Common use of LAWS AND REGULATIONS APPLY Clause in Contracts

LAWS AND REGULATIONS APPLY. All transactions executed through us are subject to the constitution, rules, regulations, customs, and methods of doing business at the exchange, market, clearinghouse, or agency (which may include an issuer itself) that processes transactions. Various Federal and State laws and regulations may apply to transactions in your account. These laws and regulations may place restrictions on your ability to freely trade some securities if you own “restricted” or “control” securities, or if an xxxxxxx xxxxxxx policy applies to you. You agree to comply with all relevant legal requirements and only to effect transactions through us that are legally permissible. Note that in assessing contractual liability, this provision should not be read to incorporate by reference these laws, rules, and regulations nor bestow any private right of rules, and regulations nor bestow any private right of action to enforce these laws, rules and regulations, whether as a breach of this Agreement or otherwise. The internal laws of the State of New York, without regard to its choice of law provisions, shall govern this Agreement and its enforcement.

LAWS AND REGULATIONS APPLY. All transactions executed through us are subject to the constitution, rules, regulations, customs, and methods of doing business at the exchange, market, clearinghouse, or agency (which may include an issuer itself) that processes transactions. Various Federal and State laws and regulations may apply to transactions in your account. These laws and regulations may place restrictions on your ability to freely trade some securities if you own “restricted” or “control” securities, or if an xxxxxxx xxxxxxx policy applies to you. You agree to comply with all relevant legal requirements and only to effect transactions through us that are legally permissible. Note that in assessing contractual liability, this provision should not be read to incorporate by reference these laws, rules, and regulations nor bestow any private right of 31 6/22/2022 rules, and regulations nor bestow any private right of action to enforce these laws, rules and regulations, whether as a breach of this Agreement or otherwise. The internal laws of the State of New York, without regard to its choice of law provisions, shall govern this Agreement and its enforcement.

LAWS AND REGULATIONS APPLY. All transactions executed through us are subject to the constitution, rules, regulations, customs, and methods of doing business at the exchange, market, clearinghouse, or agency (which may include an issuer itself) that processes transactions. Various Federal and State laws and regulations may apply to transactions in your account. These laws and regulations may place restrictions on your ability to freely trade some securities if you own “restricted” or “control” securities, or if an xxxxxxx xxxxxxx policy applies to you. You agree to comply with all relevant legal requirements and only to effect transactions through us that are legally permissible. Note that in assessing contractual liability, this provision should not be read to incorporate by reference these laws, rules, and regulations nor bestow any private right of rules, and regulations nor bestow any private right of action to enforce these laws, rules and regulations, whether as a breach of this Agreement or otherwise. The internal laws of the State of New York, without regard to its choice of law provisions, shall govern this Agreement and its enforcement.