Common use of Investment Objectives, Policies and Restrictions Clause in Contracts

Investment Objectives, Policies and Restrictions. The Company will provide the Portfolio Manager with a statement of the investment objectives, policies and restrictions applicable to the Fund and any specific investment restrictions applicable to the Fund as established by the Company, including those set forth in its registration statement under the Act and the Securities Act of 1933, as amended. The Company retains the right, on written notice to the Portfolio Manager from the Company or the Adviser, to modify any such objectives, policies or restrictions in any manner at any time.

Appears in 9 contracts

Samples: Sub Advisory Agreement (Optique Funds), Sub Advisory Agreement (Fmi Mutual Funds Inc), Sub Advisory Agreement (Fmi Mutual Funds Inc)

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Investment Objectives, Policies and Restrictions. The Company will provide the Portfolio Manager with a statement of the investment objectives, policies and restrictions applicable to the Fund and any specific investment restrictions applicable to the Fund as established by the Company, including those set forth in its registration statement under the Act and the Securities Act of 1933, as amended. The Company retains the right, on written notice to the Portfolio Manager from the Company or the Adviser, to modify any such objectives, policies or restrictions in any manner at any time.

Appears in 7 contracts

Samples: Sub Advisory Agreement (Fmi Funds Inc), Sub Advisory Agreement (Aquinas Funds Inc), Sub Advisory Agreement (Eastcliff Funds Inc)

Investment Objectives, Policies and Restrictions. The Company will provide the Portfolio Manager with a statement of the investment objectives, policies and restrictions applicable to the Fund Funds and any specific investment restrictions applicable to the Fund Funds as established by the Company, including those set forth in its registration statement under the Act and the Securities Act of 1933, as amended. The Company retains the right, on written notice to the Portfolio Manager from the Company or the Adviser, to modify any such objectives, policies or restrictions in any manner at any time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Embarcadero Funds Inc)

Investment Objectives, Policies and Restrictions. The Company will provide the Portfolio Manager with a statement of the investment objectives, policies and restrictions applicable to the each Fund and any specific investment restrictions applicable to the such Fund as established by the Company, including those set forth in its registration statement under the Act and the Securities Act of 1933, as amended. The Company retains the right, on written notice to the Portfolio Manager from the Company or the Adviser, to modify any such objectives, policies or restrictions in any manner at any time.

Appears in 1 contract

Samples: Sub Advisory Agreement (Fmi Mutual Funds Inc)

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Investment Objectives, Policies and Restrictions. The Company will provide the Portfolio Manager with a statement of the investment objectives, policies and restrictions applicable to the Fund Funds and any specific investment restrictions applicable to the Fund Funds as established by the Company, including those set forth in its registration statement under the Act and the Securities Act of 1933, as amended. The Company retains the right, on written notice to the Portfolio Manager from the Company or the Adviser, to modify any such objectives, policies or restrictions in any manner at any time. 5.

Appears in 1 contract

Samples: Sub Advisory Agreement (Embarcadero Funds Inc)

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