Limitation of Offer. Dealer will offer Units only to persons who meet the financial qualifications set forth in the Prospectus or in any suitability letter or memorandum sent to it by the Partnership or the Dealer Manager and will only make offers to persons in the states in which it is advised in writing that the Units are qualified for sale or that such qualification is not required. In offering Units, Dealer will comply with the provisions of the NASD Conduct Rules, including the provisions in Rule 2810 that apply to Direct Participation Programs, as well as all other applicable rules and regulations relating to suitability of investors, including without limitation, the provisions of Article III.C. of the Statement of Policy Regarding Real Estate Programs of the North American Securities Administrators Association, Inc.
Appears in 6 contracts
Samples: Dealer Manager Distribution Agreement (Behringer Harvard Mid Term Value Enhancement Fund I Lp), Dealer Manager Distribution Agreement (Behringer Harvard Short Term Opportunity Fund I Lp), Dealer Manager Distribution Agreement (Behringer Harvard Short Term Opportunity Fund I Lp)
Limitation of Offer. The Dealer will offer Units only to persons who meet the financial qualifications set forth in the Prospectus or in any suitability letter or memorandum sent to it by the Partnership or the Dealer Manager and will only make offers to persons in the states in which it is advised in writing that the Units are qualified for sale or that such qualification is not required. In offering Units, the Dealer will comply with the provisions of the NASD Conduct Rules, including the provisions in Rule 2810 that apply to Direct Participation Programs, set forth in the NASD Manual, as well as all other applicable rules and regulations relating to suitability of investors, including without limitation, the provisions of Article III.C. of the Statement of Policy Regarding Real Estate Programs of the North American Securities Administrators Association, Inc.
Appears in 6 contracts
Samples: Selected Dealer Agreement (United Development Funding III, LP), Selected Dealer Agreement (United Development Funding III, LP), Selected Dealer Agreement (United Development Funding III, LP)
Limitation of Offer. The Dealer will offer Units Shares only to persons who meet the financial qualifications set forth in the Prospectus or in any suitability letter or memorandum sent to it by the Partnership or the Dealer Manager Trust and will only make offers to persons in the states in which it is advised in writing that the Units Shares are qualified for sale or that such qualification is not required. In offering UnitsShares, the Dealer will comply with the provisions of the NASD FINRA Conduct Rules, including the provisions in Rule 2810 that apply to Direct Participation Programs, set forth in the FINRA Manual, as well as all other applicable rules and regulations relating to suitability of investors, including without limitation, the provisions of Article III.C. of the Statement of Policy Regarding Real Estate Programs Investment Trusts of the North American Securities Administrators Association, Inc.
Appears in 2 contracts
Samples: Selected Dealer Agreement (United Development Funding IV), Selected Dealer Agreement (United Development Funding IV)
Limitation of Offer. The Dealer will offer Units Shares only to persons who meet the financial qualifications set forth in the Prospectus, the applicable Prospectus Supplement or in any suitability letter or memorandum sent to it by the Partnership Company or the Dealer Manager and will only make offers to persons in the states in which it is advised in writing by the Dealer Manager that the Units Shares are qualified for sale or that such qualification is not required. In offering UnitsShares, the Dealer will comply with the provisions of the Rules of Fair Practice set forth in the NASD Conduct Rules, including the provisions in Rule 2810 that apply to Direct Participation ProgramsManual, as well as all other applicable rules and regulations relating to suitability of investors, including without limitation, the provisions of Article III.C. III.C of the Statement of Policy Regarding Real Estate Programs Investment Trusts of the North American Securities Administrators Association, Inc.
Appears in 1 contract
Samples: Dealer Manager Agreement (Dividend Capital Trust Inc)