Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed or quoted), to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. Except as disclosed on Schedule 2.1(o), the Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it is and will be in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Exchange Agreement (Healthaxis Inc)
Listing and Maintenance Requirements Compliance. The principal market on which the Common Stock is Shares are currently traded is Nasdaq. Except as disclosed on in Schedule 2.1(o), since the date that the Company has been listed on Nasdaq, the Company has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted), ) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. Except as disclosed on Schedule 2.1(o), the The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it is and will be in compliance with all such maintenance requirementsrequirements .
Appears in 1 contract
Samples: Securities Purchase Agreement (Digital Courier Technologies Inc)
Listing and Maintenance Requirements Compliance. The principal ----------------------------------------------- market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding --------------- the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted), ) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. Except as disclosed on Schedule 2.1(o), the The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it is and will be in compliance with all such maintenance requirements.
Appears in 1 contract
Samples: Securities Purchase Agreement (Boston Life Sciences Inc /De)
Listing and Maintenance Requirements Compliance. The principal market on which the Buyer's Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o)4.13, the Company Buyer has not in the three (3) years preceding the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted), ) to the effect that the Company Buyer is not in compliance with the listing or maintenance requirements of such market or exchange. Except as disclosed on Schedule 2.1(o), the Company The Buyer is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it Buyer is and will be in compliance with all such maintenance requirementsrequirements except for any approval required under the NASD rules.
Appears in 1 contract
Samples: Stock Purchase Agreement (Mechanical Technology Inc)
Listing and Maintenance Requirements Compliance. The principal ----------------------------------------------- market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding --------------- the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted), ) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. Except as disclosed on Schedule 2.1(o), the The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it is and will be in compliance with all such maintenance requirementsrequirements except for any approval required under the NASD rules.
Appears in 1 contract
Samples: Securities Purchase Agreement (Satcon Technology Corp)
Listing and Maintenance Requirements Compliance. The principal ----------------------------------------------- market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o2.1(s), the Company has not in the three (3) years preceding --------------- the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted), ) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. Except as disclosed on Schedule 2.1(o), the The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it is and will be in compliance with all such maintenance requirementsrequirements except for any approval required under the NASD rules.
Appears in 1 contract
Samples: Securities Purchase Agreement (Satcon Technology Corp)
Listing and Maintenance Requirements Compliance. The principal ----------------------------------------------- market on which the Common Stock is currently traded is Nasdaq. Except as disclosed on Schedule 2.1(o), the Company has not in the three (3) years preceding --------------- the date hereof received notice (written or oral) from Nasdaq (or any stock exchange, market or trading facility on which the Common Stock is or has been listed (or on which it has been quoted), ) to the effect that the Company is not in compliance with the listing or maintenance requirements of such market or exchange. Except as disclosed on Schedule 2.1(o), the The Company is not aware of any facts which would reasonably lead to delisting or suspension of the Common Stock by Nasdaq. After giving effect to the transactions contemplated by this Agreement and the other Transaction Documents, and except as disclosed on Schedule 2.1(o), the Company believes that it is and will be in compliance with all such maintenance requirements.
Appears in 1 contract