Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts for which the Transfer Agent maintains the applicable shareholder information.
Appears in 19 contracts
Samples: Transfer Agency and Service Agreement (Advisers Investment Trust), Transfer Agency and Service Agreement (Advisers Investment Trust), Transfer Agency and Service Agreement
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, Shares in the Accounts Trust for which the Transfer Agent maintains the applicable shareholder Shareholder information.
Appears in 4 contracts
Samples: Transfer Agency and Service Agreement (Pimco Variable Insurance Trust), Transfer Agency and Service Agreement (Pimco Funds), Transfer Agency and Service Agreement (Highmark Funds /Ma/)
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts accounts for which the Transfer Agent maintains the applicable shareholder information.
Appears in 3 contracts
Samples: Transfer Agency Agreement (Us Global Investors Funds), Transfer Agency Agreement (Us Global Investors Funds), Transfer Agency Agreement (U S Global Investors Inc)
Limitation on Delegation. The Trust acknowledges Trusts acknowledge and agrees agree that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the a Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, Shares in the Accounts Trusts for which the Transfer Agent maintains the applicable shareholder Shareholder information.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (PIMCO Managed Accounts Trust), Transfer Agency and Service Agreement (Pimco Funds)
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program compliance for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act applicable AML requirements or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts Trust for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Datum One Series Trust), Transfer Agency and Services Agreement (Datum One Series Trust)
Limitation on Delegation. The Trust Company acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust Company or for the overall compliance by the Trust Company with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Harding Loevner Funds Inc), Transfer Agency and Service Agreement (Harding Loevner Funds Inc)
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, AML Procedures and is not undertaking and shall not be responsible for any other aspect of the Trust AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties ALPS AML Procedures with respect to the ownership of, and transactions in, Shares in the Accounts Portfolio(s) for which the Transfer Agent maintains the applicable shareholder Shareholder information. For the avoidance of doubt, the Transfer Agent is not responsible for the beneficial information held in omnibus accounts.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (ALPS Variable Investment Trust)
Limitation on Delegation. The Trust acknowledges and agrees that in ------------------------ accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts for which the Transfer Agent maintains the applicable shareholder information.the
Appears in 1 contract
Samples: Transfer Agency Agreement (U S Global Accolade Funds)
Limitation on Delegation. The Each Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts Shares in each Trust for which the Transfer Agent maintains the applicable shareholder Shareholder information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (PIMCO Equity Series)
Limitation on Delegation. The Trust acknowledges Trusts acknowledge and agrees agree that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the a Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, Shares in the Accounts Trusts for which the Transfer Agent maintains the applicable shareholder Shareholder information.. Schedule 1.2(f) - 1
Appears in 1 contract
Limitation on Delegation. The Trust acknowledges Funds acknowledge and agrees agree that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust Funds or for the overall compliance by the Trust Funds with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Del Rey Global Investors Funds)
Limitation on Delegation. The Trust Fund acknowledges and agrees that in by the Transfer Agent accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, shares in the Accounts Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, shares in the Accounts Trust for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Limitation on Delegation. The Each Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Accounts Shares in each Trust for which the Transfer Agent maintains the applicable shareholder Shareholder information.. Schedule 1.2(f) - 1
Appears in 1 contract
Samples: Transfer Agency Agreement
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to timetime for the Portfolio Accounts, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust Portfolio Accounts with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, the Portfolio Accounts for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (AARP Portfolios)
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall overal compliance by the Trust with the USA PATRIOT Act or for any other matters that have [ILLEGIBLE] not been delegated hereunder. Additionally, the parties acknowledge and agree that the [ILLEGIBLE] Transfer Agent shall only be responsible for performing the Delegated Duties with [ILLEGIBLE] respect to the ownership of, and transactions in, the Accounts for which the Transfer [ILLEGIBLE] Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Asset Management Fund)
Limitation on Delegation. The Trust acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only the Delegated Duties, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the AML Program for the Trust or for the overall compliance by the Trust Fund with the USA PATRIOT Act or for any other matters that have not been delegated hereunder. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the Delegated Duties with respect to the ownership of, and transactions in, Shares in the Accounts Fund for which the Transfer Agent maintains the applicable shareholder Shareholder information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Allstate Financial Investment Trust)