Information Furnished by Ladenburg. The name of Ladenburg set forth on the cover page of the Prospectus and the statements set forth in the second sentence of the second paragraph and the third paragraph under the caption “Plan of Distribution (Potential Conflicts of Interest)” in the Prospectus constitute the only information furnished by or on behalf of Ladenburg as such information is referred to in Sections 5 and 11 hereof.
Appears in 7 contracts
Samples: Equity Distribution Agreement (Oxford Lane Capital Corp.), Equity Distribution Agreement (Oxford Lane Capital Corp.), Debt Distribution Agreement (Saratoga Investment Corp.)
Information Furnished by Ladenburg. The name of Ladenburg set forth on the cover page of the Prospectus and the statements set forth in the second sentence of the second paragraph and the third paragraph under the caption “Plan of Distribution (Potential Conflicts of Interest)” in the Prospectus constitute the only information furnished by or on behalf of Ladenburg as such information is referred to in Sections 5 and 11 hereof.
Appears in 1 contract
Samples: Equity Distribution Agreement (Oxford Square Capital Corp.)
Information Furnished by Ladenburg. The name of Ladenburg set forth on the front and back cover page pages of the Prospectus and the statements set forth in the second sentence and third sentences of the second paragraph and the third paragraph under the caption “Plan of Distribution (– Potential Conflicts of Interest)” in the Prospectus constitute the only information furnished by or on behalf of Ladenburg as such information is referred to in Sections 5 and 11 hereof.
Appears in 1 contract
Samples: Equity Distribution Agreement (Herzfeld Caribbean Basin Fund Inc)
