LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 170 contracts
Samples: Equity Financing Agreement (Liberty Star Uranium & Metals Corp.), Equity Financing Agreement (Avant Technologies Inc.), Amended Equity Financing Agreement (VNUE, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 75 contracts
Samples: Equity Financing Agreement, Equity Financing Agreement, Equity Financing Agreement
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III
Appears in 14 contracts
Samples: Equity Financing Agreement (Ozop Energy Solutions, Inc.), Equity Financing Agreement (SinglePoint Inc.), Equity Financing Agreement (Humbl, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock Shares beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock Shares outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 8 contracts
Samples: Investment Agreement (Arista Financial Corp.), Investment Agreement (Balance Labs, Inc.), Investment Agreement (NCM Financial)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III
Appears in 4 contracts
Samples: Registration Rights Agreement (Advantego Corp), Equity Financing Agreement (Rocky Mountain High Brands, Inc.), Investment Agreement (eWELLNESS HEALTHCARE Corp)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III INVESTOR’S REPRESENTATIONS, WARRANTIES AND COVENANTS
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (Major League Football Inc), Common Stock Purchase Agreement (Major League Football Inc), Common Stock Purchase Agreement (4Less Group, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock Shares beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock Shares outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 2 contracts
Samples: Investment Agreement (ParcelPal Technology Inc.), Investment Agreement (ParcelPal Technology Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Issue Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 2 contracts
Samples: Amended Closing Agreement (Bioxytran, Inc), Closing Agreement (Bioxytran, Inc)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j13d-l(j) of the 1934 Act.
Appears in 2 contracts
Samples: Equity Financing Agreement, Equity Financing Agreement (DSG Global Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Purchased Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (B2Digital, Inc.), Common Stock Purchase Agreement (Data443 Risk Mitigation, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Purchased Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.9% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Sunhydrogen, Inc.), Common Stock Purchase Agreement (Imageware Systems Inc)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act. 2.7 RESERVED.
Appears in 2 contracts
Samples: Equity Financing Agreement (Yuenglings Ice Cream Corp), Equity Financing Agreement (Yuenglings Ice Cream Corp)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Liberty Star Uranium & Metals Corp.), Common Stock Purchase Agreement (Brazil Minerals, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, {00006735 } which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 2 contracts
Samples: Investment Agreement (Eastgate Acquisitions Corp), Investment Agreement (Eastgate Acquisitions Corp)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no No event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock Shares beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock Shares outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 2 contracts
Samples: Investment Agreement (Sharing Economy International Inc.), Investment Agreement (Luduson G Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 1 3d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j1 3d-1 (j) of the 1934 Act.
Appears in 2 contracts
Samples: Investment Agreement (Voiceserve Inc), Investment Agreement (Signet International Holdings, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. AURT.INVESTMENT AGREEMENT.JUNE.2013
Appears in 2 contracts
Samples: Investment Agreement (Attune RTD), Investment Agreement (Attune RTD)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (U.S. Lighting Group, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), 0000 Xxx) by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Investment Agreement (Great China Mania Holdings, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock Shares beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock Shares outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j13d-l(j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 13d- 3 of the Securities Exchange Act of 1934, as amended (the “1934 Act”)), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Sharesshares, which when added to the sum of the number of shares of Common Stock common stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock common stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Investment Agreement (Green Technology Solutions, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j13d-1 U) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Dateat Closing, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III INVESTOR’S REPRESENTATIONS, WARRANTIES AND COVENANTS
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Dateat Closing, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (United Health Products, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.exceed
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock Shares beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock Shares outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(dI 3(d) and Rule 13d-3 I 3d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III
Appears in 1 contract
Samples: Equity Financing Agreement (Trans American Aquaculture, Inc)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled required to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Investment Agreement (MMR Information Systems, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled required to purchase Shares in excess of that number of Shareswhich, which when added to the sum of the number of shares of Common Stock already beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), 0000 Xxx) by the Investor, would exceed 4.99equal 9.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Investment Agreement (American Enterprise Development Corp)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(jI 3d-I (j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing DateClosing, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III INVESTOR’S REPRESENTATIONS, WARRANTIES AND COVENANTS
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Nascent Biotech Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing DateClosing, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (SIMPLICITY ESPORTS & GAMING Co)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock of the Company beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), 0000 Xxx) by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the applicable Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled required to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, (as determined in accordance with Rule 13d-1(j) 13d-1 of the 1934 Act0000 Xxx) on the applicable Closing Date.
Appears in 1 contract
Samples: Investment Agreement (Polymedix Inc)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. BLUU.INVESTMENT AGREEMENT.SEPTEMBER.2013
Appears in 1 contract
Samples: Investment Agreement (Blue Water Global Group, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Purchased Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.9% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act0000 Xxx.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j1 3d-1 (j) of the 1934 Act.
Appears in 1 contract
Samples: Investment Agreement (Buyer Group International, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act0000 Xxx.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled or required to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on as of the applicable Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. AZURE.PHIL.INVESTMENT.AGREEMENT.AUGUST.2017
Appears in 1 contract
Samples: Investment Agreement (Phi Group Inc)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Sharesshares of Common Stock, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder (the “1934 Act), ”) by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Securities Purchase Agreement (Vitality Biopharma, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Purchased Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of promulgated pursuant to the 1934 Act), by the Investor, would exceed 4.99% of the aggregate number of shares of Common Stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the promulgated pursuant to 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 ActAct ; provided, however, that in no event shall this Section restrict the ability of the Company to Put shares to the Investor as described in Section 2.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.9% of the number of shares of Common Stock outstanding on the Closing Issue Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Closing Agreement (Bioxytran, Inc)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock Company common stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock common stock outstanding on the Closing Purchase Notice Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. SECTION III INVESTOR’S REPRESENTATIONS, WARRANTIES AND COVENANTS
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Rocketfuel Blockchain, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 13d- 3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Dateat Closing, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Sharesshares of Common Stock, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under in Section 13(d) and Rule 13d-3 of under the 1934 Exchange Act), ) by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on at the Closing Dateapplicable Closing, as determined in accordance with Rule 13d-1(j) of under the 1934 Exchange Act.
Appears in 1 contract
Samples: Equity Investment Agreement (Valmie Resources, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of SharesSecurities, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock outstanding on the Closing Dateat Closing, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Video River Networks, Inc.)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no No event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock Shares beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 13d- 3 of the 1934 Act), by the Investor, would exceed 4.999.99% of the number of shares of Common Stock Shares outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.. PHI GROUP INVESTMENT AGREEMENT MARCH 2017 6
Appears in 1 contract
Samples: Investment Agreement (Phi Group Inc)
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), 0000 Xxx) by the Investor, Investor would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j) of the 1934 Act.
Appears in 1 contract
LIMITATION ON AMOUNT OF OWNERSHIP. Notwithstanding anything to the contrary in this Agreement, in no event shall the Investor be entitled to purchase that number of Shares, which when added to the sum of the number of shares of Common Stock beneficially owned (as such term is defined under Section 13(d) and Rule 13d-3 of the 1934 Act), by the Investor, would exceed 4.99% of the number of shares of Common Stock outstanding on the Closing Date, as determined in accordance with Rule 13d-1(j13d-1G) of the 1934 Act.
Appears in 1 contract
