Limitation of Offer. Dealer will offer Shares only to persons who meet the financial qualifications set forth in the Prospectus or in any suitability letter or memorandum sent to it by the Company or the Dealer Manager and will only make offers to persons in the states in which it is advised in writing that the Shares are qualified for sale or that such qualification is not required. In offering Shares, Dealer will comply with the provisions of the rules and requirements of FINRA, as well as all other applicable rules and regulations relating to suitability of investors, including without limitation, the provisions of Article III.C. of the NASAA Guidelines.
Appears in 7 contracts
Samples: Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.), Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.), Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.)
