K; and (ii) as soon as practicable, (iii) but in any event within 45 days after the end of each fiscal quarter of the Company, one copy of its Quarterly Reports on Form 10-Q, and (iv) a full copy of the particular Registration Statement covering the Shares Q (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such any Investor, all exhibits excluded by the parenthetical to subparagraph paragraph (a)(iva) of this Section 4.5 2.1 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor; andstockholders; (c) upon the reasonable written request of such any Investor, an adequate number of copies of the Prospectuses prospectus related to any Shelf Registration Statement to supply to any other party requiring such Prospectusesprospectus; and the Company, upon the reasonable request of such an Investor, will meet with such the Investor or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the any Shelf Registration Statement covering the Shares and will otherwise cooperate with any the Investor in conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until and unless the Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto; and (d) such other information relating to the financial condition, business, prospects or corporate affairs of the Company as an Investor may from time to time request, provided, however, that the Company shall not be obligated under this subsection (d) to provide information which it deems in good faith to be a trade secret or similar confidential information until and unless the Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Investor Rights Agreement (Breakaway Solutions Inc)

Information Available. So long as the Registration Statement is --------------------- effective covering the resale of the Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementInvestor, the Company will furnish to such the Investor: (a) upon the request of the Investor, as soon as practicable after publicly availableit is available (but in the case of the Company's Annual Report to Stockholders, within one hundred twenty (120) days after the end of each fiscal year of the Company), one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ; (ii) if not included in substance in the Annual Report to Stockholders, its Annual Report on Form 10-K (the foregoing, in each case, excluding exhibits); (iii) if not included in substance in its Quarterly Reports to Stockholders, its Annual Reports on Form 10-K, (iii) its Quarterly Reports quarterly reports on Form 10-Q, and ; or (iv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such the Investor, all exhibits excluded by the parenthetical to subparagraph subparagraphs (a)(iva)(ii), (iii) and (iv) of this Section 4.5 5.7 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investorstockholders; and (c) upon the reasonable written request of such the Investor, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such the Investor, will meet with such the Investor or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise reasonably cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until and unless such the Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Purchase Agreement (Anworth Mortgage Asset Corp)

Information Available. So long as the a Registration Statement is effective covering the resale of Shares and/or Contingent Shares, if any, owned by an Investor and such Investor holds Shares subject to the Registration StatementPurchaser, the Company will furnish or otherwise make available to such Investorthe Purchasers: (a) as soon as practicable after publicly available, available one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with U.S. generally accepted accounting principles by a national firm of certified public accountants), (ii) if not included in substance in the Annual Reports Report to Stockholders, upon the request of the Purchaser, its Annual Reports Report on Form 10-K, (iii) upon the request of the Purchaser, its Quarterly Reports on Form 10-Q, (iv) upon the request of the Purchaser, its Current Reports on Form 8-K, (v) upon the request of the Purchaser, its Notice of Annual Meeting of Shareholders and proxy statement for the Company’s annual meeting and (ivvi) a full copy of the particular Registration Statement covering the Shares and/or Contingent Shares, if any, (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investorthe Purchaser, all exhibits in the form filed with the Commission excluded by the parenthetical to subparagraph (a)(iv) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor7.04(a)(vi); and (c) upon the reasonable written request of such Investorthe Purchaser, an adequate a reasonable number of copies of the Prospectuses prospectuses to supply to any other party requiring such Prospectusesprospectuses; and the Company, upon the reasonable request of such Investorthe Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the such Registration Statement covering the Shares and/or Contingent Shares, if any, and will otherwise reasonably cooperate with any Investor Purchaser conducting an investigation for the purpose of reducing or eliminating such Investor's Purchaser’s exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided’s headquarters during normal business hours, that the Company shall not be required subject to disclose any confidential information to or meet at its headquarters with any Investor until and unless such Investor shall have entered into a appropriate confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect theretolimitations.

Appears in 1 contract

Samples: Purchase Agreement (Immune Response Corp)

Information Available. So long as the Registration Statement is effective covering the resale of the Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementInvestor, the Company will furnish to such each Investor: (a) upon the request of the Investor, as soon as practicable after publicly availableit is available (but in the case of the Company's Annual Report to Stockholders, within one hundred twenty (120) days after the end of each fiscal year of the Company), one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ; (ii) if not included in substance in the Annual Report to Stockholders, its Annual Report on Form 10-K (the foregoing, in each case, excluding exhibits); (iii) if not included in substance in its Quarterly Reports to Stockholders, its Annual Reports on Form 10-K, (iii) its Quarterly Reports quarterly reports on Form 10-Q, and ; or (iv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such the Investor, all exhibits excluded by the parenthetical to subparagraph subparagraphs (a)(iva)(ii), (iii) and (iv) of this Section 4.5 5.7 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investorstockholders; and (c) upon the reasonable written request of such the Investor, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such the Investor, will meet with such the Investor or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise reasonably cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until and unless such the Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Purchase Agreement (New Century Financial Corp)

Information Available. So long as the Registration Statement is effective covering the resale of Shares Registrable Securities owned by an Investor and such Investor holds Shares subject to the Registration Statement, the Purchaser: (a) The Company will furnish to such Investor: the Purchaser: (ai) as soon as practicable after publicly availableavailable (but in the case of the Annual Report to the Stockholders, within 150 days after the end of each fiscal year of the Company), one copy of (iA) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), (iiB) if not included in substance in the Annual Reports Report to Stockholders, upon the written request of the Purchaser, its Annual Reports Report on Form 10-K, (iiiC) upon the written request of the Purchaser, its Quarterly Reports quarterly reports on Form 10-Q, and (ivD) a full copy of the particular Registration Statement covering the Shares Registrable Securities (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period. (bii) upon the reasonable written request of such Investorthe Purchaser, all exhibits excluded by the parenthetical to subparagraph (a)(iv) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor; and (c) upon the a reasonable written request of such Investor, an adequate number of copies of the Prospectuses Prospectuses, and any supplements thereto, to supply to any other party requiring such Prospectuses; and and (b) the Company, upon the reasonable written request of such Investorthe Purchaser and with reasonable prior notice, will meet with such Investor be available to the Purchaser or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares Registrable Securities and will otherwise cooperate with any Investor Purchaser conducting an investigation for the purpose of reducing or eliminating such Investor's Purchaser’s exposure to liability under the Securities Act, including the reasonable production of information at the Company's ’s headquarters; provided, that in a manner not to interfere with the normal business operations of the Company, subject to appropriate confidentiality limitations. (c) As long as any Purchaser owns the Securities and the Company shall not be is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to disclose any confidential information to or meet at its headquarters with any Investor until and unless such Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory be filed by the Company after the date hereof pursuant to the Company with Exchange Act. As long as any Purchaser owns Securities, if the Company is not required to file reports pursuant to such laws, it will prepare and furnish to the Purchasers and make publicly available in accordance with respect theretoparagraph (c) of Rule 144 such information as is required for the Purchasers to sell the Securities under Rule 144. The Company further covenants that it will take such further action as any holder of Securities may reasonably request to satisfy the provisions of Rule 144 applicable to the issuer of securities relating to transactions for the sale of securities pursuant to Rule 144.

Appears in 1 contract

Samples: Securities Purchase Agreement (Auxilium Pharmaceuticals Inc)

Information Available. So long as From the date of this Agreement through the date the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration Statementany Purchaser is no longer effective, the Company will furnish to such InvestorPurchaser: (a) as soon as practicable after publicly availableavailable (but in the case of the Company's Annual Report to Stockholders, within 120 days after the end of each fiscal year of the Company), one copy of of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ; (ii) if not included in substance in the Annual Reports Report to Stockholders, its Annual Reports Report on Form 10-K, ; (iii) its Quarterly Reports quarterly reports on Form 10-Q, and ; and (iv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such InvestorPurchaser, all exhibits excluded by the parenthetical to subparagraph (a)(iv) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor; and (c) upon the a reasonable written request of such Investor, an adequate number of copies of the Prospectuses Prospectus to supply to any other party requiring such Prospectusesthe Prospectus; and the Company, upon the reasonable request of such Investoreach Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise cooperate with any Investor such Purchaser in conducting an investigation for the purpose of reducing or eliminating such InvestorPurchaser's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to to, or meet at its headquarters with with, any Investor Purchaser until and unless such Investor Purchaser shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Share Purchase Agreement (Epimmune Inc)

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Information Available. As long as any Purchaser owns the Shares and the Company is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to the Exchange Act. So long as the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementPurchaser, the Company will furnish to the Purchaser upon such InvestorPurchaser’s request: (a) as soon as practicable after publicly availableavailable (but in the case of the Company’s Annual Report to Stockholders, concurrently with delivery to its shareholders generally) one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with U.S. generally accepted accounting principles by a national firm of certified public accountants), (ii) if not included in substance in the Annual Reports Report to Stockholders, upon the request of the Purchaser, its Annual Reports Report on Form 10-K, (iii) upon the request of the Purchaser, its Quarterly Reports on Form 10-Q, (iv) upon the request of the Purchaser, its Current Reports on Form 8-K, and (ivv) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investor, all exhibits excluded by the parenthetical to subparagraph (a)(iva)(v) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor7.5; and (c) upon the reasonable written request of such Investorthe Purchaser, an adequate a reasonable number of copies of the Prospectuses prospectuses to supply to any other party requiring such Prospectusesprospectuses; and the Company, upon the reasonable request of such Investorthe Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquartersShares; provided, that the Company shall not be required to only disclose any confidential information to or meet at its headquarters with any Investor until and unless such Investor the Purchaser if the Purchaser shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Purchase Agreement (Roxio Inc)

Information Available. As long as any Investor owns the Shares or Warrant Shares and the Company is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to the Exchange Act. So long as the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementInvestor, the Company will furnish to the Investor upon such Investor’s request and at no cost to the Investor: (a) as soon as practicable after publicly availableavailable (but in the case of the Company’s Annual Report to Stockholders, concurrently with delivery to its shareholders generally) one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with U.S. generally accepted accounting principles by a national firm of certified public accountants), (ii) if not included in substance in the Annual Reports Report to Stockholders, upon the request of the Investor, its Annual Reports Report on Form 10-K, (iii) upon the request of the Investor, its Quarterly Reports on Form 10-Q, (iv) upon the request of the Investor, its Current Reports on Form 8-K, and (ivv) a full copy of the particular Registration Statement covering the Shares and Warrant Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investor, all exhibits excluded by the parenthetical to subparagraph (a)(iva)(v) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor7.5; and (c) upon the reasonable written request of such the Investor, an adequate a reasonable number of copies of the Prospectuses prospectuses and supplements thereto to supply to any other party requiring such Prospectusesprospectuses and supplements; and the Company, upon the reasonable request of such the Investor, will meet with such the Investor or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquartersWarrant Shares; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any the Investor until only if the Investor has requested such information in writing and unless such Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Securities Purchase Agreement (NxStage Medical, Inc.)

Information Available. So long as the any Shelf Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration Statement--------------------- in effect, the Company will furnish shall deliver to such Investorthe Investors: (ai) as soon as practicable practicable, but in any event within 45 days after publicly availablethe end of each fiscal year of the Company, one copy of (iA) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ) and (iiB) if not included in substance in the Annual Reports to Stockholders, its Annual Reports Report on Form 10-K; and (ii) as soon as practicable, (iii) but in any event within 45 days after the end of each fiscal quarter of the Company, one copy of its Quarterly Reports on Form 10-Q, and (iv) a full copy of the particular Registration Statement covering the Shares Q (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such any Investor, all exhibits excluded by the parenthetical to subparagraph paragraph (a)(iva) of this Section 4.5 2.1 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor; andstockholders; (c) upon the reasonable written request of such any Investor, an adequate number of copies of the Prospectuses prospectus related to any Shelf Registration Statement to supply to any other party requiring such Prospectusesprospectus; and the Company, upon the reasonable request of such an Investor, will meet with such the Investor or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the any Shelf Registration Statement covering the Shares and will otherwise cooperate with any the Investor in conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until and unless the Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto; and (d) such other information relating to the financial condition, business, prospects or corporate affairs of the Company as an Investor may from time to time request, provided, however, that the Company shall not be obligated under this subsection (d) to provide information which it deems in good faith to be a trade secret or similar confidential information until and unless the Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Series a Preferred Stock Purchase Agreement (SCP Private Equity Partners Ii Lp)

Information Available. So long as the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementSO LONG AS ANY REGISTRATION STATEMENT IS EFFECTIVE COVERING THE RESALE OF REGISTRABLE SECURITIES OWNED BY THE HOLDER, the Company will furnish to such InvestorTHE COMPANY WILL FURNISH (OR, TO THE EXTENT SUCH INFORMATION IS AVAILABLE ELECTRONICALLY THROUGH THE COMPANY’S FILINGS WITH THE SEC, THE COMPANY WILL MAKE AVAILABLE) TO THE HOLDER: (a) as soon as practicable after publicly it is available, one copy of (i) its Annual Reports Report to Stockholders Shareholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified an independent registered public accountants)accounting firm, and (ii) if not included in substance in the Annual Reports Report to StockholdersShareholders, its Annual Reports Report on Form 10-K, (iii) its Quarterly Reports on Form 10-Q, and (iv) a full copy of the particular Registration Statement covering the Shares K (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investorthe Holder, all exhibits excluded by the parenthetical to subparagraph subsection (a)(iva)(ii) of this Section 4.5 5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investorshareholders; and (c) upon the reasonable written request of such Investorthe Holder, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such Investorthe Holder, will meet with such Investor the Holder or a representative thereof at the Company's ’s headquarters during the Company’s normal business hours to discuss all information relevant for disclosure in the Registration Statement covering the Shares Registrable Securities and will otherwise reasonably cooperate with any Investor the Holder conducting an investigation for the purpose of reducing or eliminating such Investor's the Holder’s exposure to liability under the Securities Act, including the reasonable production of information at the Company's ’s headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor the Holder until and unless such Investor the Holder shall have entered into a confidentiality agreement agreement, in form and substance reasonably satisfactory to the Company Company, with the Company with respect thereto.

Appears in 1 contract

Samples: Registration Rights Agreement (Ediets Com Inc)

Information Available. As long as any Purchaser owns the Registration Shares and the Company is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to be filed by the Company after the date hereof pursuant to the Exchange Act. As long as any Purchaser owns Securities, if the Company is not required to file reports pursuant to such laws, it will prepare and furnish to the Purchasers and make publicly available in accordance with paragraph (c) of Rule 144 such information as is required for the Purchasers to sell the Securities under Rule 144. The Company further covenants that it will take such further action as any holder of Securities may reasonably request to satisfy the provisions of Rule 144 applicable to the issuer of securities relating to transactions for the sale of securities pursuant to Rule 144. So long as the Registration Statement is effective covering the resale of Registration Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementPurchaser, the Company will furnish to the Purchaser, without charge, upon such InvestorPurchaser’s request: (a) as soon as practicable after publicly availableavailable (but in the case of the Company’s Annual Report to Stockholders, concurrently with delivery to its shareholders generally) one copy of (i) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with U.S. generally accepted accounting principles by a national firm of certified public accountants), (ii) if not included in substance in the Annual Reports Report to Stockholders, its Annual Reports Report on Form 10-K, (iii) its Quarterly Reports on Form 10-Q, (iv) its Current Reports on Form 8-K, (v) its definitive proxy statements for all annual and special meetings of stockholders and (ivvi) a full copy of the particular Registration Statement covering the Shares (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investor, all exhibits excluded by the parenthetical to subparagraph (a)(iva)(vi) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor7.5; and (c) upon the reasonable written request of such Investorthe Purchaser, an adequate a reasonable number of copies of the Prospectuses prospectuses and supplements thereto to supply to any other party requiring such Prospectusesprospectuses and supplements; and the Company, upon the reasonable request of such Investorthe Purchaser, will meet with such Investor the Purchaser or a representative thereof at the Company's ’s headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares and will otherwise cooperate with any Investor conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquartersRegistration Shares; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until the Purchaser only if the Purchaser has requested such information in writing and unless such Investor shall have entered into a confidentiality agreement with the Company in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Purchase Agreement (Advancis Pharmaceutical Corp)

Information Available. So long as the any Shelf Registration --------------------- Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration Statementin effect, the Company will furnish shall deliver to such Investorthe Investors: (ai) as soon as practicable practicable, but in any event within 45 days after publicly availablethe end of each fiscal year of the Company, one copy of (iA) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), ) and (iiB) if not included in substance in the Annual Reports to Stockholders, its Annual Reports Report on Form 10-K; and (ii) as soon as practicable, (iii) but in any event within 45 days after the end of each fiscal quarter of the Company, one copy of its Quarterly Reports on Form 10-Q, and (iv) a full copy of the particular Registration Statement covering the Shares Q (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such any Investor, all exhibits excluded by the parenthetical to subparagraph paragraph (a)(iva) of this Section 4.5 2.1 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor; andstockholders; (c) upon the reasonable written request of such any Investor, an adequate number of copies of the Prospectuses prospectus related to any Shelf Registration Statement to supply to any other party requiring such Prospectusesprospectus; and the Company, upon the reasonable request of such an Investor, will meet with such the Investor or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the any Shelf Registration Statement covering the Shares and will otherwise cooperate with any the Investor in conducting an investigation for the purpose of reducing or eliminating such Investor's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor until and unless the Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto; and (d) such other information relating to the financial condition, business, prospects or corporate affairs of the Company as an Investor may from time to time request, provided, however, that the Company shall not be obligated under this subsection (d) to provide information which it deems in good faith to be a trade secret or similar confidential information until and unless the Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory to the Company with the Company with respect thereto.

Appears in 1 contract

Samples: Series a Preferred Stock Purchase Agreement (Internet Capital Group Inc)

Information Available. So long as the Registration Statement is effective covering the resale of Shares Registrable Securities owned by an Investor and such Investor holds Shares subject to the Registration Statement, the Purchaser: (a) The Company will furnish to such Investor: the Purchaser: (ai) as soon as practicable after publicly availableavailable (but in the case of the Annual Report to the Stockholders, within 150 days after the end of each fiscal year of the Company), one copy of (iA) its Annual Reports Report to Stockholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified public accountants), (iiB) if not included in substance in the Annual Reports Report to Stockholders, upon the written request of the Purchaser, its Annual Reports Report on Form 10-K, (iiiC) upon the written request of the Purchaser, its Quarterly Reports quarterly reports on Form 10-Q, and (ivD) a full copy of the particular Registration Statement covering the Shares Registrable Securities (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period. (bii) upon the reasonable written request of such Investorthe Purchaser, all exhibits excluded by the parenthetical to subparagraph (a)(iv) of this Section 4.5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investor; and (c) upon the a reasonable written request of such Investor, an adequate number of copies of the Prospectuses Prospectuses, and any supplements thereto, to supply to any other party requiring such Prospectuses; and and (b) the Company, upon the reasonable written request of such Investorthe Purchaser and with reasonable prior notice, will meet with such Investor be available to the Purchaser or a representative thereof at the Company's headquarters to discuss all information relevant for disclosure in the Registration Statement covering the Shares Registrable Securities and will otherwise cooperate with any Investor Purchaser conducting an investigation for the purpose of reducing or eliminating such InvestorPurchaser's exposure to liability under the Securities Act, including the reasonable production of information at the Company's headquarters; provided, that in a manner not to interfere with the normal business operations of the Company, subject to appropriate confidentiality limitations. (c) As long as any Purchaser owns the Securities and the Company shall not be is subject to the filing requirements of the Exchange Act, the Company covenants to timely file (or obtain extensions in respect thereof and file within the applicable grace period) all reports required to disclose any confidential information to or meet at its headquarters with any Investor until and unless such Investor shall have entered into a confidentiality agreement in form and substance reasonably satisfactory be filed by the Company after the date hereof pursuant to the Company with Exchange Act. As long as any Purchaser owns Securities, if the Company is not required to file reports pursuant to such laws, it will prepare and furnish to the Purchasers and make publicly available in accordance with respect theretoparagraph (c) of Rule 144 such information as is required for the Purchasers to sell the Securities under Rule 144. The Company further covenants that it will take such further action as any holder of Securities may reasonably request to satisfy the provisions of Rule 144 applicable to the issuer of securities relating to transactions for the sale of securities pursuant to Rule 144.

Appears in 1 contract

Samples: Securities Purchase Agreement (Perseus Soros Biopharmaceutical Fund Lp)

Information Available. So long as the Registration Statement is effective covering the resale of Shares owned by an Investor and such Investor holds Shares subject to the Registration StatementSO LONG AS ANY REGISTRATION STATEMENT IS EFFECTIVE COVERING THE RESALE OF REGISTRABLE SECURITIES OWNED BY THE HOLDER, the Company will furnish to such InvestorTHE COMPANY WILL FURNISH (OR, TO THE EXTENT SUCH INFORMATION IS AVAILABLE ELECTRONICALLY THROUGH THE COMPANY'S FILINGS WITH THE SEC, THE COMPANY WILL MAKE AVAILABLE) TO THE HOLDER: (a) as soon as practicable after publicly it is available, one copy of (i) its Annual Reports Report to Stockholders Shareholders (which Annual Reports Report shall contain financial statements audited in accordance with generally accepted accounting principles by a national firm of certified an independent registered public accountants)accounting firm, and (ii) if not included in substance in the Annual Reports Report to StockholdersShareholders, its Annual Reports Report on Form 10-K, (iii) its Quarterly Reports on Form 10-Q, and (iv) a full copy of the particular Registration Statement covering the Shares K (the foregoing, in each case, excluding exhibits); PROVIDED, HOWEVER, that in the event that the Company is no longer required under the Exchange Act to file quarterly or annual reports with the SEC, and for such time as the Company is not required to file such reports (the "Non-Reporting Period"), the Company hereby agrees that it shall use its best efforts to provide each Investor holding at least 70% of the Shares purchased by such Investor hereunder (as adjusted for stock-splits, combinations or other similar events) with audited financial statements within 120 days after the end of the respective fiscal year following commencement of the Non-Reporting Period and unaudited financial statements of the Company for the applicable quarterly period of the Company within 45 days after the end of such fiscal period, following commencement of the Non-Reporting Period.; (b) upon the reasonable written request of such Investorthe Holder, all exhibits excluded by the parenthetical to subparagraph subsection (a)(iva)(ii) of this Section 4.5 5 as filed with the SEC and all other information that is made available to stockholders at no cost to such Investorshareholders; and (c) upon the reasonable written request of such Investorthe Holder, an adequate number of copies of the Prospectuses to supply to any other party requiring such Prospectuses; and the Company, upon the reasonable request of such Investorthe Holder, will meet with such Investor the Holder or a representative thereof at the Company's ’s headquarters during the Company’s normal business hours to discuss all information relevant for disclosure in the Registration Statement covering the Shares Registrable Securities and will otherwise reasonably cooperate with any Investor the Holder conducting an investigation for the purpose of reducing or eliminating such Investor's the Holder’s exposure to liability under the Securities Act, including the reasonable production of information at the Company's ’s headquarters; provided, that the Company shall not be required to disclose any confidential information to or meet at its headquarters with any Investor the Holder until and unless such Investor the Holder shall have entered into a confidentiality agreement agreement, in form and substance reasonably satisfactory to the Company Company, with the Company with respect thereto.

Appears in 1 contract

Samples: Registration Rights Agreement (Prides Capital Partners, LLC)

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