Common use of INTRODUCING BROKERS Clause in Contracts

INTRODUCING BROKERS. 24.1. The Client may have been referred to the Company by an Introducing Broker. If so, the Company shall not be responsible for any agreement whether oral or in writing made between the Client and the Client's Introducing Broker. 24.2. Based on a written agreement with the Company, the Company will pay a fee or commission to the Introducing Broker. This fee/commission is related to the frequency/volume of transactions performed by and the number of referred Clients to the Company. 24.3. The Company shall not be liable for any type of agreement that may exist between the Client and the Introducing Broker or for any additional costs that may arise as a result of this Agreement. 24.4. The Client acknowledges that the Introducing Broker is not a representative of the Company nor is he authorized to provide any guarantees or any promises with respect to the Company or its services. 24.5. In its written agreement with Introducing Brokers, the Company prohibits Introducing Brokers from providing investment advice to Clients.

Appears in 4 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

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INTRODUCING BROKERS. 24.1β€Œ 23.1. The Client may have been referred to the Company by an Introducing Broker. If so, the Company shall not be responsible for any agreement whether oral or in writing made between the Client and the Client's Introducing Broker. 24.223.2. Based on a written agreement with the Company, the Company will pay a fee or commission to the Introducing Broker. This fee/commission is related to the frequency/volume of transactions performed by and the number of referred Clients to the Company. 24.323.3. The Company shall not be liable for any type of agreement that may exist between the Client and the Introducing Broker or for any additional costs that may arise as a result of this Agreement. 24.423.4. The Client acknowledges that the Introducing Broker is not a representative of the Company nor is he authorized to provide any guarantees or any promises with respect to the Company or its services. 24.523.5. In its written agreement with Introducing Brokers, the Company prohibits Introducing Brokers from providing investment advice to Clients.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

INTRODUCING BROKERS. 24.123.1. The Client may have been referred to the Company by an Introducing Broker. If so, the Company shall not be responsible for any agreement whether oral or in writing made between the Client and the Client's Introducing Broker. 24.223.2. Based on a written agreement with the Company, the Company will pay a fee or commission to the Introducing Broker. This fee/commission is related to the frequency/volume of transactions performed by and the number of referred Clients to the Company. 24.323.3. The Company shall not be liable for any type of agreement that may exist between the Client and the Introducing Broker or for any additional costs that may arise as a result of this Agreement. 24.423.4. The Client acknowledges that the Introducing Broker is not a representative of the Company nor is he authorized to provide any guarantees or any promises with respect to the Company or its services. 24.523.5. In its written agreement with Introducing Brokers, the Company prohibits Introducing Brokers from providing investment advice to Clients.

Appears in 2 contracts

Samples: Client Agreement, Client Agreement

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INTRODUCING BROKERS. 24.123.1. The Client may have been referred to the Company by an Introducing Broker. If so, the Company shall not be responsible for any agreement whether oral or in writing made between the Client and the Client's Introducing Broker. 24.223.2. Based on a written agreement with the Company, the Company will pay a fee or commission to the Introducing Broker. This fee/commission is related to the frequency/volume of transactions performed by and the number of referred Clients to the Company. 24.323.3. The Company shall not be liable for any type of agreement that may exist between the Client and the Introducing Broker or for any additional costs that may arise as a result of this Agreement. 24.423.4. The Client acknowledges that the Introducing Broker is not a representative of the Company nor is he authorized to provide any guarantees or any promises with respect to the Company or its services. 24.523.5. In its written agreement with Introducing Brokers, the Company prohibits Introducing Brokers from providing investment advice to Clients.

Appears in 1 contract

Samples: Terms and Conditions

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