Common use of Limitations on Use of Shareholder Information Clause in Contracts

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Xxxxx-Xxxxx Xxxxxx Act (Public Law 106-102) and comparable state laws. The Fund agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund agrees not to share the Shareholder Information internally, except to those individuals the Fund reasonably determines need access to such Shareholder Information. The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breached.

Appears in 1 contract

Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)

AutoNDA by SimpleDocs

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Xxxxx-Xxxxx Xxxxxx Bliely Act (Public Law 106-102) and comparable state laws. The Fund further agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund further agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breachedknow basis."

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the XxxxxGramm-Xxxxx Xxxxxx Leach Bliley Act (Public Law 106Pxxxxx Xxx 000-102000) and comparable state laws. The Fund further agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund further agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. know basis." The Fund further agrees to will promptly notify the Intermediary in the event that of a known breach of the confidentiality privacy of the Shareholder Information is breachedInformation.

Appears in 1 contract

Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Annuity Separate Acc)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Xxxxx-Xxxxx Xxxxxx Bliely Act (Public Law 106-102) and comparable state laws. The Fund further agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund further agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. know basis." The Fund further agrees to will promptly notify the Intermediary in the event that of a known breach of the confidentiality privacy of the Shareholder Information is breachedInformation.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Xxxxx-Xxxxx Xxxxxx Xxxxx Act (Public Law 106-102) and comparable state laws. The Fund agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. know basis." The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breached.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Xxxxx-Xxxxx Xxxxxx Bliely Act (Public Law 106-102) and comparable state laws. The Fund agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. know basis." The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breached.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the XxxxxGramm-Xxxxx Xxxxxx Leach Bliley Act (Public Law 106Xxx 000-102002) and comparable state laws. The Fund further agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund further agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breachedknow basis."

Appears in 1 contract

Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Annuity Separate Acc)

AutoNDA by SimpleDocs

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the XxxxxGramm-Xxxxx Xxxxxx Leach Bliely Act (Public Law 106Pxxxxx Xxx 006-102) and comparable state laws. The Fund agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. know basis." The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breached.

Appears in 1 contract

Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Life Separate Accoun)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the XxxxxGramm-Xxxxx Xxxxxx Leach Bliley Act (Public Law 106Publxx Xxx 000-102100) and xxd comparable state laws. The Fund agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. know basis." The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breached.

Appears in 1 contract

Samples: Shareholder Information Agreement (Valley Forge Life Insurance Co Variable Annuity Separate Acc)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the XxxxxGramm-Xxxxx Xxxxxx Leach Bliely Act (Public Law 106Publix Xxx 000-102002) and comparable state laws. The Fund further agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund further agrees not to share the Shareholder Information internally, except on a "need to those individuals the Fund reasonably determines need access to such Shareholder Information. The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breachedknow basis."

Appears in 1 contract

Samples: Shareholder Information Agreement (Sage Variable Annuity Account A)

Limitations on Use of Shareholder Information. The Fund agrees to only use the Shareholder Information for the purposes of identifying Shareholders who may be violating the Funds policies and procedures with respect to dilution of the Fund's value as contemplated by the Rule or to fulfill other regulatory or legal requirements subject to the privacy provisions of Title V of the Xxxxx-Xxxxx Xxxxxx Bliely Act (Public Law 106-102) and comparable state laws. The Fund agrees that the Shareholder Information is confidential and that the Fund will not share the Shareholder Information externally, unless the Intermediary provides the Fund with prior written consent to share such Shareholder Information. The Fund agrees not to share the Shareholder Information internally, except to those individuals the Fund reasonably determines need access to such Shareholder Information. The Fund further agrees to notify the Intermediary in the event that the confidentiality of the Shareholder Information is breached.

Appears in 1 contract

Samples: Information Sharing Agreement (PHL Variable Accumulation Account)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!