Common use of Maintenance of Rating Clause in Contracts

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 49 contracts

Samples: Underwriting Agreement (Celcuity Inc.), Underwriting Agreement (Aquestive Therapeutics, Inc.), Underwriting Agreement (AEON Biopharma, Inc.)

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Maintenance of Rating. The Neither the Company has no nor its subsidiaries have any debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 33 contracts

Samples: Underwriting Agreement (Tarsus Pharmaceuticals, Inc.), Underwriting Agreement (Caribou Biosciences, Inc.), Underwriting Agreement (Tarsus Pharmaceuticals, Inc.)

Maintenance of Rating. The Company has no debt does not have any securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2436(g) under the 1933 Act).

Appears in 15 contracts

Samples: Underwriting Agreement (Misonix Inc), Placement Agency Agreement (Matinas BioPharma Holdings, Inc.), Underwriting Agreement (SharpSpring, Inc.)

Maintenance of Rating. The Neither the Company has no nor its subsidiaries have any debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organization” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 12 contracts

Samples: Underwriting Agreement (Bowman Consulting Group Ltd.), Underwriting Agreement (Montrose Environmental Group, Inc.), Underwriting Agreement (Sonendo, Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organizationagency” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 9 contracts

Samples: Underwriting Agreement (Tandem Diabetes Care Inc), Underwriting Agreement (Tandem Diabetes Care Inc), Underwriting Agreement (CorEnergy Infrastructure Trust, Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 9 contracts

Samples: Underwriting Agreement (Floor & Decor Holdings, Inc.), Underwriting Agreement (Floor & Decor Holdings, Inc.), Underwriting Agreement (Floor & Decor Holdings, Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that such term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 7 contracts

Samples: Underwriting Agreement (Prothena Corp Public LTD Co), Underwriting Agreement (Prothena Corp PLC), Underwriting Agreement (Prothena Corp PLC)

Maintenance of Rating. The Neither the Company has no nor its Subsidiaries have any debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organization” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 7 contracts

Samples: Underwriting Agreement (MDNA Life Sciences, Inc.), Underwriting Agreement (MDNA Life Sciences, Inc.), Underwriting Agreement (MDNA Life Sciences, Inc.)

Maintenance of Rating. The Company has There are no debt securities or preferred stock issued, or guaranteed, by the Company that is are rated by any a “nationally recognized statistical rating organization,(as that such term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 Exchange Act).

Appears in 4 contracts

Samples: Letter Agreement (Immunovant, Inc.), Letter Agreement (Immunovant, Inc.), Underwriting Agreement (Immunovant, Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that such term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 Exchange Act).

Appears in 4 contracts

Samples: Equity Distribution Agreement (Prothena Corp Public LTD Co), Equity Distribution Agreement (Prothena Corp Public LTD Co), Underwriting Agreement (Tokai Pharmaceuticals Inc)

Maintenance of Rating. The Company has no debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 3 contracts

Samples: Underwriting Agreement (Biophytis SA), Underwriting Agreement (Biophytis SA), Underwriting Agreement (Genfit S.A.)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organizationagency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 3 contracts

Samples: Underwriting Agreement (Nexvet Biopharma PLC), Underwriting Agreement (Tubemogul Inc), Underwriting Agreement (NRG Yield, Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under of the 1933 ActAct Regulations).

Appears in 3 contracts

Samples: Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Mirna Therapeutics, Inc.)

Maintenance of Rating. The Company has no does not have any debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 3 contracts

Samples: Underwriting Agreement (Celcuity Inc.), Underwriting Agreement (Aquestive Therapeutics, Inc.), Underwriting Agreement (Cortexyme, Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock shares that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 3 contracts

Samples: Underwriting Agreement (ASLAN Pharmaceuticals LTD), Underwriting Agreement (ASLAN Pharmaceuticals LTD), Underwriting Agreement (ASLAN Pharmaceuticals LTD)

Maintenance of Rating. The Neither the Company nor its subsidiaries has no any debt securities or preferred stock that is rated by any “nationally recognized statistical rating organizationagency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 3 contracts

Samples: Underwriting Agreement (Physicians Realty Trust), Underwriting Agreement (Physicians Realty Trust), Underwriting Agreement (Physicians Realty Trust)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any "nationally recognized statistical rating organization” agency" (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 2 contracts

Samples: Underwriting Agreement (Tandem Diabetes Care Inc), Underwriting Agreement (Tandem Diabetes Care Inc)

Maintenance of Rating. The Company has no does not have any debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organization” (as that term is defined by in Section 3(a)(62) of the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 2 contracts

Samples: Underwriting Agreement (Mineralys Therapeutics, Inc.), Underwriting Agreement (PepGen Inc.)

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Maintenance of Rating. The Neither the Company has no nor its subsidiaries have any debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organizationagency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 2 contracts

Samples: Underwriting Agreement (Tpi Composites, Inc), Underwriting Agreement (Tpi Composites, Inc)

Maintenance of Rating. The Company has no debt securities or preferred stock shares that is are rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 2 contracts

Samples: Underwriting Agreement (Trillium Therapeutics Inc.), Underwriting Agreement (Trillium Therapeutics Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).. (xlii)

Appears in 1 contract

Samples: www.sec.gov

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Securities Act).

Appears in 1 contract

Samples: Prometheus Biosciences, Inc.

Maintenance of Rating. The Company has no debt securities or preferred stock that is rated that is rated by any “nationally recognized statistical rating organizationagency” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 1 contract

Samples: Underwriting Agreement (CorEnergy Infrastructure Trust, Inc.)

Maintenance of Rating. The Company has no debt securities or preferred stock shares that is are rated by any “nationally recognized statistical rating organizationagency” (as that such term is defined by in Section 3(a)(62) in the Commission for purposes of Rule 436(g)(2) under the 1933 1934 Act).

Appears in 1 contract

Samples: Underwriting Agreement (Cynapsus Therapeutics Inc.)

Maintenance of Rating. The Company has no debt does not have any securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2436(g) under the 1933 Securities Act).

Appears in 1 contract

Samples: Equity Distribution Agreement (Histogenics Corp)

Maintenance of Rating. The Company has no debt does not have any securities or preferred stock that is rated by any "nationally recognized statistical rating organization" (as that term is defined by the Commission for purposes of Rule 436(g)(2436(g) under the 1933 Act).

Appears in 1 contract

Samples: ALKALINE WATER Co INC

Maintenance of Rating. The Neither the Company nor any of its subsidiaries has no debt securities or preferred stock that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 1 contract

Samples: Underwriting Agreement (Unique Fabricating, Inc.)

Maintenance of Rating. The Neither the Company has no nor its subsidiaries have any debt securities or preferred stock that is are rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 1 contract

Samples: Underwriting Agreement (DST Systems Inc)

Maintenance of Rating. The Company has no debt securities or preferred stock preference shares that is rated by any “nationally recognized statistical rating organization” (as that term is defined by the Commission for purposes of Rule 436(g)(2) under the 1933 Act).

Appears in 1 contract

Samples: Moonlake Immunotherapeutics (MoonLake Immunotherapeutics)

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