Common use of Listing and Maintenance Requirements Compliance Clause in Contracts

Listing and Maintenance Requirements Compliance. Except as set forth on Schedule 2.1(r), the Company has not in the three years preceding the date hereof received notice (written or oral) from any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. Except as specifically set forth on Schedule 2.1(r), after giving effect to the transactions contemplated in this Agreement, the Company believes that it is in compliance with all such maintenance requirements.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Imaging Technologies Corp/Ca), Securities Purchase Agreement (Imaging Technologies Corp/Ca), Securities Purchase Agreement (Diversified Senior Services Inc)

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Listing and Maintenance Requirements Compliance. Except as set forth on in Schedule 2.1(r2.1(p), the Company has not in the three two years preceding the date hereof received written notice (written or oral) from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. Except as specifically set forth on Schedule 2.1(r), after giving effect to the transactions contemplated in this Agreement, the Company believes that it is in compliance with all such maintenance requirements.

Appears in 3 contracts

Samples: Convertible Subordinated Debenture Purchase Agreement (Digital Biometrics Inc), Securities Purchase Agreement (Digital Biometrics Inc), Securities Purchase Agreement (Digital Biometrics Inc)

Listing and Maintenance Requirements Compliance. Except as specifically set forth on in Schedule 2.1(r), the Company has not in the three years preceding the date hereof since March 26, 1997 received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. Except as specifically set forth on in Schedule 2.1(r), after giving effect to the transactions contemplated in this Agreement, the Company believes that it is in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Securities Purchase Agreement (Iat Multimedia Inc)

Listing and Maintenance Requirements Compliance. Except as set forth on Schedule 2.1(r), the Company has not in the three two years preceding the date hereof received notice (written or oral) from the NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. Except as specifically set forth The Company has provided the Purchaser with complete copies of all notices described on Schedule 2.1(r), after giving effect to the transactions contemplated in this Agreement, the . The Company believes that it is in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Compositech LTD)

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Listing and Maintenance Requirements Compliance. Except Other than as set forth on specifically listed in Schedule 2.1(r3.1(q), the Company has not in the three two years preceding prior to the date hereof received written notice (written or oral) from any stock exchange, exchange or market or trading facility on which the Common Stock is or has been listed (or on which it is or has been quoted) to the effect that the Company is not in compliance with the listing or maintenance requirements of such exchange or market. Except as specifically set forth on Schedule 2.1(r), after giving effect The Company has provided to the transactions contemplated Purchaser true and complete copies of any notices referenced in this Agreement, the Company believes that it is in compliance with all such maintenance requirementsSchedule 3.1(q).

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Phoenix Network Inc)

Listing and Maintenance Requirements Compliance. Except as set forth on in Schedule 2.1(r2.1(n), the Company has not in the three two years preceding the date hereof received notice (written or oral) from NASDAQ or any other stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted) to the effect that the Company is not in compliance with respect to the Common Stock with the listing or maintenance requirements of such exchange or market. Except as specifically set forth on Schedule 2.1(r), after giving effect to the transactions contemplated in this Agreement, the The Company believes that it is in compliance with all such maintenance requirements.

Appears in 1 contract

Samples: Convertible Preferred Stock Purchase Agreement (Ecogen Inc)

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