Investment Management and Related Activities. Except as set forth on Company Disclosure Schedule 3.26, none of Company, any of its Subsidiaries or Company’s or its Subsidiaries’ employees is required to be registered, licensed, or authorized under the Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Independent Bank Corp)
Investment Management and Related Activities. Except as set forth on Company Disclosure Schedule Section 3.26, none of Company, any Subsidiary or any of its Subsidiaries their respective directors, officers or Company’s or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Bank of the Ozarks Inc)
Investment Management and Related Activities. Except as set forth on in Company Disclosure Schedule 3.26, none of Company, any Company Subsidiary or any of its Subsidiaries their respective directors, officers or Company’s or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws issued by of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Bank of the Ozarks Inc)
Investment Management and Related Activities. Except as set forth on Company Disclosure Schedule Section 3.26, none of Company, any Company Subsidiary or any of its Subsidiaries their respective directors, officers or Company’s or its Subsidiaries’ employees is required to be registered, licensed, licensed or authorized under the Laws issued by of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Samples: Agreement and Plan of Merger (Bank of the Ozarks Inc)