PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed.
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager shall not promote or advertise their relationship without the approval of the other Party in advance, provided that nothing in this Section 13(p) shall prevent or restrict the Company from making any disclosures required by securities laws, rules or regulations or applicable stock exchange rules or listing standards.
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Trust and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing is in accordance with your understanding of our agreement, kindly sign and return it to us, whereupon this instrument will become a binding agreement between you and the Trust in accordance with its terms.
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between us as of the date first above written. Very truly yours, “COMPANY” NexPoint Hospitality Trust, Inc. By: Name: Xxxxx Xxxxx Title: Chief Financial Officer and Executive VP-Finance “ADVISOR” NexPoint Real Estate Advisors III, L.P. By: Name: Title: Accepted and agreed as of the date first above written: “DEALER MANAGER” Highland Capital Funds Distributor, Inc. By: Name: Xxxxx Xxxx Title: President EXHIBIT A NEXPOINT HOSPITALITY TRUST, INC. Up to $1,100,000,000 in Shares of Common Stock FORM OF PARTICIPATING BROKER-DEALER AGREEMENT , 2015 Ladies and Gentlemen: Highland Capital Funds Distributor, Inc., a Delaware corporation, as the dealer manager (“Dealer Manager”) for NexPoint Hospitality Trust, Inc., a Maryland corporation (the “Company”), invites you (“Dealer”) to participate in the distribution of shares of Class A and Class T common stock, $0.01 par value per share, of the Company (collectively, the “Shares”), as well as the distribution of Shares that may be offered by the Company from time to time hereafter in the follow-On registered public offering (the “Follow-On Offering”), unless, in connection with the Follow-On Offering, the Company or the Dealer Manager indicates otherwise, subject to the following terms. Capitalized terms not otherwise defined herein shall have the meanings set forth in the Dealer Manager Agreement between the Dealer Manager and the Company, dated [ ], 2015 in the form attached hereto as Exhibit “A” (the “Dealer Manager Agreement”) and, in the event of the Follow-On Offering, the applicable Dealer Manager Agreement entered into between the Dealer Manager and the Company in connection with the Follow-On Offering (the “Follow-On Dealer Manager Agreement”).
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between us as of the date first above written. Very truly yours, “COMPANY” NexPoint Capital, Inc. By: Name: Title: “ADVISOR” NexPoint Advisors, L.P. By: Name: Title: Accepted and agreed as of the date first above written: “DEALER MANAGER” Highland Capital Funds Distributor, Inc. By: Name: Title: EXHIBIT A NEXPOINT CAPITAL, INC. Up to 150,000,000 Shares of Common Stock FORM OF PARTICIPATING BROKER-DEALER AGREEMENT , 2014 Ladies and Gentlemen:
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between us as of the date first above written. Very truly yours, “COMPANY” SIERRA TOTAL RETURN FUND By: /s/ Xxxx Xxxxx Name: Xxxx Xxxxx Title: Chairman and Chief Executive Officer “ADVISOR” STRF ADVISORS LLC By: /s/ Xxxx Xxxxx Name: Xxxx Xxxxx Title: Chief Executive Officer Exhibit h(3) Accepted and agreed as of the date first above written: “DEALER MANAGER” SC DISTRIBUTORS, LLC By: /s/ Xxxxxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: President Schedule 1 Registration Statement(s)
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between us as of the date first above written. Very truly yours, “COMPANY” TriLinc Global Impact Fund, LLC By: Name: Xxxxxx Xxxxxx Title: Chairman and Chief Executive Officer
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between us as of the date first above written. Very truly yours, “COMPANY” O’Xxxxxxx Strategic Gateway REIT, Inc. By: Name: Title:
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between us as of the date first above written. Very truly yours, “COMPANY” Sierra Income Corporation By: Name: Xxxx Xxxxx Title: Chairman and Chief Executive Officer “ADVISOR” SIC Advisors LLC By: Name: Xxxx Xxxxx Title: Accepted and agreed as of the date first above written: “DEALER MANAGER” SC DISTRIBUTORS, LLC By: Name: Xxxxxxx X. Xxxxxx Title: President EXHIBIT A SIERRA INCOME CORPORATION Up to $1,500,000,000 in Shares of Common Stock FORM OF PARTICIPATING BROKER-DEALER AGREEMENT _________, 2012 Ladies and Gentlemen:
PROMOTION OF DEALER MANAGER RELATIONSHIP. The Company and the Dealer Manager will cooperate with each other in good faith in connection with the promotion or advertisement of their relationship in any release, communication, sales literature or other such materials and shall not promote or advertise their relationship without the approval of the other party in advance, which shall not be unreasonably withheld or delayed. If the foregoing correctly sets forth our understanding, please indicate your acceptance thereof in the space provided below for that purpose, whereupon this letter and your acceptance shall constitute a binding agreement between us as of the date first above written. Very truly yours,
