Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 526 contracts
Samples: Service Fee Agreement (Advisor Managed Portfolios), Participation Agreement (SBL Variable Annuity Account Xiv), Distribution Agreement (JOHCM Funds Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the your prior written consent of the Intermediaryconsent.
Appears in 285 contracts
Samples: Dealer Agreement (Natixis Funds Trust IV), Dealer Agreement (Gateway Trust), Dealer Agreement (Loomis Sayles Funds Ii)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryDealer.
Appears in 118 contracts
Samples: Service Fee Agreement (Advisor Managed Portfolios), Distribution Agreement (JOHCM Funds Trust), Advisors Series Trust (Advisors Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryBroker/Dealer.
Appears in 55 contracts
Samples: Broker Dealer (Heartland Group Inc), Broker Dealer (Ares Private Markets Fund), Broker Dealer
Limitations on Use of Information. The Fund Agent agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 41 contracts
Samples: Sales Agreement (Virtus Asset Trust), Sales Agreement (Virtus Asset Trust), Sales Agreement (Virtus Equity Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryServicer.
Appears in 26 contracts
Samples: Shareholder Servicer (List Income Opportunities Fund), Shareholder Servicer (Opportunistic Credit Interval Fund), Shareholder Servicing Agreement (Heartland Group Inc)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 26 contracts
Samples: Selling Agreement (Hartford Mutual Funds Inc/Ct), Selling Agreement (Hartford Mutual Funds Ii Inc), Selling Agreement (Hartford Mutual Funds Ii Inc)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryTrust Entity.
Appears in 19 contracts
Samples: Fund/Serv Agreement (List Income Opportunities Fund), Trust Networking Agreement (List Income Opportunities Fund), Trust Networking Agreement (ALPS Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryBroker-Dealer.
Appears in 18 contracts
Samples: Broker Dealer (CION Grosvenor Infrastructure Fund), Broker Dealer (List Income Opportunities Fund), Broker Dealer (Apollo Diversified Real Estate Fund)
Limitations on Use of Information. The Fund agrees not to use the transaction information received from the Company for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 18 contracts
Samples: Participation Agreement (MEMBERS Horizon Variable Separate Account), Agreement (Variable Annuity Account a of Protective Life), Agreement (Universal Institutional Funds Inc)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose purposes without the prior written consent of the Intermediary.
Appears in 14 contracts
Samples: Information Agreement (Cuna Mutual Life Variable Annuity Account), Cuna Mutual Variable Annuity Account, Cuna Mutual Variable Annuity Account
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary. The Fund may, however, use the information received to ensure compliance with the Fund’s compliance policies and procedures.
Appears in 14 contracts
Samples: Participation Agreement (First Investors Life Variable Annuity Fund C), Participation Agreement (First Investors Life Variable Annuity Fund D), Participation Agreement (First Investors Life Separate Account E)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 12 contracts
Samples: Retail Fund Participation Agreement (Talcott Resolution Life Insurance Co Separate Account 11), Participation Agreement (Variable Annuity Account A), Participation Agreement (SBL Variable Annuity Account Xiv)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 11 contracts
Samples: Shareholder Information Agreement (American Fidelity Separate Account B), Shareholder Information Agreement (American Fidelity Separate Account C), Shareholder Information Agreement (Annuity Investors Variable Account C)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the your prior written consent of the Intermediaryconsent.
Appears in 11 contracts
Samples: Selling Group Agreement (Pacific Funds Series Trust), Selected Dealer Agreement (Ubs Money Series), Shareholder Services Agreement (Aul American Unit Trust)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 9 contracts
Samples: Dealer Agreement (MoA Funds Corp), Dealer Agreement (MoA Funds Corp), Shareholder Information Agreement
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryDealer.
Appears in 9 contracts
Samples: Dealer Agreement (MoA Funds Corp), Dealer Agreement (MoA Funds Corp), Dealer Agreement (Aristotle Funds Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the our prior written consent of the Intermediaryconsent.
Appears in 8 contracts
Samples: Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc), Servicing Agreement (Lazard Funds Inc)
Limitations on Use of Information. The Fund agrees Fund, Distributor and each of their affiliates agree not to use the information received pursuant to this Section XV.A for marketing or any other similar purpose without Intermediary’s prior written consent. Separately, the Fund has provided written assurances to the Distributor that the Fund will not use the information received for marketing or any other similar purpose without the Intermediary’s prior written consent of the Intermediaryconsent.
Appears in 8 contracts
Samples: Selling Agreement (Nexpoint Event-Driven Fund), Selling Agreement (Nexpoint Opportunistic Credit Fund), Selling Agreement (Nexpoint Opportunistic Credit Fund)
Limitations on Use of Information. The Fund agrees not to use the information received pursuant to this Section 22 for marketing or any other similar purpose without the prior written consent of the IntermediaryCounterparty.
Appears in 6 contracts
Samples: Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc), Selling Agreement (Principal Funds Inc)
Limitations on Use of Information. The Fund agrees not to use the information received pursuant to this Agreement for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 6 contracts
Samples: Shareholder Information Agreement (PLICO Variable Annuity Account S), Shareholder Information Agreement (PLAIC Variable Annuity Account S), Participation Agreement (Mutual of America Separate Account No 2)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryFirm.
Appears in 5 contracts
Samples: Networking Agreement (Clough Funds Trust), Networking Agreement (ALPS Series Trust), Networking Agreement (ALPS Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose purposes without the prior written consent of the IntermediaryDealer.
Appears in 5 contracts
Samples: Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds), Mutual Fund Dealer Selling and Servicing Agreement (Madison Funds)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediaryyou.
Appears in 5 contracts
Samples: Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds), Servicing Agreement (Aberdeen Funds)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the your prior written consent of the Intermediaryconsent.
Appears in 5 contracts
Samples: Servicing Agreement (Aul American Unit Trust), Distribution Agreement (First American Strategy Funds Inc), Distribution Agreement (First American Investment Funds Inc)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryRecordkeeper.
Appears in 4 contracts
Samples: Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust), Service Agreement (GMO Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Intermediary's prior written consent of the Intermediaryconsent.
Appears in 4 contracts
Samples: Dealer Agreement (Loomis Sayles Funds Ii), Dealer Agreement (Loomis Sayles Funds Ii), Dealer Agreement (Loomis Sayles Funds Ii)
Limitations on Use of Information. The Fund or Fund Agent agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 4 contracts
Samples: Rule 22c 2 Agreement (Kilico Variable Annuity Separate Account), Rule 22c 2 Agreement (ALAC Separate Account 1), Rule 22c 2 Agreement (Titanium Universal Life Variable Account)
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryService Provider.
Appears in 2 contracts
Samples: Administrative Services Agreement (Aul American Unit Trust), Dealer Agreement (TCW Funds Inc)
Limitations on Use of Information. The Fund agrees Sxxxxxx Funds agree not to use the information received for marketing or any other similar purpose purposes without the your prior written consent of the Intermediaryconsent.
Appears in 2 contracts
Samples: Steward Funds, Inc., Steward Funds, Inc.
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Company’s prior written consent of the Intermediaryconsent.
Appears in 2 contracts
Samples: Fund Participation Agreement (Annuity Investors Variable Account B), Fund Participation Agreement (Lincoln Variable Insurance Products Trust)
Limitations on Use of Information. The Fund or its designee agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 2 contracts
Samples: Shareholder Information Agreement (Tiaa-Cref Life Separate Account Vli-1), Shareholder Information Agreement (Kilico Variable Annuity Separate Account)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Service Organization’s prior written consent of the Intermediaryconsent.
Appears in 2 contracts
Samples: Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities), Broker Dealer Agreement (BlackRock Fixed Income Value Opportunities)
Limitations on Use of Information. The Fund agrees and its designee agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 2 contracts
Samples: Fund/Serv Agreement (State Funds), Selling Agreement (State Funds)
Limitations on Use of Information. The Fund agrees and its designee agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 2 contracts
Samples: Shareholder Information Agreement, Shareholder Information Agreement (Variable Annuity Account A)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryAssurance Company.
Appears in 2 contracts
Samples: State Farm Life & Accident Ass Co Var Ann Sep Acct, State Farm Life & Accident Assur Co Var Life Sep Acct
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 2 contracts
Samples: Participation Agreement (Merrill Lynch Life Variable Annuity Separate Account D), Participation Agreement (Ml of New York Variable Annuity Separate Account D)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 2 contracts
Samples: Selling and Service Agreement (Maxim Series Fund Inc), Shareholder Servicing Plan and Agreement (Avenue Mutual Funds Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryIntermediary and FSBL.
Appears in 1 contract
Samples: Shareholder Information Agreement (Variable Annuity Account B)
Limitations on Use of Information. The Fund agrees not to use the any and all information received from or provided by the Distributor hereunder for marketing or any other similar purpose without the Distributor’s prior written consent of the Intermediaryconsent.
Appears in 1 contract
Samples: Amended Distribution Agreement (Atlas U.S. Tactical Income Fund)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCustodian.
Appears in 1 contract
Limitations on Use of Information. The Fund agrees not to use the transaction information received from the Intermediary (or other accountholder, if applicable) for marketing or any other similar purpose without the prior written consent of the IntermediaryIntermediary (or other accountholder, if applicable).
Appears in 1 contract
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryTrust Entity.
Appears in 1 contract
Samples: Fund/Serv Agreement (MEMBERS Horizon Variable Separate Account)
Limitations on Use of Information. The information seeking Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryDealer.
Appears in 1 contract
Limitations on Use of Information. The Fund agrees Funds agree not to use the information Information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 1 contract
Samples: Agreement (Merrill Lynch Life Variable Annuity Separate Account D)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryBarclays.
Appears in 1 contract
Samples: Service Agreement (GMO Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Your prior written consent of the Intermediaryconsent.
Appears in 1 contract
Samples: Selected Dealer Agreement (Pace Select Advisors Trust)
Limitations on Use of Information. The Fund or its designee agrees not to use the information received hereunder for marketing or any other similar purpose without the prior written consent of the Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Variable Annuity Account)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryVanguard.
Appears in 1 contract
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryAscensus.
Appears in 1 contract
Samples: Service Agreement (GMO Series Trust)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryTrust Company.
Appears in 1 contract
Samples: GMO Series Trust
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the Company's prior written consent of the Intermediaryconsent.
Appears in 1 contract
Limitations on Use of Information. The Fund agrees Funds agree not to use the information received for marketing or any other similar purpose without the prior written consent of the appropriate Intermediary.
Appears in 1 contract
Samples: RMR Funds Series Trust
Limitations on Use of Information. The Fund agrees and Fund Agent agree not to use the information received for marketing or any other similar purpose without the prior written consent of the Financial Intermediary.
Appears in 1 contract
Samples: Shareholder Information Agreement (Annuity Investors Variable Account B)
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the IntermediaryCompany.
Appears in 1 contract
Samples: Participant Administrative Services Agreement (Aul American Unit Trust)
Limitations on Use of Information. The Fund agrees Xxxxxxx Funds agree not to use the information received for marketing or any other similar purpose purposes without the your prior written consent of the Intermediaryconsent.
Appears in 1 contract
Samples: Steward Funds, Inc.
Limitations on Use of Information. The Fund agrees not to use the information received for marketing or any other similar purpose without the prior written consent of the Intermediary.,
Appears in 1 contract
Samples: Shareholder Information Agreement (National Variable Life Insurance Account)
