Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation may require payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation shall have made such payment, the reimbursement to it) of any charges or expenses payable by the holder of a Receipt pursuant to Section 5.07 hereof, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature and may also require compliance with such regulations, if any, as the Depositary or the Corporation may establish consistent with the provisions of this Deposit Agreement. The deposit of Stock may be refused, the delivery of Receipts against Stock may be suspended, the registration of Receipts may be refused and the registration of transfer, split-up, combination, redemption, surrender or exchange of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Corporation is closed or (ii) if any such action is deemed necessary or advisable by the Depositary, any of the Depositary's Agents or the Corporation at any time or from time to time because of any requirement of law or of any government or
Appears in 2 contracts
Samples: Deposit Agreement (Bankers Trust New York Corp), Deposit Agreement (Bankers Trust New York Corp)
Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation Company may require payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation Company shall have made such payment, the reimbursement to it) of any charges or expenses payable by the holder of a Receipt pursuant to Section 5.07 hereof5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature and may also require compliance with the rules and regulations of any governmental body, the New York Stock Exchange, any applicable self regulatory body or such regulations, if any, as the Depositary or the Corporation Company may establish consistent with the provisions of this Deposit Agreement. The deposit of Stock may be refused, the delivery of Receipts against Stock may be suspended, the registration of Receipts transfer of Depositary Shares may be refused and the registration of transfer, split-up, combination, redemption, surrender or exchange of outstanding Receipts Depositary Shares may be suspended (i) during any period when the register of stockholders of the Corporation Company is closed or (ii) if any such action is deemed necessary or advisable by the Depositary, any of the Depositary's Agents or the Corporation Company at any time or from time to time because of any requirement of law or of any government oror governmental body or commission, New York Stock Exchange or under any provision of this Deposit Agreement.
Appears in 2 contracts
Samples: Deposit Agreement (Monsanto Co), Deposit Agreement (Unova Inc)
Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Split-up, ---------------------------------------------------------- Combination, Surrender and Exchange of Receipts. As a condition precedent to ----------------------------------------------- the execution ---------------------------------- and delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation Company may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation Company shall have made such payment, the reimbursement to it) of any taxes, charges or expenses payable by the holder of a Receipt pursuant to Section 5.07 hereof, may require Sections 3.2 and 5.7; (ii) the production of evidence satisfactory to it as to the identity and genuineness of any signature signature, and may also require (iii) compliance with the rules and regulations of any governmental body, any stock exchange or any applicable self- regulatory body, including, without limitation, the National Association of Securities Dealers Inc. (the "NASD") or such regulationsprocedures, if any, as the ---- Depositary or the Corporation Company may establish consistent with the provisions of this Deposit Agreement. The deposit of Stock PIERS may be refused, the delivery of Receipts against Stock PIERS may be suspended, the registration transfer of Receipts may be refused refused, and the registration of transfer, split-up, combination, redemptionsurrender, surrender exchange or exchange redemption of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Corporation Company is closed or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary's Agents or the Corporation Company at any time or from time to time because of any requirement of law or of any government orgovernment, governmental body or commission, stock exchange or the NASD or under any provision of this Deposit Agreement.
Appears in 1 contract
Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation Company may require (i) payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation Company shall have made such payment, the reimbursement to it) of any charges or expenses payable by the holder Record Holder of a Receipt pursuant to Section 5.07 hereof5.7 (or evidence reasonably satisfactory to the Company that such charges and expenses have been paid), may require (ii) the production of evidence satisfactory to it as to the identity and genuineness of any signature and may also require (iii) compliance with such regulations, if any, as the Depositary or the Corporation Company may establish consistent not inconsistent with the provisions of this Deposit Agreement. The deposit of Stock may be refused, the delivery of Receipts against Stock may be suspended, the registration of transfer of Receipts may be refused and the registration of transfer, split-up, combination, redemption, surrender or exchange of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Corporation Company is closed or (ii) if any such action is deemed necessary or advisable by the Depositary, Depositary or the Company any of the Depositary's Agents or the Corporation Company at any time or from time to time because of any requirement of law or of any government oror governmental body or commission or under any provision of this Deposit Agreement.
Appears in 1 contract
Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation Company may require payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation Company shall have made such payment, the reimbursement to it) of any charges or expenses payable by the holder of a Receipt pursuant to Section 5.07 hereof5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature and may also require compliance with such regulations, if any, as the Depositary or the Corporation Company may establish consistent with the provisions of this Deposit Agreement. The deposit of Stock may be refused, the delivery of Receipts against Stock may be suspended, the registration of transfer of Receipts may be refused and the registration of transfer, split-up, combination, redemption, surrender or exchange of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Corporation Company is closed or (ii) if any such action is deemed necessary or advisable by the Depositary, any of the Depositary's Agents or the Corporation Company at any time or from time to time because of any requirement of law or of any government oror governmental body or commission or under any provision of this Deposit Agreement. Without limitation of the foregoing, the Depositary shall not knowingly accept for deposit under this Deposit Agreement any shares of Stock which are required to be registered under the Securities Act of 1933, unless a registration statement under such Act is in effect as to such shares of Stock.
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Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Surrender ---------------------------------------------------------- and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and ------------------------- delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation Company may require payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation Company shall have made such payment, the reimbursement to it) of any charges or expenses payable by the holder of a Receipt pursuant to Section 5.07 hereof5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature and may also require compliance with such regulations, if any, as the Depositary or the Corporation Company may establish consistent with the provisions of this Deposit Agreement. The deposit of Stock may be refused, the delivery of Receipts against Stock may be suspended, the registration of transfer of Receipts may be refused and the registration of transfer, split-up, combination, redemption, surrender or exchange of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Corporation Company is closed or (ii) if any such action is deemed necessary or advisable by the Depositary, any of the Depositary's Agents or the Corporation Company at any time or from time to time because of any requirement of law Law or of any government oror governmental body or commission or under any provision 3f this Deposit Agreement.
Appears in 1 contract
Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- ----------------------------------- and delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation Company may require payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation Company shall have made such payment, the reimbursement to it) of any taxes, charges or expenses payable by the holder of a Receipt pursuant to Section 5.07 hereofSections 3.02 and 5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature and may also require compliance with the rules and regulations of any governmental body, any stock exchange or any applicable self-regulatory body, including, without limitation, the Securities Transfer Association, Inc. (the "STA"), the National Association of Securities Dealers, Inc. (the "NASD") or such regulationsprocedures, if any, as the Depositary or the Corporation Company may establish consistent with the provisions of this Deposit Agreement. The deposit of Stock may be refused, the delivery of Receipts against Stock deposited with the Depositary may be suspended, the registration of transfer of Receipts may be refused and the registration of transfer, surrender, exchange, split-up, combination, redemption, surrender up or exchange combination of outstanding Receipts may be suspended and the deposit of Stock may be refused (i) during any period when the register of stockholders of the Corporation Company is closed or (ii) if any such action is deemed necessary or advisable by the Depositary, any of the Depositary's Agents or the Corporation Company at any time or from time to time because of any requirement of law or of any government orgovernment, governmental body or commission, stock exchange or the NASD.
Appears in 1 contract
Limitations on Execution and Delivery. Transfer, ------------------------------------------------ Surrender ---------------------------------------------------------- and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and ------------------------ delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary's Agents or the Corporation Company may require payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Corporation Company shall have made such payment, payment the reimbursement to it) of any charges or expenses payable by the holder of a Receipt pursuant to Section 5.07 hereof5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature and may also require compliance with such regulations, if any, as the Depositary or the Corporation Company may establish consistent with the provisions of this Deposit Agreement. The deposit of Stock may be refused, the delivery of Receipts against Stock may be suspended, the registration of transfer of Receipts may be refused and the registration of transfer, split-up, combination, redemption, surrender or exchange of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Corporation Company is closed closed, or (ii) if any such action is deemed necessary or advisable by the Depositary, any of the Depositary's Agents or the Corporation Company at any time or from time to time because of any requirement of law or of any government oror governmental body or commission or under any provision of this Deposit Agreement.
Appears in 1 contract
Samples: Deposit Agreement (Chirex Inc)