Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 131 contracts
Samples: Appendix (Pimco California Municipal Income Fund), Appendix (Pimco Municipal Income Fund Ii), Appendix (Pimco Municipal Income Fund Iii)
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 36 contracts
Samples: Undiscovered Managers Funds, Undiscovered Managers Funds, Loomis Sayles Alternative Asset Based Solutions Income Fund
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 25 contracts
Samples: Amg Funds I (AMG Funds I), Amg Funds Iii (Amg Funds Iii), Amg Funds Iii (Amg Funds Iii)
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate certificates shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 10 contracts
Samples: Sterling Capital Funds, Lexington Natural Resources Trust, Bb&t Funds /
Issuance of New Certificates to Pledgee. A pledgee of Shares --------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 9 contracts
Samples: Pimco Municipal Income Fund, Pimco New York Municipal Income Fund, Pimco California Municipal Income Fund
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.. 10.4
Appears in 8 contracts
Samples: Natixis Cash Management Trust, Gateway Trust, Loomis Sayles Funds Ii
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred --------------------------------------- as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 3 contracts
Samples: Loomis Sayles Investment Trust, Magna Funds /Ma/, Loomis Sayles Funds
Issuance of New Certificates to Pledgee. A pledgee of Shares shares --------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate certificates shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Quantitative Group of Funds, Tocqueville Trust
Issuance of New Certificates to Pledgee. A pledgee of Shares shares --------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Pimco Funds Multi Manager Series, Pimco Funds Equity Advisors Series
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security security, if share certificates were issued for such shares, shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Ashmore Funds, Ashmore Funds
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.. 9.4
Appears in 2 contracts
Samples: Pimco California Municipal Income Fund Iii, AllianzGI Artificial Intelligence & Technology Opportunities Fund
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, ; who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Voya PRIME RATE TRUST, Voya PRIME RATE TRUST
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that the is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 1 contract
Samples: IXIS Advisor Funds Trust III
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, ,; who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 1 contract
Samples: Ing Prime Rate Trust
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.. -5- 9.4
Appears in 1 contract
Samples: Pimco Municipal Income Fund Iii
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that the is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.. 10.4
Appears in 1 contract
Samples: Natixis Funds Trust III
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate certificates shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.shall
Appears in 1 contract
Samples: Schwab Investments
