INTRODUCED ACCOUNTS. If my account has been introduced to you and is carried by you only as a clearing broker, I agree that you are not responsible for the conduct of the introducing broker and your only responsibilities to me relate to the execution, clearing and bookkeeping of transactions in my accounts.
INTRODUCED ACCOUNTS. If you were introduced to FXPESA by a broker you acknowledge and agree that FXPESA is responsible only for execution services as set out above and that we have no responsibilities or obligations regarding any conduct, action, representation, advice, recommendation or statement of any third party investment manager, investment adviser or broker in connection with your investment transactions with us. By accepting the terms of this Agreement, you confirm that you understand that FXPESA makes no warranties or representations concerning third party investment managers, investment advisers or brokers and that FXPESA shall not be responsible for any loss to you caused by the actions or omissions of any third party investment manager, investment adviser or broker, and that FXPESA does not, by implication or otherwise, endorse or approve of the operating methods or investment strategy of any third party investment manager, investment adviser or broker. You further acknowledge and agree that:
12.3.1. Any third-party investment manager, investment adviser or broker acts as an independent intermediary for you;
12.3.2. Unless you have been expressly advised otherwise in writing by FXPESA, such person is not an affiliate, employee or agent of FXPESA; and
12.3.3. No such person is authorized to make any representations concerning FXPESA or the services to be provided by FXPESA hereunder except as may be expressly authorized in writing by FXPESA. You acknowledge and agree that the use of any third-party trading system, course, program, research or recommendation provided, directly or indirectly, by an investment manager, investment adviser or broker will not necessarily result in profits, avoid losses or limit losses.
INTRODUCED ACCOUNTS. The following provisions apply for all of your accounts that are introduced to us by a third- party brokerage firm with whom you have a relationship. You acknowledge, agree and certify that: • Your third-party brokerage firm has authority to review and update certain elements of your profile and account information and has the permission to view any action in your account and that we are authorized to act on any updates provided by your third-party brokerage firm without first obtaining your authorization. • You will first contact your third-party brokerage firm (before contacting us, which you may do if necessary) if you have questions about your account or any transactions—your third-party brokerage firm may in turn contact us about your account if assistance is required. Your third-party brokerage firm may incur fees in your account through trading or special service requests that you agree to pay.
INTRODUCED ACCOUNTS. If you were introduced to EGM by a broker you acknowledge and agree that EGM is responsible only for execution services as set out above and that we have no responsibilities or obligations regarding any conduct, action, representation, advice, recommendation or statement of any third party investment manager, investment adviser or broker in connection with your investment transactions with us. By accepting the terms of this Agreement, you confirm that you understand that EGM makes no warranties or representations concerning third party investment managers, investment advisers or brokers and that EGM shall not be responsible for any loss to you caused by the actions or omissions of any third party investment manager, investment adviser or broker, and that EGM does not, by implication or otherwise, endorse or approve of the operating methods or investment strategy of any third party investment manager, investment adviser or broker. You further acknowledge and agree that:
12.3.1. Any third-party investment manager, investment adviser or broker acts as an independent intermediary for you;
12.3.2. Unless you have been expressly advised otherwise in writing by EGM, such person is not an affiliate, employee or agent of EGM; and
12.3.3. No such person is authorized to make any representations concerning EGM or the services to be provided by EGM hereunder except as may be expressly authorized in writing by EGM. You acknowledge and agree that the use of any third-party trading system, course, program, research or recommendation provided, directly or indirectly, by an investment manager, investment adviser or broker will not necessarily result in profits, avoid losses or limit losses.
INTRODUCED ACCOUNTS. Each state- ment provided pursuant to the provi- sions of this section must, if applica- ble, show that the account for which the national bank was introduced by an introducing broker and the name of the introducing broker.
INTRODUCED ACCOUNTS. In the event that Customer’s account has been introduced to Prudential by another futures commission merchant, introducing broker or foreign broker (“Broker”), that Broker is acting as Customer’s agent and is not an agent of Prudential’s. Unless and until Prudential receives prior written notice from Customer, Customer hereby authorizes Prudential to accept orders for execution and trades for clearance or any other directions associated with the Customer’s property in its Accounts(s) as effected by Broker. Customer explicitly agrees that Prudential is not responsible for inquiring into the circumstances surrounding any transactions in Customer’s account and Customer agrees to look solely to the Broker for any damages claimed by the Customer, other than those directly caused by Prudential’s gross negligence or willful misconduct. Customer further acknowledges that Prudential pays a portion of its fees and commissions to the Broker.
INTRODUCED ACCOUNTS. If Xxxxxxxx’s account is introduced to HSBC by a firm acting as an introducing broker, commodity trading advisor, or foreign broker, Customer understands that the introducing firm is an independent business entity which is not in any way affiliated with or an agent of HSBC. HSBC’s sole responsibility to introduced accounts is to faithfully execute and/or clear orders given to HSBC by the introducing firm. HSBC makes no guarantee to Customer of the services to be performed by such introducing firm, and Xxxxxxxx agrees that claims for improper servicing or solicitation must be brought against such firm and its employees but not against HSBC.
INTRODUCED ACCOUNTS. If we carry your account as clearing broker by arrangement with another broker through whose courtesy your account has been introduced, then unless we receive from you a written notice to the contrary we shall accept from such other broker, without any inquiry or investigation by it (i) orders for the purchase or sale in account of securities and other property and (ii) any other instructions concerning said account. You understand that we shall have no responsibility or liability to you for any acts or omissions of such other broker, its officers, employees or agents. Any such broker has authorized us to enter into this Agreement with you on their behalf and the terms and conditions hereof, including the arbitration provision contained in paragraph 15 shall be applicable to all matters between such broker and you. Each reference to "we" or "us" in paragraph 16 shall be understood to include any such broker.
INTRODUCED ACCOUNTS. In the event that Customer’s account has been introduced to Jefferies by another futures commission merchant, introducing broker or foreign broker (“Broker”) that Broker is acting as Customer’s agent and is not an agent of Jefferies. Unless and until Jefferies receives prior written notice from Customer, Customer hereby authorizes Jefferies to accept orders for execution and trades for clearance or any other directions associated with the Customer’s property in its Accounts(s) as effected by Broker. Customer explicitly agrees that Jefferies is not responsible for inquiring into the circumstances surrounding any transactions in Customer’s account and Customer agrees to look solely to the Broker for any damages claimed by the Customer, other than those directly caused by Jefferies’ xxxxx negligence or willful misconduct. Customer further acknowledges that Jefferies pays a portion of its fees and commissions to the Broker.
INTRODUCED ACCOUNTS. It shall be the responsibility of Introducing Broker to obtain all account agreements and documentation necessary, required or appropriate for the proper maintenance of the Introduced Accounts, including, without limitation, Account, Margin and Option Agreements, discretionary authorizations, corporate resolutions, trust documents, wills and similar agreements and documents. Introducing Broker shall xxxxard the originally signed copies of the Account, Margin and Option Agreements to Cowen's New Accounts Department. All other documentation necessary ox xxxxxpriate for the maintenance of the Introduced Accounts shall be retained by the Introducing Broker and shall not be forwarded to Cowen unless and until specific request is made therefor. Introducing Broker agrees that it shall make any or all such additional documentation available to Cowen upon Cowen's reasonable request therefor, and such agreement shall survivx xxx xermination of the Clearing Agreement. Anything herein to communicate with any Introduced Account directly in order to obtain any necessary or appropriate documentation, but exercise of such right by Cowen shall not affect Introducing Broker's obligations hereunder. Introducing Broker hereby agrees to indemnify and hold Cowen harmless from expenses (including reasonable attorneys' fees and expenses) arising out of or relating to the failure of Introducing Broker to obtain or maintain such necessary, required or appropriate agreements and documentation.
