INTRODUCTIONS TO THE INVESTMENT COMMUNITY Sample Clauses

INTRODUCTIONS TO THE INVESTMENT COMMUNITY. TCI has a familiarity or association with numerous broker/dealers and investment professionals across the country and will enable contact between CLIENT and/or CLIENT's affiliate to facilitate business transactions among them. TCI shall use its contacts in the brokerage community to assist CLIENT in establishing relationships with private equity capital sources (venture capital, etc.) and securities dealers while providing the most recent information about CLIENT to interested securities dealers on a regular and continuous basis. TCI understands that this is in keeping with CLIENT's business objectives and plan to market CLIENT's business or project to the investment community.
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INTRODUCTIONS TO THE INVESTMENT COMMUNITY. CFG has a familiarity or association with numerous broker/dealers and investment professionals across the country and will enable contact between CLIENT and/or CLIENT's affiliate to facilitate business transactions among them. CFG shall use its contacts in the brokerage community to assist CLIENT in establishing relationships with private equity capital sources (venture capital, etc.) and securities dealers while providing the most recent information about CLIENT to interested securities dealers on a regular and continuous basis. CFG understands that this is in keeping with CLIENT's business objectives and plan to market CLIENT's business or project to the investment community.
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INTRODUCTIONS TO THE INVESTMENT COMMUNITY. TCI has a familiarity or -------------------------------------------------------------------------------- association with numerous broker/dealers and investment professionals across the -------------------------------------------------------------------------------- country and will enable contact between CLIENT and/or CLIENT's affiliate to -------------------------------------------------------------------------------- facilitate business transactions among them. TCI shall use its contacts in the -------------------------------------------------------------------------------- brokerage community to assist CLIENT in establishing relationships with private -------------------------------------------------------------------------------- equity capital sources (venture capital, etc.) and securities dealers while -------------------------------------------------------------------------------- providing the most recent information about CLIENT to interested securities -------------------------------------------------------------------------------- dealers on a regular and continuous basis. TCI understands that this is in -------------------------------------------------------------------------------- keeping with CLIENT's business objectives and plan to market CLIENT's business -------------------------------------------------------------------------------- or project to the investment community. -------------------------------------------- 2.4 CLIENT AND/OR CLIENT'S AFFILIATE TRANSACTION DUE DILIGENCE. TCI will ---------------------------------------------------------------------- participate and assist CLIENT in the due diligence process on all ---------------------------------------------------------------------- proposed financial transactions affecting CLIENT of which TCI is ---------------------------------------------------------------------- notified in writing in advance, including conducting investigation of ---------------------------------------------------------------------- and providing advice on the financial, valuation and stock price ---------------------------------------------------------------------- implications of the proposed transaction(s).
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INTRODUCTIONS TO THE INVESTMENT COMMUNITY. CONSULTANT has a familiarity or association with numerous broker/dealers and investment professionals across the country and will enable contact between CLIENT and/or CLIENT’s affiliate to facilitate business transactions among them. CONSULTANT shall use its contacts in the brokerage community to assist CLIENT in establishing relationships with private equity capital sources (venture capital, etc.) and securities dealers while providing the most recent information about CLIENT to interested securities dealers on a regular and continuous basis. CONSULTANT understands that this is in keeping with CLIENT's business objectives and plan to market CLIENT's business or project to the investment community.
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INTRODUCTIONS TO THE INVESTMENT COMMUNITY. CPG has a familiarity or association with numerous broker/dealers and investment professionals across the country and will enable contact between CLIENT and/or CLIENT's CLIENTs to facilitate business transactions among them. CPG shall use their contacts in the brokerage community to assist CLIENT in establishing relationships with Private Equity Capital Sources [Venture Capita, ET. AL] and securities dealers while providing the most recent corporate information to interested securities dealers on a regular and continuous basis. CPG understands that this is in keeping with CLIENT's business objective to market CLIENT's business or project to the investment community.
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INTRODUCTIONS TO THE INVESTMENT COMMUNITY. LIPO has a familiarity or association with numerous broker/dealers and investment professionals across the country and will enable contact between CLIENT and/or CLIENT’s affiliate to facilitate business transactions among them. LIPO shall use its contacts in the brokerage community to assist CLIENT in establishing relationships with private equity capital sources (venture capital, etc.) and securities dealers while providing the most recent information about CLIENT to interested securities dealers on a regular and continuous basis. LIPO understands that this is in keeping with CLIENT's business objectives and plan to market CLIENT's business or project to the investment community.
Sample 1
INTRODUCTIONS TO THE INVESTMENT COMMUNITY. IR Consultant has a familiarity or association with numerous broker/dealers and investment professionals across the country and shall enable contact between Company and/or Company’s affiliate to facilitate business transactions among them. (ii) IR Consultant shall use its contacts in the brokerage community to assist Company in establishing relationships with private equity capital sources (venture capital, etc.) and securities dealers while providing the most recent information about Company to interested securities dealers on a regular and continuous basis. (iii) IR Consultant understands that this is in keeping with Company's business objectives and plan to market Company's business or project to the investment community.
Sample 1
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INTRODUCTIONS TO THE INVESTMENT COMMUNITY. MSRY has a familiarity or association with numerous funding sources across the country and will enable contact between CLIENT and/or CLIENT's affiliate to facilitate business transactions among them. MSRY shall use its contacts in the community to assist CLIENT in establishing relationships, as the CLIENT may warrant.
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Related to INTRODUCTIONS TO THE INVESTMENT COMMUNITY

  • Compensation of the Investment Manager 4.1 For the services to be rendered as provided herein, the Adviser shall pay to the Investment Manager for each month of the Fund’s fiscal year on the last day of each such month a fee based upon the average daily net assets of the Account, as determined pursuant to the Fund’s Registration Statement, at the following annual rate as a percentage of the Account's average daily net assets:

  • Compensation of the Investment Adviser Neither the Investment Adviser nor any affiliate of the Investment Adviser will act as principal or receive directly or indirectly any compensation in connection with the purchase or sale of investment securities by the Trust, other than the compensation provided for in this Section and such brokerage commissions as are permitted by the 1940 Act, it being contemplated that WPG will act as principal broker for the Trust in U.S. securities transactions.

  • Additional Financial Information (a) In addition to all other information required to be provided pursuant to this Article 6, the Borrower promptly shall provide the Agent (and any guarantor of the Liabilities), with such other and additional information concerning the Borrower, the Collateral, the operation of the Borrower’s business, and the Borrower’s financial condition, including original counterparts of financial reports and statements, as the Agent may from time to time reasonably request from the Borrower.

  • of the Investment Company Act The Company hereby agrees that for the period of time during which Notes are Outstanding, the Company will not violate, whether or not it is subject to, Section 18(a)(1)(A) as modified by Section 61(a)(1) of the Investment Company Act or any successor provisions thereto of the Investment Company Act."

  • INVESTMENT OBJECTIVE, POLICIES AND RESTRICTIONS The Fund will provide the Sub-Adviser with the statement of investment objective, policies and restrictions applicable to the Series as contained in the Series' Prospectus and Statement of Additional Information, all amendments or supplements to the Prospectus and Statement of Additional Information, and any instructions adopted by the Board of Trustees supplemental thereto. The Fund agrees, on an ongoing basis, to notify the Sub-Adviser in writing of each change in the fundamental and non-fundamental investment policies of the Series and will provide the Sub-Adviser with such further information concerning the investment objective, policies, restrictions and such other information applicable thereto as the Sub-Adviser may from time to time reasonably request for performance of its obligations under this Agreement. The Fund retains the right, on written notice to the Sub-Adviser or the Adviser, to modify any such objective, policies or restrictions in accordance with applicable laws, at any time.

  • Acknowledgement and Consent to Bail-In of EEAAffected Financial Institutions Notwithstanding anything to the contrary in any Loan Document or in any other agreement, arrangement or understanding among any such parties, each party hereto acknowledges that any liability of any EEAAffected Financial Institution arising under any Loan Document, to the extent such liability is unsecured, may be subject to the write-down and conversion powers of an EEAthe applicable Resolution Authority and agrees and consents to, and acknowledges and agrees to be bound by:

  • Contributions to Capital (a) The minimum initial contribution of each Member to the capital of the Company shall be $75,000, subject to the discretion of the Manager to accept initial investments in lesser amounts. The amount of the initial contribution of each Member shall be recorded on the books and records of the Company upon acceptance as a contribution to the capital of the Company. The Directors shall not be entitled to make voluntary contributions of capital to the Company as Directors of the Company, but may make voluntary contributions to the capital of the Company as Members.

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