Investments and Instructions. I understand and agree that I can hold only investments approved by Xxxxxx Xxxxx as “hold eligible”. Xxxxxx Xxxxx, at its discretion, can modify eligible investments at any time. If Xxxxxx Xxxxx notifies me that an investment may no longer be held in my Account, I agree to remove the investment from my Account within the time frame determined by Xxxxxx Xxxxx. I agree that if I do not provide instructions to remove the investment, Xxxxxx Xxxxx has the right to liquidate or distribute that investment to me and/or terminate my Account in accordance with the terms of this Supplement. I understand that distribution of such an investment may result in adverse tax consequences. Redemption fees or sales charges may be assessed upon the liquidation or redemption of securities. I understand that these fees and expenses may negatively affect my investment performance. I am responsible for all trading and investment decisions in my Account. Unless otherwise provided for under this Supplement, Xxxxxx Xxxxx does not have authority for any trading or investment decisions in my Account. I understand that Xxxxxx Xxxxx will not monitor my Account, but may provide me nondiscretionary broker–dealer services as described in my Services Agreement and this Supplement. When selling or exchanging securities, I authorize Xxxxxx Xxxxx to act either as agent on my behalf, or as principal for its own account, except as prohibited by law or regulation.
Appears in 6 contracts
Samples: Client Services Agreement, Models Client Services Agreement, Models Client Services Agreement
Investments and Instructions. I understand and agree that I can hold only investments approved by Xxxxxx Xxxxx as “hold eligible”. Xxxxxx Xxxxx, at its discretion, can modify eligible investments at any time. If Xxxxxx Xxxxx notifies me that an investment may no longer be held in my Account, I agree to remove the investment from my Account within the time frame determined by Xxxxxx Xxxxx. I agree that if I do not provide instructions to remove the investment, Xxxxxx Xxxxx has the right to liquidate or distribute that investment to me and/or terminate my Account in accordance with the terms of this Supplement. I understand that distribution of such an investment may result in adverse tax consequences. Redemption fees or sales charges may be assessed upon the liquidation or redemption of securities. I understand that these fees and expenses may negatively affect my investment performance. I am responsible for all trading and investment decisions in my Account. Unless otherwise provided for under this Supplement, Xxxxxx Xxxxx does not have authority for any trading or investment decisions in my Account. I understand that Xxxxxx Xxxxx will not monitor my Account, but may provide me nondiscretionary broker–dealer services as described in my Services Agreement and this Supplement. When selling or exchanging securities, I authorize Xxxxxx Xxxxx to act either as agent on my behalf, or as principal for its own account, except as prohibited by law or regulation.
Appears in 4 contracts
Samples: Account Client Services Agreement, Models Client Services Agreement, Client Services Agreement
Investments and Instructions. I understand and agree that I can hold only investments approved by Xxxxxx Xxxxx as “hold hold-eligible”. Xxxxxx Xxxxx, at its discretion, can modify eligible investments at any time. If Xxxxxx Xxxxx notifies me that an investment may no longer be held in my Account, I agree to remove the investment from my Account within the time frame determined by Xxxxxx Xxxxx. I agree that if I do not provide instructions to remove the investment, Xxxxxx Xxxxx has the right to liquidate or distribute that investment to me and/or terminate my Account in accordance with the terms of this Supplement. I understand that distribution of such an investment may result in adverse tax consequences. Redemption fees or sales charges may be assessed upon the liquidation or redemption of securities. I understand that these fees and expenses may negatively affect my investment performance. I am responsible for all trading and investment decisions in my Account. Unless otherwise provided for under this Supplement, Xxxxxx Xxxxx does not have authority for any trading or investment decisions in my Account. I understand that Xxxxxx Xxxxx will not monitor my Account, but may provide me nondiscretionary broker–dealer services as described in my Services Agreement and this Supplement. When selling or exchanging securities, I authorize Xxxxxx Xxxxx to act either as agent on my behalf, or as principal for its own account, except as prohibited by law or regulation.
Appears in 1 contract
Samples: Client Services Agreement
Investments and Instructions. I understand and agree that I can hold only investments approved by Xxxxxx Xxxxx as “hold eligible”. .” Xxxxxx Xxxxx, at its discretion, can modify eligible investments at any time. If Xxxxxx Xxxxx notifies me that an investment may no longer be held in my Account, I agree to remove the investment from my Account within the time frame determined by Xxxxxx Xxxxx. I agree that if I do not provide instructions to remove the investment, Xxxxxx Xxxxx has the right to liquidate or distribute that investment to me and/or terminate my Account in accordance with the terms of this Supplement. I understand that distribution of such an investment may result in adverse tax consequences. Redemption fees or sales charges may be assessed upon the liquidation or redemption of securities. I understand that these fees and expenses may negatively affect my investment performance. I am responsible for all trading and investment decisions in my Account. Unless otherwise provided for under this Supplement, Xxxxxx Xxxxx does not have authority for any trading or investment decisions in my Account. I understand that Xxxxxx Xxxxx will not monitor my Account, but may provide me nondiscretionary broker–-dealer services as described in my Services Agreement and this Supplement. When selling or exchanging securities, I authorize Xxxxxx Xxxxx to act either as agent on my behalf, or as principal for its own account, except as prohibited by law or regulation.
Appears in 1 contract
Samples: Account Client Services Agreement
Investments and Instructions. I understand and agree that I can hold only investments approved by Xxxxxx Xxxxx as “hold eligible”. Xxxxxx Xxxxx, at its discretion, can modify eligible investments at any time. If Xxxxxx Xxxxx notifies me that an investment may no longer be held in my Account, I agree to remove the investment from my Account within the time frame determined by Xxxxxx Xxxxx. I agree that if I do not provide instructions to remove the investment, Xxxxxx Xxxxx has the right to liquidate or distribute that investment to me and/or terminate my Account in accordance with the terms of this Supplement. I understand that distribution of such an investment may result in adverse tax consequences. Redemption fees or sales charges may be assessed upon the liquidation or redemption of securities. I understand that these fees and expenses may negatively affect my investment performance. I am responsible for all trading and investment decisions in my Account. Unless otherwise provided for under this Supplement, Xxxxxx Xxxxx does not have authority for any trading or investment decisions in my Account. I understand that Xxxxxx Xxxxx will not monitor my Account, but may provide me nondiscretionary broker–-dealer services as described in my Services Agreement and this Supplement. When selling or exchanging securities, I authorize Xxxxxx Xxxxx to act either as agent on my behalf, or as principal for its own account, except as prohibited by law or regulation.
Appears in 1 contract
Samples: Models Client Services Agreement