Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession in any preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter - Stabilization, Short Positions and Penalty Bids” constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (b) and (c) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 hereof.
Appears in 6 contracts
Samples: Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table concerning the names name of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession in any preliminary Preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter Underwriting - Stabilization, Short Positions and Penalty Bids” constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (bc), (d), (e) and (cf) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (Arlington Asset Investment Corp.), Underwriting Agreement (Arlington Asset Investment Corp.), Underwriting Agreement (Arlington Asset Investment Corp.)
Information Furnished by Underwriters. The statements set forth under the caption “"Underwriting” " in the table concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession in any preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “"Underwriter - Stabilization, Short Positions and Penalty Bids” " constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (b) and (c) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc), Underwriting Agreement (New York Mortgage Trust Inc)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table in the first paragraph concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase and purchase, in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession and sales by Underwriters to discretionary accounts in any preliminary Prospectus prospectus and the final Prospectus, and in the first two paragraphs paragraph under the caption “Underwriter - Stabilization, Short Positions short positions and Penalty Bidspenalty bids” constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (b) and (c) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 4 contracts
Samples: Underwriting Agreement (Longhai Steel Inc.), Underwriting Agreement (Longhai Steel Inc.), Underwriting Agreement (Buddha Steel, Inc.)
Information Furnished by Underwriters. The statements set forth under the caption “"Underwriting” " in the table concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession in any preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “"Underwriter - Stabilization, Short Positions and Penalty Bids” " constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (b) and (c) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 3 contracts
Samples: Underwriting Agreement (Armour Residential REIT, Inc.), Underwriting Agreement (Armour Residential REIT, Inc.), Underwriting Agreement (Armour Residential REIT, Inc.)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table in the first paragraph concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase purchase, and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession and sales by Underwriters to discretionary accounts, in any preliminary Prospectus prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter - Stabilization, Short Positions and Penalty Bids” constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (b) and (c) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 hereof.
Appears in 3 contracts
Samples: Underwriting Agreement (Oculus Innovative Sciences, Inc.), Underwriting Agreement (Oculus Innovative Sciences, Inc.), Underwriting Agreement (Oculus Innovative Sciences, Inc.)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table in the first paragraph concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession and sales by Underwriters to discretionary accounts in any preliminary Prospectus prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter - Stabilization, Short Positions and Penalty Bids” constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (b) and (c) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 hereof.
Appears in 2 contracts
Samples: Underwriting Agreement (Opexa Therapeutics, Inc.), Underwriting Agreement (Opexa Therapeutics, Inc.)
Information Furnished by Underwriters. The statements set forth under the caption “"Underwriting” " in the table concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession in any preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “"Underwriter - Stabilization, Short Positions and Penalty Bids” " constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (bg), (h) and (ci) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 8 hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Armour Residential REIT, Inc.)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table concerning the names name of each Underwriter and the number of shares each Underwriter has agreed to purchase and Underwriter, in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession and in the twelfth and thirteenth paragraphs concerning stabilizing or market-making activities in which the Underwriters may engage in any preliminary Preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter - Stabilization, Short Positions and Penalty Bids” Prospectus constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (bc), (d), (e) and (cf) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Arlington Asset Investment Corp.)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table concerning the names name of each Underwriter and the number of shares each Underwriter has agreed to purchase and Underwriter, in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession and in the eleventh and twelfth paragraphs concerning stabilizing or market-making activities in which the Underwriters may engage in any preliminary Preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter - Stabilization, Short Positions and Penalty Bids” Prospectus constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (bc), (d), (e) and (cf) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Arlington Asset Investment Corp.)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table concerning the names name of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession in any preliminary Preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter - Underwriting — Stabilization, Short Positions and Penalty Bids” constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (bc), (d), (e) and (cf) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Arlington Asset Investment Corp.)
Information Furnished by Underwriters. The statements set forth under the caption “Underwriting” in the table concerning the names name of each Underwriter and the number of shares each Underwriter has agreed to purchase and Underwriter, in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession and in the paragraphs concerning stabilizing or market-making activities in which the Underwriters may engage in any preliminary Preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “Underwriter - Stabilization, Short Positions and Penalty Bids” Prospectus constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (bc), (d), (e) and (cf) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 1 contract
Information Furnished by Underwriters. The statements set forth under the caption “"Underwriting” " in the table concerning the names of each Underwriter and the number of shares each Underwriter has agreed to purchase and in the paragraphs concerning sales by Underwriters to the public at the offering price and to dealers at such price less a concession in any preliminary Prospectus and the final Prospectus, and in the first two paragraphs under the caption “"Underwriter - Stabilization, Short Positions and Penalty Bids” " constitute the only written information furnished by or on behalf of any Underwriter referred to in paragraphs (b) and (c) of Section 1 hereof and in paragraphs (a) and (b) of Section 6 7 hereof.
Appears in 1 contract
Samples: Underwriting Agreement (Armour Residential REIT, Inc.)