Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon: (i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 66 contracts
Samples: Transfer Agency Services Agreement (Sparx Funds Trust), Transfer Agency Services Agreement (MGI Funds), Transfer Agency Services Agreement (MGI Funds)
Lost or Stolen Certificates. PFPC PNC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's ’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPCPNC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC PNC and its affiliates.
Appears in 29 contracts
Samples: Transfer Agency Agreement (BlackRock Funds III), Transfer Agency Services Agreement (New Alternatives Fund Inc), Transfer Agency Services Agreement (Phoenix Edge Series Fund)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's ’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 24 contracts
Samples: Transfer Agency Services Agreement, Transfer Agency Services Agreement (Eii Realty Securities Trust), Transfer Agency Services Agreement (Managers Trust Ii)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new The lost or stolen certificate shall will be registered canceled and uncertificated Shares will be issued to a shareholder's account only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 20 contracts
Samples: Transfer Agency and Related Services Agreement (Painewebber Master Series Inc), Transfer Agency and Related Services Agreement (Painewebber Olympus Fund/Ny), Transfer Agency and Related Services Agreement (Painewebber Rma Money Fund Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost lost, stolen, destroyed or stolen not received and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 13 contracts
Samples: Transfer Agency Services Agreement (Aquila Three Peaks High Income Fund), Transfer Agency Services Agreement (Cash Assets Trust), Transfer Agency Services Agreement (Cascades Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice --------------------------- against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new The lost or stolen certificate shall will be registered canceled and uncertificated Shares will be issued to a shareholder's account only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 5 contracts
Samples: Transfer Agency and Related Services Agreement (Brinson Money Series), Transfer Agency and Related Services Agreement (Painewebber Series Trust), Transfer Agency and Related Services Agreement (Brinson Funds Inc)
Lost or Stolen Certificates. PFPC PNC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPCPNC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC PNC and its affiliates.
Appears in 4 contracts
Samples: Transfer Agency Services Agreement (Voya Enhanced Securitized Income Fund), Transfer Agency Services Agreement (Firsthand Funds), Transfer Agency Services Agreement (Bridgeway Funds Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice against --------------------------- any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new The lost or stolen certificate shall will be registered canceled and uncertificated Shares will be issued to a shareholder's account only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 4 contracts
Samples: Transfer Agency and Related Services Agreement (Painewebber Index Trust), Transfer Agency and Related Services Agreement (Painewebber Investment Series), Transfer Agency and Related Services Agreement (Painewebber Investment Trust Ii)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 3 contracts
Samples: Transfer Agency Agreement (Mitchell Hutchins Portfolios), Transfer Agency Services Agreement (American Skandia Trust), Transfer Agency Services Agreement (Painewebber Index Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice --------------------------- against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 3 contracts
Samples: Transfer Agency Services Agreement (TCW Galileo Funds Inc), Transfer Agency Services Agreement (Weiss Treasury Fund), Transfer Agency Services Agreement (Van Wagoner Funds Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice --------------------------- against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholderShareholder's pledge of a lost instrument bond or such other and appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliatesPFPC.
Appears in 2 contracts
Samples: Transfer Agency Services and Shareholder Services Agreement (Paine Webber Kidder Peabody Municipal Money Market Series), Transfer Agency Services and Shareholder Services Agreement (Managed Accounts Services Portfolio Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (Offitbank Variable Insurance Fund Inc), Transfer Agency Services Agreement (Wt Mutual Fund)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholderShareholder's pledge of a lost instrument bond or such other and appropriate indemnity bond issued by a surety company approved by PFPC; and
and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliatesPFPC.
Appears in 2 contracts
Samples: Transfer Agency Services and Shareholder Services Agreement (Kidder Peabody California Tax Exempt Money Fund), Transfer Agency Services and Shareholder Services Agreement (Kidder Peabody Cash Reserve Fund Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The the shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 2 contracts
Samples: Transfer Agency Services Agreement (E Trade Funds), Transfer Agency Services Agreement (E Trade Funds)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholderShareholder's pledge of a lost instrument bond or such other and appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliatesPFPC.
Appears in 2 contracts
Samples: Transfer Agency Services and Shareholder Services Agreement (Mitchell Hutchins Kidder Peabody Investment Trust Iii), Transfer Agency Services and Shareholder Services Agreement (Mitchell Hutchins Kidder Peabody Investment Trust Ii)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's stockholder’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder stockholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Highland Distressed Opportunities Fund, Inc.)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered cancelled and book shares issued only upon:
(i) 5.8.1 The shareholder's ’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) 5.8.2 Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Investment Company Services Agreement (Matthews International Funds)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates and the Fund and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Axa Premier Funds Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholderMember's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder Member to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (First Defined Portfolio Management Fund LLC)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A lost or stolen certificate will be cancelled and a new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Lost or Stolen Certificates. (IF TRUST ISSUES CERTIFICATES). PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Hambrecht & Quist Fund Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost lost, stolen, destroyed or stolen not received and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) 1. The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) 2. Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Aquila Three Peaks High Income Fund)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered cancelled and book shares issued only upon:
(i) : · The shareholder's ’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) and · Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Investment Company Services Agreement (Matthews International Funds)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's ’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliatesAffiliates.
Appears in 1 contract
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The the shareholder's ’s pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Lost or Stolen Certificates. PFPC shall place a stop notice against --------------------------- any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Lasalle Real Estate Securities Fund Inc)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification indemnifica tion agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Haven Capital Management Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any any
(1) certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (CRM Mutual Fund Trust)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
(i) : The shareholder's pledge of a lost instrument bond or such other appropriate indemnity bond issued by a surety company approved by PFPC; and
(ii) and Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliates.
Appears in 1 contract
Samples: Transfer Agency Services Agreement (Aal Mutual Funds)
Lost or Stolen Certificates. PFPC shall place a stop notice against any certificate reported to be lost or stolen and comply with all applicable federal regulatory requirements for reporting such loss or alleged misappropriation. A new certificate shall be registered and issued only upon:
: (i) The shareholderShareholder's pledge of a lost instrument bond or such other and appropriate indemnity bond issued by a surety company approved by PFPC; and
and (ii) Completion of a release and indemnification agreement signed by the shareholder to protect PFPC and its affiliatesPFPC.
Appears in 1 contract
