Common use of Listing and Maintenance Requirements Compliance Clause in Contracts

Listing and Maintenance Requirements Compliance. The Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently in compliance with all such maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable future.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Fidelity Holdings Inc), Convertible Debenture Purchase Agreement (Thrustmaster Inc), Securities Purchase Agreement (Fidelity Holdings Inc)

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Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 5 contracts

Samples: Convertible Debenture Purchase Agreement (Tidel Technologies Inc), Convertible Debenture Purchase Agreement (Tidel Technologies Inc), Convertible Debenture Purchase Agreement (Tidel Technologies Inc)

Listing and Maintenance Requirements Compliance. The Except as set ----------------------------------------------- forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Aquatic Cellulose International Corp), Convertible Debenture Purchase Agreement (Aquatic Cellulose International Corp), Securities Purchase Agreement (Aquatic Cellulose International Corp)

Listing and Maintenance Requirements Compliance. The Except as specified in Schedule 2.1 (q) hereto, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ OTC Bulletin Board or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 2 contracts

Samples: Secured Convertible Debenture Purchase Agreement (American Biomed Inc), Secured Convertible Debenture Purchase Agreement (Sitestar Corp)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 2 contracts

Samples: Convertible Preferred Stock Purchase Agreement (Commodore Holdings LTD), Convertible Preferred Stock Purchase Agreement (Global Technologies LTD)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 2 contracts

Samples: Convertible Preferred Stock Purchase Agreement (Internet Law Library Inc), Convertible Preferred Stock Purchase Agreement (Internet Law Library Inc)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents or in Schedule 2.1(o), the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Daw Technologies Inc /Ut)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two (2) years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (New Frontier Media Inc /Co/)

Listing and Maintenance Requirements Compliance. The Except as set ----------------------------------------------- forth in Schedule 2(p), the Company has not, in the two years preceding the date ------------- hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Number Nine Visual Technology Corp)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Reports, the Company has not, in the two years preceding the date hereof, received written notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Secured Convertible Debenture Purchase Agreement (Phoenix International Industries Inc /Fl/)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Reports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Convertible Debenture Purchase and Exchange Agreement (Moneyzone Com)

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Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Reports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or NASDAQ, any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Except for the price maintenance requirement, the Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Convertible Debenture Purchase Agreement (Computer Concepts Corp /De)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years twelve months preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Convertible Note Purchase Agreement (Stockgroup Com Holdings Inc)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents or in Schedule 2.1(o), the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (GSV Inc)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two (2) years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Loan Agreement (Bio Solutions Manufacturing, Inc.)

Listing and Maintenance Requirements Compliance. The Except as ----------------------------------------------- set forth in the SEC Reports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Secured Convertible Debenture Purchase Agreement (Demarco Energy Systems of America Inc)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years six months preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Secured Convertible Debenture Purchase Agreement (Accord Advanced Technologies Inc)

Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Reports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is currently is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable futurerequirements.

Appears in 1 contract

Samples: Secured Convertible Debenture Purchase Agreement (Demarco Energy Systems of America Inc)

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