Common use of Investigations and Proceedings Clause in Contracts

Investigations and Proceedings. EquiTrust Marketing and Farm Bureau agree to cooperate fully in any insurance regulatory investigation or proceeding or judicial proceeding arising in connection with the Contracts distributed under this Agreement. EquiTrust Marketing and Farm Bureau further agree to cooperate fully in any securities regulatory inspection, inquiry, investigation or proceeding or any judicial proceeding with respect to Farm Bureau, EquiTrust Marketing, their affiliates, or the associated persons to the extent that such inspection, inquiry, investigation or proceeding is in connection with the Contracts distributed under this Agreement. Without limiting the foregoing: (a) EquiTrust Marketing will be notified promptly of any customer complaint or notice of any regulatory inspection, inquiry, investigation or proceeding or judicial proceeding received by Farm Bureau with respect to EquiTrust Marketing or any associated person or which may affect Farm Bureau's issuance of any Contract marketed under this Agreement; and (b) EquiTrust Marketing will promptly notify Farm Bureau of any customer complaint or notice of any regulatory inspection, inquiry, investigation or proceeding received by EquiTrust Marketing or its affiliates with respect to EquiTrust Marketing or any associated person in connection with any Contract distributed under this Agreement or any activity in connection with any such Contract. In the case of a customer complaint, EquiTrust Marketing and Farm Bureau will cooperate in investigating such complaint and arrive at a mutually satisfactory response.

Appears in 2 contracts

Samples: Underwriting Agreement (Farm Bureau Life Annuity Account Iii), Underwriting Agreement (Farm Bureau Life Variable Account Ii)

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Investigations and Proceedings. EquiTrust Marketing and Farm Bureau agree to cooperate fully in any insurance regulatory investigation or proceeding or judicial proceeding arising in connection with the Contracts Policies distributed under this Agreement. EquiTrust Marketing and Farm Bureau further agree to cooperate fully in any securities regulatory inspection, inquiry, investigation or proceeding or any judicial proceeding with respect to Farm Bureau, EquiTrust Marketing, their affiliates, or the associated persons to the extent that such inspection, inquiry, investigation or proceeding is in connection with the Contracts Policies distributed under this Agreement. Without limiting the foregoing: (a) EquiTrust Marketing will be notified promptly of any customer complaint or notice of any regulatory inspection, inquiry, investigation or proceeding or judicial proceeding received by Farm Bureau with respect to EquiTrust Marketing or any associated person or which may affect Farm Bureau's issuance of any Contract Policy marketed under this Agreement; and (b) EquiTrust Marketing will promptly notify Farm Bureau of any customer complaint or notice of any regulatory inspection, inquiry, investigation or proceeding received by EquiTrust Marketing or its affiliates with respect to EquiTrust Marketing or any associated person in connection with any Contract Policy distributed under this Agreement or any activity in connection with any such ContractPolicy. In the case of a customer complaint, EquiTrust Marketing and Farm Bureau will cooperate in investigating such complaint and arrive at a mutually satisfactory response.

Appears in 1 contract

Samples: Underwriting Agreement (Farm Bureau Life Variable Account Iii)

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Investigations and Proceedings. EquiTrust FBL Marketing and Farm Bureau agree to cooperate fully in any insurance regulatory investigation or proceeding or judicial proceeding arising in connection with the Contracts distributed under this Agreement. EquiTrust FBL Marketing and Farm Bureau further agree to cooperate fully in any securities regulatory inspection, inquiry, investigation or proceeding or any judicial proceeding with respect to Farm Bureau, EquiTrust FBL Marketing, their affiliates, or the associated persons to the extent that such inspection, inquiry, investigation or proceeding is in connection with the Contracts distributed under this Agreement. Without limiting the foregoing: (a) EquiTrust FBL Marketing will be notified promptly of any customer complaint or notice of any regulatory inspection, inquiry, investigation or proceeding or judicial proceeding received by Farm Bureau with respect to EquiTrust FBL Marketing or any associated person or which may affect Farm Bureau's issuance of any Contract marketed under this Agreement; and (b) EquiTrust FBL Marketing will promptly notify Farm Bureau of any customer complaint or notice of any regulatory inspection, inquiry, investigation or proceeding received by EquiTrust FBL Marketing or its affiliates with respect to EquiTrust FBL Marketing or any associated person in connection with any Contract distributed under this Agreement or any activity in connection with any such Contract. Contract In the case of a customer complaint, EquiTrust FBL Marketing and Farm Bureau will cooperate in investigating such complaint and arrive at a mutually satisfactory response.

Appears in 1 contract

Samples: Underwriting Agreement (Farm Bureau Life Annuity Account)

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