Issuer Representations, Warranties and Covenants. Issuer represents, warrants and covenants to ODB that: a. the Private Securities are, and during the Term shall remain, registered or exempt from the registration requirements of the Securities Act, and the rules and regulations promulgated thereunder, and are, and during the Term shall remain, registered or exempt from the registration requirements of any state where Issuer from time to time will offer such securities; b. it will not, during the Term, either (i) act as a “broker” or “dealer” as those terms are defined under the Exchange Act or otherwise in a capacity under any other Law that is not permitted, unless pursuant to an applicable exemption, or provide investment advice with respect to any Investor or (ii), with respect to any Investor, hold or have access to any funds or securities, or extend credit for the purpose of purchasing securities through ODB, including specifically the Private Securities; and c. Issuer owns the Issuer Brand, Issuer Site and Issuer Content and/or has the right to grant the licenses and/or rights of use as contemplated by this Agreement.
Appears in 8 contracts
Samples: Offering Listing Agreement (KingsCrowd, Inc.), Offering Listing Agreement (KingsCrowd, Inc.), Offering Listing Agreement (Grit BXNG at Home, Inc.)
Issuer Representations, Warranties and Covenants. Issuer represents, warrants and covenants to ODB that:
a. the Private Securities are, and during the Term shall remain, registered or exempt from the registration requirements of the Securities Act, and the rules and regulations promulgated thereunder, and are, and during the Term shall remain, registered or exempt from the registration requirements of any state where Issuer from time to time will offer such securities;
b. it will not, during the Term, either (i) act as a “broker” or “dealer” as those terms are defined under the Exchange Act or otherwise in a capacity under any other Law that is not permitted, unless pursuant to an applicable exemption, or provide investment advice with respect to any Investor or (ii), ) with respect to any Investor, hold or have access to any funds or securities, or extend credit for the purpose of purchasing securities through ODB, including specifically the Private Securities; and
c. Issuer owns the Issuer Brand, Issuer Site and Issuer Content and/or has the right to grant the licenses and/or rights of use as contemplated by this Agreement.
Appears in 5 contracts
Samples: Offering Listing Agreement (Robot Cache US Inc.), Offering Listing Agreement (Robot Cache US Inc.), Offering Listing Agreement (Robot Cache US Inc.)
Issuer Representations, Warranties and Covenants. Issuer represents, warrants warrants, and covenants to ODB that:
a. the Private Securities are, and during the Term shall remain, registered or exempt from the registration requirements of the Securities Act, and the rules and regulations promulgated thereunder, and are, and during the Term shall remain, registered or exempt from the registration requirements of any state where Issuer from time to time will offer such securities;
b. it will not, during the Term, either (i) act as a “broker” or “dealer” as those terms are defined under the Exchange Act or otherwise act in a capacity under any other Law that is not permitted, unless pursuant to an applicable exemption, or provide investment advice with respect to any Investor or (ii), with respect to any Investor, hold or have access to any funds or securities, or extend credit for the purpose of purchasing securities through ODB, including specifically the Private Securities; and
c. Issuer owns the Issuer BrandBranding, Issuer Site Site, and Issuer Content and/or has the right to grant the licenses and/or rights of use as contemplated by this Agreement.
Appears in 4 contracts
Samples: Engagement Agreement (RYSE Inc.), Engagement Agreement (Aptera Motors Corp), Engagement Agreement (Mr. Mango LLC)
Issuer Representations, Warranties and Covenants. Issuer represents, warrants warrants, and covenants to ODB that:
a. the Private Securities are, and during the Term shall remain, registered or exempt from the registration requirements of the Securities Act, and the rules and regulations promulgated thereunder, and are, and during the Term shall remain, registered or exempt from the registration requirements of any state where Issuer from time to time will offer such securities;
b. it will not, during the Term, either (i) act as a “broker” or “dealer” as those terms are defined under the Exchange Act or otherwise act in a capacity under any other Law that is not permitted, unless pursuant to an applicable exemption, or provide investment advice with respect to any Investor or (ii), with respect to any Investor, hold or have access to any funds or securities, or extend credit for the purpose of purchasing securities through ODB, including specifically the Private Securities; and
c. Issuer owns the Issuer Brand, Issuer Site Site, and Issuer Content and/or has the right to grant the licenses and/or rights of use as contemplated by this Agreement.
Appears in 4 contracts
Samples: Engagement Agreement (Unbanked, Inc.), Engagement Agreement (Olive Tree People Inc), Engagement Agreement (Caary Capital Ltd.)
Issuer Representations, Warranties and Covenants. Issuer represents, warrants and covenants to ODB Xxxxx that:
a. the Private Securities are, and during the Term shall remain, registered or exempt from the registration requirements of the Securities Act, and the rules and regulations promulgated thereunder, and are, and during the Term shall remain, registered or exempt from the registration requirements of any state where Issuer from time to time will offer such securities;
b. it will not, during the Term, either (i) act as a “broker” or “dealer” as those terms are defined under the Exchange Act or otherwise in a capacity under any other Law that is not permitted, unless pursuant to an applicable exemption, or provide investment advice with respect to any Investor Xxxxx Customer or (ii), with respect to any InvestorXxxxx Customer, hold or have access to any funds or securities, or extend credit for the purpose of purchasing securities through ODBXxxxx, including specifically the Private Securities; and
c. Issuer owns the Issuer Brand, Issuer Site and Issuer Content and/or has the right to grant the licenses and/or rights of use as contemplated by this Agreement.
Appears in 1 contract
Samples: Issuer Custody and Services Agreement (Unation, LLC)
Issuer Representations, Warranties and Covenants. Issuer represents, warrants and covenants to ODB that:
a. the Private Securities are, and during the Term shall remain, registered or exempt from the registration requirements of the Securities Act, and the rules and regulations promulgated thereunder, and are, and during the Term shall remain, registered or exempt from the registration requirements of any state where Issuer from time to time will offer such securities;
b. it will not, during the Term, either (i) act as a “"broker” " or “"dealer” " as those terms are defined under the Exchange Act or otherwise in a capacity under any other Law that is not permitted, unless pursuant to an applicable exemption, or provide investment advice with respect to any Investor or (ii), with respect to any Investor, hold or have access to any funds or securities, or extend credit for the purpose of purchasing securities through ODB, including specifically the Private Securities; and
c. Issuer owns the Issuer Brand, Issuer Site and Issuer Content and/or has the right to grant the licenses and/or rights of use as contemplated by this Agreement.
Appears in 1 contract