Xxxxxx Xxxxx Select Retirement Account. (a) Client Information and My Portfolio Objective. I agree to provide certain information to Xxxxxx Xxxxx, which includes my goal or purpose for investing, risk tolerance(s) and investment time horizon(s), as well as other important financial information. Xxxxxx Xxxxx will rely, in part, on the information I provide to complete a client profile (“Client Profile”) in order to recommend a portfolio objective for both my Account’s goal and my Account (“Portfolio Objective”). I represent that all information contained within the Client Profile is true and accurate. I agree to promptly notify Xxxxxx Xxxxx of any change in the information that I have provided in the Client Profile, which may result in being required to complete a new Client Profile in order for Xxxxxx Xxxxx to recommend a modification of the Account Portfolio Objective for my Account after considering such change. Depending on several factors as determined by Xxxxxx Xxxxx, I may be able to select an alternative Account Portfolio Objective for my Account. An alternative Portfolio Objective is not always available. I am responsible for selecting to invest in either a recommended Account Portfolio Objective or an alternative Account Portfolio Objective, if available. If I have selected an alternative Account Portfolio Objective, Xxxxxx Xxxxx’ investment recommendations will be made based on my selected Portfolio Objective for the Account, not Xxxxxx Xxxxx’ recommended Portfolio Objective. Once I have selected an Account Portfolio Objective, Xxxxxx Xxxxx will make recommendations to buy, hold, sell or exchange investments based on the Account Portfolio Objective for my Account. I will make all decisions with respect to my Account and may follow or reject, in whole or in part, any recommendations made by Xxxxxx Xxxxx, including whether to change the Account Portfolio Objective for my Account. I understand and acknowledge that I have the right to designate a Trusted Contact Person for this Account. A Trusted Contact Person is someone, age 18 years or older, that Xxxxxx Xxxxx is authorized to contact and disclose information to about my Account to address possible financial exploitation and to confirm the specifics of my current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by applicable rules and law including, but not limited to, Financial Industry Regulatory Authority, Inc. (“FINRA”) Rule 2165.
