Major Shareholders Clause Samples
The 'Major Shareholders' clause defines who qualifies as a major or significant shareholder within a company, typically based on ownership of a specified percentage of shares. This clause often outlines the rights, obligations, or restrictions that apply specifically to these shareholders, such as enhanced voting rights, disclosure requirements, or limitations on transferring shares. Its core function is to distinguish major shareholders from other investors, ensuring that those with substantial influence are subject to appropriate governance measures and transparency, thereby protecting the interests of the company and other stakeholders.
Major Shareholders. Please state below the names of persons or groups known by you to own beneficially1 more than 5% of the Company’s Common Stock. Answer:
Major Shareholders. As of February 7, 2002, the only persons who owned of record or were known by the Fund to own of record 5% or more of the Fund's outstanding shares were: Unified Fund Services, Inc., ▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of its clients 1,616,830.318 Class A shares (representing 5.01% of the Class A shares then outstanding); ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇, Inc., ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of its clients 949,677.263 Class B shares (representing 5.17% of the Class B shares then outstanding); ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇, Inc., ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of its clients 343,534.199 Class C shares (representing 6.92% of the Class C shares then outstanding); RPSS TR, VML Inc. 401k Plan, ▇▇▇ ▇▇ ▇▇▇▇▇▇▇▇▇▇ Road, Kansas City, MO 64116-4272, which owned for the benefit of its clients 47,267.046 Class N shares (representing 15.89% of the Class N shares then outstanding); RPSS TR, ▇▇▇▇ Farms, ▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of its clients 28,121.705 Class N shares (representing 9.45% of the Class N shares then outstanding); RPSS TR, Salem Heating & Sheet Metal Inc., ▇.▇. ▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of its clients 27,836.199 Class N shares (representing 9.35% of the Class N shares then outstanding); Reliance Trust Company TR, ▇▇▇▇ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, which owned for the benefit of Mesa Industries Inc. 20,047.400 Class N shares (representing 6.74% of the Class N shares then outstanding); Circle Trust Company, ▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of ▇▇▇▇▇ Machinery Company 18,894.282 Class N shares (representing 6.35% of the Class N shares then outstanding); RPSS TR, ▇▇▇▇ Group 401k PSP, ▇.▇. ▇▇▇ ▇▇▇▇, ▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of its clients 16,639.045 Class N shares (representing 5.59% of the Class N shares then outstanding); MassMutual Life Insurance Co., ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇-▇▇▇▇, which owned for the benefit of its clients 1,179,256.932 Class Y shares (representing 87.93% Class Y shares then outstanding); and Persumma Financial Services, Mass Mutual Financial Group, which owned for the benefit of its clients 125,280.922 Class Y shares (representing 9.34% of the Class Y shares...
Major Shareholders. As of March 1, 2002 , the only persons who owned of record or was known by the Fund to own beneficially 5% or more of the Fund's outstanding securities of any class were: ▇▇▇▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇, ▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇, which owned 9,986,415.908 Class A shares (representing approximately 26.95% of the Class A shares then outstanding), 1,438,654.160 Class B shares (representing approximately 9.08% of the Class B shares then outstanding) and 1,215,164.229 Class C shares (representing approximately 14.90% of the Class C shares then outstanding), which it advised the Fund that it held for the benefit of its customers, Sterling Trust Co. TR Zomba Recording 401(k), ▇▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, Denver, CO 80204-2060, which owned 57,153.397 Class N shares (representing approximately 12.50% of the Class N shares then outstanding) and Sterling Trust CO ▇▇ ▇▇▇▇▇▇ Reliable Tool & Manufact., ▇▇▇▇ ▇▇▇▇▇▇▇▇ Street, Denver, CO 80204-2060, which owned 35,657.141 Class N shares (representing approximately 7.80% of the Class N shares then outstanding), ▇▇▇▇▇▇▇ Di ▇▇▇▇▇ TR, TJH Medical Services PC 401(k), ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇-▇▇▇▇, which owned 29,315.095 Class N shares (representing approximately 6.41% of the Class N shares then outstanding), RPSS TR, KAZ, Inc. 401(k) Plan, ▇▇▇▇ ▇▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇, ▇▇ ▇▇▇▇▇, which owned 27,472.798 Class N shares (representing approximately 6.01% of the Class N shares then outstanding). The Manager. The Manager is wholly-owned by ▇▇▇▇▇▇▇▇▇▇▇ Acquisition Corp., a holding company controlled by Massachusetts Mutual Life Insurance Company.
Major Shareholders. To the extent known to the issuer, state whether the issuer is directly or indirectly owned or controlled and by whom and describe the nature of such control and describe the measures in place to ensure that such control is not abused. 471 to 472 None
Major Shareholders. As of November 5, 2001, the only persons who owned of record or who were known by the Fund to own beneficially 5% or more of the Fund's outstanding Class A, Class B or Class C shares were: ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇, Inc., for the Sole Benefit of its Customers, Attn: Fund Admin./#97BH8, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇-▇▇▇▇, which owned 736,901.304 Class B shared (5.70% of the Class B shares then still outstanding), for the benefit of its customers. ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇, Inc. for the Sole Benefit of its Customers, Attn: Fund Admin./#97HU7, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇-▇▇▇▇, which owned 245,386.888 Class C shares, (11.89% of the Class C shares then still outstanding), for the benefit of its customers. The Manager. The Manager is wholly-owned by ▇▇▇▇▇▇▇▇▇▇▇ Acquisition Corp., a holding company controlled by Massachusetts Mutual Life Insurance Company. The Manager and the Fund have a Code of Ethics. It is designed to detect and prevent improper personal trading by certain employees, including portfolio managers, that would compete with or take advantage of the Fund's portfolio transactions. Compliance with the Code of Ethics is carefully monitored and strictly enforced by the Manager. The portfolio managers of the Fund are principally responsible for the day-to-day management of the Fund's investment portfolio. Other members of the Manager's fixed-income portfolio department, particularly security analysts, traders and other portfolio managers have broad experience with fixed-income securities. They provide the Fund's portfolio managers with research and support in managing the Fund's investments.
Major Shareholders. As of January 3, 2002, the only persons who owned of record or who were known by the Fund to own beneficially 5% or more of the Fund's outstanding Class A, Class B or Class C shares were: ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇▇ & ▇▇▇▇▇ Inc. (which advised the Fund that such shares were held beneficially for its customers); Attn. Fund Admin/#97A90, ▇▇▇▇ ▇▇▇▇ ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇, ▇▇▇▇▇ ▇, ▇▇▇▇▇▇▇▇▇▇▇▇, ▇▇ ▇▇▇▇▇, which owned 339,189.712 Class B shares (approximately 9.90% of the Class B shares then outstanding) and 95,332.131 Class C shares (approximately 13.91% of the Class C shares then outstanding). The Manager. The Manager is wholly-owned by ▇▇▇▇▇▇▇▇▇▇▇ Acquisition Corp., a holding company controlled by Massachusetts Mutual Life Insurance Company. The portfolio manager of the Fund is principally responsible for the day-to-day management of the Fund's investment portfolio. Other members of the Manager's fixed-income portfolio department, provide the Fund's portfolio manager with research and support in managing the Fund's portfolio.
Major Shareholders. As of February 1, 2002, the only people who owned of record or was known by the Fund to beneficially own 5% or more of any class of the Fund's outstanding Class A, Class B, Class C, Class N or Class Y shares were: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ TR, TJH Medical Services PC 401k, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇, ▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇-▇▇▇▇, which owned 285,952.713 Class N shares, (56.77% of the Class N shares then outstanding). ▇▇▇▇▇ ▇▇▇▇▇ TR, Jamaica Psychiatric Services PC 401k, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇ ▇▇, ▇▇▇▇▇▇▇, ▇▇▇ ▇▇▇▇ ▇▇▇▇▇-2834, which owned 42,243.173 Class N shares, (8.38% of the Class N shares then outstanding). Persumma Financial Services, Mass Mutual Financial Group, ▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, # ▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇-▇▇▇▇, which owned 367,158.141 Class Y shares, (99.97% of the Class Y shares then outstanding). The Manager. The Manager is wholly-owned by ▇▇▇▇▇▇▇▇▇▇▇ Acquisition Corp., a holding company controlled by Massachusetts Mutual Life Insurance Company.
Major Shareholders. As of February 1, 2002, the only persons who owned of record or were known by the Fund to own beneficially 5% or more of any class of the Fund's outstanding shares were: ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ & Co, Inc., Attn: Mutual Funds, ▇▇▇ ▇▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, San Francisco, California 94101-4122, which owned for the benefit of its customers 708,493.184 Class A shares (representing 7.30% of the Class A shares then outstanding);
Major Shareholders. To the extent known to NATIXIS, state whether NATIXIS is directly or indirectly owned or controlled and by whom, and describe the nature of such control, and describe the measures in place to ensure that such control is not abused:
Major Shareholders. The Company’s major shareholders were the Toy family which owns the common shares at 65.00% of the total common shares of the Company.