Investment Management and Related Activities. None of Company, any Company Subsidiary or, to the extent relating to their activities with respect to Company or any of its Subsidiaries, any of their respective directors, officers or employees is required to be registered, licensed or authorized under the Laws of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 8 contracts
Samples: Agreement and Plan of Merger (Eagle Bancorp Montana, Inc.), Agreement and Plan of Merger (Eagle Bancorp Montana, Inc.), Agreement and Plan of Merger (Eagle Bancorp Montana, Inc.)
Investment Management and Related Activities. None of Company, any Company Subsidiary or, to the extent relating to their activities with respect to Company or any of its Subsidiaries, any of their respective directors, officers or employees employees, is required to be registered, licensed or authorized under the Laws of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Sunnyside Bancorp, Inc.), Agreement and Plan of Merger (Sunnyside Bancorp, Inc.)
Investment Management and Related Activities. None of Company, any Company Subsidiary or, to the extent relating to their activities with respect to Company or any of its SubsidiariesCompany Subsidiary, any of their respective directors, officers or employees is required to be registered, licensed or authorized under the Laws of any Governmental Authority applicable Law as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated personPerson, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person Person or in any similar capacity with a Governmental Authority.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Enterprise Financial Services Corp), Agreement and Plan of Merger (Trinity Capital Corp)
Investment Management and Related Activities. None of Company, any Company Subsidiary or, to the extent relating to their activities with respect to Company or any of its Subsidiaries, any of their respective directors, officers or employees is required to be registered, licensed or authorized under the Laws of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated personPerson, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person Person or in any similar capacity with a Governmental Authority.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Meta Financial Group Inc), Agreement and Plan of Merger (Enterprise Financial Services Corp)
Investment Management and Related Activities. None of the Company, any Company Subsidiary Bank or, to the extent relating to their activities with respect to the Company or any of its SubsidiariesCompany Bank, any of their respective directors, officers or employees is required to be registered, licensed or authorized under the Laws of or administered by any Governmental Authority Entity as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated personPerson, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person Person or in any similar capacity with a Governmental AuthorityEntity.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Flushing Financial Corp)