INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first paragraph under “Commissions and Expenses” and the paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Scynexis Inc), Equity Underwriting Agreement (Scynexis Inc), Equity Underwriting Agreement (Scynexis Inc)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first paragraph under “Commissions and Expenses” and the paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Samples: Equity Underwriting Agreement (Resaca Exploitation, Inc.), Equity Underwriting Agreement (Resaca Exploitation, Inc.)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, the Prospectus, any Issuer Free Writing Prospectus Prospectus, road show or the Registration Statement consists of the information contained in the first sentence of under the first paragraph under the heading “Commissions Underwriting—Discount and Expenses” and the first four paragraphs under “Stabilization” under the caption “Underwriting—Short Sales, Stabilizing Transactions, and Penalty Bids,” in each of the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Acer Therapeutics Inc.), Underwriting Agreement (Acer Therapeutics Inc.)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in (i) the first sentence of the first last paragraph under the heading “Commissions and ExpensesDiscounts,” and (ii) the paragraphs paragraph under the heading “Price Stabilization, Short Positions and Penalty Bids” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (XOMA Corp)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained concession and reallowance figures appearing in the first sentence of the first second paragraph under “Commissions and Expenses” and the paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus Underwriting (Conflicts of Interest)—Commissions and the ProspectusExpenses”.
Appears in 1 contract
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter the Underwriters to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of (a) the information contained in statement regarding delivery of shares by the first sentence of Underwriters set forth on the first paragraph under “Commissions cover page of, and Expenses” (b) the third, thirteenth and the fourteenth paragraphs under “Stabilization” under the caption “UnderwritingUnderwriting (CONFLICTS OF INTEREST)” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Equity Underwriting Agreement (Matador Resources Co)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first paragraph under “Discounts, Commissions and Expenses” and the paragraphs under “Price Stabilization, Short Positions and Penalty Bids” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Novan, Inc.)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the certain information contained in the first sentence of the first paragraph under “Commissions and Expenses” and the paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Washington Banking Co
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained concession and reallowance figures appearing in the first sentence of the first third paragraph under “Commissions and Expenses” and the paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus”.
Appears in 1 contract
Samples: Linn Energy, LLC
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter the Underwriters to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of (a) the information contained in statement regarding delivery of shares by the first sentence of Underwriters set forth on the first paragraph under “Commissions cover page of, and Expenses” (b) the third, thirteenth and the fourteenth paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary the Prospectus, Prospectus, any Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first paragraph under “Commissions fourth, eleventh, twelfth, thirteenth and Expenses” and the fourteenth paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.caption
Appears in 1 contract
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first paragraph under “Commissions and Expenses” and the [—] paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first second paragraph under the heading “Commissions The Conversion and Expenses” and the paragraphs under “Stabilization” under the caption “UnderwritingOffering—Firm Commitment Underwritten Offering” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (New Investors Bancorp, Inc.)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first paragraph under “Commissions third, ninth, tenth, eleventh, twelfth and Expenses” and the fifteenth paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained set forth in the first sentence of the first paragraph under “Commissions second, ninth, tenth and Expenses” and the eleventh paragraphs under “Stabilization” under the caption “"Underwriting” in each Preliminary Prospectus and " in, the Prospectus.
Appears in 1 contract
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of (a) the information contained in statement regarding delivery of shares by the first sentence of Underwriters set forth on the first paragraph under “Commissions cover page of, and Expenses” (b) the third, seventh, sixteenth and the seventeenth paragraphs under “Stabilization” under the caption “UnderwritingUnderwriters” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Equity Underwriting Agreement (Matador Resources Co)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence second and third sentences of the first second paragraph under the heading “Commissions The Conversion and Expenses” and the paragraphs under “Stabilization” under the caption “UnderwritingOffering – Firm Commitment Underwritten Offering” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (New Investors Bancorp, Inc.)
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the last sentence of the third paragraph, the first sentence of the first paragraph under “Commissions and Expenses” and the paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the Prospectus.
Appears in 1 contract
INFORMATION PROVIDED BY UNDERWRITERS. The Issuer and the Underwriters acknowledge and agree that the only information furnished or to be furnished by any Underwriter to the Issuer for inclusion in any Preliminary Prospectus, Prospectus, Issuer Free Writing Prospectus or the Registration Statement consists of the information contained in the first sentence of the first paragraph under “Commissions and Expenses” and the paragraphs under “Stabilization” under the caption “Underwriting” in each Preliminary Prospectus and the ProspectusUnderwriters’ Information.
Appears in 1 contract
Samples: Underwriting Agreement (America First Tax Exempt Investors Lp)