Investment Intent and Eligibility. Stockholder is an “accredited investor” within the meaning of Rule 501(a) under Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”) by the Securities and Exchange Commission. The Surviving Corporation Common Stock to be acquired by Stockholder pursuant to this Agreement is being acquired for Stockholder’s own account, not as a nominee or agent for any other person and without a view to the distribution of such Surviving Corporation Common Stock or any interest therein in violation of the Securities Act or any state securities laws.
Appears in 4 contracts
Samples: Merger Agreement (Refco Inc.), Merger Agreement (Refco Inc.), Merger Agreement (Refco Inc.)
Investment Intent and Eligibility. Each Stockholder is an “accredited investor” within the meaning of Rule 501(a) under Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”) by the Securities and Exchange Commission. The Surviving Corporation Common Stock to be acquired by each Stockholder pursuant to this Agreement is being acquired for such Stockholder’s own account, not as a nominee or agent for any other person and without a view to the distribution of such Surviving Corporation Common Stock or any interest therein in violation of the Securities Act or any state securities laws.
Appears in 1 contract
Samples: Merger Agreement (Refco Inc.)