Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the Investment Company Act from acting under the Advisory Agreement as contemplated by the Prospectus.
Appears in 14 contracts
Samples: Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is not prohibited by the Advisers Act or the Investment Company Act from acting under the Advisory Agreement, or the Accounting Agreement as contemplated by the Prospectus.
Appears in 12 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is not prohibited by the Advisers Act or the Investment Company Act from acting under the Advisory Agreement as contemplated by the Prospectus.
Appears in 3 contracts
Samples: Controlled Equity Offeringsm (Fiduciary/Claymore MLP Opportunity Fund), Sales Agreement (Guggenheim Strategic Opportunities Fund), Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is not prohibited by the Advisers Act or the Investment Company Act from acting under the Advisory Agreement or the Accounting Agreement as contemplated by the Prospectus.
Appears in 3 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is it not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the Investment Company 1940 Act Rules and Regulations from acting under the Advisory Agreement or the Accounting Agreement as contemplated by the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Strategic Total Return Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is it not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the Investment Company 1940 Act Rules and Regulations from acting under the Advisory Agreement Agreement, the Accounting Agreement, the Structuring Fee Agreements or the Incentive Fee Agreements as contemplated by the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund), Underwriting Agreement (Calamos Strategic Total Return Fund)
Investment Manager Status. The Adviser Each of the Advisers is duly registered and in good standing with the Commission as an investment adviser under the Advisers Act, and is not prohibited by the Advisers Act or the Investment Company Act 1940 Act, or the rules and regulations under such acts, from acting under the Management Agreement or the Sub-Advisory Agreement Agreements for the Fund, to which such Adviser is a party, as contemplated by the Prospectus.
Appears in 2 contracts
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc), Purchase Agreement (Cohen & Steers Global Income Builder, Inc)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the Investment Company 1940 Act Rules and Regulations from acting under the Advisory Agreement, the Administration Agreement or the Structuring Fee Agreements as contemplated by the Preliminary Prospectus and the Prospectus.
Appears in 2 contracts
Samples: Underwriting Agreement (Tortoise Power & Energy Infrastructure Fund Inc), Underwriting Agreement (Dividend Capital Strategic Global Realty Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is it not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the Investment Company 1940 Act Rules and Regulations from acting under the Advisory Investment Management Agreement, the Administration Agreement or the Structuring Fee Agreement as contemplated by the Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Cornerstone Progressive Return Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is it not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the Investment Company 1940 Act Rules and Regulations from acting under the Investment Advisory Agreement, the Administration Agreement or the Structuring Fee Agreement as contemplated by the Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Cornerstone Progressive Return Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is it not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the Investment Company 1940 Act Rules and Regulations from acting under the Investment Advisory Agreement, the Administration Agreement or the Structuring Fee Agreements as contemplated by the Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Alpine Total Dynamic Dividend Fund)
Investment Manager Status. The Adviser is duly registered as an investment adviser under the Advisers Act, Act and is it not prohibited by the Advisers Act, the 1940 Act, the Advisers Act Rules and Regulations or the Investment Company 1940 Act Rules and Regulations from acting under the Advisory Agreement, the Accounting Agreement or the Structuring Fee Agreements as contemplated by the Preliminary Prospectus and the Prospectus.
Appears in 1 contract
Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund)
