Xxxxxx Xxxxx Select Retirement Account Sample Clauses

Xxxxxx Xxxxx Select Retirement Account. (a) Client Information and My Portfolio Objective. I agree to provide certain information to Xxxxxx Xxxxx, which includes my goal or purpose for investing, risk tolerance(s) and investment time horizon(s), as well as other important financial information. Xxxxxx Xxxxx will rely, in part, on the information I provide to complete a client profile (“Client Profile”) in order to recommend a portfolio objective for both my Account’s goal and my Account (“Portfolio Objective”). I represent that all information contained within the Client Profile is true and accurate. I agree to promptly notify Xxxxxx Xxxxx of any change in the information that I have provided in the Client Profile, which may result in being required to complete a new Client Profile in order for Xxxxxx Xxxxx to recommend a modification of the Account Portfolio Objective for my Account after considering such change. Depending on several factors as determined by Xxxxxx Xxxxx, I may be able to select an alternative Account Portfolio Objective for my Account. An alternative Portfolio Objective is not always available. I am responsible for selecting to invest in either a recommended Account Portfolio Objective or an alternative Account Portfolio Objective, if available. If I have selected an alternative Account Portfolio Objective, Xxxxxx Xxxxx’ investment recommendations will be made based on my selected Portfolio Objective for the Account, not Xxxxxx Xxxxx’ recommended Portfolio Objective. Once I have selected an Account Portfolio Objective, Xxxxxx Xxxxx will make recommendations to buy, hold, sell or exchange investments based on the Account Portfolio Objective for my Account. I will make all decisions with respect to my Account and may follow or reject, in whole or in part, any recommendations made by Xxxxxx Xxxxx, including whether to change the Account Portfolio Objective for my Account. I understand and acknowledge that I have the right to designate a Trusted Contact Person for this Account. A Trusted Contact Person is someone, age 18 years or older, that Xxxxxx Xxxxx is authorized to contact and disclose information to about my Account to address possible financial exploitation and to confirm the specifics of my current contact information, health status, or the identity of any legal guardian, executor, trustee or holder of a power of attorney, or as otherwise permitted by applicable rules and law including, but not limited to, Financial Industry Regulatory Authority, Inc. (“FINRA”) Rule 2165.
Sample 1
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Related to Xxxxxx Xxxxx Select Retirement Account

  • Xxxx Individual Retirement Custodial Account The following constitutes an agreement establishing a Xxxx XXX (under Section 408A of the Internal Revenue Code) between the depositor and the Custodian.

  • Traditional Individual Retirement Custodial Account The following constitutes an agreement establishing an Individual Retirement Account (under Section 408(a) of the Internal Revenue Code) between the depositor and the Custodian.

  • SIMPLE Individual Retirement Custodial Account (Under section 408(p) of the Internal Revenue Code) The participant named above is establishing a savings incentive match plan for employees of small employers individual retirement account (SIMPLE IRA) under sections 408(a) and 408(p) to provide for his or her retirement and for the support of his or her beneficiaries after death. The custodian named above has given the participant the disclosure statement required by Regulations section 1.408-6. The participant and the custodian make the following agreement:

  • What Forms of Distribution Are Available from a Xxxxxxxxx Education Savings Account Distributions may be made as a lump sum of the entire account, or distributions of a portion of the account may be made as requested.

  • Multiple Individual Retirement Accounts In the event the depositor maintains more than one Individual Retirement Account (as defined in Section 408(a)) and elects to satisfy his or her minimum distribution requirements described in Article IV above by making a distribution from another individual retirement account in accordance with Item 6 thereof, the depositor shall be deemed to have elected to calculate the amount of his or her minimum distribution under this custodial account in the same manner as under the Individual Retirement Account from which the distribution is made.

  • Retirement System The withdrawal of employee contributions made on or after January 1, 2014 may also be withdrawn but only on an actuarially neutral basis. The actuarial present value of the pension reduction shall be equal to the amount of accumulated member contributions withdrawn. The actuarial present value shall computed using the interest rate used in the annual actuarial valuation and the mortality table used in the annual actuarial valuation with a 50% unisex blend.

  • Retirement Accounts With respect to certain retirement plans or accounts (such as individual retirement accounts (“IRAs”), SIMPLE IRAs, SEP IRAs, Xxxx IRAs, Education IRAs, and 403(b) Plans (such accounts, “Retirement Accounts”), the Transfer Agent, at the request and expense of the Fund, provide or arrange for the provision of various services to such plans and/or accounts, which services may include custodial agent services such as account set-up maintenance, and disbursements as well as such other services as the parties hereto shall mutually agree upon.

  • Wire Transfer Eligibility Section 11.24

  • Health Spending Account (HSA Wellness Spending Account (WSA)/Registered Retirement Savings Plan (RRSP) utilization rates;

  • Coverage Selection Prior to Retirement An employee who retires and is eligible to continue insurance coverage as a retiree may change his/her health or dental plan during the sixty (60) calendar day period immediately preceding the date of retirement. The employee may not add dependent coverage during this period. The change takes effect on the first day of the month following the date of retirement.

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