Common use of Investigation and Proceeding Clause in Contracts

Investigation and Proceeding. (a) The Distributor and the Company agree to cooperate fully in any insurance regulatory investigation or proceeding or judicial proceeding arising in connection with the Contracts distributed under this Agreement. The Distributor and the Company further agree to cooperate fully in any securities regulatory investigation or proceeding or judicial proceeding with respect to the Company, the Distributor, or their affiliates, agents or representatives to the extent that such investigation or proceeding is in connection with Contracts distributed under this Agreement. The Distributor shall furnish applicable federal and state regulatory authorities with any information or reports in connection with its services under the provisions of this Article I which such authorities may request in order to ascertain whether the Company’s operations are being conducted in a manner consistent with any applicable law or regulations.

Appears in 4 contracts

Samples: Underwriting Agreement (Mony Series Fund Inc), Underwriting Agreement (Mony Series Fund Inc), Underwriting Agreement (Mony Series Fund Inc)

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Investigation and Proceeding. (a) The Distributor and the Company agree to cooperate fully in any insurance regulatory investigation or proceeding or judicial proceeding arising in connection with the Contracts distributed under this Agreement. The Distributor and the Company further agree to cooperate fully in any securities regulatory investigation or proceeding or judicial proceeding with respect to the Company, the Distributor, or their affiliates, agents or representatives to the extent that such investigation or proceeding is in connection with Contracts distributed under this Agreement. The Distributor shall furnish applicable federal and state regulatory authorities with any information or reports in connection with its services under the provisions of this Article I which such authorities may request in order to ascertain whether the Company’s 's operations are being conducted in a manner consistent with any applicable law or regulations.

Appears in 3 contracts

Samples: Underwriting Agreement (Mony Variable Account L), Underwriting Agreement (Mony America Variable Account L), Underwriting Agreement (Mony Variable Account A)

Investigation and Proceeding. (a) The Distributor and the Company agree to cooperate fully in any insurance regulatory investigation or proceeding or judicial proceeding arising in connection with the Contracts distributed under this Agreement. The Distributor and the Company further agree to cooperate fully in any securities regulatory investigation or proceeding or judicial proceeding with respect to the Company, the Distributor, or their affiliates, agents or representatives to the extent that such investigation or proceeding is in connection with Contracts distributed under this Agreement. The Distributor shall furnish applicable federal and state regulatory authorities with any information or reports in connection with its services under the provisions of this Article I which such authorities may request in order to ascertain whether the Company’s 's operations are being being' conducted in a manner consistent with any applicable law or regulations.

Appears in 1 contract

Samples: Underwriting Agreement (Mony Life Insurance Company of America)

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Investigation and Proceeding. (a) The Distributor and the Company agree to cooperate fully in any insurance regulatory investigation or proceeding or judicial proceeding arising in connection with the Contracts distributed under this Agreement. The Distributor and the Company further agree to cooperate fully in any securities regulatory investigation or proceeding or judicial proceeding with respect to the Company, the Distributor, or their affiliates, agents or representatives to the extent that such investigation or proceeding is in connection with Contracts distributed under this Agreement. The Distributor shall furnish applicable federal and state regulatory authorities with any information or reports in connection with its services under the provisions of this Article I which such authorities may request in order to ascertain whether the Company’s operations are being being’ conducted in a manner consistent with any applicable law or regulations.

Appears in 1 contract

Samples: Underwriting Agreement (Mony America Variable Account A)

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