Common use of Listing and Maintenance Requirements Compliance Clause in Contracts

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Geron Corporation), Securities Purchase Agreement (Provident American Corp), Securities Purchase Agreement (Geron Corporation)

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Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the The Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market market, exchange or exchangetrading facility. The Company is not aware of any facts which that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction DocumentsRegistration Rights Agreement (as defined below), the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Jensen Jeff), Stock Purchase Agreement (RMH Teleservices Inc), Stock Purchase Agreement (RMH Teleservices Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the The Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market market, exchange or exchangetrading facility. The Company is not aware of any facts which that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction DocumentsAgreements, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Stock Purchase Agreement (Spectrx Inc), Stock Purchase Agreement (Spectrx Inc)

Listing and Maintenance Requirements Compliance. The principal market markets on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the The Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Alliance Pharmaceutical Corp), Securities Purchase Agreement (Alliance Pharmaceutical Corp)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaqthe Nasdaq National Market. Except as disclosed on Schedule 2.1(o2.1(p), the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Geron Corporation), Securities Purchase Agreement (Geron Corporation)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaqthe Nasdaq National Market. Except as disclosed on Schedule 2.1(o2.1(k), the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Restructuring Agreement (Geron Corporation), Restructuring Agreement (Geron Corporation)

Listing and Maintenance Requirements Compliance. The principal market markets on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Endocare Inc), Securities Purchase Agreement (Endocare Inc)

Listing and Maintenance Requirements Compliance. The principal market markets on which the Common Stock is currently traded is Nasdaqare Nasdaq and the BSE. Except as disclosed on Schedule 2.1(o), the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq or the BSE (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which that would reasonably lead to delisting or suspension of the Common Stock by NasdaqNasdaq or the BSE. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (International Isotopes Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is Shares are currently traded is Nasdaq. Except as disclosed on in Schedule 2.1(o), since the date that the Company has been listed on Nasdaq, the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirementsrequirements .

Appears in 1 contract

Samples: Securities Purchase Agreement (Digital Courier Technologies Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o2.1(s), the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirementsrequirements except for any approval required under the NASD rules.

Appears in 1 contract

Samples: Securities Purchase Agreement (Mechanical Technology Inc)

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Listing and Maintenance Requirements Compliance. The principal ----------------------------------------------- market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three years preceding --------------- the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (Boston Life Sciences Inc /De)

Listing and Maintenance Requirements Compliance. The principal ----------------------------------------------- market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three years preceding --------------- the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (Agribiotech Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) , to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Except as disclosed on Schedule 2.1(o), the Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Exchange Agreement (Healthaxis Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed in Schedule 2.1(p), since the date that the Company has been listed on Schedule 2.1(o)Nasdaq, the Company has not in the three years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirementsrequirements .

Appears in 1 contract

Samples: Securities Purchase Agreement (Digital Courier Technologies Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the The Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been traded or listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of any such market market, exchange or exchangetrading facility. The Company is not aware of any facts which that would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction DocumentsRegistration Rights Agreement, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Stock Purchase Agreement (RMH Teleservices Inc)

Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule SCHEDULE 2.1(o), the Company has not in the three two years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted)) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. The Company is not aware of any facts which would reasonably be expected to lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the Transaction Documents, the Company believes that it is and will be in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (Igen International Inc /De)

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