Investor Suitability. Broker-Dealer shall offer and sell the Notes only to investors who Broker-Dealer in good faith believes meet the suitability standards set forth in the Registration statement. Broker-Dealer shall use its reasonable efforts to ascertain the suitability of all prospective investors.
Appears in 3 contracts
Samples: Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc)
Investor Suitability. Broker-Dealer shall offer and sell the Notes only to investors who Broker-Dealer in good faith believes meet the applicable State suitability standards set forth in the Registration statementstandards. Broker-Dealer shall use its reasonable efforts to ascertain the suitability of all prospective investors.
Appears in 3 contracts
Samples: Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc), Broker Dealer Agreement (Medical Capital Management Inc)
