Common use of Lost Shareholders; In-Depth Shareholder Search Clause in Contracts

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended (“1934 Act”), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 38 contracts

Samples: Transfer Agency and Services Agreement (Western Asset Global High Income Fund Inc.), Transfer Agency and Services Agreement (Western Asset Managed Municipals Fund Inc.), Transfer Agency and Services Agreement (Western Asset High Income Fund Ii Inc.)

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Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended (“1934 Exchange Act”), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 8 contracts

Samples: Agency and Service Agreement, Agency and Service Agreement (Goldman Sachs BDC, Inc.), www.sec.gov

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 (“Rule 17Ad-17”) promulgated under the Securities Exchange Act of 1934, as amended (“1934 Act”), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 4 contracts

Samples: Agency and Service Agreement (Cbre Global Real Estate Income Fund), Transfer Agency and Service Agreement (Hercules Capital, Inc.), Agency and Service Agreement (First Trust Energy Income & Growth Fund)

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended (“1934 Act”), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 3 contracts

Samples: Agency and Service Agreement (Tortoise Essential Assets Income Term Fund), Transfer Agency and Service Agreement (ETF Managers Trust), Transfer Agency and Service Agreement (Altaba Inc.)

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended (“1934 Act”"EXCHANGE ACT"), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 2 contracts

Samples: Transfer Agency and Service Agreement (First Trust Dynamic Europe Equity Income Fund), Transfer Agency and Service Agreement (First Trust Intermediate Duration Preferred & Income Fund)

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended ("1934 Act"), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 1 contract

Samples: Agency and Service Agreement (Fiduciary/Claymore MLP Opportunity Fund)

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 (“Rule 17Ad-17”) promulgated under the Securities Exchange Act of 1934, as amended (“1934 Act”), without charge to the ShareholderShareholder(s). If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 1 contract

Samples: Agency and Service Agreement (Thornburg Income Builder Opportunities Trust)

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Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended (( 1934 Exchange Act”), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 1 contract

Samples: Agreement (Ivy High Income Opportunities Fund)

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 17Ad- 17 ("Rule 17Ad-17'') promulgated under the Securities Exchange Act of 1934, as amended ("1934 Act"), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 1 contract

Samples: Agency and Service Agreement (Virtus Stone Harbor Emerging Markets Income Fund)

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 under the Securities Exchange Act of 1934, as amended (“1934 Exchange Act”), without charge to the ShareholderShareholder or additional charge to the Company. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 1 contract

Samples: Agency and Service Agreement (StoneCastle Financial Corp.)

Lost Shareholders; In-Depth Shareholder Search. (a) Transfer Agent shall conduct such database searches to locate lost Shareholders as are required by Rule 17Ad-17 (“Rule 17Ad-17”) promulgated under the Securities Exchange Act of 1934, as amended (“1934 Act”), without charge to the Shareholder. If a new address is so obtained in a database search for a lost Shareholder, Transfer Agent shall conduct a verification mailing and update its records for such Shareholder accordingly.

Appears in 1 contract

Samples: Agency and Service Agreement (MainStay CBRE Global Infrastructure Megatrends Fund)

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