Common use of Legends on Stock Certificate Clause in Contracts

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 4 contracts

Samples: Employment Agreement (Open Solutions Inc), Support & Services Agreement (Open Solutions Inc), Non Qualified Stock Option Agreement (Open Solutions Inc)

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Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state law: ; "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not not; be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 4 contracts

Samples: Non Statutory Stock Option Agreement (Baycorp Holdings LTD), Non Statutory Stock Option Agreement (Baycorp Holdings LTD), Non Statutory Stock Option Agreement (Baycorp Holdings LTD)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 4 contracts

Samples: Non Statutory Stock Option Agreement (Versicor Inc /Ca), Non Statutory Stock Option Agreement (Baycorp Holdings LTD), Non Statutory Stock Option Agreement (Casella Waste Systems Inc)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option any of these options shall have affixed thereto legends substantially in the following formsfirms, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, ; or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 3 contracts

Samples: Employment Agreement (Assuretec Holdings Inc), Employment Agreement (Assuretec Holdings Inc), Employment Agreement (Assuretec Holdings Inc)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "” “The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 2 contracts

Samples: Non Statutory Stock Option Agreement (American Superconductor Corp /De/), Non Statutory Stock Option Agreement (American Superconductor Corp /De/)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal option to purchase contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 2 contracts

Samples: Incentive Stock Option Agreement (Enterworks Inc), Incentive Stock Option Agreement (Enterworks Inc)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following formsform, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "” “The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 1 contract

Samples: Employment Agreement (MetaMorphix Inc.)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "” “The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 1 contract

Samples: Non Statutory Stock Option Agreement (Vision Sciences Inc /De/)

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Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state lawLaw: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company Corporation to the effect that registration under such Act is not required." "” “The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the the, issuer."

Appears in 1 contract

Samples: Non Statutory Stock Option Agreement (Felicitex Therapeutics Inc.)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock Shares issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by any other applicable state lawlaws: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 1933, as amended (the “Act”), and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933Act, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." ". “The shares of stock represented by this certificate are subject to certain restrictions on transfer contained in a Stock Option Agreement and a right of first refusal contained in an Option Shareholders’ Agreement, a copy copies of which will be furnished upon request by the issuerCompany."

Appears in 1 contract

Samples: Option Offering Agreement (iKang Healthcare Group, Inc.)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state lawLaw: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 1 contract

Samples: Stock Option Agreement (Datameg Corp)

Legends on Stock Certificate. All stock certificates representing shares of Common Stock Shares issued to the Optionee upon exercise of this option shall have affixed thereto legends substantially in the following forms, in addition to any other legends required by applicable state law: "The shares of stock represented by this certificate have not been registered under the Securities Act of 1933 and may not be transferred, sold or otherwise disposed of in the absence of an effective registration statement with respect to the shares evidenced by this certificate, filed and made effective under the Securities Act of 1933, or an opinion of counsel satisfactory to the Company to the effect that registration under such Act is not required." "The shares of stock represented by this certificate are subject to certain restrictions on transfer and a right of first refusal contained in an Option Agreement, a copy of which will be furnished upon request by the issuer."

Appears in 1 contract

Samples: Non Statutory Stock Option Agreement (Flonetwork Inc)

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