Listing and Maintenance Requirements Compliance. The Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is in compliance with all such maintenance requirements.
Appears in 5 contracts
Samples: Convertible Preferred Stock Purchase Agreement (I Link Inc), Convertible Preferred Stock Purchase Agreement (Tanisys Technology Inc), Convertible Debenture Purchase Agreement (Intelligent Medical Imaging Inc)
Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 5 contracts
Samples: Convertible Debenture Purchase Agreement (Tidel Technologies Inc), Convertible Debenture Purchase Agreement (Tidel Technologies Inc), Convertible Debenture Purchase Agreement (Tidel Technologies Inc)
Listing and Maintenance Requirements Compliance. The Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is currently in compliance with all such maintenance requirementsrequirements and no fact or circumstances currently exist which could reasonably be expected to result in noncompliance with such maintenance requirements in the foreseeable future.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Fidelity Holdings Inc), Securities Purchase Agreement (Fidelity Holdings Inc), Convertible Debenture Purchase Agreement (Thrustmaster Inc)
Listing and Maintenance Requirements Compliance. The Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements.
Appears in 5 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Big Entertainment Inc), Convertible Preferred Stock Purchase Agreement (Big Entertainment Inc), Convertible Preferred Stock Purchase Agreement (Big Entertainment Inc)
Listing and Maintenance Requirements Compliance. The Except as set ----------------------------------------------- forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aquatic Cellulose International Corp), Securities Purchase Agreement (Aquatic Cellulose International Corp), Convertible Debenture Purchase Agreement (Aquatic Cellulose International Corp)
Listing and Maintenance Requirements Compliance. The Company has not, not in the two years preceding the date hereof, hereof received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is in compliance with all such maintenance requirements.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Usci Inc), Convertible Preferred Stock Purchase Agreement (Usci Inc)
Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Global Technologies LTD), Convertible Preferred Stock Purchase Agreement (Commodore Holdings LTD)
Listing and Maintenance Requirements Compliance. The Company has not, not in the past two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Convertible Debenture Purchase Agreement (Possis Medical Inc)
Listing and Maintenance Requirements Compliance. The Except as specified in SCHEDULE 2.1 (Q) hereto, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Convertible Debenture Purchase Agreement (Premier Laser Systems Inc)
Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Reports, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or NASDAQ, any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Except for the price maintenance requirement, the Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Debenture Purchase Agreement (Computer Concepts Corp /De)
Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or NASDAQ, any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Universal Broadband Networks Inc)
Listing and Maintenance Requirements Compliance. The Company has not, not in the two three years preceding the date hereof, thereof received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Bridge Note and Warrant Purchase Agreement (Adam Com Inc /De/)
Listing and Maintenance Requirements Compliance. The Company has not, not in the two years preceding the date hereof, hereof received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Immediately prior to and giving effect to the transactions contemplated in this Agreement, the Company is in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Genus Inc)
Listing and Maintenance Requirements Compliance. The Except as specified in SCHEDULE 2.1(q) hereto, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements.
Appears in 1 contract
