Limits on Disclosure. (a) To the fullest extent permitted by applicable law, all confidential information that shall come into the possession of the Trust pertaining to the respective self-regulatory function of each Controlled National Securities Ex change (including, without limitation, confidential information regarding disciplinary matters, trading data, trading practices and audit information) contained in the respective books and records of the Controlled National Securities Exchange (the “ Confidential Information”) shall: (i) not be made available to any Persons (other than as provided in Section 6.2 and Section 6.3) other than to those officers, directors, employees and agents of ISE Holdings and the Trust that have a reasonable need to know the contents thereof; (ii) be retained in confidence by the Trust, the Trustees, the Delaware Trustee and the officers and employees of the Trust; and (iii) not be used for any commercial purposes. (b) The Trust’s books and records related to each Controlled National Securities Exchange, shall be main tained within the United States. For so long as the Trust directly or indirectly controls a Controlled National Securities Exchange, the books, records, premises, directors (including the Trustees and the Delaware Trustee), officers and employees of the Trust shall be deemed to be the books, records, premises, directors, officers and employees of the Controlled National Securities Exchange, as applicable, for purposes of and subject to oversight pursuant to the Exchange Act.
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Samples: Trust Agreement
Limits on Disclosure. (a) To the fullest extent permitted by applicable law, all confidential information that shall come into the possession of the Trust pertaining to the respective self-regulatory function of each Controlled National Securities Ex change any U.S. Regulated Subsidiary (including, without limitation, confidential information regarding including but not limited to disciplinary matters, trading data, trading practices and audit information) contained in the respective books and records of any of the Controlled National Securities Exchange U.S. Regulated Subsidiaries (the “ “U.S. Subsidiaries’ Confidential Information”) shall: shall (ia) not be made available to any Persons (other than as provided in Section Sections 6.2 and Section 6.3) other than to those officers, directors, employees and agents of ISE Holdings NYSE Euronext and its Subsidiaries and the Trust that have a reasonable need to know the contents thereof; (iib) be retained in confidence by the Trust, the Trustees, the Delaware Trustee and the officers and employees of the Trust; and (iiic) not be used for any commercial purposes.
(b) The Trust’s books and records related to each Controlled National Securities Exchange, the U.S. Regulated Subsidiaries shall be main tained maintained within the United States. For so long as the Trust directly or indirectly controls a Controlled National Securities Exchangeany U.S. Regulated Subsidiary, the books, records, premises, directors (including the Trustees and the Trustees, Delaware Trustee), officers and employees of the Trust shall be deemed to be the books, records, premises, directorsTrustees, Delaware Trustee, officers and employees of the Controlled National Securities Exchange, as applicable, such U.S. Regulated Subsidiaries for purposes of and subject to oversight pursuant to the Exchange Act.
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Samples: Trust Agreement (IntercontinentalExchange Group, Inc.)
Limits on Disclosure. (a) To the fullest extent permitted by applicable law, all confidential information that shall come into the possession of the Trust pertaining to the respective self-regulatory function of each Controlled National Securities Ex change New York Stock Exchange LLC, NYSE Market, Inc., NYSE Regulation, Inc., NYSE Arca, Inc. and NYSE Arca Equities, Inc. (including, without limitation, confidential information regarding including but not limited to disciplinary matters, trading data, trading practices and audit information) contained in the respective books and records of any of the Controlled National Securities Exchange U.S. Regulated Subsidiaries (the “ “U.S. Subsidiaries’ Confidential Information”) shall: shall (ia) not be made available to any Persons (other than as provided in Section Sections 6.2 and Section 6.3) other than to those officers, directors, employees and agents of ISE Holdings NYSE Euronext and NYSE Group and the Trust that have a reasonable need to know the contents thereof; (iib) be retained in confidence by the Trust, the Trustees, the Delaware Trustee and the officers and employees of the Trust; and (iiic) not be used for any commercial purposes.
(b) The Trust’s books and records related to each Controlled National Securities Exchange, the U.S. Regulated Subsidiaries shall be main tained maintained within the United States. For so long as the Trust directly or indirectly controls a Controlled National Securities Exchangeany U.S. Regulated Subsidiary, the books, records, premises, directors (including the Trustees and the Trustees, Delaware Trustee), officers and employees of the Trust shall be deemed to be the books, records, premises, directorsTrustees, Delaware Trustee, officers and employees of the Controlled National Securities Exchange, as applicable, such U.S. Regulated Subsidiaries for purposes of and subject to oversight pursuant to the Exchange Act.
Appears in 1 contract
Samples: Trust Agreement (NYSE Euronext)
Limits on Disclosure. (a) To the fullest extent permitted by applicable law, all confidential information that shall come into the possession of the Trust pertaining to the respective self-regulatory function of each Controlled National Securities Ex change Exchange (including, without limitation, confidential information regarding disciplinary matters, trading data, trading practices and audit information) contained in the respective books and records of the Controlled National Securities Exchange (the “ “Confidential Information”) shall: (i) not be made available to any Persons (other than as provided in Section 6.2 and Section 6.3) other than to those officers, directors, employees and agents of ISE Holdings and the Trust that have a reasonable need to know the contents thereof; (ii) be retained in confidence by the Trust, the Trustees, the Delaware Trustee and the officers and employees of the Trust; and (iii) not be used for any commercial purposes.
(b) The Trust’s books and records related to each Controlled National Securities Exchange, shall be main tained maintained within the United States. For so long as the Trust directly or indirectly controls a Controlled National Securities Exchange, the books, records, premises, directors (including the Trustees and the Delaware Trustee), officers and employees of the Trust shall be deemed to be the books, records, premises, directors, officers and employees of the Controlled National Securities Exchange, as applicable, for purposes of and subject to oversight pursuant to the Exchange Act.
Appears in 1 contract
Samples: Trust Agreement