Common use of Lost Shareholder Due Diligence Searches and Servicing Clause in Contracts

Lost Shareholder Due Diligence Searches and Servicing. The Trust hereby acknowledges that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's assets escheat. The Trust hereby acknowledges that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges that vendor may receive compensation from the lost shareholder's assets for its efforts in locating the lost shareholder.

Appears in 4 contracts

Samples: Transfer Agency Services Agreement (Community Capital Trust), Agreement (Gallery Trust), Agency Services Agreement (Gallery Trust)

AutoNDA by SimpleDocs

Lost Shareholder Due Diligence Searches and Servicing. The Trust hereby acknowledges that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's assets escheat. The Trust hereby acknowledges that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges that vendor may receive compensation from the lost shareholder's assets for its efforts in locating the lost shareholder.

Appears in 3 contracts

Samples: Transfer Agency Services Agreement (Winton Diversified Opportunities Fund), Transfer Agency Services Agreement (Winton Diversified Opportunities Fund), Agreement (Winton Series Trust)

Lost Shareholder Due Diligence Searches and Servicing. The Trust hereby acknowledges that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's ’s account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's ’s representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's ’s assets escheat. The Trust hereby acknowledges that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges that vendor may receive compensation from the lost shareholder's ’s assets for its efforts in locating the lost shareholder.

Appears in 3 contracts

Samples: Transfer Agency Services Agreement (Catholic Responsible Investments Funds), Transfer Agency Services Agreement (Advisors' Inner Circle Fund III), Transfer Agency Services Agreement (Symmetry Panoramic Trust)

Lost Shareholder Due Diligence Searches and Servicing. The Trust hereby acknowledges that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's ’s account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's ’s representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's ’s assets escheat. The Trust hereby acknowledges that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges that vendor may receive compensation .compensation from the lost .lost shareholder's ’s assets for .for its efforts in locating the lost shareholder.

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Quaker Investment Trust)

Lost Shareholder Due Diligence Searches and Servicing. The Trust hereby acknowledges that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's assets escheat. The Trust hereby acknowledges that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges that vendor may receive compensation .compensation from the lost .lost shareholder's assets for .for its efforts in locating the lost shareholder.

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Advisors Inner Circle Fund II)

AutoNDA by SimpleDocs

Lost Shareholder Due Diligence Searches and Servicing. The Trust hereby acknowledges and GCCM acknowledge that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's ’s account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes and GCCM authorize Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's ’s representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's ’s assets escheat. The Trust hereby acknowledges and GCCM acknowledge that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges and GCCM acknowledge that vendor may receive compensation from the lost shareholder's ’s assets for its efforts in locating the lost shareholder.

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Green Century Funds)

Lost Shareholder Due Diligence Searches and Servicing. The Trust hereby acknowledges that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's ’s account unresolved after completion of the mandatory Rule 17Ad-17 search, the Trust hereby authorizes Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's ’s representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's ’s assets escheat. The Trust hereby acknowledges that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the Trust hereby acknowledges that vendor may receive compensation .compensation from the lost .lost shareholder's ’s assets for .for its efforts in locating the lost shareholder.

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Advisors' Inner Circle Fund)

Lost Shareholder Due Diligence Searches and Servicing. The Each of the CFC and the Trust hereby acknowledges acknowledge that Atlantic has an arrangement with an outside vendor to conduct lost shareholder searches required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended. If a shareholder remains lost and the shareholder's account unresolved after completion of the mandatory Rule 17Ad-17 search, each of the CFC and the Trust hereby authorizes authorize Atlantic to enter (itself or through the vendor), at its discretion, into fee sharing arrangements with the lost shareholder (or such lost shareholder's representative or executor) to conduct a more in-depth search in order to locate the lost shareholder before the shareholder's assets escheat. The CFC and the Trust hereby acknowledges acknowledge that Atlantic is not a party to these arrangements and does not receive any revenue sharing or other fees relating to these arrangements. Furthermore, the CFC and the Trust hereby acknowledges acknowledge that vendor may receive compensation from the lost shareholder's assets for its efforts in locating the lost shareholder.

Appears in 1 contract

Samples: Transfer Agency Services Agreement (Advisors' Inner Circle Fund III)

Time is Money Join Law Insider Premium to draft better contracts faster.