Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 5 contracts
Samples: One Group Mutual Funds, Westcore Trust, Westcore Trust
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby as part of the Procedures and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Procedures with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder participant information.
Appears in 4 contracts
Samples: SPDR Index Shares Funds, SPDR Index Shares Funds, SPDR Series Trust
Limitation on Delegation. 3.1 3.1. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be thattheTransfer Agentshall onlybe responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 4 contracts
Samples: Assignment and Assumption Agreement (RS Variable Products Trust), Assignment and Assumption Agreement (RS Variable Products Trust), Transfer Agency and Service Agreement (RS Variable Products Trust)
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby as part of the Procedures and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Procedures with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder participant information.
Appears in 3 contracts
Samples: State Street Institutional Investment Trust, Fresco Index Shares Funds, State Street Master Funds
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 3 contracts
Samples: Transfer Agency and Service Agreement (Firsthand Funds), Schroder Series Trust, Schroder Capital Funds /Delaware/
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby as part of the Procedures and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Procedures with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 3 contracts
Samples: Client Services Agreement (State Street Institutional Investment Trust), Agency and Service Agreement (State Street Institutional Investment Trust), Streettracks Series Trust
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 3 contracts
Samples: Funds for Institutions Series, Advisors Inner Circle Fund, Legg Mason Income Trust Inc
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Agency and Service Agreement (Cornercap Group of Funds /Va/), Delegation Amendment (Sa Funds Investment Trust)
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program duties that have been expressly delegated hereby and is not undertaking and shall not on this Schedule 1.2(f) (the “Delegated Duties”), as may be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Actamended from time to time. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Delegated Duties with respect to the ownership of of, and transactions in, shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Transfer Agency and Service Agreement (Tiaa-Cref Funds), Transfer Agency and Service Agreement (Tiaa Cref Institutional Mutual Funds)
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that that, in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot ActAct other than as may be otherwise provided in this Agreement. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of and transactions in shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 2 contracts
Samples: Lazard Retirement Series Inc, Lazard Funds Inc
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Delegated Duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Legg Mason Light Street Trust Inc
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby services on Exhibit A, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties such services with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Preferred Group of Mutual Funds
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby as part of the Procedures and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Procedures with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, hereunder the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated anti-money laundering duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Homestead Funds Inc)
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains is required to maintain the applicable shareholder information.
Appears in 1 contract
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program duties that have been expressly delegated hereby and is not undertaking and shall not on this Schedule 1.2(e) (the “Delegated Duties”), as may be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Actamended from time to time. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Delegated Duties with respect to the ownership of of, and transactions in, shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Transfer Agency and Service Agreement (Tiaa Cref Life Fund)
Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Sunamerica Equity Funds
Limitation on Delegation. 3.1 5.1 The Fund acknowledges Funds acknowledge and agrees agree that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Funds' Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Funds' Program or for the overall compliance by the Fund Funds with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund Funds for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: American Aadvantage Funds
Limitation on Delegation. 3.1 3.1. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.
Appears in 1 contract
Samples: Highmark Funds /Ma/
