Common use of Major Shareholders Clause in Contracts

Major Shareholders. As of February 7, 2002, the only persons who owned of record or were known by the Fund to own of record 5% or more of the Fund's outstanding shares were: Unified Fund Services, Inc., 000 Xxxxx Xxxxxxxxxxxx Xxxxxx, Xxxxxxxxxxxx, Xxxxxxx 00000-0000, which owned for the benefit of its clients 1,616,830.318 Class A shares (representing 5.01% of the Class A shares then outstanding); Xxxxxxx Xxxxx Xxxxxx Xxxxxx & Xxxxx, Inc., 0000 Xxxx Xxxx Xxxxx Xxxx, Xxxxx 0, Xxxxxxxxxxxx, Xxxxxxx 00000-0000, which owned for the benefit of its clients 949,677.263 Class B shares (representing 5.17% of the Class B shares then outstanding); Xxxxxxx Xxxxx Xxxxxx Xxxxxx & Xxxxx, Inc., 0000 Xxxx Xxxx Xxxxx Xxxx, Xxxxx 0, Xxxxxxxxxxxx, Xxxxxxx, 00000-0000, which owned for the benefit of its clients 343,534.199 Class C shares (representing 6.92% of the Class C shares then outstanding); RPSS TR, VML Inc. 401k Plan, 000 XX Xxxxxxxxxx Road, Kansas City, MO 64116-4272, which owned for the benefit of its clients 47,267.046 Class N shares (representing 15.89% of the Class N shares then outstanding); RPSS TR, Xxxx Farms, 000 Xxxxxx Xxxxxx, Xxxxxxxx, XX 00000-0000, which owned for the benefit of its clients 28,121.705 Class N shares (representing 9.45% of the Class N shares then outstanding); RPSS TR, Salem Heating & Sheet Metal Inc., X.X. Xxx 00000, Xxxxx, XX 00000-0000, which owned for the benefit of its clients 27,836.199 Class N shares (representing 9.35% of the Class N shares then outstanding); Reliance Trust Company TR, 0000 Xxxxxxxxx Xxxx, Xxxxx 000, Xxxxxxx, XX 00000, which owned for the benefit of Mesa Industries Inc. 20,047.400 Class N shares (representing 6.74% of the Class N shares then outstanding); Circle Trust Company, 0 Xxxxxxx Xxxxx, Xxxxxxxx, XX 00000-0000, which owned for the benefit of Xxxxx Machinery Company 18,894.282 Class N shares (representing 6.35% of the Class N shares then outstanding); RPSS TR, Xxxx Group 401k PSP, X.X. Xxx 0000, Xxxxxxxx, XX 00000-0000, which owned for the benefit of its clients 16,639.045 Class N shares (representing 5.59% of the Class N shares then outstanding); MassMutual Life Insurance Co., 0000 Xxxxx Xxxxxx, Xxxxxxxxxxx, Xxxxxxxxxxxxx 00000-0000, which owned for the benefit of its clients 1,179,256.932 Class Y shares (representing 87.93% Class Y shares then outstanding); and Persumma Financial Services, Mass Mutual Financial Group, which owned for the benefit of its clients 125,280.922 Class Y shares (representing 9.34% of the Class Y shares then outstanding). The Manager. The Manager is wholly-owned by Xxxxxxxxxxx Acquisition Corp., a holding company controlled by Massachusetts Mutual Life Insurance Company.

Major Shareholders. As of February 71, 2002, 2002 the only persons who owned of record or were known by the Fund to own of record 5% or more of any class of the Fund's outstanding shares were: Unified Fund Services, Xxxxxxx Xxxxx Xxxxxx Inc., 000 Xxxxx Xxxxxxxxxxxx Xxxx 00xx Xxxxxx, Xxxxxxxxxxxx0xx Xxxxx, Xxxxxxx Xxx Xxxx, Xxx Xxxx 00000, which owned for the benefit of its clients 694,510.864 Class A shares (representing 9.13% of the Class A shares then outstanding); MAC & Co. Acct. #SBKF97C4072, X.X. xxx 0000, Xxxxxxxxxx, XX 00000-0000, which owned for the benefit of its clients 1,616,830.318 365,265.931 Class A shares (representing 5.014.80% of the Class A shares then outstanding); Xxxxxxx Xxxxx Xxxxxx Xxxxxx MAC & XxxxxCo. Acct #SBNF97C5072, Inc.X.X. Xxx 0000, 0000 Xxxx Xxxx Xxxxx XxxxXxxxxxxxxx, Xxxxx 0, Xxxxxxxxxxxx, Xxxxxxx XX 00000-0000, which owned for the benefit of its clients 949,677.263 31,277.874 Class B A shares (representing 5.170.41% of for the Class B shares A shres then outstanding); Xxxxxxx Xxxxx Xxxxxx Xxxxxx & Xxxxx, Xxxxx Inc., 0000 Xxxx Xxxx Xxxxx Xxxx, Xxxxx 0, Xxxxxxxxxxxx, Xxxxxxx, 00000-0000, which owned for the benefit of its clients 343,534.199 Class C 95,869.302 shares (representing 6.925.00% of the Class C B shares then outstanding); RPSS TR, VML Inc. 401k PlanTR XXX, 000 Xxxxxxxxxx Xxxx, Xxx Xxxxx, XX Xxxxxxxxxx Road, Kansas City, MO 6411600000-42720000, which owned for the benefit of its clients 47,267.046 Xxxxxx X. Xxxxxxxx 6,108.875 Class N shares (representing 15.8923.11% of the Class N shares then outstanding); RPSS Xxxxxxxxxxx Xxxxx TR, 000 Xxxx FarmsXxxxxx Xxxxx, 000 Xxxxxx XxxxxxXx. 19, XxxxxxxxXxx Xxxx, XX 00000-0000, which owned for the benefit of its clients 28,121.705 3,398.463 Class N shares (representing 9.45% of the Class N shares then outstanding); RPSS TR, Salem Heating & Sheet Metal Inc., X.X. Xxx 00000, Xxxxx, XX 00000-0000, which owned for the benefit of its clients 27,836.199 Class N shares (representing 9.35% of the Class N shares then outstanding); Reliance Trust Company TR, 0000 Xxxxxxxxx Xxxx, Xxxxx 000, Xxxxxxx, XX 00000, which owned for the benefit of Mesa Industries Inc. 20,047.400 Class N shares (representing 6.7412.85% of the Class N shares then outstanding); Circle Trust Company, 0 Xxxxxxx Xxxxx, Xxxxxxxx, XX 00000-0000, which owned for the benefit of Xxxxx Machinery Company 18,894.282 its clients 3,165.758 Class N shares (representing 6.3511.97% of the Class N shares then outstanding); XX Xxxxxxxxx & Xxxxxxx Xxxxxx XX, 000 Xxxxxxxx Xxxxxx, Xxxxxx XX 00000-0000, which owned for the benefit of Pearson X. Xxxxxx 3,157.520 Class N shares (representing 11.94% of the Class N shares then outstanding); RPSS TR, Xxxx Group 401k PSPCost Management Incentives Inc., X.X. Xxx 000 Xxxxxx Xxxxxx, Xxxxx 0000, XxxxxxxxXxx Xxxxx, XX 00000-0000, which owned for the benefit of its clients 16,639.045 client 2,074.079 Class N shares (representing 5.597.84% of the Class N shares then outstanding); MassMutual Life Insurance Co.and Circle Trust Company, 0000 Xxxxx XxxxxxMetro Center, XxxxxxxxxxxStamford, Xxxxxxxxxxxxx 00000-0000CT 06902, which owned for the benefit of its clients 1,179,256.932 Caddick Construction Co. 1,709.386 Class Y N shares (representing 87.93% Class Y shares then outstanding); and Persumma Financial Services, Mass Mutual Financial Group, which owned for the benefit of its clients 125,280.922 Class Y shares (representing 9.346.46% of the Class Y N shares then outstanding). The Manager. The Manager is wholly-owned by Xxxxxxxxxxx Acquisition Corp., a holding company controlled by Massachusetts Mutual Life Insurance Company. The Manager became the Fund's investment advisor on February 28, 1997.

Major Shareholders. As of February 71, 2002, 2002 the only persons who owned of record or were known by the Fund to own of record 5% or more of any class of the Fund's outstanding shares were: Unified Fund Services, Xxxxxxx Xxxxx Barney Inc., 000 Xxxxx Xxxxxxxxxxxx Xxxx 00xx Xxxxxx, Xxxxxxxxxxxx0xx Xxxxx, Xxxxxxx Xxx Xxxx, Xxx Xxxx 00000, which owned for the benefit of its clients 694,510.864 Class A shares (representing 9.13% of the Class A shares then outstanding); MAC & Co. Acct. #SBKF97C4072, X.X. xxx 0000, Xxxxxxxxxx, XX 00000-0000, which owned for the benefit of its clients 1,616,830.318 365,265.931 Class A shares (representing 5.014.80% of the Class A shares then outstanding); Xxxxxxx Xxxxx Xxxxxx Xxxxxx MAC & XxxxxCo. Acct #SBNF97C5072, Inc.X.X. Xxx 0000, 0000 Xxxx Xxxx Xxxxx XxxxXxxxxxxxxx, Xxxxx 0, Xxxxxxxxxxxx, Xxxxxxx XX 00000-0000, which owned for the benefit of its clients 949,677.263 31,277.874 Class B A shares (representing 5.170.41% of for the Class B shares A shres then outstanding); Xxxxxxx Xxxxx Xxxxxx Xxxxxx & Xxxxx, Xxxxx Inc., 0000 Xxxx Xxxx Xxxxx Xxxx, Xxxxx 0, Xxxxxxxxxxxx, Xxxxxxx, 00000-0000, which owned for the benefit of its clients 343,534.199 Class C 95,869.302 shares (representing 6.925.00% of the Class C B shares then outstanding); RPSS TR, VML Inc. 401k PlanTR XXX, 000 Xxxxxxxxxx Xxxx, Xxx Xxxxx, XX Xxxxxxxxxx Road, Kansas City, MO 6411600000-42720000, which owned for the benefit of its clients 47,267.046 Xxxxxx X. Xxxxxxxx 6,108.875 Class N shares (representing 15.8923.11% of the Class N shares then outstanding); RPSS Xxxxxxxxxxx Xxxxx TR, 000 Xxxx FarmsXxxxxx Xxxxx, 000 Xxxxxx XxxxxxXx. 19, XxxxxxxxXxx Xxxx, XX 00000-0000, which owned for the benefit of its clients 28,121.705 3,398.463 Class N shares (representing 9.45% of the Class N shares then outstanding); RPSS TR, Salem Heating & Sheet Metal Inc., X.X. Xxx 00000, Xxxxx, XX 00000-0000, which owned for the benefit of its clients 27,836.199 Class N shares (representing 9.35% of the Class N shares then outstanding); Reliance Trust Company TR, 0000 Xxxxxxxxx Xxxx, Xxxxx 000, Xxxxxxx, XX 00000, which owned for the benefit of Mesa Industries Inc. 20,047.400 Class N shares (representing 6.7412.85% of the Class N shares then outstanding); Circle Trust Company, 0 Xxxxxxx Xxxxx, Xxxxxxxx, XX 00000-0000, which owned for the benefit of Xxxxx Machinery Company 18,894.282 its clients 3,165.758 Class N shares (representing 6.3511.97% of the Class N shares then outstanding); XX Xxxxxxxxx & Xxxxxxx Xxxxxx XX, 000 Xxxxxxxx Xxxxxx, Xxxxxx XX 00000-0000, which owned for the benefit of Pearson X. Xxxxxx 3,157.520 Class N shares (representing 11.94% of the Class N shares then outstanding); RPSS TR, Xxxx Group 401k PSPCost Management Incentives Inc., X.X. Xxx 000 Xxxxxx Xxxxxx, Xxxxx 0000, XxxxxxxxXxx Xxxxx, XX 00000-0000, which owned for the benefit of its clients 16,639.045 client 2,074.079 Class N shares (representing 5.597.84% of the Class N shares then outstanding); MassMutual Life Insurance Co.and Circle Trust Company, 0000 Xxxxx XxxxxxMetro Center, XxxxxxxxxxxStamford, Xxxxxxxxxxxxx 00000-0000CT 06902, which owned for the benefit of its clients 1,179,256.932 Caddick Construction Co. 1,709.386 Class Y N shares (representing 87.93% Class Y shares then outstanding); and Persumma Financial Services, Mass Mutual Financial Group, which owned for the benefit of its clients 125,280.922 Class Y shares (representing 9.346.46% of the Class Y N shares then outstanding). The Manager. The Manager is wholly-owned by Xxxxxxxxxxx Acquisition Corp., a holding company controlled by Massachusetts Mutual Life Insurance Company. The Manager became the Fund's investment advisor on February 28, 1997.