Common use of Listing and Maintenance Requirements Compliance Clause in Contracts

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed or quoted to the effect that the Company is not in compliance with the listing, maintenance or other requirements of such exchange, market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 15 contracts

Samples: Convertible Preferred Stock Purchase Agreement (Say Yes Foods Inc), Convertible Debenture Purchase Agreement (Innovacom Inc), Convertible Debenture Purchase Agreement (JNC Opportunity Fund LTD)

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Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, market, market or trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such maintenance requirements.

Appears in 8 contracts

Samples: Convertible Debenture Purchase Agreement (Fix Corp International Inc), Convertible Debenture Purchase Agreement (Fix Corp International Inc), Convertible Debenture Purchase Agreement (Fix Corp International Inc)

Listing and Maintenance Requirements Compliance. The Except as set forth on SCHEDULE 3.01(n) annexed hereto, the Company has not in the two years preceding the date hereof received written notice from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 8 contracts

Samples: Securities Purchase Agreement (Viewpoint Corp), Securities Purchase Agreement (Viewpoint Corp), Securities Purchase Agreement (DG FastChannel, Inc)

Listing and Maintenance Requirements Compliance. The Other than as previously disclosed in writing to the Purchasers, the Company has not in the two years preceding prior to the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it is or has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, market, market or trading or quotation facility. The Company has no reason provided to believe that it does not now or will not in the future meet any Purchasers true and complete copies of all such requirementsnotices contemplated by this Section.

Appears in 3 contracts

Samples: Series N Convertible Preferred Stock (Fonix Corp), Convertible Preferred Stock Purchase Agreement (Fonix Corp), Convertible Preferred Stock Purchase Agreement (Fonix Corp)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding prior to the date hereof received written notice from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it is or has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 2 contracts

Samples: Convertible Preferred Stock Purchase Agreement (Vasomedical Inc), Convertible Preferred Stock Purchase Agreement (Vasomedical Inc)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received notice (written notice or oral) from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 2 contracts

Samples: Convertible Preferred Stock Purchase Agreement (Autonomous Technologies Corp), Convertible Preferred Stock Purchase Agreement (Xoma Corp /De/)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received written notice from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 2 contracts

Samples: Convertible Debenture Purchase Agreement (PLC Systems Inc), Securities Purchase Agreement (Organogenesis Inc)

Listing and Maintenance Requirements Compliance. The Except as set forth on SCHEDULE 4.01(n) annexed hereto, the Company has not in the two years preceding the date hereof received written notice from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (Viewpoint Corp/Ny/)

Listing and Maintenance Requirements Compliance. The Other than as previously disclosed in writing to MxXxxxxxx, the Company has not in the two years preceding prior to the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it is or has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, market, market or trading or quotation facility. The Company has no reason provided to believe that it does not now or will not in the future meet any MxXxxxxxx true and complete copies of all such requirementsnotices contemplated by this Section.

Appears in 1 contract

Samples: Exchange Agreement (Fonix Corp)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof since December 31, 2002, received notice (written notice or oral) from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, continuing listing or maintenance or other requirements of such exchange, the exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (Tenfold Corp /Ut)

Listing and Maintenance Requirements Compliance. The Other than as specifically listed in a writing to Purchaser the Company has not in the two years preceding the date hereof received written notice from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason provided to believe that it does not now or will not the Purchaser true and complete copies of any notices referenced in any applicable writing to the future meet any such requirementsPurchaser.

Appears in 1 contract

Samples: Registration Rights Agreement (Fonix Corp)

Listing and Maintenance Requirements Compliance. The Other than as previously disclosed in writing to Sovereign, the Company has not in the two years preceding prior to the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it is or has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, market, market or trading or quotation facility. The Company has no reason provided to believe that it does not now or will not in the future meet any Sovereign true and complete copies of all such requirementsnotices contemplated by this Section.

Appears in 1 contract

Samples: Exchange Agreement (Fonix Corp)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received notice (written notice or oral) from NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with respect to the listing, Common Stock with the listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not is in the future meet any compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Ecogen Inc)

Listing and Maintenance Requirements Compliance. The Other than as previously disclosed in writing to Sovereign and XxXxxxxxx, the Company has not in the two years preceding prior to the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it is or has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, market, market or trading or quotation facility. The Company has no reason provided to believe that it does not now or will not in the future meet any Sovereign and XxXxxxxxx true and complete copies of all such requirementsnotices contemplated by this Section.

Appears in 1 contract

Samples: Agreement (Fonix Corp)

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Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, market, market or trading or quotation facility. The Company has no reason to believe believes that it does not now or will not in the future meet any meets such maintenance requirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Psinet Inc)

Listing and Maintenance Requirements Compliance. The Other than as previously disclosed in writing to the Purchaser, the Company has not in the two years preceding prior to the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it is or has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchange, market, market or trading or quotation facility. The Company has no reason provided to believe that it does not now or will not in the future meet any Purchaser true and complete copies of all such requirementsnotices contemplated by this Section.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Fonix Corp)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding prior to the date hereof received written notice from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted to the effect that the Company on which it is not in compliance with the listing, maintenance or other requirements of such exchange, market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.been

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Phoenix Network Inc)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received notice (written notice or oral) from NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with respect to the listing, Common Stock with the listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Ecogen Inc)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received notice (written notice or oral) from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, listing or maintenance or other requirements of such exchangeexchange or market. After giving effect to the transactions contemplated in this Agreement, market, trading or quotation facility. The the Company has no reason to believe believes that it does not now or will not is in the future meet any compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Cytogen Corp)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received notice (written notice or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with respect to the listing, Common Stock with the listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not is in the future meet any compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Ecogen Inc)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received written notice from any stock exchange, market or trading facility on which the Common Stock is or has been listed or quoted to the effect Convertible Debenture Purchase Agreement that the Company is not in compliance with the listing, maintenance or other requirements of such exchange, market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 1 contract

Samples: Convertible Debenture Purchase Agreement (Innovacom Inc)

Listing and Maintenance Requirements Compliance. The Company has not in the two years preceding the date hereof received notice (written notice or oral) from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or quoted on which it has been quoted) to the effect that the Company is not in compliance with the listing, continuing listing or maintenance or other requirements of such exchange, exchange or market, trading or quotation facility. The Company has no reason to believe that it does not now or will not in the future meet any such requirements.

Appears in 1 contract

Samples: Stock and Warrant Purchase Agreement (Avax Technologies Inc)

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