Common use of License limitations, restrictions Clause in Contracts

License limitations, restrictions. We must inform the Registrar of any business information change within 15-days. We must maintain a list of all our Key Individuals and Representatives, and we must provide a copy of the register to the Registrar. We accept responsibility for services provided by our representatives and confirm that some services are rendered under supervision – Please refer to the FSCA’s webpage to view a full list of our representatives. Steps to follow: 1. Go to “xxx.xxxx.xx.xx”; 2. Click on “Regulated Entities”; 3. Under the heading “Regulated Entities and Persons”, click on “FAIS”; 4. Click on “Financial Service Providers” 5. Insert our FSP Number 21473 in the field “Search for FSP No.”; and 6. Click on “Details” and select the information that you wish to view. We may not provide business under a name not changed in accordance with the provisions of the FAIS Act. Our products must qualify as financial products, as contemplated by the FAIS Act. We are licensed to provide intermediary services in respect of category 1.1, 1.3 and 1.20.

Appears in 5 contracts

Samples: www.theun.ltd, www.theun.ltd, www.theun.ltd

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License limitations, restrictions. We must inform the Registrar of any business information change within 15-days. We must maintain a list of all our Key Individuals and Representatives, Representatives and we We must provide a copy of the register to the Registrar. We accept responsibility for services provided by our representatives and confirm that some services are rendered under supervision – Please refer to the FSCA’s webpage to view a full list of our representatives. Steps to follow: 1. Go to “xxx.xxxx.xx.xx”; 2. Click on “Regulated Entities”; 3. Under the heading “Regulated Entities and Persons”, click on “FAIS”; 4. Click on “Financial Service Providers” 5. Insert our FSP Number 21473 XXX Xx. 00000 in the field “Search for FSP No.”; and 6. Click on “Details” and select the information that you wish to view. We may not provide business under a name not changed in accordance with the provisions of the FAIS Act. Our products must qualify as financial products, as contemplated by the FAIS Act. We are licensed to provide intermediary services in respect of category 1.1, 1.3 1.3, and 1.20.

Appears in 2 contracts

Samples: www.theun.ltd, www.theun.ltd

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License limitations, restrictions. We must inform the Registrar of any business information change within 15-days. We must maintain a list of all our Key Individuals and Representatives, Representatives and we must provide a copy of the register to the Registrar. We accept responsibility for services provided by our representatives and confirm that some services are rendered under supervision – Please refer to the FSCA’s webpage to view a full list of our representatives. Steps to follow: 1. Go to “xxx.xxxx.xx.xx”; 2. Click on “Regulated Entities”; 3. Under the heading “Regulated Entities and Persons”, click on “FAIS”; 4. Click on “Financial Service Providers” 5. Insert our FSP Number 21473 in the field “Search for FSP No.”; and 6. Click on “Details” and select the information that you wish to view. We may not provide business under a name not changed in accordance with the provisions of the FAIS Act. Our products must qualify as financial products, as contemplated by the FAIS Act. We are licensed to provide intermediary services in respect of category 1.1, 1.3 and 1.20.

Appears in 2 contracts

Samples: Membership Agreement, www.theun.ltd

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