Common use of Limitation on Delegation Clause in Contracts

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 5 contracts

Samples: Transfer Agency and Service Agreement (Artisan Funds Inc), Delegation Amendment (Westcore Trust), Transfer Agency Agreement (Western Asset Funds Inc)

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Limitation on Delegation. 3.1 3.1. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be thattheTransfer Agentshall onlybe responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 4 contracts

Samples: Transfer Agency and Service Agreement (RS Variable Products Trust), Transfer Agency and Service Agreement (RS Variable Products Trust), Transfer Agency and Service Agreement (RS Variable Products Trust)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 3 contracts

Samples: Transfer Agency and Service Agreement (Firsthand Funds), Delegation Amendment (Schroder Series Trust), Delegation Amendment (Schroder Capital Funds /Delaware/)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 3 contracts

Samples: Delegation Amendment (Funds for Institutions Series), Transfer Agency Agreement (Advisors Inner Circle Fund), Transfer Agency and Service Agreements (Legg Mason Income Trust Inc)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that that, in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot ActAct other than as may be otherwise provided in this Agreement. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of and transactions in shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 2 contracts

Samples: Transfer Agency Agreement (Lazard Retirement Series Inc), Transfer Agency Agreement (Lazard Funds Inc)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 2 contracts

Samples: Transfer Agency Agreement (Sa Funds Investment Trust), Transfer Agency and Service Agreement (Cornercap Group of Funds /Va/)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program duties that have been expressly delegated hereby and is not undertaking and shall not on this Schedule 1.2(f) (the “Delegated Duties”), as may be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Actamended from time to time. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Delegated Duties with respect to the ownership of of, and transactions in, shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (Tiaa-Cref Funds), Transfer Agency and Service Agreement (Tiaa Cref Institutional Mutual Funds)

Limitation on Delegation. 3.1 3.1. The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 1 contract

Samples: Transfer Agency Agreement (Highmark Funds /Ma/)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Delegated Duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 1 contract

Samples: Delegation Agreement (Legg Mason Light Street Trust Inc)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 1 contract

Samples: Master Delegation Amendment (Sunamerica Equity Funds)

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Limitation on Delegation. 3.1 5.1 The Fund acknowledges Funds acknowledge and agrees agree that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Funds' Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Funds' Program or for the overall compliance by the Fund Funds with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund Funds for which the Transfer Agent maintains the applicable shareholder information.

Appears in 1 contract

Samples: Transfer Agency Agreement (American Aadvantage Funds)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby services on Exhibit A, as may be amended from time to time, and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties such services with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 1 contract

Samples: Transfer Agency Agreement (Preferred Group of Mutual Funds)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's Program duties that have been expressly delegated hereby and is not undertaking and shall not on this Schedule 1.2(e) (the “Delegated Duties”), as may be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot Actamended from time to time. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties Delegated Duties with respect to the ownership of of, and transactions in, shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Tiaa Cref Life Fund)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, the Transfer Agent is agreeing to perform only those aspects of the Fund's ’s Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's ’s Program or for the overall compliance by the Fund with the Patriot PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains is required to maintain the applicable shareholder information.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Royce Fund)

Limitation on Delegation. 3.1 The Fund acknowledges and agrees that in accepting the delegation hereunder, hereunder the Transfer Agent is agreeing to perform only those aspects of the Fund's Program that have been expressly delegated hereby and is not undertaking and shall not be responsible for any other aspect of the Fund's Program or for the overall compliance by the Fund with the Patriot USA PATRIOT Act. Additionally, the parties acknowledge and agree that the Transfer Agent shall only be responsible for performing the delegated anti-money laundering duties with respect to the ownership of shares in the Fund for which the Transfer Agent maintains the applicable shareholder information.

Appears in 1 contract

Samples: Transfer Agency and Service Agreement (Homestead Funds Inc)

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