Common use of LAWS AND REGULATIONS APPLY Clause in Contracts

LAWS AND REGULATIONS APPLY. All transactions executed through us are subject to the constitution, rules, regulations, customs, and methods of doing business at the exchange, market, clearinghouse, or agency that processes transactions. Various Federal and state laws and regulations may apply to transactions in your Account. These laws and regulations may place restrictions on your ability to freely trade some securities if you own “restricted” or “control” securities, or if an xxxxxxx xxxxxxx policy applies to you. You agree to comply with all relevant legal requirements and only to effect transactions through us that are legally permissible.

LAWS AND REGULATIONS APPLY. All transactions executed through us Us are subject to the constitution, rules, regulations, customs, and methods of doing business at the exchange, market, clearinghouse, or agency that processes transactions. Various Federal and state laws and regulations may apply to transactions in your Your Account. These laws and regulations may place restrictions on your Your ability to freely trade some securities if you You own “restricted” or “control” securities, or if an xxxxxxx xxxxxxx policy applies to youYou. You agree to comply with all relevant legal requirements and only to effect transactions through us Us that are legally permissible.