Limitation of Offer. (a) Soliciting Dealer will not offer Common Shares and will not permit any of its registered representatives to offer Common Shares in any jurisdiction unless both Soliciting Dealer and such registered representative are duly licensed to transact business in securities in such jurisdiction. In offering Common Shares, Soliciting Dealer shall comply with the rules set forth in the FINRA Manual, as well as all other applicable rules and regulations.
Appears in 5 contracts
Samples: Soliciting Dealer Agreement (Lightstone Real Estate Income Trust Inc.), Soliciting Dealer Agreement (Lightstone Real Estate Income Trust Inc.), Soliciting Dealer Agreement (Lightstone Value Plus Real Estate Investment Trust III, Inc.)
Limitation of Offer. (a) Soliciting Dealer will not offer Common Shares and will not permit any of its registered representatives to offer Common Shares in any jurisdiction unless both Soliciting Dealer and such registered representative are duly licensed to transact business in securities in such jurisdictionjurisdiction or are exempt therefrom. In offering Common Shares, Soliciting Dealer shall comply with the rules provisions of the Rules of Fair Practice set forth in the FINRA Manual, as well as all other applicable rules and regulations.
Appears in 3 contracts
Samples: Soliciting Dealer Agreement (American Realty Capital Properties, Inc.), Soliciting Dealer Agreement (American Realty Capital Properties, Inc.), Soliciting Dealer Agreement (American Realty Capital Properties, Inc.)
