Listing and Maintenance Requirements Compliance. The Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements.
Appears in 5 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Big Entertainment Inc), Preferred Stock Purchase Agreement (Neotherapeutics Inc), Convertible Preferred Stock Purchase Agreement (Big Entertainment Inc)
Listing and Maintenance Requirements Compliance. The Company has not, not in the two years preceding the date hereof, hereof received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, is in compliance with all such maintenance requirements.
Appears in 2 contracts
Samples: Convertible Preferred Stock Purchase Agreement (Usci Inc), Convertible Preferred Stock Purchase Agreement (Usci Inc)
Listing and Maintenance Requirements Compliance. The Company has not, not in the past two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, is in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Convertible Debenture Purchase Agreement (Possis Medical Inc)
Listing and Maintenance Requirements Compliance. The Except as specified in SCHEDULE 2.1(q) hereto, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Premier Laser Systems Inc)
Listing and Maintenance Requirements Compliance. The Except as specified in SCHEDULE 2.1 (Q) hereto, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Secured Convertible Debenture Purchase Agreement (Premier Laser Systems Inc)
Listing and Maintenance Requirements Compliance. The Except as set forth in the SEC Documents, the Company has not, in the two years preceding the date hereof, received notice (written or oral) from the NASDAQ or NASDAQ, any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange exchange, market or markettrading facility. The Company is, and has no reason to believe that it will not in the foreseeable future continue to be, in compliance with all such listing and maintenance requirements.
Appears in 1 contract
Samples: Convertible Note Purchase Agreement (Universal Broadband Networks Inc)
Listing and Maintenance Requirements Compliance. The Company has not, not in the two years preceding the date hereof, hereof received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. The Immediately prior to and giving effect to the transactions contemplated in this Agreement, the Company is, and has no reason to believe that it will not in the foreseeable future continue to be, is in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Convertible Preferred Stock Purchase Agreement (Genus Inc)
